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HomeMy WebLinkAboutPhase 1 Landfill Closure I I 2030 11th Ave., PO Box 4817 Helena, MT 59604 (406) 449-8627 . Fax (406) 449-8631 greatwesteng,com . GreatWest engineering I I I I I I I I I I I I I I I I ADDENDUM #1 CITY OF BOZEMAN PHASE I LANDFILL CLOSURE PROJECT DATE OF ADDENDUM: BIDS DUE: LOCATION TO DELIVER aiDS: August 31 , 2006 2:00 PM, September 6,2006 City of Bozeman Clerk of Commission City Hall 411 East Main Street PO Box 1230 Bozeman, MT 59771 BID OPENING: 2:00 PM, September 6, 2006 City Hall 411 East Main Street Bozeman, Montana TO ALL PLANHOLDERS: This addendum shall serve to modify the plans and specifications for the City of Bozeman Phase I Landfill Closure Project as follows: CONTRACT DOCUMENTS AND SPECIFICATIONS 1. Leachate Clean out Extensions: The City of Bozeman shall expose the ends of all five (5) leachate c1eanouts to a depth of two feet. 2. Topsoil Placement: The 6" topsoil layer applied to the closure area shall include 4" of topsoil obtained from the Borrow Area and 2" of compost obtained from the City's on-site stockpile. 3. Borrow Area: The contractor will not be required to reclaim the borrow area. The contractor will also not be required to seed the stockpiled topsoil and the borrow area. I" I I I I I I I I I I I I I I I I I I Addendum # 1 City of Bozeman Phase I Landfill Closure August 31,2006 Page 2 of 2 GrearWest engineering 4. Fence: The City of Bozeman shall remove the wire fence at the top of the south slope of the closure area prior to construction. 5. Easement: The City of Bozeman shall not place garbage within 30' of the top of the closure area. This is intended to leave a minimum corridor of 30' for the contractor to easily access the closure slope. 6. Dust Control: The contractor shall be responsible for dust control using a water truck. The city will provide free water through a city fire hydrant located on Caddy Court. 7. Traffic: To eliminate the use of the haul road by the City of Bozeman during the construction period, the contractor shall place three (3) scraper loads of fill dirt at the top of the landfill. ACKNOWLEDGMENT OF ADDENDUM #1 All bidders shall acknowledge receipt of Addendum #1 in the Bid. Any Bid in which all issued addenda are not acknowledged may be considered incomplete. Sincerely, Great West Engineering Enclosures Plan holders List - 2 pages II I I I I I I I I I I I I I I I I I I PLAN HOLDERS LIST CITY OF BOZEMAN PHASE I LANDFILL CLOSURE SEPTEMBER 6, 2006 City of Bozeman PO Box 1230 Bozeman, MT 59771 Phone: 406-582-2300 Fax: 406-582-2323 Missoula Plan Exchange 201 North Russell Street Missoula, MT 59801 Phone: 406-549-5002 Fax: 406-721-2941 Great Falls Builders Exchange 202 2nd Avenue South Great Falls MT 59405 Phone: 406-727-7548 Fax: 406-727-5997 Bullock Construction PO Box 364 Boulder, MT 59632 Phone: 406-225-3894 Fax: 406-225-3480 Bozeman Plan Exchange 1105 Reeves Rd. West, Suite 800 Bozeman, MT 59718 Phone: 406-586-7653 Fax: 406-586-4062 Bozeman Sand and Gravel PO Box 1327 Bozeman, MT 59711 Phone:406-586-2211 Billings Builders Exchange 2050 Broadwater Ave, Suite A Billings MT 59102 Phone: 406-652-1311 Fax: 406-652-1391 MK Weeden Construction, Inc. PO Box 1164 Lewistown, MT 59457 Phone: 406-538-3726 Fax: 406-538-4818 Butte Builders Exchange PO Box 4136 Butte, MT 59702 Phone: 406-782-5433 Fax: 406-782-5433 Montana Contractors Association PO Box 4519 Helena, MT 59604 Phone: 406-442-4162 Fax: 406-449-3199 Montgomery Construction 361 Price Road Three Forks, MT 59752 Phone: 406-571-1203 Fax: 406-285-5209 Page 1 I I I I I I I I I I I I I I I I I I I CONTRACT DOCUMENTS & SPECIFICATIONS C;I..T..'y...... Qt;.........iF'..,..i. St ...w.iQr...."iZ...,l'.E".;'M,.t.... :.:A.~'" N'.' ..1. ' , .i ,"iil;'::' i' j i ( C" I'., i,. .i..... I ' i..... .. .; ....i.'....;........, .i.... .' ., ',.i ... ----QId-A-.~~---I--l.-A--N; j -~lit.---tl------Pt-._~~tJ..- '-~~....' r~:'n::Mv\~,:: ,,::' LI\. ~ "',J r'; f. ,~;"'''' ",:~,:,:, ",:: \.IfLVi\J~ ';:,..:<.<::/:/n:t: Prepared for: City of Bozeman AUGUST 2006 Prepared by: Robert E. Church, PE Stephanie M. Reinig, EI GreatWest engineering I I I I I I I I I I I I I I I I I I I T ABLE OF CONTENTS DIVISION 0 - BIDDING AND CONTRACTING REQUIREMENTS Section Title WHITESECrnloM 00020 Invitation to Bid 00100 Instructions to Bidders 00300 00430 00500 00610 00615 00700 00810 YELLOW SEcrnloM Bid Form Bid Bond Form (EJCDC NO. C-430 (2002)) WiUITES\ECIiI'ION Agreement Form Performance Bond (EJCDC No. C-61O (2002)) Payment Bond (EJCDC No. C-615 (2002)) B'Em.SEC1l0M Standard General Conditions (EJCDC No. C-700 (2002)) -Supplementary Conditions to the General Conditions (Montana Public Works Standard Specifications) Engineer's Supplementary Conditions to the General Conditions WHIffESECTION Miscellaneous Forms Notice of Award (EJCDC No. C-51O (2002)) Notice to Proceed (EJCDC No. C-550 (2002)) Change Order (EJCDC No. C-941 (2002)) Work Change Directive (EJCDC No. C-940 (2002)) Progress Pay Estimate Certificate of Substantial Completion (EJCDC No. 191O-8-D (1996)) PINK SECTION Wage Rates " ~ GOL'D 8ECTIOM Special Provisions I I I I I I I I I I I I I I I I I I I Division 01100 01250 01275 01290 01310 01320 01330 01400 01420 01500 01600 01700 01770- Section 02320 02370 02627 02925 DIVISION 1 - GENERAL REQUIREMENTS Title Summary Contract Modification Procedures Measurement and Payment Payment Procedures Project Management and Coordination Construction Progress Documentation Submittal Procedures Quality Requirements References Temporary Facilities and Controls Product Requirements Execution Requirements HCloseoutProcedures DIVISION 2 - SITE CONSTRUCTION Title Sitework Excavation, Embankment & Compaction Erosion Control and Sediment Retention Straw Rolls Leachate Collection System Seeding LIST OF APPENDICES APPENDIX A - EROSION CONTROL PLAN, NOTICE OF INTENT & STORM WATER PREVENTION PLAN APPENDIX B - GEOTECHNICAL EV ALUA TION Note: The geotechnical report is included within this Project Manual for the Contractor's information only. There is no expressed or implied guarantee that the data included, or the interpretations thereof, represent either extreme, average, or the only soil and groundwater conditions to be found at the project site. ,,' I I I I I I I I I I I I I I I I I I I INVITATION TO BID ~ ~ --,,- .-.., "'- I I I I I I I I I I I I I I I I I I I SECTION 00020 INVITATION TO BID Separate sealed bids for construction of the Phase I Landfill Closure will be received by City of Bozeman, Montana at the office of the Clerk of Commission at the City Hall, 411 East Main St., P.O. Box 1230, Bozeman, MT 59771 until 2:00 p.m. local time on September 6,2006. The bids will be publicly opened and read aloud at 2:00 p.m., on September 6, 2006, in the above-mentioned building. The project consists primarily of the construction of a 4.7 -acre soil cover system to overlie portions of the Phase 1 cell of the City of Bozeman Landfill which have reached their final waste elevations. Construction elements include a 5.5-foot thick final cover system, comprising a 5-foot thick native _ n~oillayer a!l_c:lO.5-foQ!~hick nattv'~ topsoillay~r. Oth~t_~()rk in~111q~s lea~hllt~ cleap()l1t extensions, seeding, and erosion control. . The specific construction items for this project will include: excavation, embankment, gravel, HDPE piping, steel protective piping, drainage improvements, seeding/fertilizing, erosion control, and other miscellaneous items. The contract documents consisting of Drawings and Project Manual may be examined or obtained at the office of Great West Engineering, located at 2030 11th A venue, P.O. Box 4817, Helena, MT 59601 (406)449-8627 in accordance with Article 2.01 of Instructions to Bidders. Required deposit is $100.00 per set, which is not refundable. In addition, the Drawings and Project Manual may also be examined at the following locations: Great Falls Builders Exchange Bozeman Plan Library Billings Plan Exchange Butte Builders Exchange Montana Contractors Association (Helena) There will be a Pre-Bid Conference at the project site located at the City landfill equipment building on StOry Mill Road at 2:00 p.m. on August 30, 2006. Interested CONTRACTORS are encouraged to attend. CONTRACTORS and any of the CONTRACTOR'S subcontractors doing work on this project will be required to obtain registration with the Montana Department of Labor and Industry (DLI). Forms for registration are available from the Department of Labor and Industry, P.O. Box 8011, 1805 Prospect, Helena, Montana 59604-8011. Information on registration can be obtained by calling 1- r 406-444-7734. All laborers and mechanics employed by CONfRACTORS or subcontractors in performance of the construction work shall be paid wages at rates as may be required by the State of Montana prevailing wage rates enclosed herein. The CONTRACTOR must ensure that employees and applicants for employment are not discriminated against because of their race, color, religion, sex or national origin. INVITATION TO BID 00020-1 Each bid or proposal must be accompanied by a Certified Check, Cashier's Check, or Bid Bond payable to City of Bozeman, in an amount not less than ten percent (10%) of the total amount of the bid. Successful BIDDERS shall furnish an approved Performance Bond and a Labor and Materials Payment Bond, each inthe amount of one hundred percent (100%) ofthe contract amount. Insurance as required shall be provided by the successful BIDDER(s) and a certificate(s) of that insurance shall be provided. No bid may be withdrawn after the scheduled time for the public opening of bids, which is 2:00 p.m., September 6, 2006. The right is reserved to reject any or all proposals received, to waive informalities, to postpone the award of the contract for a period of not to exceed sixty (60) days, and to accept the lowest responsive and responsible bid which is in the best interest of the OWNER. City of Bozeman is an Equal Opportunity Employer. Published at Bozeman, Montana, August 20, 2006 August 27, 2006 September 3,2006 Mr. Steve Johnson City of Bozeman Solid Waste Manager (Title) ~ " INVITATION TO BID 00020-2 I I I I I I I I I I I I I I I I I I I I I I I I I I- I I I I I I I I I I I I INSTRUCTIONS TO BIDDERS .. .--.."...-,j-----....-...........-."........"......". c . I I I I I I I I I I I I I I I I I I I SECTION 00100 INSTRUCTIONS TO BIDDERS ARTICLE 1 - DEFINED TERMS 1.01 Terms used in these Instructions to Bidders will have the meanings indicated in the General Conditions and the Supplementary Conditions. Additional terms used in these Instructions to Bidders have the meanings indicated below which are applicable to both the singular and plural thereof: A "Bidder" -The individual or entity who submits a Bid directly to OWNER. B. "Issuing Office"- The office from which the Bidding Documents are to be issued and where the bidding procedures are to be administered. C. "Successful Bidder"- The lowest responsible Bidder submitting a responsive Bid to whom OWNER (on the basis of OWNER's evaluations as hereinafter provided) makes an award. ARTICLE 2 - COPIES OF BIDDING DOCUMENTS 2.01 Complete sets of the Bidding Documents in the number and for the deposit sum, if any, stated in the Invitation to Bid may be obtained from the Issuing Office. The deposit will not be refunded. 2.02 Complete sets of Bidding Documents must be used in preparing Bids; neither OWNER nor ENGINEER assume any responsibility for errors or misinterpretations resulting from the use of incomplete sets of Bidding Documents. 2.03 OWNER and ENGINEER in making copies of Bidding Documents available on the above terms do so only for the purpose of obtaining Bids on the Work and do not confer a license or grant for any other use. 2.04 The Contractor to whom a contract is awarded will be furnished, without cost to him, four copies of the Specifications and four sets of the Drawings, together with all Addenda thereto. Additional copies of Specifications and Drawings may be obtained from the Engineer, by the Contractor awarded the contract only, on the following basis: Full or partial sets of Drawings Each book of Specifications $ 2.50 per sheet $75.00 " " I" " ARTICLE 3 - QUALIFICATION OF BIDDERS 3.01 To demonstrate Bidder's qualifications to perform the Work, within five (5) days of OWNER's request, Bidder shall submit written evidence, such as financial data, previous experience in performing comparable work, present commitments and other such data as may be called for in the Special Provisions. INSTRUCTIONS TO BfDDERS 00100-1 In determining the lowest responsible bid, the following elements will be considered: whether the BIDDER involved (a) maintains a permanent place of business; (b) has adequate plant and equipment to do the work properly and expeditiously; (c) has a suitable financial status to meet obligations incident to the work; and (d) has appropriate technical experience. Each BIDDER may be required to show that former work performed by him has been handled in such a manner that there are no just or proper claims pending against such work. No BIDDER will be acceptable if he is engaged on any other work which impairs his ability to finance his contract. The BIDDER shall demonstrate his ability by meeting all requirements herein stipulated, if asked for them. ARTICLE 4 - EXAMINATION OF BIDDING DOCUMENTS, OTHER RELATED DATA AND SITE 4.01 Subsurface and Physical Conditions A. The Special Provisions identify: 1. Those reports of explorations and tests of subsurface conditions at or contiguous to the Site that ENGINEER has used in preparing the Bidding Documents. 2. Those drawings of physical conditions in or relating to existing surface and subsurface structures at or contiguous to the Site (except Underground Facilities) that ENGINEER has used in preparing the Bidding Documents. B. Copies of reports and drawings referenced in paragraph 4.01.A will be made available by OWNER to any Bidder on request. Those reports and drawings are not part of the Contract Documents, but the "technical data" contained therein upon which Bidder is entitled to rely as provided in paragraph 4.02 of the General Conditions has been identified and established in paragraph 4.02 of the Supplementary Conditions. Bidder is responsible for any interpretation or conclusion Bidder draws from any "technical data" or any other data, interpretations, opinions, or information contained in such reports or shown or indicated in such drawings. 4.02 Underground Facilities A. Information and data shown or indicated in the Bidding Documents with respect to existing Underground Facilities at or contiguous to the Site is based upon info?TIation and data furnished to OWNER and ENGINEER by owners of such Underground Facilities, including OWNER, or others. OWNER and ENGINEER do not assume responsibility for the accuracy or completeness thereof unless expressly provided otherwise elsewhere. INSTRUCTIONS TO BIDDERS 00100-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 4.03 Hazardous Environmental Condition A. The Special Provisions identify those reports and drawings relating to a Hazardous Environmental Condition identified at the Site, if any, that ENGINEER has used in preparing the Bidding Documents. B. Copies of reports and drawings referenced in paragraph 4.03.A will be made available by OWNER to any Bidder on request. Those reports and drawings are not part of the Contract Documents, but the "technical data" contained therein upon which Bidder is entitled to rely as provided in the Special Provisions has been identified and establi shed in paragraph 4.06 of the Supplementary Conditions. Bidder is responsible for any interpretation or conclusion Bidder draws from any "technical data" or any other data, interpretations, opinions, or information contained in such reports or shown or indicated in such drawings. 4.04 Provisions concerning responsibilities for the adequacy of data furnished to prospective Bidders with respect to subsurface conditions, Underground Facilities and other physical conditions, and possible changes in the Bidding Documents due to differing or unanticipated conditions appear in paragraphs 4.02, 4.03, and 4.04 of the General Conditions. Provisions concerning responsibilities for the adequacy of data furnished to prospective Bidders with respect to a Hazardous Environmental Condition at the Site, if any, and possible changes in the Contract Documents due to any Hazardous Environmental Condition uncovered or revealed at the Site which was not shown or indicated in the Drawings or Specifications or identified in the Contract Documents to be within the scope of the Work appear in paragraph 4.06 of the General Conditions. 4.05 Upon request, OWNER will provide Bidder access to the site to conduct such examinations, investigations, explorations, tests, and studies as Bidder deems necessary for submission of a Bid. Bidder shall fill and compact all holes and clean up and restore the Site to its former condition upon completion of such explorations, investigations, tests, and studies. 4.06 Reference is made to the Special Provisions for the identification of the general nature of other work that is to be performed at the Site by OWNER or others (such as utilities and other prime contractors) that relates to the Work for which a Bid is to be submitted. On request, OWNER will provide to each bidder for examination access to or copies of Contract Documents (other than portions thereof related to price) for such work. 4.07 It is the responsibility of each Bidder before submitting a Bid to: A. Examine and carefully study the Bidding Documents including any Addenda and the other related data identified in the Bidding Documents; r " B. Visit the site and become familiar with and satisfy Bidder as to the general, local, and Site conditions that may affect cost, progress, and performance of the Work; including but not limited to those general and local conditions affecting transportation, disposal, handling and storage facilities, availability of labor, water, power, roads, climactic conditions and seasons, physical conditions at the work Sites INSTRUCTIONS TO BIDDERS 00100-3 and project area as a whole, job site topography and ground conditions, equipment and facilities needed preliminary to and during work prosecution, C. Become familiar with and satisfy Bidder as to all Federal, State and Local Laws and Regulations that may affect cost, progress, or performance of the Work; D. Carefully study all reports of explorations and tests of subsurface conditions at or contiguous to the Site and all drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the Site (except underground Facilities) which have been identified in the Special Provisions as provided in paragraph 4.02 of the General Conditions, and carefully study all reports and drawings of a Hazardous Environmental Condition, if any, at the Site which have been identified in the Special Provisions as provided in paragraph 4.06 of the General Conditions; E. Obtain and carefully study (or assume responsibility for doing so) all additional or supplementary examinations, investigations, explorations, tests, studies, and data concerning conditions (surface, subsurface and Underground Facilities) at or contiguous to the Site which may affect cost, progress, or performance of the Work or which relate to any aspect of the means, methods, techniques, sequences and procedures of construction expressly required by the Bidding Documents, and safety precautions and programs incident thereto; F. Agree at the time of submitting its bid that no further examinations, investigations, exploration, tests, studies or data are necessary for the determination of its Bid for performance of the Work at the price bid and within the times and in accordance with the other terms and conditions of the Bidding Documents; G. Become aware of the general nature of the work to be performed by OWNER and others at the Site that relates to the Work as indicted in the Bidding Documents; H. Correlate the information known to Bidder, information and observations obtained from visits to the Site, reports and drawings identified in the Bidding Documents, and all additional examinations, investigations, explorations, tests, studies, and data with the Bidding Documents. I. Promptly give ENGINEER written notice of all conflicts, errors, ambiguities, or discrepancies that Bidder discovers in the Bidding Documents and confirm that the written resolution thereof by ENGINEER is acceptable to the Bidders; and ,. ~ J. Determine that the Bidding Documents are generally sufficient to indicate and convey understanding of all terms and conditions for the performance of the Work. 4.08 The submission of a Bid will constitute an incontrovertible representation by Bidder that Bidder has complied with every requirement of this Article 4, that without exception the Bid is premised upon performing and furnishing the Work required by the Bidding Documents and INSTRUCTIONS TO BIDDERS 00100-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I applying any specific means, methods, techniques, sequences or procedures of construction that may be shown or indicated or expressly required by the Bidding Documents, that Bidder has given ENGINEER written notice of all conflicts, en"ors, ambiguities, and discrepancies that Bidder has discovered in Bidding Documents and the written resolutions thereof by ENGINEER are generally sufficient to indicate and convey under-standing of all terms and conditions for performing and furnishing the Work. ARTICLE 5 . PRE-BID CONFERENCE 5.01 A pre-Bid conference will be held at the time and place listed in the Invitation To Bid. Representatives of OWNER and ENGINEER will be present to discuss the project. Bidders are encouraged to attend and participate in the conference. ENGINEER will transmit to all prospective bidders of record such Addenda as ENGINEER considers necessary in response to questions arising at the conterence. Oral statemef!t~.!1!~y.!!~t_be relied upon and will n()t_I:>.~~t~~il1g or legally effective. ARTICLE 6 - SITE AND OTHER AREAS 6.01 The Site is identified in the Bidding Documents. All additional lands and access thereto required for temporary construction facilities, construction equipment, or storage of materials and equipment to be incorporated in the Work are to be obtained and paid for by CONTRACTOR. Easement for permanent structures or permanent changes in existing facilities are to be obtained and paid for by OWNER unless otherwise provided in the Bidding Documents. ARTICLE 7 - INTERPRETATIONS AND ADDENDA 7.01 All questions about the meaning or intent of the Bidding Documents are to be submitted to ENGINEER in writing. Interpretations or clarifications considered necessary by ENGINEER in response to such questions will be issued by Addenda mailed or delivered to all parties recorded by ENGINEER as having received the Bidding Documents. Questions received less than ten (10) days prior to the date for opening of Bids may not be answered. Only questions answered by formal written Addenda will be binding. Oral and other interpretations or clarifications will be without legal effect. 7.02 Addenda may be issued to clarify, correct or change the Bidding Documents as deemed advisable by OWNER or ENGINEER. Any addenda issued during the time of bidding, or forming a part of the Contract Documents loaned to the Bidder for the preparation of his proposal, shall be covered in the Bid and shall be made a part of the Agreement. Receipt of each addendum shaJI be acknow ledged in the Bid and on the envelope. Any Bid in which all issued addenda are not acknowledged will be considered incomplete and will not be read. ARTICLE 8 - BID SECURITY 8.01 A Bid must be accompanied by Bid Security made payable to OWNER in an amount of ten percent (l0%) of Bidder's maximum Bid price and in the form of cash, a cashier's check, certified INSTRUCTIONS TO BIDDERS 00100-5 check, bank money order, or bank draft, in any case drawn and issued by a national banking association located in Montana or by any banking corporation incorporated under the laws of Montana; or a Bid Bond (on a form attached if a fmm is prescribed) issued by a surety authorized to do business in Montana meeting the requirements of Paragraphs 5.01 and 5.02 of the General Conditions. Bid Bonds shall be countersigned by a Resident Montana Agent. 8.02 The Bid Security of the Successful BIDDER will be retained until such BIDDER has executed the Contract Documents and furnished the required contract security and met the other conditions of the Notice of Award, whereupon the Bid security will be returned. If the Successful Bidder fails to execute and deliver the Contract Documents and furnish the required contract security within fifteen (15) days after the Notice of Award, OWNER may annul the Notice of Award and the Bid Security of that Bidder will be forfeited. The Bid Security of other Bidders whom OWNER believes to have a reasonable chance of receiving the award may be retained by OWNER until the earlier of(7~~~_~~!l~~)'~_~f!~~~~~__~_~f~~!iY~_P_~!~_?L~~~~_~~~~!!lent or (61) sixty~one days after the Bid opening, whereupon Bid Security furnished by such Bidders will be returned. 8.03 Bid security of other Bidders whom OWNER believes do not have a reasonable chance of receiving the award will be returned within seven days after Bid opening. ARTICLE 9 - CONTRACT TIMES 9.01 The number of days within which, or the dates by which, the Work is to be (a) Substantially Completed and (b) also completed and ready for final payment are set forth in the Agreement. ARTICLE 10 - LIQUIDATED DAMAGES 10.01 Provisions for liquidated damages, if any, are set forth in the Agreement. ARTICLE 11 . SUBSTITUTE AND "OR-EQUAL" ITEMS The Contract, if awarded, will be on the basis of materials and equipment specified or described in the Bidding Documents without consideration of possible substitute or "or-equal" items. If the Contractor bases his bid on "substitute" or "on equal" items, he .does so entirely at his own risk. Whenever it is indicated in the Bidding Documents that a substitute or "or equal" item of material or equipment may be furnished or used by CONTRACTOR if acceptable to ENGINEER, application for such acceptance will not be considered by ENGINEER until after the Effective Date of the Agreement. The procedure for submission of any such application by CONTRACTOR and consideration by ENGINEER is set forth in Paragraphs 6.7 of the General Conditions and may be supplemented in the General Requirements or Special Provisions. ,- . ARTICLE 12 - SUBCONTRACTORS. SUPPLIERS AND OTHERS 12.01 The apparent Successful Bidder, aDd any other Bidder so requested, shall within five (5) days after Bid opening submit to OWNER a list of all such Subcontractors, Suppliers, individuals or entities proposed for those portions of the Work for which such identification is required. Such list shall be accompanied by an experience statement with pertinent information regarding similar INSTRUCTIONS TO BIDDERS 00100-6 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I projects and other evidence of qualification for each such Subcontractor, Supplier, individual, or entity if requested by OWNER. If OWNER or ENGINEER after due investigation has reasonable objection to any proposed Subcontractor, Supplier, individual or entity OWNER may, before the Notice of A ward is gi yen, request apparent Successful Bidder to submit a substitute, without an increase in the Bid. 12.02 Ifthe apparent Successful BIDDER declines to make any such substitution, the OWNER may determine such Bidder to be non-responsive and reject the Bid. Declining to make requested substitution will not constitute grounds for forfeiture of the Bid Security of any Bidder. Any Subcontractor, Supplier, individual or entity solisted and against which OWNER and ENGINEER makes no written objection prior to the giving of the Notice of Award will be deemed acceptable to OWNER and ENGINEER subject to revocation of such acceptance after the Effective Date of the Agreement as provided in Paragraph 6.06 of the General Conditions. ._u __.. ........ ...._.1... .. __ 12.03 CONTRACTOR shall not be required to employ any Subcontractor, Supplier, indl-vldual, or entity against whom CONTRACTOR has reasonable objection. ARTICLE 13 - PREPARATION OF BID 13.01 The Bid Form is included with the Bidding Documents; additional copies may be obtained from the ENGINEER. Bids shall be strictly in accordance with the prescribed form. Any modifications thereof or deviations therefrom may be considered as sufficient cause for rejection. Bids carrying riders or qualifications to the Bid being submitted may be rejected as irregular. 13.02 All blanks on the Bid Form shall be completed by printing in ink or by typewriter and the Bid signed. A Bid price shall be indicated for each Bid item listed therein, or the words "No Bid", "No Change", or "Not Applicable" entered. 13.03 Bids by a corporation must be executed in the corporate name by the president or a vice- president or other corporate officer who is authorized to bind the corporation, and the corporate seal shall be affixed and attested by the secretary or an assistant secretary. The corporate address and state of incorporation must be shown below the signature. The Bid of a corporation which is signed by a person other than a corporate officer must be accompanied by a Power of Attorney showing that person's authority. 13.04 A bid by a partnership shall be executed in the partnership name and signed by a partner, whose title must appear under the signature and the official address of the partnership must be shown below the signature. 13.05 A Bid by a limited liability company shall be executed in the name of the firm by a member and accompanied by evidence of authority to sign. The state of formation of the firm and the official address of the firm must be shown below the signature. 13.06 A Bid by an individual shall show the Bidder's name and official address. INSTRUCTIONS TO BIDDERS 00100-7 13.07 A Bid by a joint venture shall be executed by each joint venturer in the manner indicated on the Bid form. The official address of the joint venture must be shown below the signature. 13.08 All signatures are to be in ink and names must be typed or printed below the signature. The title of the person(s) executing the Bid shall be clearly indicated beneath the signature. 13.09 The Bid shall contain an acknowledgment of receipt of all Addenda (the numbers of which must be filled in on the Bid Form). Bids in which all issued addenda are not acknowledged will be considered incomplete and will not be read. 13.10 The address and telephone number for communications regarding the Bid must be shown. 13.11 Current Montana Contractor's registration number, if any, must be shown. ARTICLE 14 - BASIS OF: BID; EV ALVA TION OF BIDS 14.01 Bids. A. Bidders shall submit a Bid on a unit price and/or lump sum basis for each item of Work listed in the Bid schedule as provided in the Bid form. The Bid will not be considered unless the Bid Form contains all Unit Prices or lump sum, and alternates as shown on the Bid Form, Bids and totals are shown legibly in their proper locations. The Total Amount 'of the Bid shall be legibly written and numerically presented in the proper places and the Bid Form shall be manually signed. B. The total of all estimated prices will be determined as the sum of the products of the estimated quantity of each item and the unit price Bid for the item. The final quantities and Contract Price will be determined in accordance with paragraph 11.03 of the General Conditions. C. Discrepancies between the multiplication of units of Work and unit price will be resolved in favor of the unit prices. Discrepancies between the indicated sum of any column of figures and the correct sum thereof will be resolved in favor of the correct sum. Discrepancies between words and figures will be resolved in favor of the words. ARTICLE 15 - SUBMITTAL OF BID 15.01 Each prospective Bidder is furnished one copy of the Bidding Documents. The Bid form is to be completed and submitted with the Bid security along with additional documents, if any, as identified in the Special ProvJ.sions. 15.02 A Bid shall be submitted no later than the date and time prescribed and at the place indicated in the Invitation to Bid and shall be enclosed in an opaque sealed envelope, plainly marked with the Project title (and, if applicable, the designated portion of the Project for which the bid is submitted), the name and address of Bidder, and shall be accompanied by the Bid Security and other required documents. If a Bid is sent by mail or other delivery system, the scaled envelope containing the Bid INSTRUCTIONS TO BIDDERS 00100-8 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I shall be enclosed in a separate envelope plainly marked on the outside with the notation "BID ENCLOSED". A mailed bid shall be addressed to the address shown in the Invitation to Bid. 15.03 A. The Bid will not be considered unless accompanied by proper Bid Security in accordance with Article 8 of these Instructions to Bidders. B. Alternative Bids will not be considered unless called for. C. Bids or bid modifications by telephone, telegraph, fax or other telecommunication systems will not be considered. ARTICLE 16 - MODIFICATION AND WITHDRAWAL OF BIDS _ _".. n. __... -..."".,,\ .......-..... 16.01 Bids may be modified or withdrawn by an appropriate document duly executed in the manner that a Bid must be executed and delivered to the place where Bids are to be submitted prior to the date and time for the opening of Bids as caned for in the Invitation to Bid. Telephone, telegraph, fax, e-mail or other telecommunication methods will not be anowed for bid modifications. Requests for modification or withdrawal must be written and must be signed in the same manner and by the same person(s) who signed the Bid. 16.02 If, within twenty-four hours after Bids are opened any Bidder files a duly signed written notice with OWNER and promptly thereafter demonstrates to the reasonable satisfaction of OWNER that there was a material and substantial mistake in the preparation of its Bid, that Bidder may withdraw its Bid and the Bid security will be returned. Thereafter, if the Work is rebid or negotiated, that Bidder will be disqualified from further bidding on the Work. ARTICLE 17 - OPENING OF BIDS 17.01 Bids will be opened at the time set for opening in the Invitation to Bid and, unless obviously non-responsive, read aloud publicly. An abstract of the amounts of the base Bids and major alternates (if any) will be made available to Bidders after the opening of Bids. ARTICLE 18 - BIDS TO REMAIN SUBJECT TO ACCEPTANCE 18.01 All bids will remain subject to acceptance for sixty (60) days after the day of the Bid opening, but OWNER may, in its sole discretion, release any Bid and return the Bid security prior to the end of this period. ,. " ARTICLE 19 - AWARD OF CONTRACT 19.01 OWNER reserves the right to reject any and all Bids, including without limitation, nonconforming, nonresponsive, unbalanced or conditional Bids. OWNER further reserves the right to reject the Bid of any Bidder whom it finds, after reasonable inquiry and evaluation, to be non~ responsible. OWNER also reserves the right to waive all informalities not involving price, time or INSTRUCTIONS TO BIDDERS 00100-9 changes in the Work and to negotiate contract telms with the Successful Bidder. OWNER reserves the right to reject the Bid of any Bidder if OWNER believes it would not be in the best interest of the Project to make an award to that Bidder whether because Bid is not responsive or the Bidder is unqualified or of doubtful financial ability or fails to meet any other pertinent standard or criteria established by OWNER. 19.02 More than one Bid for the same Work from an individual or entity under the same or different names will not be considered. Reasonable grounds for believing that any Bidder has an interest in more than one Bid for the Work may be cause for disqualification of the Bidder and the rejection of all Bids in which that bidder has an interest. 19.03 In evaluating Bids, OWNER will consider whether or not the Bids comply with the prescribed requirements, and such alternates, unit prices and other data, as may be requested in the Bid Form or prior to the Notice To Proceed. 19.04 In evaluating Bidders, OWNER will consider the qualifications of Bidders and may consider the qualifications and experience of Subcontractors, Suppliers, and other individuals or entities proposed for those portions of the Work for which the identity of Subcontractors, Suppliers, and other individuals or entities must be submitted as provided in the Special Provisions. 19.05 OWNER may conduct such investigations as OWNER deems necessary to establish the responsibility, qualifications and financial ability of Bidders, proposed Subcontractors, Suppliers, individuals or entities to perform the Work in accordance with the Contract Documents. 19.06 If the Contract is to be awarded, OWNER will award the Contract to the responsible bidder whose Bid, conforming with all material terms and conditions of the Bidding Documents, is lowest price, in the best interest of the Project, and other factors considered. The OWNER reserves the right to accept or reject the Bids, or portions of Bids if denoted in the Bid as separate schedules, and to award more than one Bid or schedule for the same Bid if any of the aforementioned combination of Bids or schedules will be in the best interest of the OWNER. The OWNER reserves the right to cancel the award of any Agreement at any time before the complete execution of said Agreement by all parties without any liability against the OWNER. ARTICLE 20 - CONTRACT SECURITY 20.01 Article 5 of the General Conditions, as may be modified by the Supplementary Conditions, sets forth OWNER's and Contractor's requirements as to Performance Bond, Payment Bond and certificates of insurance. When the Successful Bidder delivers the executed Agreement to OWNER, it must be accompanied with such ~onds and insurance. ARTICLE 21 - SIGNING OF AGREEMENT 21.01 When OWNER gives a Notice of Award to the Successful Bidder, it shall be accompanied by the required number of unsigned counterparts of the Agreement with the other Contract Documents which are identified in the Agreement as attached thereto. Within fifteen (15) days thereafter, INSTRUCTIONS TO BIDDERS 00100-10 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I Successful Bidder shall sign and deliver at least three (3) counterparts of the Agreement and attached documents to OWNER with the required bonds and Certificate of Insurance verifying compliance with insurance requirements of the Contract and/or any statutes or ordinances. Within fifteen (15) - days thereafter OWNER shall deliver one fully signed counterpart to Successful Bidder with a complete set of the Drawings with appropriate identification. ARTICLE 22 - STATE LAWS AND REGULATIONS 22.01 All applicable laws, ordinances and the rules and regulations of authorities having jurisdiction over construction of the project shall apply to the Contract throughout. State laws and ordinances which the CONTRACTOR must comply with, include but are not limited to, those invol ving workmen's compensation insurance, contractor registration, employment preference to Montana contractors and Montana residents, and gross receipts tax. 22.02- Construction contractors shall be-regisTered in-ordEr-to bid this project Registration shall be per Montana Code Annotated 39-9-201. All subcontractor over $2,500 will be required to submit proof of registration with the Montana Department of Labor and Industry (DOLI). 22.03 Pursuant to Section 15-50-205, Montana Codes Annotated, the owner is required to withhold one (1) percent of all payments due the Contractor and is required to transmit such monies to the State Board of Equalization as part of the Public Contractor's Fee. In like fashion, the Contractor is required to withhold one (1) percent from payments to subcontractors. Under the statute, these Public Contractor's Fees may be used as credits against income tax and corporation license tax paid or due in Montana. 22.04 Pursuant to Section 7-5-4309, Montana Codes Annotated, no payment may be made upon this contract until the Contractor has filed with the Owner a statement under oath disclosing the names of all persons directly or indirectly interested in this contract and all persons who will receive any part of the proceeds or profits thereof, declaring that no persons other than those named are interested, and declaring that no persons forbidden by Section 7-5-4109, Montana Codes Annotated, have any interest therein. ARTICLE 23 - PREY AILING WAGE RATES 23.01 On all projects and contracts with the Owner, the Contractor and all local labor subcontractors shall pay for all labor employed the standard prevailing rates of wages. The standard prevailing rate of wages as used herein means that standard prevailing rate of wages in the locality where the work is to be performed as determined by the Montana Prevailing Wage Rates and as bound herein. The Contractor shall spot in a prominent and accessible place on the site of the work a legible statement of all wages to be paid to the employees. :rhe Contractor shall submit to the Owner certified payrolls each week for all employees and subcontractor's employees. lNSTRUCTlONS TO BLDDERS 00100-11 I I I I I I I I I I I I I I I I I I I BID FORM I I I I I I I I I I I I I I I I I I I NOTE THE FOLLOWING BID PROPOSAL FORM SHAll NOT BE REMOVED FROM THIS BOOK. THE ENTIRE DOCUMENT SHALL BE SUBMITTED AS A BID. IN ORDER FOR THE BID TO BE VALID, THE FOLLOWING MUST BE FILLED OUT AND SUBMITTED BY THE CONTRACTOR ALONG WITH HIS BID: * ALL BID ITEMS AND SIGNATURE PAGE * BID BOND * ACKNOWLEDGMENT OF ADDENDA THE REMAINING DOCUMENTS WilL BE COMPLETED BY THE SUCCESSFUL CONTRACTOR FOLLOWING THE BID OPENING. r " I I I I I I I I I I I I I I I I I I I SECTION 00300 BID FORM PROJECT IDENTIFICATION: City of Bozeman Landfill- Phase I Closure (Name of Project) Bozeman, Montana (Location) (If applicable, Project or portion of Project for which Bid is submitted) ...- -.-- THIS BID SUBMITTED TO: City of Bozeman, Clerk of Commission (Organization) 411 East Main Street, P.O. Box 1230 (Street; PO Box) Bozeman (City) Montana (State) 59771 (Zip Code) 1.01 The undersigned Bidder proposes and agrees if this Bid is accepted, to enter into an Agreement with OWNER in the form included in the Bidding Documents, to perform and furnish all Work as specified or indicated in the Bidding Documents for the prices and within the times indicated in this Bid and in accordance with the other terms and conditions of the Bidding Documents. 2.01 Bidder accepts all of the terms and conditions of the Advertisement or Invitation to Bid, and Instruction to Bidders, including without limitations those dealing with the disposition of Bid Security. This Bid will remain subject to acceptance for sixty (60) days after the Bid opening, or for such longer period of time that Bidder may agree to in writing upon request of OWNER. ~. BID FORM 00300-1 I I I I I I I I I I I I I I I I I I I 3.01 In submitting this Bid, Bidder represents, as set forth in the Agreement, that: A. Bidder has examined and carefully studied the Bidding Documents, other related data identified in the Bidding Documents, and the following Addenda, receipt of all which is hereby acknowledged the following Addenda: Addendum No. Addendum Date AUJ!ust 31. 2006 one B. Bidder has visited the Site and become familiar with and is satisfied as to the general, local, and Site conditions that may affect cost, progress, and performance of the Work . C. Bidder is familiar with and is satisfied as to all federal, state and local Laws and Regulations' that may affect cost, progress, and performance of the Work. D. Bidder has carefully studied all (1) reports of explorations and tests of subsurface conditions at or contiguous to the Site and all drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the Site (except Underground Facilities), which have been identified in the Special Provisions as provided in paragraph 4.02 of the General Conditions, and reports and drawings of a Hazard Environmental Condition, if any, which has been identified in the Special Provisions as provided in paragraph 4.06 of the General Conditions. E. Bidder has obtained and carefully studied (or assumes responsibility for having done so) all additional or supplementary examinations, investigations, explorations, tests, studies and data concerning conditions (surface, subsurface and Underground Facilities) at or contiguous to the Site which may affect cost, progress, or performance of the Work or which relate to any aspect of the means, methods, techniques, sequences, and procedures of construction expressly required by the Bidding Documents to be employed by Bidder, and safety precautions and programs incident thereto. F. Bidder does not consider that any further examinations, investigations, explorations, tests, studies or data are necessary for the determination of this Bid for performance of the Work at the price(s) bid and within the times and in accordance with the other terms and conditions of the Bidding Documents. G. Bidder is aware of the general nature of the Work to be performed by OWNER and others at the Site that relates to the Work as indicated in the Bidding Documents. H. Bidder has correlated the information known to Bidder, information and observations obtained from visits to the Site, reports and drawings identified in the Bidding BID FORM 00300-2 I I I I I I I I I I I I I I I I I I I Documents, and all additional examinations, investigations, explorations, tests, studies and data with the Bidding Documents. I. Bidder has given ENGINEER written notice of all conflicts, errors, ambiguities, or discrepancies that Bidder has discovered in the Bidding Documents, and the written resolution thereof by ENGINEER is acceptable to Bidder. J. The Bidding Documents are generally sufficient to indicate and convey understanding of all terms and conditions for the performance of the Work for which this Bidis submitted. 4.01 Bidder further represents that this Bid is genuine and not made in the interest of or on behalf of any undisclosed individual or entity and is not submitted in conformity with any agreement or rules of any group, association, organization or corporation; Bidder has not directly or indirectly induced or-solicited any-other Bidder to--submi-t-a--false or sliam,Bid;--Bidder has not-solicited or induced any person, firm or corporation to refrain from bidding; and Bidder has not sought by collusion to obtain for itself any advantage over any other Bidder or over OWNER. The BIDDER certifies that no official of the OWNER, ENGINEER or any member of such officials immediate family, has direct or indirect interest in the pecuniary profits or Contracts of the BIDDER. 5.01 The Bidder will complete the Work in accordance with the Contract Documents for the fonowing price(s): r " BID FORM 00300-3 I I I I I I I' I I I I I I I I I I I I BOZEMAN LANDFILL PHASE I CLOSURE PROJECT BID SHEET Bid Item Unit Quantity Item Unit Price Total Price No. 1. LS Mobilization $3/900 $ 3//000- I 2. LS Excavate, Haul and Place Native ET Soil Material 1))65'b - $ lL e:,S:?>- $ 3. LS Excavate, Haul and Place I . Native Top-S-oiru ... ...m_.....__m.__....". J I t5"~ 7/ I b)-- $ $ j 4. LS Leachate Cleanout Extensions $ 3 1)0 - $ >,7)D- I 5. LS Seeding & Fertilizing $ s: &<.>0 ~ $ )" 0'00 --- I ) 6. LF 13650 Erosion Control Straw Rolls $ 3- $ Lfo 9s"O - J TOTAL Estimated Bid Price $ / S1, 5"2/- I (Figures) TOTAL Estimated Bid Price $ a",f.,. !lJWPMD ",,J,,...u --Ctij -/)fIJ!.- ,. .' BID FORM 00300-4 I I I I I I I I I I I I I I I I I I I A. Unit Prices have been computed in accordance with paragraph 11.03.B. of the General Conditions. B. Bidder acknowledges that estimated quantities are not guaranteed, and are solely for the purpose of comparison of Bids, and final payment for all Unit Price Bid items will be based on actual quantities provided, determined as provided in the Contract Documents. C. The undersigned agrees that the unit prices shall govern in checking the Bid, and should a discrepancy exist in the Total Estimated Price and Total Amount of Unit Prices Bid as listed above after extensions are checked and corrections made, if any, the Total Amount of Unit Prices Bid as corrected shall be used in awarding this Contract. D. The--OWNER-reservestheright to reject anyor--allbids. 6.01 Bidder agrees that the Work will be substantially completed and competed and ready for final payment in accordance with 14.07 of the General Conditions on or before the dates or within the number of calendar days indicated in the Agreement. 6.02 Bidder accepts the provisions of the Agreement as to liquidated damages in the event of failure to complete the Work within the times specified above, which shall be stated in the Agreement. 7.01 The following documents are attached to and made a condition of the Bid: A. Required Bid security in the amount of 10% of the maximum Bid price including alternates, if any, and in the form of a Bid Bond identified in the Instructions To Bidders. BID FORM 00300-5 I I I I I I I I I I I I I I I I I I I 8.01 The terms used in this Bid with the initial capital letters have the meanings indicated in the Instructions To Bidders, General Conditions, and the Supplementary Conditions. SUBMITTED on September 6 ~ 2006 Montana Contractor's Registration # (if any) 5199 Employer's Tax ill No. 81-0401026 If BIDDER is: An Individual: (N ame typed or-printed) By: (SEAL) (Individual's Signature) Doing business as: Business Address: Phone No.: Fax No: A Partnership: (Partnership Name) By: (SPAU (Signature) (Name, typed or printed) Business Address: ,. .. Phone No.: Fax No: BID FORM 00300-6 ,- I I I I I I I I I I I I I I I I I I I A Corporation: Shumaker Trucking & Excavating Contractors, Inc. (Corporation Name) State of Incorporation: Montana (SEAL) ervice, Limited Liability General Business By: Title: Joseph G. 'AtteSe---cenRPC>RA TE SEAL) Business Address: P.o. Box 1279 Great Falls. M'I' ')Q401 Phone No.: 727-3537 Fax No: 727-QQQ') Date of Qualification To Do Business Is: 1981 A Joint Venture: Each Joint Venture Must Sign Joint Venturer Name: (Name) (SEAL) By: (Signature of Joint Venture Partner) Name: (Name, printed or typed) Title: " " Business Address: Phone No.: Fax No: BID FORM 00300-7 ---- I I I I I I I I I I I I I I I I I I I A Joint Venture: Each Joint Venture Must Sign .Joint Venturer Name: (Name) (SEAL) By: (Signature of Joint Venture Partner) Name: (Name, printed or typed) Title: Business Address:--- Phone No,: Fax No: Address of Joint Venture for Receipt of Official Communication: Address: Phone No.: Fax No: (Each Joint Venture must sign. The manner of signing for each individual, partnership and corporation that is a party to the joint venture should be in the manner indicated above.) END OF SECTION 00300 r- " BID FORM 00300-8 I I I I I r - I I I I I I I " , BID BOND PENAL SUM FORM Any singular reference to Bidder, Surety, Owner, or other party shall be considered plural where applicable. BIDDER (Name and Address): Shumaker Trucking & Excavating Contractors, Inc. P.O. Box 1279 Great Falls, MT 59403 SURETY (Name and Address of Principal Place of Business): Liberty Mutual Insurance Company 175 Berkeley Street Boston, MA 02117 OWNER: (Name and Address): City of Bozeman P.O. Box 1230 Bozeman, MT 59771- J 230 BID Bid Due Date: September 6,2006 Project (Brief Description Including Location): City of Bozeman Phase I Landfill Closure, Bozeman, Montana BOND Bond Number: 1875841 Date (Not later than Bid due date): September 6, 2006 Penal sum Ten Percent of the Total Amount Bid (Words) 10% (Figures) Surety and Bidder, intending to be legally bound hereby, subject to the terms printed on the reverse side hereof, do each cause this Bid Bond to be duly executed on its behalf by its authorized officer, agent, or representative. BIDDER (Seal) Contractors, Inc. I By: Sign Jose Attest: Signatur.. nd Title Eugene Shumaker, President Note; Above addresses are to be used for giving required notice. SURETY (Seal) Attest: Signatur COUNTERSIGNED: ~u~ TOM SIDOR ' J EJCDC NO. C-430 (2002 Edition) "' 1875841 ."J... r "' '. THIS POWER OF ATTORNEY IS NOT VALID UNLESS IT IS PRINTED ON RED BACKGROUND. This Power of Attorney limits the acts of those named herein, and they have no authority to bind the Company except in the manner and to the extent herein stated. I LIBERTY MUTUAL INSURANCE COMPANY BOSTON,MASSACHUSETTS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS: That Liberty Mutual Insurance Company (the "Company"), a Massachusetts stock insurance company, pursuant to and by authority of the By-law and Authorization hereinafter set forth, does hereby name, constitute and appoint JOHN D. LEAF, MARK S. NICHOLLS, CHRIS JERMUNSON, BILLY J. BOLT, JENNYTAUB-SMITH, BETH A. WINDOM, JAMIE M. ROE, MICHAEL E. DEPNER, ROSE ST. CLAIR, ALL OF THE CITY OF GREAT FALLS, STATE OF MONTANA.... I .."......................"....................................................................."."...."...."...".!I'.."!..........III............IIII..II.........................".....""..".."'.".."'..... I , each individually if there be more than one named, its true and lawful attorney-in-fact to make, execute, seal, acknowledge and deliver, for and on its behalf as surety and as its act and deed, anv and all unde. rtakings, bonds, recognizanc.es and other surety Obligatio. n. s i.n the penal sum not exceeding FIFTY MilLION AND 00/1 00********,(*********** . DOLLARS ($ 50.000.000,00***** ) each, and the execution of such undertakings, bonds, recognizances and other surety obligations, in pursuance of these presents, shall be as binding upon the Company as if they had been duly signed by the president and attested by the secretary of the Company in their own proper persons. That this power is made and executed pursuant to and by authority of the following By-law and Authorization: I ARTICLE XIII - Execution of Contracts: Section 5. Surety Bonds and Undertakings. Any officer of the Company authorized for that purpose in writing by the chairman or the president, and subject to such limitations as the chairman or the president may prescribe, shall appoint such attorneys-in-fact, as may be necessary to act in behalf of the Company to make, execute, seal, acknowledge and deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. Such attorneys-in-fact, subject to the limitations set forth in their respective powers of attorney, shall have full power to bind the Company by their signature and execution of any such instruments and to attach thereto the seal of the Company. When so executed such instruments shall be as binding as if signed by the president and attested by the secretary. LIBERTY MUTUAL INSURANCE COMPANY >. ClI '0 In In Q) I: 'iii :J .0 >0 I: co _I: -0 ~1- >oW (l)W EE i!c. cr;g -" O"=" ...'0 Q)I: ~co OE D..co .!!!o .co - .. _0) 01: ~(I) :2! -Q) ~.o (1)0 .s~ E~ ...C'Il ;;::~ 1:, 00 (,)..- OlD I-~ , c. IQ) !p. _ By the following instrument the chairman or the president has authorized the officer or other official named therein to appoint attorneys-in-fact: .e .0 I: Pursuant to Article XIII, Section 5 of the By-Laws, Garnet W. Elliott, Assistant Secretary of Liberty Mutual Insurance Company, is hereby I~ e authorized to appoint such attorneys-in-fact as may be necessary to act in behalf of the Company to make, execute, seal, acknowledge and ::J deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. ; That the By-law and the Authorization set forth above are true copies thereof and are now in full force and effect. '0.2 ti ~'O !a'iij I~ 0(1) Ijl: ~ COMMONWEALTH OF PENNSYLVANIA ss v, COUNTY OF MONTGOMERY 12 1::.e On this ~ day of January , ~ , before me, a Notary Public, personally came Garnet W. Elliott, to me known, and acknowledged o ,5 that he is an Assistant Secretary of Liberty Mutual Insurance Company; that he knows the seal of said corporation; and that he executed the above ~ Power of Attorney and affixed the corporate seal of Liberty Mutual Insurance Company thereto with the authority and at the direction of said corporation. '0 i IN TESTIMONY WH P. ~~ unto subscribed my name and affixed my notarial seal at Plymouth Meeting, Pennsylvania, on the day and year := (,) first above written. .~. ~~ONW~1' II ~8 IN WITNESS WHEREOF, this Power of Attorney has been subscribed by an authorized officer or official of the Company and the corporate seal of Liberty Mutual Insurance Company has been affixed thereto in Plymouth Meeting, Pennsylvania this 24th day of January , 2006 i77~~<,<. 0<:r:;~~ '~:l BYC..4- &/- .a<'~ Garnet W. Elliott, Assistant Secretary CERTIFICATE COMMONWEALTH OF PENNSYLVANIA NoIluIioI Seal Toreaa P8a1ella. Ncwy Publk: PlymwlhTw;t, ~CoImly My~ &pirooMar.2e,2009 l.1<InM'. h""*0vonla "...ooIM0n d Nl>!d'6 BY~~ Teresa Pastella, Notary Public I I, the undersigned, Assistan retary of Liberty Mutual Insurance Company, do hereby certify that the original power of attorney of which the foregoing is a full, true and correct copy, is in full force and effect on the date of this certificate; and I do further certify that the officer or official who executed the said power of attorney is an Assistant Secretary specially authorized by the chairman or the president to appoint attorneys-in.fact as provided in Article XIII, Section 5 of the By-laws of Liberty Mutual Insurance Company. This certificate and the above power of attorney may be signed by facsimile or mechanically reproduced signatures under and by authority of the following vote of the board of directors of Liberty Mutual Insurance Company at a meeting duly called and held on the 12th day of March, 1980. I VOTED that the facsimile or mechanically reproduced signature of any assistant secretary of the company, wherever appearing upon a certified copy of any power of attorney issued by the company in connection with surety bonds, shall be valid and binding upon the company with the same force and effect as though manually affixed. . I IN TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the-corporate seal of the said company, this 6'lB Sl'Pll'MBER ,2tXl6. , '. ,j) h// ~ g~~~~~cretmy day of I .-....-. .-.-..---- ~ , , , , , , , , , , , AGREEMENT voRNi ,. " . ~ I I I I I I I I I I I I I I I I I I , SECTION 00500 AGREEMENT FORM This Agreement is dated as of the day of in the year , by and between City of Bozeman, hereinafter called "OWNER" and hereinafter called CONTRACTOR. OWNER and CONTRACTOR, in consideration of the mutual covenants hereinafter set forth, agree as follows: Article 1. WORK. 1.01 CONTRACTOR shall complete all Work as specified or indicated in the Contract Documents. The Work is generally described as follows: Construction ofthe final soil cover system for the Phase I landfill cell, leachate cleanout extensions, seeding, erosion control. and accessories described in the contract documents. Article 2. PROJECT. 2.01 The Project for which the Work under the Contract Documents may be the whole or only a part is generally described as follows: City of Bozeman Phase I Landfill Closure Article 3. ENGINEER. 3.01 The Project has been designed by: Great West Engineering, Helena. Montana who is hereinafter called ENGINEER and who is to act as OWNER's representative, assume all duties and responsibilities and have the rights and authority assigned to ENGINEER in the Contract Documents in connection with completion of the Work in accordance with the Contract Documents. Article 4. CONTRACT TIME: 4.01 Time of the Essence A. All the time limits for milestones, if any, Substantial Completion. and completion and readiness for final payment as stated in the Contract Documents are of the essence of the Contract. 4.02 Days to Achieve Substantial Completion A. The Work will be substantially complete within 60 days after the date when the Contract Time commences to run as provided in Paragraph 2.03 of the General Conditions. 4.03 Liquidated Damages A. OWNER and CONTRACTOR recognize that time is of the essence of this Agreement and that the OWNER will suffer financial loss if the Work is not completed within the times specified in Paragraph 4.02 above, plus any extensions AGREEMENT FORM 00500-1 I I I I I I I I I I I I I I I I I I I thereof allowed in accordance with Article 12 ofthe General Conditions. The parties also recognize the delays, expense and difficulties involved in proving in a legal or arbitration proceeding the actual loss suffered by OWNER if the Work is not completed on time. Accordingly, instead of requiring any such proof, OWNER and CONTRACTOR agree at as liquidated damages for delay (but not as a penalty) CONTRACTOR shall pay OWNER Two Hundred dollars ($200.00) for each day that expires after the time specified in Paragraph 4.02 for Substantial Completion until the Work is substantially complete. Article 5. CONTRACT PRICE: 5.01 OWNER shall pay CONTRACTOR for completion of the Work in accordance with the Contract Documents an amount equal to the sum of the established unit price for each separately identified item of Unit Price Work times the quantity of that item that is constructed and accepted. Unit prices are those listed in the Unit Price Schedule of the Bid Form attached as Exhibit A to this Agreement. Estimated quantities used for bidding purposes are not guaranteed, payment will be for actual quantities as determined by ENGINEER in accordance with Article 9.08 of the General Conditions. Unit prices have been computed as provided in Paragraph 11.03 of the General Conditions. Article 6. PAYMENT PROCEDURES: 6.01 Submittal and Processing of Payments A. CONTRACTOR shall submit Applications for Payment in accordance with Article 14 of the General Conditions. Applications for Payment will be processed by the ENGINEER as provided in the Contract Documents. 6.02 Progress Payments; Retainage A. OWNER shall make progress payments in accordance with Article 14 ofthe General Conditions on account of the Contract Price on the basis of CONTRACTOR's Applications for Payment as recommended by ENGINEER, once each month during construction as provided below. All progress payments will be on the basis of the progress of the Work measured by the number of units of each hid item completed times the bid unit price in the Unit Price Schedule of the Bid Form for that item. 1. Prior to Substantial Completion, progress payments will be made in an amount equal to the sum of the unit price items less the percentage indicated below but, in each case, less the aggregate of payments previously made and less such amounts as ENGINEER may determine or OWNER may withhold, in accordance with Paragraph 14.02 of the General Conditions. a. The OWNER shall retain five percent (5%) of the amount of each payment until final completion and acceptance of all Work covered by the Contract Documents. Reduction of retain age is at sole AGREEMENT FORM 00500-2 I I I I I I I I I I I I I I I I I I I discretion of OWNER. OWNER is not obligated to reduce retainage. b. Retainage will be 5% of materials and equipment not incorporated in the Work (but delivered, suitably stored and accompanied by documentation satisfactory to OWNER as provided in Paragraph 14.2 of the General Conditions). 2. Upon Substantial Completion and at the OWNER'S discretion, the amount of retainage may be further reduced if requested by the CONTRACTOR. 6.03 Final Payment Upon final completion and acceptance of the Work in accordance with Paragraph 14.07 of the General Conditions, OWNER shall pay the remainder of the Contract Price as recommended by ENGINEER as provided in said Paragraph 14.07. Article 7. INTEREST: 7.01 All moneys not paid when due as provided in Article 14 of the General Conditions shall bear interest at the maximum rate allowed by law at the place of the Project. Article 8. CONTRACTOR'S REPRESENTATION: 8.01 In order to induce OWNER to enter into this Agreement, CONTRACTOR makes the following representations: A. CONTRACTOR has examined and carefully studied the Contract Documents (including all Addenda listed in Paragraph 9 and the other related data identified in the Bidding Documents. B. CONTRACTOR has visited the site and become familiar with and is satisfied as to the general, local and site conditions that may affect cost, progress, performance or furnishing of the Work. C. CONTRACTOR is familiar with and is satisfied as to all federal, state and local Laws and Regulations that may affect cost, progress, performance and furnishing of the Wark. D. CONTRACTOR has carefully studied all: (1) reports of explorations and tests of subsurface conditions at or contiguous to the site and all drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the site (except Underground Facilities) which have been identified in the Special Provisions as provided in Paragraph 4.02 of the General Conditions and (2) reports and drawings of a Hazardous Environmental Condition, if any, at the Site which has been identified in the Special Provisions as provided in Paragraph 4.06 of the General Conditions. CONTRACTOR acknowledges that such reports and drawings are not AGREEMENT FORM 00500-3 I I I I I I I I I I I I I I I I I I I Contract Documents and may not be complete for CONTRACTOR's purposes. CONTRACTOR acknowledges that OWNER and ENGINEER do not assume responsibility for the accuracy or completeness of information and data shown or indicated in the Contract Documents with respect to Underground Facilities at or contiguous to the site. E. CONTRACTOR has obtained and carefully studied (or assumes responsibility for having done so) all such additional supplementary examinations, investigations, explorations, tests, studies and data concerning conditions (surface, subsurface and Underground Facilities) at or contiguous to the site or otherwise which may affect cost, progress, performance or furnishing of the Work or which relate to any aspect of the means, methods, techniques, sequences and procedures of construction to be employed by CONTRACTOR including applying the specific means, methods, techniques, sequences and procedures of construction, if any, expressly required by the Contract Documents to be employed by the CONTRACTOR, and safety precautions and programs incident thereto. F. CONTRACTOR does not consider that any additional examinations, investigations, explorations, tests, studies or data are necessary for the performance and furnishing ofthe Work at the Contract Price, within the Contract Times and in accordance with the other terms and conditions of the Contract Documents. G. CONTRACTOR is aware of the general nature of Work to be performed by OWNER and others at the site that relates to the Work as indicated in the Contract Documents. H. CONTRACTOR has correlated the information known to CONTRACTOR, information and observations obtained from visits to the site, reports and drawings identified in the Contract Documents and all additional examinations, investigations, explorations, tests, studies and data with the Contract Documents. I. CONTRACTOR has given ENGINEER written notice of all conflicts, errors, ambiguities or discrepancies that CONTRACTOR has discovered in the Contract Documents and the written resolution thereof by ENGINEER is acceptable to CONTRACTOR. J. The Contract Documents are generally sufficient to indicate and convey understanding of all terms and conditions for performance and furnishing of the Work. Article 9. CONTRACT DOCUMENTS: 9.01 Contents A. The Contract Documents consist of the following: 1. This Agreement (Pages 1 to 7, inclusive); AGREEMENT FORM 00500-4 I I I I I I I I I I I I I I I I I I I 2. Performance Bond (pages 1 to 2, inclusive); 3. Payment Bond (pages 1 to 2, inclusive); 4. Other Bonds (pages 1 to 2, inclusive); a. Bid Bond (pages I to 2, inclusive); 5. General Conditions (pages 1 to 40, inclusive); 6. Supplementary Conditions (pages 1 to 12, inclusive); 7. Engineer's Supplementary Conditions (pages 1 to 4, inclusive); 8. Special Provisions (pages 1 to 6, inclusi ve); 9. Specifications as listed in the table of contents of the Project Manual; 10. Drawings consisting of a cover sheet and sheets numbered 1 through 2 with each sheet bearing the following general title: City of Bozeman Landfill Phase 1 Closure Project; 11. Exhibits to this Agreement (enumerated as follows): a. Notice To Proceed (pages 1 to 2, inclusive); b. CONTRACTOR's Bid (pages 1 to 8, inclusive); c. Documentation submitted by CONTRACTOR prior to Notice of A ward; 12. The following which may be delivered or issued on or after the Effective Date of the Agreement and are not attached hereto: a. Written Amendments; b. Work Change Directives; c. Change Order(s); d. Addendum # 1 dated August 31, 2006. 13. Appendices A, Band C of the Contract Documents. B. The documents listed in Paragraph 9.01.A. are attached to this Agreement (except as expressly noted otherwise above). C. There are no Contract Documents other than those listed above in this Article 9. D. The Contract Documents may only be amended, modified or supplemented as provided in Paragraphs 3.04 of the General Conditions. Article 10. MISCELLANEOUS: 10.01 Terms A. Terms used in this Agreement which are defined in Alticle 1 of the General Conditions will have the meanings indicated in the General Conditions. 10.02 Assignment of Contract A. No assignment by a party hereto of any rights under or interests in the Contract Documents will be binding on another party hereto without the written consent ofthe party sought to be bound; and specifically, but without limitation, moneys that may come due and moneys that are due may not be assigned without such consent (except AGREEMENT FORM 00500-5 I . I I I I I I I I I I I I I I I I I I ", to the extent that the effect of this restriction may be limited by law), and unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsibility under the Contract Documents. 10.03 Successors and Assigns A. OWNER and CONTRACTOR each binds itself, its partners, successors, assigns and legal representatives to the other party hereto, its partners, successors, assigns and legal representatives in respect of all covenants, agreements and obligations contained in the Contract Documents. 10.04 Severability A. Any provision of part of the Contract Documents held to be void or unenforceable under and Law or Regulation shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon OWNER and CONTRACTOR, who agree that the Contract Documents shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. IN WITNESS WHEREOF, OWNER and CONTRACTOR have signed 6 copies of Agreement. Three counterparts have been delivered to OWNER, two to CONTRACTOR and one to ENGINEER. All portions of the Contract Documents have been signed or identified by OWNER and CONTRACTOR or by ENGINEER on their behalf. This Agreement will be effective on Oct.ob e r ::J. (g , ;;2COee (which is the effective date of the Agreement). AGREEMENT FORM 00500-6 I ~ I I I I I I I I I I I I I I I I I I . . OWNER City of Bozeman CM.~ BY (CORPORATE SEAL) Attest Address for giving notices: P.O. Box 1230 Bozeman, Montana 59771 Phone No. (406) 582-2320 Fax No. (406) 582-2323 (If OWNER is a public body, attach evidence of authority to sign and resolution or other documents authorizing execution of OWNER- CONTRACTOR Agreement) CONTRACTOR Shumaker Trucking & Excavating Contractors, Inc. BY Attest RPORATE SEAL) ~....IJA- Address for giving notices: P.O. Box 1279 Great Falls, MT 59403 Phone No. (406) 727-353 Fax No. (406) 727-9995 Contractor Registration No. 5199 Agent for service of process: (If CONTRACTOR is a corporation or a partnership, attach evidence of authority to sign) AGREEMENT FORM 00500-7 I I I I I I I I I I I I I I I I I I I .......... ~~.,......~...~- . .'~-~~~':'!'"i>~ ., RECEiVED OCT 1 2 2006 PERFORMANCE BOND Any singular reference to Contractor, Surety, Owner or other party shall be considered plural whGLial We s t CONTRACTOR (Name and Address): Shumaker Trucking & Excavating Contractors, Inc. P.O. Box 1279 Great Falls, MT 59403 OWNER (Name and Address): City of Bozeman P.O. Box 1230 Bozeman, MT 59771-1230 CONTRACT Date: AmountONE HUNDRED FIFTY-NINE THOUSAND FIVE HUNDRED TWENTY-ONE AND Non 00 ($159,521.00) Descriptions (Name and Location): City of Bozeman Phase I Landfill Closure, Bozeman, Montana SURETY (Name and Address of Principal Place of Business) Liberty Mutual Insurance Company 175 Berkeley Street Boston, MA 02117 BOND Bond Number: 965007131 Date (Not earlier than Contract Date): Amount:ONE HUNDRED FIFTY-NINE THOUSAND FIVE HUNDRED TWENTY~ONE AND NO/IOO ($159,521.00) Modifications to this Bond Form: None Surety and Contractor, intending to be legally bound hereby, subject to the terms printed on the reverse side hereof, do each cause this Performance Bond to be duly executed on its behalf by its authorized officer, agent or representative. CONTRACTOR AS PRINCIPAL Company: Shumaker ing & E Contractors, Inc. SURETY Signature: Name and Title: Joseph G. Aline, Sec./Treas. (Space is provided below for signatures of additional parties, if required.) CONTRACTOR AS PRINCIPAL Company: SURETY Signature: Name and Title: (Seal) (Seal) Surety's Name and Corporate Seal By: Signature and Title (Attach Power of Attorney) Attest: Signature and Title E.Icnc No. C-610 (2002 Edition) Originally prepared through thejoiot efforts of Surety Association of America, Engioeers Joint Contract Documents Committee, the Associated General Contractors of America, and the American Institute of Architects. I I I I I I I I I I I I I I I I I I. Contractor and Surety, jointly and severally, bind themselves, their hcirs, executors, administrators, successors and assigns to the Owner for the performance of the Contract, which is incorporated herein by reference. 2. If Contractor performs the Contract, Surety and Contractor have no obligation under this Bond, except to participate in conferences as provided in Paragraph 3.1. 3. If there is no Owner Default, Surcty's ohligation under this Bond shall arise after: 3.1. Owner has notified Contractor and Surety at the addresses described in Paragraph 10 below, that Owner is considering declaring a Contractor Default and has requested and attempted to arrange a conference with Contractor and Surety to be held not later than fifteen days after receipt of such notice to discuss methods of performing the Contract. If Owner, Contractor and Surety agree, Contractor shall be allowed a reasonable time to perform the Contract, but such an agreement shall not waive Owner's right, if any, subsequently to declare a Contractor Defauh; and 3.2 The Owner has declared a Contractor Default and formally terminated Contractor's right to complete the Contract. Such Contractor Default shall not be declared earlier than twenty days after Contractor and Surety have received notice as provided in paragraph 3.1; and 3.3 The Owner has agreed to pay the Balance of the Contract Price to: I. The Surety in accordance with the tenns of the Contract; 2. Another contractor sclccted pursuant to paragraph 4.3 to perform the Contract. 4. When Owner has satisfied the conditions of Paragraph 3, Surety shall promptly and at Surety's expense take one of the following actions: 4.1 Arrange for Contractor, with cOnsent of Owner, to perform and complete the Contract, or 4.2 Undertake to perform and complete the Contract itself, through its agents Or through independent cuntractors; or 4.3 Obtain bids or negotiated prnposals from qualificd contractors acceptable to Owner for a contract for pcrformance and completion of the Contract, arrange for a contract to be prepared for execution by Owner and the contractor selected with Owner's concurrence, to be secured with pcrformance and payment bonds executed by a qualified surety equivalent to the Bonds issued on the Contract, and pay to Owner the amount of damages as described in paragraph 6 in excess of the Balance of the Contract Price incurred by Owner resulting from Contractor Default; or ..-~-.........."W'~"--:- ., "" 4.4 Waive its right to perform and complete, arrange for completion, Or obtain a new contractor and with reasonahle promptness under the circumstances; 6. After Owner has terminated Contractor's right to complete lhe Contract, and if Surety elects to act under Paragraph 4.1, 4.2, Ot 4.3 above, then the responsibilities of Surety to Owner shall not be greater than those of Contractur under the Contract, and the responsibilities of Owner to Surety shall not be greater than those of Owner under the Contract. To a limit of the amount of this Bond, but subject to commitment by Owner of the Balance of the Contract Price to mitigation of costs and damages on the Contract, Surety is nhligated without duplication for: 6.1 The responsibilities of Contractor for correction of defective Work and completion of the Contract; 6.2 Additional legal, design professional and delay costs resulting from Contractor's Default, and resulting from the actions or failure to act of Surety under Paragraph 4; and 6.3 Liquidated damages, or if no liquidated damages are specified in the Contract, actual damages caused by delayed performance or non- performance of Contractor. 7. Surety shall not be liable to Owner Or others for ohligations of Contractor that are unrelated to the Contract, and the Balance of the Contract Price shall not be rcduced or set off on account of any such unrelated obligations. No right of action shall accrue on this Bond to any person or cntity other than Owncr Or its heirs, executors, administrators, or successors, 8. Surety hereby waives notice of any change, including changes of time, to Contract or to related subcontracts, purchase orders and other obligations. 9. Any proceeding, legal or equitable, under this Bond may be instituted in any court of competent jurisdiction in the location in which the Work or part of he Work is located and shall he instituted within two years after Contractor Default or within two years after Contractor ceased working or within two years after Surety refuses Or fails to perform its obligations under this Bond, whichever occurs first. If the provisions of this paragraph are void or prohihited by law, the minimum period of limitation availahle to sureties as a defense in the jurisdiction of the suit shall be applicable. 10. Notice to Surety, Owner or Contractor shall be mailed or delivered to the address shown On the signature page. 11. When this Bond has been furnished to comply with a statutory requirement in the location where the Contract was to be performed, any provision in this Bond conflicting with said statutory Or legal requirement shall be deemed deleted hcrefrom and provisions conforming to such statutory or other legal requirement shall be deemed incorporated herein. TIle intent is that this Bond shall be construed as a statutory bond and not as a common law hondo 12. Definitions. 12.1 Balance of the Contract Price: The total amount payable hy Owner to Contractor under the Contract after all proper adjustments have been made, including allowance to Contractor of any amounts received or to be received hy Owner in settlement of Insurance or other Claims for damages to which Contractor is entitled, reduced by all valid and proper payments made to or on behalf of Contractor under lhe Contract. 12.2 Contract: The agreement between Owner and Contractor identified on the signature page, including all Contract Documents and changes thereto. 12.3 Contractor Default: Failure of Contractor, which has neither been remedied nor waived, to pcrform or otherwise to comply with the terms of the Contract. 12.4 Owner Default: Failure of Owncr, which has neither becn remedied nor waived, to pay Contractor as required by the Contract or to perform and complete or comply with the other tcrms thereof. I Owner's Representative (engineer or other party): I I. After investigation, detennine the amount for which it may be liable to Owner and, as soon as practicable after the amount is detennined, tender payment therefor to Owner; or 2. Deny liability in whole Or in pan and notify Owner citing reasons tllerefor. 5. If Surety docs not proceed as provided in Paragraph 4 with reasonable promptness, Surety shall be deemed to be in default on this Bond 15 days after receipt of an additional written notice from Owner to Surety demanding that Surety perform its obligations under this Bond, and Owner shall be entitled to enforce any remcdy available to Owner. If Surety proceeds as provided in Paragraph 4.4, and Owner refuses the payment tendered or Surety has denied liability, in whole or in pan, without further notice Owner shall he emilled to enforce any remedy available to Owner. FOR INFORMATION ONLY - Name, Address and Telephone Surety Agency or Broker: F]ynn Insurance Agency P.O. Box 7]] Great Falls, MT 59403 (406) 453-1464 I '-~ h_ -'-__'~ . I PAYMENT BOND I Any singular reference to Contractor, Surety, Owner, or other party shall be considered plural where applicable. I CONTRACTOR (Name and Address): Shumaker Trucking & Excavating Contractors, Inc. P.O. Box 1279 Great Falls, MT 59403 SURETY (Name and Address of Principal Place of Business): Liberty Mutual Insurance Company 175 Berkeley Street Boston, MA 02117 I OWNER (Name and Address): City of Bozeman P.O. Box] 230 Bozeman, MT 59771-1230 OUNTERSIGNED: YNN IN ,- ANCE AGENCY ovn~ TOM SIDOR I I CONTRACT Date: Amount: ONE HUNDRED FIFTY-NINE THOUSAND FIVE HUNDRED TWENTY-ONE AND NO/IOO ($159,521.00) Description (Name and Location): City of Bozeman Phase I Landfill Closure, Bozeman, Montana I BOND Bond Number: 965007131 Date (Not earlier than Contract Date): Amount: ONE HUNDRED FIFTY-NINE THOUSAND FIVE HUNDRED TWENTY-ONE AND Non 00 ($159,521.00) Modifications to this Bond Form: None I I Surety and Contractor, intending to be legally ound hereby, subject to the terms printed on the reverse side hereof, do each cause this Payment Bond to be duly executed on its b half by its authorized officer, agent, or representative. I CONTRACTOR AS PRINe AL Company: ShumakeJ/n cking & 'I Contractors, Inc. /' Signature: t (Seal) Name and Titl . Joseph G. ~line~ Sec./Treas. SURETY I (Seal) I I (Space is provided below for signatures of additional parties, if required.) By: ~. Signat and Title Jenny Taub-Smith, Attorney-in-Fact (Attac pow~r of ey) ~ -- Atte'( . ~ ~ Signature an Lori L. Wa er, ond Clerical I CONTRACTOR AS PRINCIPAL Company: SURETY I Signature: Name and Title: (Seal) (Seal) Surety's Name and Corporate Seal I By: Signature and Title (Attach Power of Attorney) I Attest: Signature and Title: I ElCDC No. C-615 (2002 Edition) Originally prepared through the joint efforts of the Surety Association of America, Engineers Joint Contract Documents Committee, the Associated General Contractors of America, the American Institute of Architects, the American Subcontractors Association, and the Associated Specialty Contractors. I I 1. Contractor and Surety, jointly and severally, bind themselves, their heirs, executors, administrators, successors, and assigns to Owner to pay for labor, materials, and equipment furnished by Claimants for use in the performance of the Contract, which is incorporated herein by reference. I 2. With respect to Owner, this obligation shall be null and void if Contractor: 2.1. Promptly makes payment, directly or indirectly, for all sums due Claimants, and I 2.2. Defends, indemnifies, and holds harmless Owner from all claims, demands, liens, or suits alleging non-payment by Contractor by any person or entity who furnished labor, materials, or equipment for use in the performance of the Contract, provided Owner bas promptly notified Contractor and Surety (at the addresses described in Paragraph 12) of any claims, demands, liens, or suits and tendered defense of such claims, demands, liens, or suits to Contractor and Surety, and provided there is no Owner Default. I I 3. With respect to Claimants, this obligation shall be null and void if Contractor promptly makes payment, directly or indirectly, for all sums due. I 4. Surety shall have no obligation to Claimants under this Bond until: I 4.1. Claimants who are employed by or have a direct contract with Contractor have given notice to Surety (at the addresses described in Paragraph 12) and sent a copy, or notice thereof, to Owner, stating that a claim is being made under this Bond and, with substantial accuracy, the amount of the claim. I 4.2. Claimants who do not have a direct contract with Contractor: I 1. Have furnished written notice to Contractor and sent a copy, or notice thereof, to Owner, within 90 days after having last performed labor or last furnished materials or equipment included in the claim stating, with substantial accuracy, the amount of the claim and the name of the party to whom the materials or equipment were furnished or supplied, or for whom the labor was done or performed; and I 2. Have either received a rejection in whole or in part from Contractor, or not received within 30 days of furnishing the above notice any communication from Contractor by which Contractor had indicated the claim will be paid directly or indirectly; and I 3. Not having been paid within the above 30 days, have sent a written notice to Surety and sent a copy, or notice thereof, to Owner, stating that a claim is being made under this Bond and enclosing a copy of the previous written notice furnished to Contractor. I I 5. If a notice by a Claimant required by Paragraph 4 is provided by Owner to Contractor or to Surety, that is sufficient compliance. 6. When a Claimant has satisfied the conditions of Paragraph 4, the Surety shall promptly and at Surety's expense take the following actions: I 6.1. Send an answer to that Claimant, with a copy to Owner, within 45 days after receipt of the claim, stating the amounts that are undisputed and the hasis for challenging any amounts that are disputed. I 6.2. Payor arrange for payment of any undisputed amounts. I 7. Surety's total obligation shall not exceed the amount of this Bond, and the amount of this Bond shall be credited for any payments made in good faith by Surety . -""-;":.,-.~~",,,,,-- -........,.........,..-...... "'. 8. Amounts owed by Owner to Contractor under the Contract shall be used for the performance of the Contract and to satisfy claims, if any, under any performance bond. By Contractor furnishing and Owner accepting this Bond, they agree that all funds earned by Contractor in the performance of the Contract are dedicated to satisfy obligations of Contractor and Surety under this Bond, subject to Owner's priority to use the funds for the completion of the Work. 9. Surety shall not be liable to Owner, Claimants, or others for obligations of Contractor that are unrelated to the Contract. Owner shall not be liable for payment of any costs or expenses of any Claimant under this Bond, and shall have under this Bond no obligations to make payments to, give notices on behalf of, or otherwise have obligations to Claimants under this Bond. 10. Surety hereby waives notice of any change, including changes of time, to the Contract or to related Subcontracts, purchase orders and other obligations. 11. No suit or action shall be commenced by a Claimant under this Bond other than in a court of competent jurisdiction in the location in which the Work or part of the Work is located or after the expiration of one year from the date (I) on which the Claimant gave tbe notice required by Paragraph 4.1 or Paragraph 4.2.3, or (2) on which the last labor or service was performed by anyone or the last materials or equipment were furnished by anyone under the Construction Contract, whichever of (I) or (2) first occurs. If the provisions of this paragraph are void or prohibited by law, the minimum period of limitation available to sureties as a defense in the jurisdiction of the suit shall be applicable . 12. Notice to Surety, Owner, or Contractor shall be mailed or delivered to the addresses shown on the signature page. Actual receipt of notice by Surety, Owner, or Contractor, however accomplished, shall be sufficient compliance as of the date received at the address shown on the signature page. 13. When this Bond has been furnished to comply with a statutory requirement in the location where the Contract was to be performed, any provision in this Bond conflicting with said statutory requirement shall be deemed deleted herefrom and provisions conforming to such statutory requirement shall be deemed incorporated herein. The intent is that this Bond shall be construed as a statutory Bond and not as a common law bond. 14. Upon request of any person or entity appearing to be a potential beneficiary of this Bond, Contractor shall promptly furnish a copy of this Bond or shall permit a copy to be made. 15. DEFINITIONS 15.1. Claimant: An individual or entity having a direct contract with Contractor, or with a first -tier subcontractor of Contractor, to furnish labor, materials, or equipment for use in the performance of the Contract. The intent of this Bond shall be to include without limitation in the terms "labor, materials or equipment" that part of water, gas, power, light, heat, oil, gasoline, telephone service, or rental equipment used in the Contract, architectural and engineering services required for performance of the Work of Contractor and Contractor's Subcontractors, and all other items for which a mechanic's lien may be asserted in the jurisdiction where the labor, materials, or equipment were furnished. 15.2. Contract: The agreement between Owner and Contractor identified on the signature page, including all Contract Documents and changes thereto. 15.3. Owner Default: Failure of Owner, which has neither been remedied nor waived, to pay Contractor as required by the Contract or to perform and complete or comply with the other ternlS thereof. I FOR INFORMATION ONLY - Name, Address and Telephone Surety Agency or Broker: Flynn Insurance Agency P.O. Box 711 Great Falls, MT 59403 (406) 453-1464 I Owner's Representative (engineer or other parly): --, -' -~~ .< 1875856 '!. THIS POWER OF ATTORNEY IS NOT VALID UNLESS IT IS PRINTED ON RED BACKGROUND. This Power of Attorney limits the acts of those named herein, and they have no authority to bind the Company except In the manner and to the extent herein stated. I LIBERTY MUTUAL INSURANCE COMPANY BOSTON, MASSACHUSETTS POWER OF ATTORNEY I KNOW ALL PERSONS BY THESE PRESENTS: That Liberty Mutual Insurance Company (the "Company"), a Massachusetts stock insurance company, pursuant to and by authority of the By-law and Authorization hereinafter set forth, does hereby name, constitute and appoint JOHN D. LEAF, MARK S. NICHOLLS, CHRIS JERMUNSON, BILLY J. BOLT, JENNY TAUB-5MITH, BETH A. WINDOM, JAMIE M. ROE, MICHAEL E. DEPNER, ROSE ST. CLAIR, ALLOFTHE CITY OF GREAT FALLS, STATE OF MONTANA.... I .............".......11.111........................"............"..."..........................11111...........................".....".""....................."...........111......"......"".......111...... I , each individually if there be more than one named, its true and lawful attorney-in-fact to make, execute, seal, acknowledge and deliver, for and on its behalf as surety and as its act and deed, any and all undertakings, bonds, reo cognizances. and other surety obligations in the penal sum not exceeding FIFTY MilLION AND 00/100********"*********** DOLLARS ($ 50,000,000.00***** ) each, and the execution of such undertakings, bonds, recognizances and other surety obligations, in .pursuance of these presents, shall be as binding upon the Company as if they had been duly signed by the president and attested by the secretary of the Company in their own proper persons. That this power is made and executed pursuant to and by authority of the following By-law and Authorization: I ARTICLE XIII - Execution of Contracts: Section 5. Surety Bonds and Undertakings. Any officer of the Company authorized for that purpose in writing by the chairman or the president, and subject to such limitations as the Chairman or the president may prescribe, shall appoint such attorneys-in-fact, as may be necessary to act in behalf of the Company to make, execute, seal, acknowledge and deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. Such attorneys-in-fact, subject to the limitations set forth in their respective powers of attorney, shall have full power to bind the Company by their signature and execution of any such instruments and to attach thereto the seal of the Company. When so executed such instruments shall be as binding as if signed by the president and attested by the secretary. LIBERTY MUTUAL INSURANCE COMPANY :>. fa '0 I/) I/) ep I: '0 :::l .a >0 I: cu _I: -0 B.... >om epW Ee ~a. <C~ - .. o'l:t ...'0 ;fii oe a.cu .!eo .c:o - .. _<>> 01: >oep ~! =ep ~.a ep= =~ e~ ...N .- (') 'ECIO 0' o~ oeD ....~ .1 o ,a. !d _ By the following instrument the chairman or the president has authorized the officer or other official named therein to appoint attorneys-in-fact: J!! .a I: Pursuant to Article XIII, Section 5 of the By-Laws, Garnet W. Elliott, Assistant Secretary of Liberty Mutual Insurance Company, is hereby I~ l!! authorized to appoint such attorneys-in-fact as may be necessary to act in behalf of the Company to make, execute, seal, acknowledge and ~ deliver as surety any and all undertakings, bonds, recognizances and other surety obligations. _ ~ That the By-laW end the AuthoM,.,o" 'et forth above aro "ue oop'e, the<eot end ero "OW '" lull fo~e end effect 0- t; ~"O '1:'0 f ... o oj!! II: ; COMMONWEALTH OF PENNSYLVANIA ss v, COUNTY OF MONTGOMERY f t: J!! On this ....&UL day of Januarv , 2QQ.2. , before me, a Notary Public, personally came Garnet W. Elliott, to me known, and acknowledged 10.5 that he is an Assistant Secretary of Liberty Mutual Insurance Company; that he knows the seal of said corporation; and that he executed the above ep Power of Attorney and affixed the corporate seal of Liberty Mutual Insurance Company thereto with the authority and at the direction of said corporation. ." i IN TESTIMONY WH umo ,"""ribed my ~e end affi,ed my _rial ..el at Plymouth Mee'"g, Pem"ytve"'a, 00 the day a"" ye.. II fienab",ewriffe" ~===.'"_ By ~ ~ ~'=:x~ Teresa Pastella, Notary Public iAo",~., .1""~$0v.mn A.aooiallon of l'lll1.rlu IN WITNESS WHEREOF, this Power of Attorney has been subscribed by an authorized officer or official of the Company and the corporate seal of Liberty Mutual Insurance Company has been affixed thereto in Plymouth Meeting, Pennsylvania this 24th day of January 2006 f;9~. f': ~ By~4 IV- .c:a"~ Garnet W. Elliott, Assistant Secretary CERTIFICATE I I, the undersigned, Assistan retary of Liberty Mutual Insurance Company, do hereby certify that the original power of attorney of which the foregoing is a full, true and correct copy, is in full force and effect on the date of this certificate; and I do further certify that the officer or official who executed the said power of attorney is an Assistant Secretary specially authorized by the chairman or the president to appoint attorneys-in-fact as provided in ArtiCle XIII, Section 5 of the By~laws of Liberty Mutual Insurance Company. This certificate and the above power of attorney may be signed by facsimile or mechanically reproduced signatures under and by authority of the following vote of the board of directors of Liberty Mutual Insurance Company at a meeting duly called and held on the 12th day of March, 1980. VOTED that the facsimile or mechanically reproduced signature of any assistant secretary of the company, wherever appearing upon a certified copy of any power of attorney issued by the company in connection with surety bonds, shall be valid and binding upon the company with the same force and effect as though manually affixed. . I I IN TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the corporate seal of the said company, this o g~~fif~1~i,em~ day of I I I I I I I I I I I I I I I I I I I I GENERAL CONDITIONS ~ . I I I I I I I I I I I. I I I I I I I I This document has important legal consequences; consultation with an attorney is encouraged with respect to its use or modification. This document should be adapted to the particular circumstances of the contemplated Project and the Controlling Law. STANDARD GENERAL CONDITIONS OF THE CONSTRUCTION CONTRACT FUNDING AGENCY EDITION Prepared by ENGINEERS JOINT CONTRACT DOCUMENTS COMMITTEE and Issued and Published Jointly By it. National Society of . . Professional Engineers .... F'roI#1$$lonal EnglnfefS In PrlVJt8 PnlcliC8 JlS' ell! American Society ~ 5 of Civil Engineers ~ ----- ACEC AMI1~.(,.~ U:~U~cJt n~: E,1\iCHt;l!1t;IO.'N'(:: CJ;)'MI",I,;NlES PROFESSIONAL ENGINEERS IN PRIVATE PRACTICE a practice division of the NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS AMERiCAN COUNCIL OF ENGINEERING COMPANIES AMERICAN SOCIETY OF CIVIL ENGINEERS This document has been approved and endorsed by The Associated General Contractors of America and the ~ .. Construction Specification Institute 'ftI. Knowledge JoT CllillIing -.. am; Suslaining the Buill Environment EJCOC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright@ 2002 National Society of Professional Engineers for EJCOC. All rights reserved. 00710 - 1 ;"-- "'~.'-,7"~'V -:':".':''''-';0;~-:'":'~',~W.::-;~0::"~''''T;:'''~~:'r;:~-:::'-''''1''7"''~''''''T'"'''~,~,?:~'1"':iT"'r"~"'~;:""~"'''-7"':'""7"--:-~:~'';'I'~-:-;-:-r...........,~".'!"' These General Conditions have been prepared for use with the Suggested Forms of Agreement Between Owner and Contractor Funding Agency Edition No. C-521 (2002 Edition). Their provisions are interrelated and a change in one may necessitate a change in the other. Comments concerning their usage are contained in the EJCDC Construction Documents, General and Instructions (No. C-OOl, 2002 Edition). For guidance in the preparation of Supplementary Conditions, see Guide to the Preparation of Supplementary Conditions (No. C-800, 2002 Edition). Copyright@ 2002 National Society of Professional Engineers 1420 King Street, Alexandria, VA 22314-2794 (703) 684-2882 American Council of Engineering Companies 1015 15th Street N.W., Washington, DC 20005 (202) 347-7474 ~ wi American Society of Civil Engineers 1801 Alexander Bell Drive, Reston, VA 20] 9] -4400 (800) 548-2723 EJCDC C-7JO Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright <tl2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 2 ""r:;,':'t:" 'Cl'1)ilr'~~':'II'~ I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I T ABLE OF CONTENTS Page Article I - Definitions and Terminology ........................................................................................................................................... 6 1.01 Defined Terms.............. ....... ............... ........... ................ .......... ............... ........... ............ ...... ....... ................................ 6 1.02 Terminology. ..... ........ ....... ........... ..... ............... ........... .......... .................... .................... ................ ... .............. ... .... ...... 9 Article 2 - Prelilninary Matters ........................................................................................................................................................ 10 2.01 Delivery of Bonds and Evidence of Insurance................................................................................. ....................... 10 2.02 Copies of Documents ... ....... ..................... .................... .... ... ........................................ ...................... ......... ... .... ....... 10 2.03 Commencement of Contract Times; Notice to Proceed..........................................................................................10 2.04 Starting the Work..................................................................................................................................................... II 2.05 Before Starting Construction ................................................................................................................................... 11 2.06 .Preconstruction Conference ........... ................. .................................. .............................................. ..................... .... 11 2.07 Initial Acceptance of Schedules.................................................................................. .............................................11 Article 3 - Contract Documents: Intent, Amending, Reuse ........................................................................................................... II 3.01 Intent..... ... ................. ....... ....... ....... ............. .............. ........ ..... ................ ................ ..... ... ...... ...... .........:......'...... ..... .... 11 3.02 Reference Standards. ...... ... ......................................... ..... ... ...... ............ ............................ .............. ........ ........... ...... 12 3.03 Reporting and Resolving Discrepancies. ............................. .......................................... ....... ................ ....... ............ 12 3.04 Amending and Supplementing Contract Documents.............................................................................................. 13 3.05 Reuse of Documents ..... ..... .... ...................... ........................ ............................................................ ....... ...... ........... 13 3.06 Electronic Data...................................................... ................................................................................................... 13 Article 4 - Availability of Lands; Subsurface and Physical Conditions; Hazardous Environmental Conditions; Reference Points ...........................................................................................................................................................................................................13 4.0 I Availability of Lands. ................................ ............. ............ ............... .................... ....... .................. ......... ................ 13 4.02 Subsurface and Physical Conditions .......................................................................................................................14 4.03 Differing Subsurface or Physical Conditions..........................................................................................................14 4.04 Undergrolmd Facilities .... ......................... ....................... .... ............. ....... .................. ................ ..... .............. ....... .... 15 4.05 Reference Points ............................................................................................................................. ................... ...... 16 4.06 Hazardous Environmental Condition at Site ...........................................................................................................16 Article 5 - Bonds and Insurance....................................................................................................................................................... 18 5.01 Performance, Payment, and Other Bonds ...............................................................................................................18 5.02 Licensed Sureties and Insurers ..............................................................................hh.............................................. 18 5.03 Certificates of Insurance ..... .............................. ............... .................. .......... .................. ................. ........ ........... ...... 18 5.04 Contractor's Liability Insurance ............................................................................................................. ................. 18 5.05 Owner's Liability Insurance ....................................................................................................................................19 5.06 Property Insurance.... .... ............................... ....................... ............................ ............ ....... ..... ........ .................. .... ...20 5 .07 Waiver of Rights .............. .......................................................................................... ... ..... ............. ..... ......... .... ... ....21 5.08 Receipt and Application of Insurance Proceeds...................................................................................................... 21 5.09 Acceptance of Bonds and Insurance; Option to Replace........................................................................................ 22 5.10 Partial Utilization, Acknowledgment of Property lnsurer ...................................................................................... 22 Article 6 - Contractor's Responsibilities.............. ..........;..... ................. .............................. ............................ ........ ........ ... ...... ........ 22 6.01 Supervision and Superintendence........ ........ ................. .......... .............. .... ............... ....................... ...... ......... ..........22 6.02 Labor; Working Hours.. ...... ... ................ ....... ................ ...... ..... ...... ........ .................... ................ ..... ...... ........ ....... ....22 6.03 Services, Materials, and Equipment ........................................................................................................................ 22 6.04 Progress Schedule .. ....... ... ...... ..... .................... ....... ........ ..... ..... .............. ................... .............. ........ .....;. .................23 6.05 Substitutes and "Or-Equals" ........ ................ .................... ............ ....... ........ .............. ............... ............. ..... ........ ......23 6.06 Concerning Subcontractors, Suppliers, and Others ................................................................................................ 25 6.07 Patent Fees and Royalties .........................................................................................................._............................. 26 6.08 Pern1its............ ............... ........ ..... ............. .......... ....... ......... ........................... ............... ............. ................................ 26 6.09 Laws and Regulations .................................................................................................... ..........................................26 6.10 Taxes ...... .................. ........... ............ ....... ............ ............ ......................... ........ ............ ....... .............. ........................ 27 EJCOC C-710 Standud General Conditions ofthe Construction Contract, Funding Agency Edition Copyright <tJ 2002 National Society of Professional Engineers for EJCOC. All rights reserved. 00710.3 ~,'l'" "~~~~~,"-:~: ,.- 6.11 Use of Site and Other Areas ....................................................................................................................................27 6.12 Record Documents.. ............. ........ ............. ...... .......... .................. ........ ..... ...... ...... ............ ............ .......... ........ .......... 28 6.13 Safety and Protection ............................................................................................................................................... 28 6.14 Safety Representative..... ................. ............. ..... .............. ...... .............. .............. ........ ....... .............. ........... ...............28 6.15 Hazard Communication Programs .......................................................................................................................... 28 6.16 Emergencies............ .......'......... ........... ....................... ........... ................. ................... ....... ......... ............. ..................29 6.17 Shop Drawings and Samples ...................................................................................................................................29 6.18 Continuing the Work ................................................. .............................................................................................. 30 6.19 Contractor's General Warranty and Guarantee....................................................................................................... 30 6.20 Indemnification......... .............. ....... ....... ....... ........ ......... ........ .... .......... .... ....... ............................. ............. .... ............ 31 6.21 Delegation of Professional Design Services ........................................................................................................... 31 Article 7 - Other Work at the Site ....................................................................................................................................................32 7.01 Related Work at Site ................................................................................................................................................ 32 7.02 Coordination............................................................................................................................................................ . 32 7.03 Legal Relationships....................... ........................................................................................................................... 33 Article 8 - Owner's Responsibilities........ ..... ....................... ................. ........... ......... .............. ...... .................... ........ ...... ................. 33 8.01 Conununications to Contractor .......................... ..... ....................... ................,......~.............................. ........ ...... ......33 8.02 Replacement of Engineer ............ ....................... ........ ... .............. ...... .............. ..................................... ........ ............ 33 8.03 Furnish Data............................................................................................................................................................. 33 8.04 Pay When Due ........ .................... ................... ........ ....... ................. ... ........ ..... ...................................... ... .............. ...33 8.05 Lands and Easements; Reports and Tests................................................................................................................ 33 8.06 Insurance .............. ....................... .............................. ............................. ......... ................. ....................... ...... ...........33 8.07 Change Orders ..... ...... ................. .......................... ................. ..................................................... ............... ... ..... ......34 8.08 Inspections, Tests, and Approvals ................................................................:..........................................................34 8.09 Limitations on Owner's Responsibilities ................................................................................................................ 34 8.10 Undisclosed Hazardous Environmental Condition ................................................................................................. 34 8.11 Evidence of Financial Arrangements ......................................................................................................................34 Article 9 - Engineer's Status During Construction..........................................................................................................................34 9.0 I Owner's Representative. .............. ................ ................. .................... ..... ............ ....................... .............. ................. 34 9.02 Visits to Site ............................................................................................................................................ .................34 9.03 Project Representative ................ ................. ..... ....... ................ ........ .... ........... ............................................ .............35 9.04 Authorized Variations in Work ............................................................................................................................... 35 9.05 Rejecting Defective Work .......................................................................................................................................35 9.06 Shop Drawings, Change Orders and Payments ...................................................................................................... 35 9.07 Determinations for Unit Price Work .......................................,............................................................................... 35 9.08 Decisions on Requirements of Contract Documents and Acceptability of Work.................................................. 35 9.09 Limitations on Engineer's Authority and Responsibilities ..................................................................................... 36 Article 10 - Changes in the Work; Claims....................................................................................................................................... 36 10.01 Authorized Changes in the Work ............................................................................................................................ 36 10.02 Unauthorized Changes in the Work ........................................................................................................................ 37 10.03 Execution of Change Orders......................................... .............. .............. ......... ................ ....... ............................... 37 10.04 Notification to Surety............ ......... ...... ......................... .............. ....... ....................................... ...... ........ .................. 37 1 0.05 Claims.. ..................................................................................................................................................................... 37 Article 11 - Cost of the Work; Allowances; Unit Price Work ........................................................................................................ 38 11.01 Cost of the Work ..................................................................................................................................... .................38 11.02 Allowances ........ ............ .......... ................... ........... ..... ............... ............. ......... . "'......... ....... ............. .............. ...... ..... 40 11.03 Unit Price Work ................................................................................................~...................................................... 40 Article 12 - Change of Contract Price; Change of Contract Times ................................................................................................ 41 12.01 Change of Contract Price..................... ..................................................................................... ............ ................... 41 12.02 Change of Contract Titnes .................................................................................................................... ................... 42 12.03 Delays..... ......... ................. .................... ...... .................... ........ .............. ........... ............ ............... ..............................42 EJCDC C- 710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright 10 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I -------. Article 13 - Tests and Inspections; Correction, Removal or Acceptance of Defective Work........................................................43 13.0 I Notice of Defects............ ................ ......... ........ .............. .....0...... ...... ......... .................. ............. ...... .............. ............43 13.02 Access to Wark... ............... .....0.. h. h. .............. ........ .........0...0... .................. .......................... ............... ......................43 13.03 Tests and Inspections .... ............. ..... ............ 0................. ........ ..... ....... ............. ...... .................. ..................................43 13.04 Uncovering Work ...... ....... ............ ...... ........... ................ ................................... .............. ......... ............ ..... .... ..... ...... 43 13.05 Owner May Stop the W ork......................................................................................................................................44 13.06 Correction or Removal of Defective Work .................. ........................................................................................... 44 13.07 Correction Period ...... .............. ... ..................................... ........ ...... ........ ............. ................... ....0...... .................... .... 44 13 .08 Acceptance of Defective Work .................. .............. ............ ........ ...... ........................... ................. ............. ............45 13.09 Owner May Correct Defective Work ......................................................................................................................45 Article 14 - Payments to Contractor and Completion ....'................................................................................................................. 46 14.0 I Schedule ofYalues ... .... ........... ......................... ............ ....................... ....... ....... ................ .0.... ....... ........ .... ............. 46 14.02 Progress Payments ........ ..... ........... .............. ............ ...........0.... ............ ........ ... ... ................. ...... ................................46 14.03 Contractor's Warranty of Title .................0..............................................................................................................48 14.04 Substantial Completion............................................................................................................................................ 48 ] 4.05 Partial Utilization... ............ ..... .......... .............. ................. ..... ................ ................... ................ ...... ...... ....... ......... ....49 14.06 Final Inspection...,.................................................................................................................................................. .. 49 ] 4.07 Final Payment" .... ........... ... .......... ....... ............ ....... ......... ..... ...... ............. .......... ................ ......... ...... ................ ... .......49 14.08 Final Completion Delayed ......... ..............................................................................................................................50 14.09 Waiver of Claims .....................................................................................................................................................51 Article 15 - Suspension of Work and Termination .........................................................................................................................5] ]5.0] Owner May Suspend Work .....................................................................................................................................51 15.02 Owner May Tenninate for Cause ......................................................................0.....................................................5] 15.03 Owner May Terminate For Convenience................................................................................................................ 52 15.04 Contractor May Stop Work or Terminate ...............................................................................................................52 Article 16 - Dispute Resolution .......................................................................................................................................................53 16.0 I Methods and Procedures.... ..... ...................... ....... .................... .......................................... .................... .............. ....53 Article 17 - Miscellaneous ...............................................................................................................................................................53 ] 7.0 I Giving Notice ........................ ...................... ......... ......... ........ ...... .... ....... ................................................ ..................53 17.02 Computation of Times .............................................................................................................................................53 17.03 Cumulative Remedies ........... ..... .............. ............... ....... ....... ............................ .............. .... ..... ....... ...... ......... ..... .....53 17.04 Survival of Obligations ...... ........... .............. ........ ....... .............. ....... .................. ..................... ........... ............ ...........54 ] 7.05 Controlling Law........ .............. ...... ....... ....... ......... ...... ................ ........ ....... ........ ................. ....... ................ ........... ....54 ] 7.06 Headings............ ................. ..... ............ ...... ............................ ........ ...... .............. .............................. ...... .... .... .... ... ....54 Article] 8 - Federal Requirements ............................................... ................................................................................. ................... 54 18.0 I Agency Not a Party ..................................................................................................................................................54 18.02 Contract ApprovaL... ........... ......... ........... .............. ....... ............. ............... ........ .... .......................... .............. .... .......54 18.03 Conflict of Interest ........... ............. ........... ... .......................... ........................................................................ ..... ......54 ] 8.04 Gratuities ...... ........ ......... ................ ... ....... ..................... ...................0..................................................... ...... ....... ......54 ] 8.05 Audit and Access to Records................................................................................................................................... 55 18.06 Small, Minority and Women's Businesses.............h...............................................................................................55 18.07 Anti-Kickback....................................................................................................................................................... ... 55 18.08 Clean Air and Pollution Control Acts ..................................................................................................................... 55 18.09 State Energy Policy ............................................................................................................................... ................... 55 J 8.1 0 Equal Opportunity Requirements ............................................................................................................................55 18.11 Restrictions on,"-,obbying ................. .... ................ ............ ...................... ........ ......... ................. .......................... ...... 56 18.12 Environmental Requirements .......... ................. ..... ....... ......... .................................................. .................... ...... ...... 56 EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright <tJ 2002 National Societ)' of Professional Engineers for EJCDC. All rights reserved. 00710 - 5 GENERAL CONDITIONS ARTICLE 1 - DEFINITIONS AND TERMINOLOGY 1.01 Defined Terms A. Wherever used in the Bidding Requirements or Contract Documents and printed with initial capital letters, the tenns listed below will have the meanings indicated which are applicable to both the singular and plural thereof. In addition to terms specifically defined, terms with initial capital letters in the Contract Documents include references to identified articles and paragraphs, and the titles of other documents or forms. I I I I I 1. Addenda ~ Written or graphic instruments issued prior to the opening of Bids which clarity, correct, or change the Bidding Requirements or the proposed Contract Documents. I 2. Agency ~ The Federal or state agency named as such in the Agreement. '3. Agreement - The written instrument which is evidence of the agreement between Owner and Contractor I covering the Work. 4. Application for Payment - The form acceptable to Engineer which is to be used by Contractor during the I. course of the Work in requesting progress or final payments and which is to be accompanied by such supporting documentation as is required by the Contract Documents. 5. Asbestos - Any material that contains more than one percent asbestos and is friable or is releasing asbestos I, fibers into the air above current action levels established by the United States Occupational Safety and Health Administration. 6. Bid-The offer or proposal of a Bidder submitted on the prescribed form setting forth the prices for the Work I to be perfonned. 7. Bidder- The individual or entity who submits a Bid directly to Owner. I 8. Bidding Documents ~ The Bidding Requirements and the proposed Contract Documents (including all Addenda). 9. Bidding Requirements - The Advertisement or Invitation to Bid, Instructions to Bidders, bid security of acceptable fonn, if any, and the Bid Form with any supplements. 10. Change Order - A document recommended by Engineer which is signed by Contractor and Owner and Agency and authorizes an addition, deletion, or revision in the Work or an adjustment in the Contract Price or the Contract Times, issued on or after the Effective Date of the Agreement. 11. Claim - A demand or assertion by Owner or Contractor seeking an adjustment of Contract Price or Contract Times, or both, or other relief with respect to the terms of the Contract. A demand for money or services by a third party is not a Claim. '" " 12. Contract - The entire and integrated written agreement between the Owner and Contractor concerning the Work. The Contract supersedes prior negotiations, representations, or agreements, whether written or oral. 13. Contract Documents - Those items so designated in the Agreement. Only printed or hard copies of the items listed in the Agreement are Contract Documents. Approved Shop Drawings, other Contractor's submittals, and the reports and drawings of subsurface and physical conditions are not Contract Documents. EJCDC C-7HI Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright iC 2002 National Society of Professional Engineers for EJCOc. All rights reserved. 00710 - 6 I I I I I I I I I I I 14. Contract Price - The moneys payable by Owner to Contractor for completion of the Work in accordance with the Contract Documents as stated in the Agreement (subject to the provisions of Paragraph 11.03 in the case of Unit Price Work). I 15. Contract Times - The number of days or the dates stated in the Agreement to: (i) achieve Milestones, if any, (ii) achieve Substantial Completion; and (iii) complete the Work so that it is ready for final payment as evidenced by Engineer's written recommendation of final payment. 16. Contractor - The individual or entity with whom Owner has entered into the Agreement. I 17. Cost of the Work - See Paragraph 11.01.A for definition. I 18. Drawings ~ That part of the Contract Documents prepared or approved by Engineer which graphically shows the scope, extent, and character of the Work to be performed by Contractor. Shop Drawings and other Contractor submittals are not Drawings as so defined. I 19. Effective Date of the Agreement ~ The date indicated in the Agreement on which it becomes effective, but if no such date is indicated, it means the date on which the Agreement is signed and delivered by the last of the two parties to sign and deliver. I 20. Engineer - The individual or entity named as such in the Agreement. I 21. Field Order - A written order issued by Engineer which requires minor changes in the Work but which does not involve a change in the Contract Price or the Contract Times. ''l'') ........... General Requirements - Sections ofDivisioll I of the Specifications. The General Requirements pertain to all sections of the Specifications. I 23. Hazardous Environmental Condition - The presence at the Site of Asbestos, PCBs, Petroleum, Hazardous Waste, or Radioactive Material in such quantities or circumstances that may present a substantial danger to persons or property exposed thereto in connection with the Work. I 24. Hazardous Waste - The term Hazardous Waste shall have the meaning provided in Section 1004 of the Solid Waste Disposal Act (42 USC Section 6903) as amended from time to time. I 25. Laws and Regulations; Laws or Regulations - Any and all applicable laws, rules, regulations, ordinances, codes, and orders of any and all governmental bodies, agencies, authorities, and courts having jurisdiction. I 26. Liens - Charges, security interests, or encumbrances upon Project funds, real property, or personal property. I 27. Milestone - A principal event specified in the Contract Documents relating to an intermediate completion date or time prior to Substantial Completion of all the Work. I 28. Notice of A ward - The written notice by Owner to the Successful Bidder stating that upon timely compliance by the Successful Bidder with the conditions precedent listed therein, Owner will sign and deliver the Agreement. I 29. Notice to Proceed - A written notice given by Owner to Contractor fixing the date on which the Contract Times will commen~e to run and on which Contractor shall start to perform the Work under the Contract Documents. · I 30. Owner - The individual or entity with whom Contractor has entered into the Agreement and for whom the Work is to be performed. 3 ]. PCBs - Polychlorinated biphenyls. I I EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright iP 2002 National Society of Professional EnginL'CrS for EJ CDC. All rights reserved. 00710 - 7 32. Petroleum ~ Petroleum, including crude oil or any fraction thereof which is liquid at standard conditions of temperature and pressure (60 degrees Fahrenheit and 14.7 pounds per square inch absolute), such as oil, petroleum, fuel oil, oil sludge, oil refuse, gasoline, kerosene, and oil mixed with other non-Hazardous Waste and crude oils. 33. Progress Schedule ~ A schedule, prepared and maintained by Contractor, describing the sequence and duration of the activities comprising the Contractor's plan to accomplish the Work within the Contract Times. 34. Project- The total construction of which the Work to be performed under the Contract Documents may be the whole, or a part. 35. Project Manual ~ The bound documentary information prepared for bidding and constructing the Work. A listing of the contents of the Project Manual, which may be bound in one or more volumes, is contained in the table(s) of contents. 36. Radioactive Material ~ Source, special nuclear, or byproduct material as defined by the Atomic Energy Act of 1954 (42 USC Section 20 II et seq.) as amended from time to time. , 37. Related Entity - An officer, director, partner, employee, agent, consultant, or subcontractor. 38. Resident Project Representative ~ The authorized representative of Engineer who may be assigned to the Site or any part thereof. 39. Samples - Physical examples of materials, equipment, or workmanship that are representative of some portion of the Work and which establish the standards by which such portion of the Work will be judged. 40. Schedule of Submittals ~ A schedule, prepared and maintained by Contractor, of required submittals and the time requirements to support scheduled performance of related construction activities. 41. Schedule of Values ~ A schedule, prepared and maintained by Contractor, allocating portions of the Contract Price to various portions of the Work and used as the basis for reviewing Contractor's Applications for Payment. 42. Shop Drawings - All drawings, diagrams, illustrations, schedules, and other data or information which are specifically prepared or assembled by or for Contractor and submitted by Contractor to illustrate some portion of the Work. I I I I I I I I I I I I 43. Site ~ Lands or areas indicated in the Contract Documents as being furnished by Owner upon which the Work is to be performed, including rights-of-way and easements for access thereto, and such other lands furnished I by Owner which are designated for the use of Contractor. 44. Specifications - That part of the Contract Documents consisting of written requirements for materials, equipment, systems, standards and workmanship as applied to the Work, and certain administrative I requirements and procedural matters applicable thereto. 45. Subcontractor - An individual or entity having a direct contract with Contractor or with any other Subcontractor for the performance ofa part of the Work at the Site. 46. Substantial Completion - The time at which the Work (or a specified part thereof) has progressed to the point : where, in the opinion of Engineer, the Work (or a specified part thereof) is sufficiently complete, in accordance with the Contract Documents, so that the Work (or a specified part thereof) can be utilized for the purposes for which it is intended. The terms "substantially complete" and "substantially completed" as applied to all or part of the Work refer to Substantial Completion thereof 47. Successful Bidder ~ The Bidder submitting a responsive Bid to whom Owner makes an award. EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright It! 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 8 I I I I I ",,:0."'.:'..:.":" . I I 48. Supplemental)! Conditions - That part of the Contract Documents which amends or supplements these General Conditions. I 49. Supplier - A manufacturer, fabricator, supplier, distributor, materialman, or vendor having a direct contract with Contractor or with any Subcontractor to furnish materials or equipment to be incorporated in the Work by Contractor or any Subcontractor. I 50. Underground Facilities ~ All underground pipelines, conduits, ducts, cables, wires, manholes, vaults, tanks, tunnels, or other such facilities or attachments, and any encasements containing such facilities, including those that convey electricity, gases, steam, liquid petroleum products, telephone or other communications, cable television, water, wastewater, storm water, other liquids or chemicals, or traffic or other control systems. I I 51. Unit Price Work - Workto be paid for on the basis of unit prices. I 52. Work - The entire construction or the various separately identifiable parts thereof required to be provided under the Contract Documents. Work includes and is the result of performing or providing all labor, services, and documentation necessary to produce such construction, and furnishing, installing, and incorporating all materials and equipment into such construction, all as required by the Contract Documents. I 53. Work Change Directive ~ A written statement to Contractor issued on or after the Effective Date of the Agreement and signed by Owner and Agency upon reconunendation of the Engineer ordering an addition, deletion, or revision in the Work, or responding to differing or unforeseen subsurface or physical conditions under which the Work is to be perfoffi1ed or to emergencies. A Work Change Directive will not change the Contract Price or the Contract Times but is evidence that the parties expect that the change ordered or documented by a Work Change Directive will be incorporated in a subsequently issued Change Order following negotiations by the parties as to its effect, if any, on the Contract Price or Contract Times. I I 1.02 Terminology I A. The following words or terms are not defined but, when used in the Bidding Requirements or Contract Documents, have the following meaning. B. Intent of Certain Terms or Adjectives I 1. The Contract Documents include the terms "as allowed," "as approved," "as ordered", "a<; directed" or terms of like effect or import to authorize an exercise of professional judgment by Engineer. In addition, the adjectives "reasonable," "suitable," "acceptable," "proper," "satisfactory," or adjectives oflike effect or import are used to describe an action or determination of Engineer as to the Work. It is intended that such exercise of professional judgment, action or determination will be solely to evaluate, in general, the Work for compliance with the requirements of and information in the Contract Documents and conformance with the design concept of the completed Project as a functioning whole as shown or indicated in the Contract Documents (unless there is a specific statement indicating otherwise). The use of any such term or adjective is not intended to and shall not be effective to assign to Engineer any duty or authority to supervise or direct the performance of the Work or any duty or authority to undertake responsibility contrary to the provisions of Paragraph 9.09 or any other provision of the Contract Documents. I I I C. Day I ]. The word "day" means a ca~ndar day of24 hours measured from midnight to the next midnight. . I I EJCOC C-710 Standard General Conditions of the Construetion Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCOC. All rights reserved. 00710- 9 I r"1"7"~',,",--";::~:,"":",,-,,';7-:'.::~~~:"""7"'-~~ I'':'' , , ' 'I' .,', , '.. ~ ~~""''''''''''''''''.)_._'-;"~~''.._''''''';:'7<'''"'"T'';''T"'"'''':::-;'7'".-,':71::;:';::::'1:'~.';':'~-'_.'': -"'",~,,"~'_'~C""";-'-",")!-.!~'m;'~~ D. Defective I I 1. The word "defective," when modifYing the word "Work," refers to Work that is unsatisfactory, faulty, or I deficient in that it: a. does not conform to the Contract Documents, or b. does not meet the requirements of any applicable inspection, reference standard, test, or approval referred I to in the Contract Documents, or c. has been damaged prior to Engineer's recommendation of final payment (unless responsibility for the I protection thereof has been assumed by Owner at Substantial Completion in accordance with Paragraph 14.04 or 14.05). E. Furnish, Install, Perform, Provide I 1. The word "furnish," when used in connection with services, materials, or equipment, shall mean to supply and deliver &aid services, materials, or equipment to the Site (or some other specified location) ready for use or I installation and in usable or operable condition. 2. The word "install," when used in connection with services, materials, or equipment, shall mean to put into use I or place in final position said services, materials, or equipment complete and ready for intended use. 3. The words "perform" or "provide," when used in connection with services, materials, or equipment, shall mean to furnish and install said services, materials, or equipment complete and ready for intended use. 4. When "furnish," "install," "perform," or "provide" is not used in connection with services, materials, or equipment in a context clearly requiring an obligation of Contractor, "provide" is implied. F. Unless stated otherwise in the Contract Documents, words or phrases which have a well-known technical or construction industry or trade meaning are used in the Contract Documents in accordance with such recognized meaning. ARTICLE 2 - PRELIMINARY MATTERS 2.01 Delivery of Bonds and Evidence of Insurance A. When Contractor delivers the executed counterparts of the Agreement to Owner, Contractor shall also deliver to Owner such bonds as Contractor may be required to furnish. B. Evidence of Insurance: Before any Work at the Site is started, Contractor and Owner shall each deliver to the other, with copies to each additional insured identified in the Supplementary Conditions, certificates of insurance (and other evidence of insurance which either of them or any additional insured may reasonably request) which Contractor and Owner respectively are required to purchase and maintain in accordance with Article 5. 2.02 Copies of Documents 2.03 A. Owner shall furnish to Contractor up to ten printed or hard copies of the Drawings and Project Manual. Additional copies will be furnished upon request at the cost of reproduction. ~ .. Commencement ofConiract Times; Notice to Proceed I I I I I I I I A. The Contract Times will commence to run on the thirtieth day after the Effective Date of the Agreement or, if a Notice to Proceed is given, on the day indicated in the Notice to Proceed. A Notice to Proceed may be given at any I time within 30 days after the Effective Date of the Agreement. EJCnCC-71O Standard Gcneral Conditions ofthc Construction Contract, Funding Agency Edition I. Copyright iO 2002 National Society of Professional Engineers for EJCne. All rights reserved. 00710 - 10 I I I I I I I I I I I I I I I I I I I I 2.05 2.04 Starting the Work A. Contractor shall start to perform the Work on the date when the Contract Times commence to run. No Work shall be dune at the Site prior to the date on which the Contract Times conunence to run. Before Starting Construction A. Preliminary Schedules: Within] 0 days after the Effective Date of the Agreement (unless otherwise specified in the General Requirements), Contractor shall submit to Engineer for timely review: 1. a preliminary Progress Schedule; 2. a preliminary Schedule of Submittals; and 3. a preliminary Schedule of Values for all of the Work which includes quantities and prices of items which when added together equal the Contract Price and subdivides -the Work into component parts in sufficient detail to serve as the basis for progress payments during performance of the Work. Such prices will include an appropriate amount of overhead and profit applicable to each item of Work. ' 2.06 Preconstrnction Conference 2.07 A. Before any Work at the Site is started, a conference attended by Owner, Contractor, Engineer, Agency, and others as appropriate will be held to establish a working understanding among the parties as to the Work and to discuss the schedules referred to in Paragraph 2.05.A, procedures for handling Shop Drawings and other submittals, processing Applications for Payment, and maintaining required records. Initial Acceptance of Schedules A. At least 10 days before submission of the first Application for Payment a conference attended by Contractor, Engineer, and others as appropriate will be held to review for acceptability to Engineer as provided below the schedules submitted in accordance with Paragraph 2.05.A. Contractor shall have an additional lO days to make corrections and adjustments and to complete and resubmit the schedules. No progress payment shall be made to Contractor until acceptable schedules are submitted to Engineer. 1. The Progress Schedule will be acceptable to Engineer if it provides an orderly progression of the Work to completion within the Contract Times. Such acceptance will not impose on Engineer responsibility for the Pro~,'ress Schedule, for sequencing, scheduling, or progress of the Work nor interfere with or relieve Contractor trom Contractor's full responsibility therefor. 2. Contractor's Schedule of Submittals will be acceptable to Engineer if it provides a workable arrangement for reviewing and processing the required submittals. 3. Contractor's Schedule of Values will be acceptable to Engineer as to form and substance if it provides a reasonable allocation of the Contract Price to component parts of the Work. ARTICLE 3 - CONTRACT DOCUMENTS: INTENT, AMENDING, REUSE 3.01 Intent ,. . A. The Contract Documents are complementary; what is required by one is as binding as if required by all. B. It is the intent of the Contract Documents to describe a functionally complete Project (or part thereof) to be constructed in accordance with the Contract Documents. Any labor, documentation, services, materials, or equipment that may reasonably be inferred from the Contract Documents or from prevailing custom or trade usage EJCne C-710 Standard General Conditions of the Construction Contract, Funding Ageocy Edition Copyright <!j 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710-11 ,c "'IT"""""""......".....~~_.......,........'-'.'':'''''"m_''"""7'''''''~.~"-''".~,.._.'''..,.';~'_. - ... ._, ,...,., ."~;r:;~,',"<".' ,.";':'1!'7~~-~ as being required to produce the intended result will be provided whether or not specifically called for at no additional cost to Owner. C. Clarifications and interpretations of the Contract Documents shall be issued by Engineer as provided in Article 9. 3.02 Reference Standards A. Standards. Specifications. Codes, Laws. and Regulations 1. Reference to standards, specifications, manuals, or codes of any technical society, organization, or association, or to Laws or Regulations, whether such reference be specific or by implication, shall mean the standard, specification, manual, code, or Laws or Regulations in effect at the time of opening of Bids (or on the Effective Date of the Agreement if there were no Bids), except as may be otherwise specifically stated in the Contract Documents. 2. No provision of any such standard, specification, manual or code, or any instruction of a Supplier shall be effective to change the duties or responsibilities of Owner, Contractor, or Engineer, or any of their subcontractors, consultants, agents, or employees from those set forth in the Contract Documents. No such provision or instruction shall be effective to assign to Owner, or Engineer, or any of their Related Entities, any duty or authority to supervise or direct the performance of the Work or any duty or authority to undertake responsibility inconsistent with the provisions of the Contract Documents. 3.03 Reporting and Resolving Discrepancies A. Reporting Discrepancies 1. Contractor's Review of Contract Documents Before Starting Work: Before undertaking each part of the Work, Contractor shall carefully study and compare the Contract Documents and check and verify pertinent figures therein and all applicable field measurements. Contractor shall promptly report in writing to Engineer any conflict, error, ambiguity, or discrepancy which Contractor may discover and shall obtain a written interpretation or clarification from Engineer before proceeding with any Work affected thereby. 2. Contractor's Review of Contract Documents During Peiformance o.fWork: If, during the performance of the Work, Contractor discovers any conflict, error, ambiguity, or discrepancy within the Contract Documents or between the Contract Documents and any provision of any Law or Regulation applicable to the performance of the Work or of any standard, specification, manual or code, or of any instruction of any Supplier, Contractor shall promptly report it to Engineer in writing. Contractor shall not proceed with the Work affected thereby (except in an emergency as required by Paragraph 6.l6.A) until an amendment or supplement to the Contract Documents has been issued by one of the methods indicated in Paragraph 3.04. 3. Contractor shall not be liable to Owner or Engineer for failure to report any conflict, error, ambiguity, or discrepancy in the Contract Documents unless Contractor knew or reasonably should have known thereof. B. Resolving Discrepancies '~",IT'",~I':"Ii':~l!l: I I I I I I I I I I I I I I 1. Except as may be otherwise specifically stated in the Contract Documents, the provisions of the Contract I Documents shall take precedence in resolving any conflict, error, ambiguity, or discrepancy between the provisions of the Contract Documents and: a. the provisions of any standard, specification, manual, code,~or instruction (whether or not specifically I incorporated by reference in the Contract Documents); or b. the provisions of any Laws or Regulations applicable to the petioffi1ance of the Work (unless such an interpretation of the provisions of the Contract Documents would result in violation of such Law or I Regulation). EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright@ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710.12 I I I I I I I I I I I I I I 'I I I I I I I , ";:~""'~~, 3.04 Amending and Supplementing Contract Documents A. The Contract Documents may be amended to provide for additions, deletions, and revisions in the Work or to modify the temlS and conditions thereof by either a Change Order or a Work Change Directive. B. The requirements of the Contract Documents may be supplemented, and minor variations and deviations in the Work may be authorized, by one or more of the following ways: 1. A Field Order; 2. Engineer's approval ofa Shop Drawing or Sample; (Subject to the provisions of Paragraph 6.17.D.3) or 3. Engineer's written interpretation or clarification. 3.05 Reuse of Documents A. Contractor and any Subcontractor or Supplier shall not: I. have or acquire any title to or ownership rights in any of the Drawings, Specifications, or other documents (or copies of any thereof) prepared by or bearing the seal of Engineer or Engineer's consultants, including electronic media editions; or 2. reuse any of such Drawings, Specifications, other documents, or copies thereof on extensions of the Project or any other project without written consent of Owner and Engineer and specific written verification or adaption by Engineer. B. The prohibition of this Paragraph 3.05 will survive final payment, or tennination of the Contract. Nothing herein shall preclude Contractor from retaining copies of the Contract Documents for record purposes. 3.06 Electronic Data A. Copies of data furnished by Owner or Engineer to Contractor or Contractor to Owner or Engineer that may be relied upon are limited to the printed copies (also known as hard copies). Files in electronic media format of text, data, graphics, or other types are furnished only for the convenience of the receiving party. Any conclusion or information obtained or derived from such electronic files will be at the user's sole risk. If there is a discrepancy between the electronic files and the hard copies, the hard copies govern. B. Because data stored in electronic media format can deteriorate or be modified inadvertently or otherwise without authorization of the data's creator, the party receiving electronic files agrees that it will perform acceptance tests or procedures within 60 days, after which the receiving party shall be deemed to have accepted the data thus transferred. Any errors detected within the 6O-day acceptance period will be corrected by the transferring party. C. When transferring documents in electronic media format, the transferring party makes no representations as to long term compatibility, usability, or readability of documents resulting from the use of software application packages, operating systems, or computer hardware differing from those used by the data's creator. ARTICLE.4 - AVAILABILITY OF LANDS; SUBSURFACE AND PHYSICAL CONDITIONS; HAZARDOUS ENVIRONMENTAL CONDITIONS; REFERENCE POINTS 4.01 Availability 0.( Lands ~ A. Owner shall furnish the Site. Owner shall notify Contractor of any encumbrances or restrictions not of general application but specifically related to use of the Site with which Contractor must comply in performing the Work. Owner will obtain in a timely manner and pay for easements for pennanent structures or penn anent changes in existing facilities. If Contractor and Owner are unable to agree on entitlement to or on the amount or extent, if any, EJCDC C -710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright It! 2002 National Society of Professional Engineers for EJCnc. All rights reserved. 00710-13 ".. ,:~;",,,,",--,.~\~"~~",,!,:.,......, ~":'I":':'"'"''':::~'C"r" " "7T,r '."";"<,!:c",",":"'""1'!,"""'1'?'.~'fr.1~"':"'~'~':" ," ,;"~'l" of any adjustment in the Contract Price or Contract Times, or both, as a result of any delay in Owner's furnishing the Site or a part thereof, Contractor may make a Claim therefor as provided in Paragraph 10.05. B. Upon reasonable written request, Owner shall furnish Contractor with a current statement of record legal title and legal description of the lands upon which the Work is to be perfornled and Owner's interest therein as necessary for giving notice of or filing a mechanic's or construction lien against such lands in accordance with applicable Laws and Regulations. C. Contractor shall provide for all additional lands and access thereto that may be required for temporary construction facilities or storage of materials and equipment. 4.02 Subsurface and Physical Conditions A. Reports and Drawings: The Supplementary Conditions identifY: I. those reports of explorations and tests of subsurface conditions at or contiguous to the Site that Engineer has used in preparing the Contract Documents; and 2. those drawings of physical conditions in or relating to eXlstmg surface or subsurface structures at or contiguous to the Site (except Underground Facilities) that Engineer has used in preparing the Contract Documents. B. Limited Reliance by Contractor on Technical Data Authorized: Contractor may rely upon the general accuracy of the "technical data" contained in such reports and drawings, but such reports and drawings are not Contract Documents. Such "technical data" is identified in the Supplementary Conditions. Except for such reliance on such "technical data," Contractor may not rely upon or make any claim against Owner or Engineer, or any of their Related Entities with respect to: I. the completeness of such reports and drawings for Contractor's purposes, including, but not limited to, any aspects of the means, methods, techniques, sequences, and procedures of construction to be employed by Contractor, and safety precautions and programs incident thereto; or 2. other data, interpretations, opinions, and information contained in such reports or shown or indicated in such drawings; or 3. any Contractor interpretation of or conclusion drawn from any "technical data" or any such other data, interpretations, opinions, or information. 4.03 Difjering SubsUlface or Physical Conditions A. Notice: If Contractor believes that any subsurface or physical condition at or contiguous to the Site that is uncovered or revealed either: 1. is of such a nature as to establish that any "technical data" on which Contractor is entitled to rely as provided in Paragraph 4.02 is materially inaccurate; or 2. is of such a nature as to require a change in the Contract Documents; or 3. differs materially froin that shown or indicated in the Contract Documents; or ~ ~ '" ,~. !~,:,1!'1\1:':~IIWr,~~~:~;~~ I, I I I I I I I I I I I I I I I 4. is of an unusual nature, and differs materially from conditions ordinarily encountered and generally recognized as inherent in work of the character provided for in the Contract Documents; then Contractor shall, promptly after becoming aware thereof and before further disturbing the subsurface or I physical conditions or performing any Work in connection therewith (except in an emergency as required by EJCDC C-710 Standard General Conditions ofthc Construction Contract, Funding Agency Edition ~I. Copyright <t'l2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 14 I I I I I I I I I I I I I I I I I I I I 4.04 Paragraph 6.16.A), notify Owner and Engineer in writing about such condition. Contractor shall not further disturb such condition or perronn any Work in connection therewith (except as aforesaid) until receipt of written order to do so. B. Engineer's Review: After receipt of written notice as required by Paragraph 4.03.A, Engineer will promptly review the pertinent condition, determine the necessity of Owner's obtaining additional exploration or tests with respect thereto, and advise Owner in writing (with a copy to Contractor) of Engineer's findings and conclusions. C. Possible Price and Times Adjustments I. The Contract Price or the Contract Times, or both, will be equitably adjusted to the extent that the existence of such differing subsurface or physical condition causes an increase or decrease in Contractor's cost of, or time required for, perfonnance ofthe Work; subject, however, to the following: a. such condition must meet anyone or more of the categories described in Paragraph 4.03.A; and b. with respect to Work that is paid for on a Unit Price Basis, any adjustment in Contract Price will be subject to the provisions of Paragraphs 9.07 and 11.03. 2. Contractor shall not be entitled to any adjustment in the Contract Price or Contract Times if: a. Contractor knew of the existence of such conditions at the time Contractor made a final commitment to Owner with respect to Contract Price and Contract Times by the submission of a Bid or becoming bound under a negotiated contract; or b. the existence of such condition could reasonably have been discovered or revealed as a result of any examination, investigation, exploration, test, or study of the Site and contiguous areas required by the Bidding Requirements or Contract Documents to be conducted by or for Contractor prior to Contractor's making such final commitment; or c. Contractor failed to give the written notice as required by Paragraph 4.03.A. 3. If Owner and Contractor are unable to agree on entitlement to or on the amount or extent, if any, of any adjustment in the Contract Price or Contract Times, or both, a Claim may be made therefor as provided in Paragraph 10.05. However, Owner and Engineer, and any of their Related Entities shall not be liable to Contractor for any claims, costs, losses, or damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) sustained by Contractor on or in connection with any other project or anticipated project. Underground Facilities A. Shown or Indicated: The information and data shown or indicated in the Contract Documents with respect to existing Underground Facilities at or contiguous to the Site is based on information and data furnished to Owner or Engineer by the owners of such Underground Facilities, including Owner, or by others. Unless it is otherwise expressly provided in the Supplementary Conditions: 1. Owner and Engineer shall not be responsible for the accuracy or completeness of any such information or data; and 2. the cost of all of the following will be included ll1 the Contract Price, and Contractor shall 'have full responsibility for: a. reviewing and checking all such infonnation and data, b. locating all Underground Facilities shown or indicated in the Contract Documents, EJ CDC C -710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright'l) 2002 National Society of Professional Engineers for EJCDC. All right, reserved. 00710-15 .',.'; """';;;::' '..;"""",' .~, :lj," ; ,'-~il'... c. coordination of the Work with the owners of such Underground Facilities, including Owner, during construction, and d. the safety and protection of an such Underground Facilities and repairing any damage thereto resulting from the Work. B. Not Shown or Indicated I. If an Underground Facility is uncovered or revealed at or contiguous to the Site which was not shown or indicated, or not shown or indicated with reasonable accuracy in the Contract Documents, Contractor shan, promptly after becoming aware thereof and before further disturbing conditions affected thereby or performing any Work in connection therewith (except in an emergency as required by Paragraph 6.16.A), identify the owner of such Underground Facility and give written notice to that owner and to Owner and Engineer. Engineer will promptly review the Underground Facility and determine the extent, if any, to which a change is required in the Contract Documents to reflect and document the consequences of the existence or location of the Underground Facility. During such time, Contractor shaH be responsible for the safety and protection of such Underground Facility. 2. If Engineer concludes that a change in the Contract Documents is required, a Work Change Directive or a Change Order win be issued to reflect and document such consequences. An equitable adjustment shall be made in the Contract Price or Contract Times, or both, to the extent that they are attributable to the existence or location of any Underground Facility that was not shown or indicated or not shown or indicated with reasonable accuracy in the Contract Documents and that Contractor did not know of and could not reasonably have been expected to be aware of or to have anticipated. If Owner and Contractor are unable to agree on entitlement to or on the amount or extent, if any, of any such adjustment in Contract Price or Contract Times, Owner or Contractor may make a Claim therefor as provided in Paragraph 10.05. 4.05 Reference Points A. Owner shall provide engineering surveys to establish reference points for construction which in Engineer's judgment are necessary to enable Contractor to proceed with the Work. Contractor shaH be responsible for laying out the Work, shaH protect and preserve the established reference points and property monuments, and shall make no changes or relocations without the prior written approval of Owner. Contractor shaH report to Engineer whenever any reference point or property monument is lost or destroyed or requires relocation because of necessary changes in grades or locations, and shaH be responsible for the accurate replacement or relocation of such reference points or property monuments by professionally qualified personnel. 4.06 Hazardous Environmental Condition at Site A. Reports and Drawings: Reference is made to the Supplementary Conditions for the identification of those reports and drawings relating to a Hazardous Environmental Condition identified at the Site, if any, that have been utilized by the Engineer in the preparation of the Contract Documents. B. Limited Reliance by Contractor on Technical Data Authorized: Contractor may rely upon the general accuracy of the "technical data'; contained in such reports and drawings, but such reports and drawings are not Contract Documents. Such "technical data" is identified in the Supplementary Conditions. Except for such reliance on such "technical data," Contractor may not rely upon or make any claim against Owner or Engineer, or any of their Related Entities with respect to: ; ~ ",~, ':< .:, ~~ ,. "',,'I~'!'I'''I''''~--' '''':'.::".\~~::~, ;:,~}".'.d~ I' I I I I I I I I I I I I I I 1. the completeness of such reports and drawings for Contractor's purposes, incl~ding, but not limited to, any I aspects of the means, methods, techniques, sequences and procedures of construction to be employed by Contractor and safety precautions and programs incident thereto; or 2. other data, interpretations, opinions and information contained in such reports or shown or indicated in such I drawings; or EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright It') 2002 National Society of Profe~sional Engineers for EJCDC. All rights reserved. 00710 - 16 I I I I I I I I I I I I I I I I I I I I I 3. any Contractor interpretation of or conclusion drawn from any "technical data" or any such other data, interpretations, opinions or information. C. Contractor shall not be responsible for any Hazardous Environmental Condition uncovered or revealed at the Site which was not shown or indicated in Drawings or Specifications or identified in the Contract Documents to be within the scope of the Work. Contractor shall be responsible for a Hazardous Environmental Condition created with any materials brought to the Site by Contractor, Subcontractors, Suppliers, or anyone else for whom Contractor is responsible. D. If Contractor encounters a Hazardous Environmental Condition or if Contractor or anyone for whom Contractor is responsible creates a Hazardous Environmental Condition, Contractor shall immediately: (i) secure or otherwise isolate such condition; (ii) stop all Work in connection with such condition and in any area affected thereby (except in an emergency as required by Paragraph 6.l6.A); and (iii) notifY Owner and Engineer (and promptly thereafter confirm such notice in writing). Owner shall promptly consult with Engineer concerning the necessity for Owner to retain a qualified expert to evaluate such condition or take corrective action, if any. E. Contractor shall not be required to resume Work in connection with such condition or in any affected area until after Owner has obtained any required permits related. thereto and deiivered to Contractor written notice: (i) specifYing that such condition and any affected area is or has been rendered safe for the resumption of Work; or (ii) specifYing any special conditions under which such Work may be resumed safely. If Owner and Contractor cannot agree as to entitlement to or on the amount or extent, if any, of any adjustment in Contract Price or Contract Times, or both, as a result of such Work stoppage or such special conditions under which Work is agreed to be resumed by Contractor, either party may make a S::laim therefor as provided in Paragraph 10.05. F. lfafterreceipt of such written notice Contractor does not agree to resume such Work based on a reasonable belief it is unsafe, or does not agree to resume such Work under such special conditions, then Owner may order the portion of the Work that is in the area affected by such condition to be deleted from the Work. If Owner and Contractor cannot agree as to entitlement to or on the amount or extent, if any, of an adjustment in Contract Price or Contract Times as a result of deleting such portion of the Work, then either party may make a Claim therefor as provided in Paragraph 10.05. Owner may have such deleted portion of the Work performed by Owner's own forces or others in accordance with Article 7. G. To the fullest extent permitted by Laws and Regulations, Owner shall indenmifY and hold harmless Contractor, Subcontractors, and Engineer, and the officers, directors, partners, employees, agents, consultants, and subcontractors of each and any of them from and against all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to a Hazardous Environmental Condition, provided that such Hazardous Environmental Condition: (i) was not shown or indicated in the Drawings or Specifications or identified in the Contract Documents to be included within the scope of the Work, and (in was not created by Contractor or by anyone for whom Contractor is responsible. Nothing in this Paragraph 4.06.G shall obligate Owner to indemnifY any individual or entity from and against the consequences of that individual's or entity's own negligence. H. To the fullest extent pennitted by Laws and Regulations, Contractor shall indenmifY and hold harmless Owner and Engineer, and the officers, directors, partners, employees, agents, consultants, and subcontractors of each and any of them from and against all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to a Hazardous Environmental Condition created by Contractor or by anyone for whom Contractor is responsiblj:. Nothing in this Paragraph 4.06. H shall obligate Contractor to indemnify any individual or entity from and again~t the consequences of that individual's or entity's own negligence. I. The provisions of Paragraphs 4.02, 4.03, and 4.04 do not apply to a Hazardous Environmental Condition uncovered or revealed at the Site. EJ CDC C-710 Standard General Conditions of the Construction Contract, Jiunding Agency Edition Copyright <<) 2002 National Society of Professional Engineers for EJCDC. All rights rcserved. 00710 -17 ARTICLE 5 - BONDS AND INSURANCE 5.01 Pe/:formance, Payment, and Other Bonds A. Contractor shall furnish perfom1ance and payment bonds, each in an amount at least equal to the Contract Price as security for the faithful performance and payment of all of Contractor's obligations under the Contract Documents. These bonds shall remain in effect until one year after the date when final payment becomes due or until completion of the correction period specified in Paragraph 13.07, whichever is later, except as provided otherwise by Laws or Regulations or by the Contract Documents. Contractor shall also furnish such other bonds as are required by the Contract Documents. B. All bonds shall be in the form prescribed by the Contract Documents except as provided otherwise by Laws or Regulations, and shall be executed by such sureties as are named in the current list of "Companies Holding Certificates of Authority as Acceptable Sureties on Federal Bonds and as Acceptable Reinsuring Companies" as published in Circular 570 (amended) by the Financial Management Service, Surety Bond Branch, U.S. Department of the Treasury. All bonds signed by an agent must be accompanied by a certified copy of the agent's authority to act. C. If the surety on any bond furnished by Contractor is declared bankrupt or becomes insolvent or its right to do business is terminated in any state where any part of the Project is located or it ceases to meet the requirements of Paragraph 5.01.B, Contractor shall promptly notify Owner and Engineer and shall, within 20 days after the event giving rise to such notification, provide another bond and surety, both of which shall comply with the requirements ofparagmphs 5.01.B and 5.02. 5.02 Licensed Sureties and Insurers A. All bonds and insurance required by the Contract Documents to be purchased and maintained by Owner or Contractor shall be obtained from surety or insurance companies that are duly licensed or authorized in the jurisdiction in which the Project is located to issue bonds or insurance policies for the limits and coverages so required. Such surety and insurance companies shall also meet such additional requirements and qualifications as may be provided in the Supplementary Conditions. 5.03 Certificates afInsurance A. Contractor shall deliver to Owner, with copies to each additional insured identified in the Supplementary Conditions, certificates of insurance (and other evidence of insurance requested by Owner or any other additional insured) which Contractor is required to purchase and maintain. B. Owner shall deliver to Contractor, with copies to each additional insured identified in the Supplementary Conditions, certificates of insurance (and other evidence of insurance requested by Contractor or any other additional insured) which Owner is required to purchase and maintain. 5.04 Contractor's Liability Insurance A. Contractor shall purchase and maintain such liability and other insurance as is appropriate for the Work being performed and as will provide protection from claims set forth below whiCh may arise out of or result from Contractor's performance of the Work and Contractor's other obligations under the Contract Documents, whether it is to be performed by Contractor, any Subcontractor or Supplier, or by anyone directly or indirectly employed by any of them to perfonn any of the Work, or by anyone for whose acts any of them may be liable: ,. ~ I. claims under workers' compensation, disability benefits, and other similar employee benefit acts; 2. claims for damages because of bodily injury, occupational sickness or disease, or death of Contractor's employees; EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710-18 ~\! \':'~~:';;' "~~l I I I I I I I I I I I I I I I I I I I -"-::,~:-:'::::,,r;-:F"" I I I I I I I I I I I I I I I I I I I . ,. '..' .'~:' ,. 3. claims for damages because of bodily injury, sickness or disease, or death of any person other than Contractor's employees; 4. claims for damages insured by reasonably available personal injury liability coverage which are sustained: a. by any person as a result of an offense directly or indirectly related to the employment of such person by Contractor, or b. by any other person for any other reason; 5. claims for damages, other than to the Work itself, because of injury to or destruction of tangible property wherever located, including loss of use resulting therefrom; and 6. claims for damages because of bodily injury or death of any person or property damage arising out of the ownership, maintenance or use of any motor vehicle. B. The policies of insurance required by this Paragraph 5.04 shall: 1. with respect to insurance required by Paragraphs 5.04.A.3 through 5.04.A.6 inclusive, include as additional insureds (subject to any customary exclusion regarding professional liability) Owner and Engineer, and any other individuals or entities identified in the Supplementary Conditions, all of whom shall be listed as additional insureds, and include coverage for the respective officers, directors, partners, employees, agents, consultants and subcontractors of each and any of all such additional insureds, and the insurance afforded to these additional insureds shall provide primary coverage for all claims covered thereby; 2. include at least the specific coverages and be written for not less than the limits of liability provided in the Supplementary Conditions or required by Laws or Regulations, whichever is greater; 3. include completed operations insurance; 4. include contractual liability insurance covering Contractor's indemnity obligations under Paragraphs 6.11 and 6.20; 5. contain a provision or endorsement that the coverage afforded will not be canceled, materially changed or renewal refused until at least 30 days prior written notice has been given to Owner and Contractor and to each other additional insured identified in the Supplementary Conditions to whom a certificate of insurance has been issued (and the certificates of insurance furnished by the Contractor pursuant to Paragraph 5.03 will so provide); 6. remain in effect at least until final payment and at all times thereafter when Contractor may be correcting, removing, or replacing defective Work in accordance with Paragraph 13.07; and 7. with respect to completed operations insurance, and any insurance coverage written on a claims-made basis, remain in effect for at least two years after final payment. a. Contractor shall furnish Owner and each other additional insured identified in the Supplementary Conditions, to whom a certificate of insurance has been issued, evidence satisfactory to Owner and any such additional insured of continuation of such insurance at final payment and one year thereafter. 5.05 ~ ~ Owner's Liability Insurance A. In addition to the insurance required to be provided by Contractor under Paragraph 5.04, Owner, at Owner's option, may purchase and maintain at Owner's expense Owner's own liability insurance as will protect Owner against claims which may arise from operations under the Contract Documents. EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 -19 .... ,"'" ': ,.~.~;..,..~.. ... :~~!. "~- ".".:\."~':,.'!.~'"l",.'':"':..'r-.':"';;~'~.'c;;;:l~,~~_'''- '.-. .;"~~:;-'~.~.:;.r:'""'~'1.~-:~.:-"."i"~'''''''\. -.. 5.06 Property Insurance ':"~':rI~~~1~~i~1r:rtt~:t ,..r. I I A. Unless otherwise provided in the Supplementary Conditions, Contractor shall purchase and maintain property I insurance upon the Work at the Site in the amount of the full replacement cost thereof (Contractor shall be responsible for any deductible or self-insured retention.). This insurance shall: 1. include the interests of Owner, Contractor, Subcontractors, and Engineer, and any other individuals or entities identified in the Supplementary Conditions, and the officers, directors, partners, employees, agents, consultants and subcontractors of any ofthem, each of whom is deemed to have an insurable interest and shall be listed as an insured or additional insured; 2. be written on a Builder's Risk "all-risk" or open peril or special causes of loss policy form that shall at least include insurance for physical loss or damage to the Work, temporary buildings, falsework, and materials and equipment in transit, and shall insure against at least the following perils or causes of loss: fire, lightning, extended coverage, theft, vandalism and malicious mischief, earthquake, collapse, debris removal, demolition occasioned by enforcement of Laws and Regulations, water damage (other than caused by flood), and such other perils or causes of loss as may be specifically required by the Supplementary Conditions; 3. inciude expenses incurred in the repair or replacement of any insured property (including but not limited to fees and charges of engineers and architects); 4. cover materials and equipment stored at the Site or at another location that was agreed to in writing by Owner prior to being incorporated in the Work, provided that such materials and equipment have been included in an Application for Payment recommended by Engineer; 5. allow for partial utilization of the Work by Owner; 6. include testing and startup; and 7. be maintained in effect until final payment is made unless otherwise agreed to in writing by Owner, Contractor, and Engineer with 30 days written notice to each other additional insured to whom a certificate of insurance has been issued. B. Contractor shall purchase and maintain such boiler and machinery insurance or additional property insurance as may be required by the Supplementary Conditions or Laws and Regulations which will include the interests of Owner, Contractor, Subcontractors, and Engineer, and any other individuals or entities identified in the Supplementary Conditions, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them, each of whom is deemed to have an insurable interest and shall be listed as an insured or additional insured. C. All the policies of insurance (and the certificates or other evidence thereof) required to be purchased and maintained in accordance with Paragraph 5.06 will contain a provision or endorsement that the coverage afforded will not be canceled or materially changed or renewal refused until at least 30 days prior written notice has been given to Owner and Contractor and to each other additional insured to whom a certificate of insurance has been issued and will contain waiver provisions in accordance with Paragraph 5.07. D. Owner shall not be responsible for purchasing and maintaining any property insurance specified in this Paragraph 5.06 to protect the interests of Contractor, Subcontractors, or others in the Work to the extent of any deductible amounts that are identified in the Supplementary Conditions. The risk of loss within such identified deductible amount ~ilI be borne by Contractor, Subcontractors, or others suffering any such loss, and if any of them wishes property insurance coverage within the limits of such amounts, each may purchase and maintain it at the purchaser's own expense. EJCDC C-710 Standard General Conditions of the Construetion Contract, Funding Agency Edition Copyright ItJ 2002 National Society of Professional Engineers for EJCDC. All right~ reserved. 00710 - 20 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 5.07 5.08 Waiver of Rights A. Owner and Contractor intend that all policies purchased in accordance with Paragraph 5.06 will protect Owner, Contractor, Subcontractors, and Engineer, and all other individuals or entities identified in the Supplementary Conditions to be listed as insureds or additional insureds (and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them) in such policies and will provide primary coverage for all losses and damages caused by the perils or causes of loss covered thereby. All such policies shall contain provisions to the effect that in the event of payment of any loss or damage the insurers will have no rights of recovery against any of the insureds or additional insureds thereunder. Owner and Contractor waive all rights against each other and their respective officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them for all losses and damages caused by, arising out of or resulting from any of the perils or causes of loss covered by such policies and any other property insurance applicable to the Work; and, in addition, waive all such rights against Subcontractors, and Engineer, and all other individuals or entities identified in the Supplementary Conditions to be listed as insured or additional insured (and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any ofthem) under such policies for losses and danmges so caused. None of the above waivers shall extend to the rights that any party making such waiver may have to the proceeds of insurance held by Contractor as trustee or otherwise payable under any policy so issued. B. Owner waives all rights against Contractor, Subcontractors, and Engineer, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them for: 1. loss due to business interruption, loss of use, or other consequential loss extending beyond direct physical loss or damage to Owner's property or the Work caused by, arising out of, or resulting from fire or other perils whether or not insured by Owner; and 2. loss or damage to the completed Project or part thereof caused by, arising out of, or resulting from fire or other insured peril or cause of loss covered by any property insurance maintained on the completed Project or part thereof by Owner during partial utilization pursuant to Paragraph 14.05, after Substantial Completion pursuant to Paragraph 14.04, or after final payment pursuant to Paragraph 14.07. C. Any insurance policy maintained by Owner covering any loss, damage or consequential loss referred to in Paragraph 5.07.8 shall contain provisions to the effect that in the event of payment of any such loss, damage, or consequential loss, the insurers will have no rights of recovery against Contractor, Subcontractors, or Engineer, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any ofthem. Receipt and Application of Insurance Proceeds A. A11Y insured loss under the policies of insurance required by Paragraph 5.06 will be adjusted with Contractor and made payable to Contractor as fiduciary for the insureds, as their interests may appear, subject to the requirements of any applicable mortgage clause and of Paragraph 5.08.B. Contractor shall deposit in a separate account any money so received and shall distribute it in accordance with such agreement as the parties in interest may reach. If no other special agreement is reached, the damaged Work shall be repaired or replaced, the moneys so received applied on account thereof. B. Contractor as fiduciary shall have power to adjust and settle any loss with the insurers unless one of the parties in interest shall object in writing within 15 days after the occurrence ofloss to Contractor's exercise of this power. If such objection be made, Contractor as fiduciary shall make settlement with the insurers in accordance with such agreement as the parties in interest rpay reach. If no such agreement among the parties in interest is reached, Contractor as fiduciary shall adjust ant! settle the loss with the insurers and, if required in writing by any party in interest, Contractor as fiduciary shall give bond for the proper performance of such duties. EJCDC C -7] 0 Standard General Conditions of the Construction Contract, Fnnding Agency Edition Copyright iD 2002 National Society of .Professional Engineers for EJCDC. All rights reserved. 00710,21 -'~"'''''<";1'f7C:'._'~~~'::;~~'~~~~~'''l'1:~r~ "~:.'I'"ki,',, ,.~H;,::::.' 'fI:)~.~r~,~?';'::~""""'('"~""?'~;"!":'lT"".":"'--' ., '.. ."",~., - .." ,.. :"-", .".r".'" .',,;' .., -';.~~.""~'';'""'"~7"''-.',~:"'.-;:-~~-',;--"T:","""._-:""",~:-:"~r~I''"'7''.'~L:,~;~:,':",'."":~"i." 5.09 Acceptance of Bonds and Insurance; Option to Replace A. If either Owner or Contractor has any objection to the coverage afforded by or other provisions of the bonds or insurance required to be purchased and maintained by the other party in accordance with Article 5 on the basis of non-conformance with the Contract Documents, the objecting party shall so notify the other party in writing within 10 days after receipt of the certificates (or other evidence requested) required by Paragraph 2.01.B. Owner and Contractor shall each provide to the other such additional information in respect of insurance provided as the other may reasonably request. If either party does not purchase or maintain all of the bonds and insurance required of such party by the Contract Documents, such party shall notifY the other party in writing of such failure to purchase prior to the start of the Work, or of such failure to maintain prior to any change in the required coverage. Without prejudice to any other right or remedy, the other party may elect to obtain equivalent bonds or insurance to protect such other party's interests at the expense of the party who was required to provide such coverage, and a Change Order shall be issued to adjust the Contract Price accordingly. 5.10 Partial Utilization, Acknowledgment o.fProperty Insurer A. If Owner finds it necessary to occupy or use a portion or portions of the Work prior to Substantial Completion of all the Work as J1rovided in Paragraph 14.05, no such use or occupancy shall commence before the insurers providing the property insurance pursuant to Paragraph 5.06 have acknowledged notice thereof and in writing effected any changes in coverage necessitated thereby. The insurers providing the property insurance shall consent by endorsement on the policy or policies, but the property insurance shall not be canceled or permitted to lapse on account of any such partial use or occupancy. ARTICLE 6 - CONTRACTOR'S RESPONSIBILITIES 6.01 Supervision and Superintendence A. Contractor shall supervise, inspect, and direct the Work competently and efficiently, devoting such attention thereto and applying such skills and expertise as may be necessary to perform the Work in accordance with the Contract Docwnents. Contractor shall be solely responsible for the means, methods, techniques, sequences, and procedures of construction. Contractor shall not be responsible for the negligence of Owner or Engineer in the design or specification of a specific means, method, technique, sequence, or procedure of construction which is shown or indicated in and expressly required by the Contract Documents. B. At all times during the progress of the Work, Contractor shall assign a competent resident superintendent who shall not be replaced without written _ notice to Owner and Engineer except under extraordinary circumstances. The superintendent will be Contractor's representative at the Site and shall have authority to act on behalf of Contractor. All communications given to or received from the superintendent shaJl be binding on Contractor. 6.02 Labor; Working Hours , .~~~. ( 't'~,r:;(;~"~~~~,(~~ I I I I I I I I I I I I I A. Contractor shall provide competent, suitably qualified personnel to survey and layout the Work and perform construction as required by the Contract Documents. Contractor shall at all times maintain good discipline and I order at the Site. B. Except as otherwise required for the safety or protection of persons or the Work or property at the Site or adjacent thereto, and except as otherwise stated in the Contract Documents, all Work at the Site shall be performed during regular working hours. Contractor will not permit the performance of Work on a Saturday, Sunday, or any legal holiday without Owner's written consent (which will not be unreasonably withheld) given after prior written notice to Engineer. ; 6.03 Services, Materials, and Equipment I I A. Unless otherwise specified in the Contract Documents, Contractor shall provide and assume full responsibility for I all services, materials, equipment, labor, transportation, construction equipment and machinery, tools, appliances, EJCDC C-71O Standard General Conditions of the Construction Contract, Funding Agency Edition I Copyright iO 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 007io - 22 I I I I I I I I. I I I I I I I I I~ I I I 6.04 6.05 fuel, power, light, heat, telephone, water, sanitary facilities, temporaty facilities, and all other facilities and incidentals necessary for the performance, testing, start-up, and completion ofthe Work. B. All materials and equipment incorporated into the Work shall be as specified or, if not specified, shall be of good quality and new, except as otherwise provided in the Contract Documents. All special warranties and guarantees required by the Specifications shall expressly run to the benefit of Owner. If required by Engineer, Contractor shall furnish satisfactory evidence (including reports of required tests) as to the source, kind, and quality of materials and equipment. C. All materials and equipment shall be stored, applied, installed, connected, erected, protected, used, cleaned, and conditioned in accordance with instructions ofthe applicable Supplier, except as otherwise may be provided in the Contract Documents. Progress Schedule A Contractor shall adhere to the Progress Schedule established in accordance with Paragraph 2.07 as it may be adjusted from time to time as provided below. 1. Contractor shall submit to Engineer for acceptance (to the extent indicated in Paragraph 2.07) proposed adjustments in the Progress Schedule that will not result in changing the Contract Times. Such adjustments will comply with any provisions of the General Requirements applicable thereto. 2. Proposed adjustments in the Progress Schedule that will change the Contract Times shall be submitted in accordance with the requirements of Article 12. Adjustments in Contract Times may only be made by a Change Order. Suhstitutes and "Or-Equals .. A Whenever an item of material or equipment is specified or described in the Contract DocUments by using the name of a proprietaty item or the name of a particular Supplier, the specification or description is intended to establish the type, function, appearance, and quality required. Unless the specification or description contains or is followed by words reading that no like, equivalent, or "or-equal" itc:im or no substitution is permitted, other items of material or equipment or material or equipment of other Suppliers may be submitted to Engineer for review under the circumstances described below. 1. "Or-Equal" Items: Ifin Engineer's sole discretion an item of material or equipment proposed by Contractor is functionally equal to that named and sufficiently similar so that no change in related Work will be required, it may be considered by Engineer as an "or-equal" item, in which case review and approval of the proposed item may, in Engineer's sole discretion, be accomplished without compliance with some or all of the requirements for approval of proposed substitute items. For the purposes of this Paragraph 6.05.A I, a proposed item of material or equipment will be considered functionally equal to an item so named if: a. in the exercise of reasonable judgment Engineer determines that: I) it is at least equal in materials of construction, quality, durability, appearance, strength, and design characteristics; 2) it will reliably perform at least equally well the function and achieve the results imposed by the design concept of the completed Project as a functioning whole; ,. .' 3) it has a proven record of performance and availability of responsive service; and b. Contractor certifies that, if approved and incorporated into the Work: I ) there will be no increase in cost to the Owner or increase in Contract Times, and EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 23 ., . ",~ ,', , '''''~"'''''~"T~-""l''"1'l:'.'~~~L~~.r'~~'7r::l~F'.~ 2) it will conform substantially to the detailed requirements of the item named In the Contract Documents. 2. Substitute Items a. Ifin Engineer's sole discretion an item of material or equipment proposed by Contractor does not qualify as an "or-equal" item under Paragraph 6.05.A.l, it will be considered a proposed substitute item. b. Contractor shall submit sufficient information as provided below to allow Engineer to determine that the item of material or equipment proposed is essentially equivalent to that named and an acceptable substitute therefor. Requests for review of proposed substitute items of material or equipment will not be accepted by Engineer from anyone other than Contractor. c. The procedure requirements for review by Engineer will be as set forth in Paragraph 6.05.A.2.d, as supplemented in the General Requirements and as Engineer may decide is appropriate under the circumstances. d. Contractor shall make written application to Engineer for review of a proposed substitute item of material or equipment that Contractor seeks to furnish or use. The application: I) shall certify that the proposed substitute item will: a) will perform adequately the functions and achieve the results called for by the general design, b) be similar in substance to that specified, and c) be suited to the same use as that specified; 2) will state: a) the extent, if any, to which the use of the proposed substitute item will prejudice Contractor's achievement of Substantial Completion on time; b) whether or not use of the proposed substitute item in the Work will require a change in any of the Contract Documents (or in the provisions of any other direct contract with Owner for other work on the Project) to adapt the design to the proposed substitute item; and c) whether or not incorporation or use of the proposed substitute item in connection with the Work is subject to payment of any license fee or royalty; 3) will identify: a) all variations of the proposed substitute item from that specified, and b) available engineering, sales, maintenance, repair, and replacement services; 4) and shall contain an itemized estimate of all costs or credits that will result directly or indirectly from use of such substitute item, including costs of redesign and claims of other contractors affected by any resulting change. ~ ~ B. Substitute Construction Method~ or Procedures: If a specific means, method, technique, sequence, or procedure of construction is expressly required by the Contract Documents, Contractor may furnish or utilize a substitute means, method, technique, sequence, or procedure of construction approved by Engineer. Contractor shall submit sufficient information to allow Engineer, in Engineer's sole discretion, to determine that the substitute proposed is EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 24 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 6.06 equivalent to that expressly called for by the Contract Documents. The requirements for review by Engineer will be similar to those provided in Paragraph 6.05.A.2. C. Engineer's Evaluation. Engineer will be allowed a reasonable time within which to evaluate each proposal or submittal made pursuant to Paragraphs 6.05.A and 6.05.B. Engineer may require Contractor to furnish additional data about the proposed substitute item. Engineer will be the sole judge of acceptability. No "or equal" or substitute will be ordered, installed or utilized until Engineer's review is complete, which will be evidenced by either a Change Order for a substitute or an approved Shop Drawing for an "or equal." Engineer will advise Contractor in writing of any negative determination. D. Special Guarantee: Owner may require Contractor to furnish at Contractor's expense a special performance guarantee or other surety with respect to any substitute. E. Engineer's Cost Reimbursement: Engineer will record Engineer's costs in evaluating a substitute proposed or submitted by Contractor pursuant to Paragraphs 6.05.A.2 and 6.05.8. Whether or not Engineer approves a substitute item so proposed or submitted by Contractor, Contractor shall reimburse Owner for the charges of Engineer for evaluating each such proposed substitute. Contractor shall also reimburse Owner for the charges of Engineer for making changes in the Contract Documents (or in the provisions of any other direct contract with Owner) resulting from the acceptance of each proposed substi~te. F. Contractor's Expense: Contractor shall provide all data in support of any proposed substitute or "or-equal" at Contractor's expense. Concerning Subcontractors, Suppliers, and Others A. Contractor shall not employ any Subcontractor, Supplier, or other individual or entity (including those acceptable to Owner as indicated in Paragraph 6.06.B), whether initially or as a replacement, against whom Owner may have reasonable objection. Contractor shall not be required to employ any Subcontractor, Supplier, or other individual or entity to furnish or perform any of the Work against whom Contractor has reasonable objection. B. If the Supplementary Conditions require the identity of certain Subcontractors, Suppliers, or other individuals or entities to be submitted to Owner in advance for acceptance by Owner by a specified date prior to the Effective Date of the Agreement, and if Contractor has submitted a list thereof in accordance with the Supplementary Conditions, Owner's acceptance (either in writing or by failing to make written objection thereto by the date indicated for acceptance or objection in the Bidding Documents or the Contract Documents) of any such Subcontractor, Supplier, or other individual or entity so identified may be revoked on the basis of reasonable objection after due investigation. Contractor shall submit an acceptable replacement for the rejected Subcontractor, Supplier, or other individual or entity, and the Contract Price will be adjusted by the difference in the cost occasioned by such replacement, and an appropriate Change Order will be issued. No acceptance by Owner of any such Subcontractor, Supplier, or other individual or entity, whether initially or as a replacement, shall constitute a waiver of any right of Owner or Engineer to reject defective Work. C. Contractor shall be fully responsible to Owner and Engineer for all acts and omissions of the Subcontractors, Suppliers, and other individuals or entities performing or furnishing any of the Work just as Contractor is responsible for Contractor's own acts and omissions. Nothing in the Contract Documents: I. shall create for the benefit of any such Subcontractor, Supplier, or other individual or entity any contractual relationship between Owner or Engineer and any such Subcontractor, Supplier or other individual or entity, nor /' . 2. shall anything in the Contract Documents create any obligation on the part of Owner or Engineer to payor to see to the payment of any moneys due any such Subcontractor, Supplier, or other individual or entity except as may otherwise be required by Laws and Regulations. EJCDC C-71O Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright ~ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 25 "';';:''''C,''~"-~-F~;;'~~~\'''''T(---:7;=:~~"'7'i'j"-:-"7~' . D. Contractor shall be solely responsible for scheduling and coordinating the Work of Subcontractors, Suppliers, and other individuals or entities performing or furnishing any of the Work under a direct or indirect contract with Contractor. E. Contractor shall require all Subcontractors, Suppliers, and such other individuals or entities performing or furnishing any oftbe Work to communicate with Engineer through Contractor. F. The divisions and sections of the Specifications and the identifications of any Drawings shall not control Contractor in dividing the Work among Subcontractors or Suppliers or delineating the Work to be performed by any specific trade. G. All Work performed for Contractor by a Subcontractor or Supplier will be pursuant to an appropriate agreement between Contractor and the Subcontractor or Supplier which specifically binds the Subcontractor or Supplier to the applicable terms and conditions of the Contract Documents for the benefit of Owner and Engineer. Whenever any such agreement is with a Subcontractor or Supplier who is listed as an additional insured on the property insurance provided in Paragraph 5.06, the agreement between the Contractor and the Subcontractor or Supplier will contain provisions whereby the Subcontractor or Supplier waives all rights against Owner, Contractor, and Engineer, and all other individuals or entities identified in the Supplementary Conditions to be listed as insureds or addition;lI ' insureds (and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them) for all losses and damages caused by, arising out of, relating to, or resulting from any of the perils or causes of loss covered by such policies and any other property insurance applicable to the Work. If the insurers on any such policies require separate waiver forms to be signed by any Subcontractor or Supplier, Contractor will obtain the same. 6.07 Patent Fees and Royalties A. Contractor shall pay all license fees and royalties and assume all costs incident to the use in the performmlce of the Work or the incorporation in the Work of any invention, design, process, product, or device which is the subject of patent rights or copyrights held by others. If a particular invention, design, process, product, or device is specified in the Contract Documents for use in the performance of the Work and if to the actual knowledge of Owner or Engineer its use is subject to patent rights or copyrights calling for the payment of any license fee or royalty to others, the existence of such rights shall be disclosed by Owner in the Contract Documents. B. To the fullest extent permitted by Laws and Regulations, Contractor shall indenmify and hold harmless Owner and Engineer, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them from and against all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to any infringement of patent rights or copyrights incident to the use in the performance of the Work or resulting from the incorporation in the Wark of any invention, design, process, product, or device not specified in the Contract Documents. 6.08 Permits A. Unless otherwise provided in the Supplementary Conditions, Contractor shall obtain and pay for all construction permits and licenses. Owner shall assist Contractor, when necessary, in obtai~ing such permits and licenses. Contractor shall pay all governmental charges and inspection fees necessary for the prosecution of the Work which are applicable at the time of opening of Bids, or, if there are no Bids, on the Effective Date of the Agreement. Owner shall pay all charges of utility owners for connections for providing permanent service to the Work. ~ ~ 6.09 Laws and Regulations A. Contractor shall give all notices required by and shall comply with all Laws and Regulations applicable to the performance of the Work. Except where otherwise expressly required by applicable Laws and Regulations, neither Owner nor Engineer shall be responsible for monitoring Contractor's compliance with any Laws or Regulations. EJCnC C.710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright iD 2002 National Society of Professional Engineers for EJCOc. All rights reserved. 00710 ~ 26 ,".';:' ',".~: """~~~;!~"~!t~:?~\~~1 I I I I I I I I I I I I I I I p I I I I I I I I I I I I I I I I I I I I I I I ,y'. 6.10 6.11 , .. ':'~ .;'!", ',', ~ ." '. .~""T:":"".-:-,,:',';'7"':::;'"7".'.'. B. If Contractor performs any Work knowing or having reason to know that it is contrary to Laws or Regulations, Contractor shall bear all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to such Work. However, it shall not be Contractor's primary responsibility to make certain that the Specifications and Drawings are in accordance with Laws and Regulations, but this shall not relieve Contractor of Contractor's obligations under Paragraph 3.03. C. Changes in Laws or Regulations not known at the time of opening of Bids (or, on the Effective Date of the Agreement if there were no Bids) having an effect on the cost or time of performance of the Work shall be the subject of an adjustment in Contract Price or Contract Times. If Owner and Contractor are unable to agree on entitlement to or on the amount or extent, if any, of any such adjustment, a Claim may be made therefor as provided in Paragraph 10.05. Taxes A. Contractor shall pay all sales, consumer, use, and other similar taxes required to be paid by Contractor in accordance with the Laws and Regulations of the place of the Project which are applicable during the perfomlance of the Work. Use of Site and Other Areas A. Limitation on Use q( Site and Other Areas 1. Contractor shall confine construction equipment, the storage of materials and equipment, and the operations of workers to the Site and other areas permitted by Laws and Regulations, and shall not umeasonably encumber the Site and other areas with construction equipment or other materials or equipment. Contractor shall assume full responsibility for any damage to any such land or area, or to the owner or occupant thereof, or of any adjacent land or areas resulting from the performance of the Work. 2. Should any claim be made by any such owner or occupant because of the performance of the Work, Contractor shall promptly settle with such other party by negotiation or otherwise resolve tl1e claim by arbitration or other dispute resolution proceeding or at law. 3. To the fullest extent permitted by Laws and Regulations, Contractor shall indemnify and hold hannless Owner and Engineer, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them from and against all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to any claim or action, legal or equitable, brought by any such owner or occupant against Owner, Engineer, or any other party indenmified hereunder to the extent caused by or based upon Contractor's performance of the Work. B. Removal o/Debris During Performance ()(the Work: During the progress of the Work Contractor shall keep the Site and other areas free from accumulations of waste materials, rubbish, and other debris. Removal and disposal of such waste materials, rubbish, and other debris shall conform to applicable Laws and Regulations. C. Cleaning: Prior to Substantial Completion of the Work, Contractor shall clean the Site and the Work and make it ready for utilization by Owner. At the completion of the Work Contractor shall remove from the Site all tools, appliances, construction equipment and machinery, and surplus materials and shall restore to original condition all p~operty not designated for alteration by the Contract Documents. D. Loading Structures: Contractor shall not load nor permit any part of any structure to be loaded in any manner that will endanger the structure, nor shall Contractor subject any part of the Work or adjacent property to stresses or pressures that will endanger it. EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright'" 20112 National Society of Professional Engineers for EJcnc. All rights reserved. 007]0 - 27 '~;;':\7''l''''''';''' .T"!'.~"','!",~'I"j"'~'~":~~;'!';I~.~~.=-""'"'""'7-,7.ryr'[!?~;;.f.':'"7'"r,:" '.~".'~";~,i, ,. , " ,. !F~,''''','''''''~'''' "~,.'1,"'~~' ,-."'t". 'I>!n>"!"\I\ ':-!.' """""J(.,....,....~~.~~;~':-:-.~r..'-,-:."..."-"";,.~..''r'~"...'::W\'l'r,,.,..:~'.,..",.,~. ':"77..'.,: 6.12 Record Documents ~::.' '~~~'~iC~I~~,~~~!;~~~~t~ a I A. Contractor shall maintain in a safe place at the Site one record copy of all Drawings, Specifications, Addenda, I Change Orders, Work Change Directives, Field Orders, and written interpretations and clarifications in good order and annotated to show changes made during construction. These record documents together with all approved Samples and a counterpart of all approved Shop Drawings will be available to Engineer for reference. Upon completion of the Work, these record documents, Samples, and Shop Drawings will be delivered to Engineer for I Owner. 6.13 Safety and Protection A. Contractor shall be solely responsible for initiating, maintammg and supervlsmg all safety precautions and programs in connection with the Work. Contractor shall take all necessary precautions for the safety of, and shall provide the necessary protection to prevent damage, injury or loss to: 1. all persons on the Site or who may be affected by the Work; 2. all the Work and materials and equipment to be incorporated therein, whether in storage on or off the Site; and 3. other property at the Site or adjacent thereto, including trees, shrubs, lawns, walks, pavements, roadways, structures, utilities, and Underground Facilities not designated for removal, relocation, or replacement in the course of construction. B. Contractor shall comply with all applicable Laws and Regulations relating to the safety of persons or property, or to the protection of persons or property from damage, injury, or loss; and shall erect and maintain all necessary safeguards for such safety and protection. Contractor shall notifY owners of adjacent property and of Underground Facilities and other utility owners when prosecution of the Work may affect them, and shall cooperate with them in the protection, removal, relocation, and replacement of their property. C. All damage, injury, or loss to any property referred to in Paragraph 6.I3.A.2 or 6.13.A.3 caused, directly or indirectly, in whole or in part, by Contractor, any Subcontractor, Supplier, or any other individual or entity directly or indirectly employed by any of them to perform any of the Work, or anyone for whose acts any of them may be liable, shall be remedied by Contractor (except damage or loss attributable to the fault of Drawings or Specifications or to the acts or omissions of Owner or Engineer or , or anyone employed by any ofthem, or anyone for whose acts any of them may be liable, and not attributable, directly or indirectly, in whole or in part, to the fault or negligence of Contractor or any Subcontractor, Supplier, or other individual or entity directly or indirectly employed by any of them). D. Contractor's duties and responsibilities for safety and for protection of the Work shall continue until such time as all the Work is completed and Engineer has issued a notice to Owner and Contractor in accordance with Paragraph 14.07.B that the Work is acceptable (except as otherwise expressly provided in connection with Substantial Completion). 6.]4 Safety Representative I I ,I I I I I I I I A. Contractor shall designate a qualified and experienced safety representative at the. Site whose duties and I responsibilities shall be the prevention of accidents and the maintaining and supervising of safety precautions and programs. " " 6.15 Hazard Communication Programs A. Contractor shall be responsible for coordinating any exchange of material safety data sheets or other hazard communication information required to be made available to or exchanged between or among employers at the Site in accordance with Laws or Regulations. EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 ~ 28 .' I I I I I I 6.16 I I I 6.17 I I I I I I I I I I I I I ;"..C:'._-''''~,. Emergencies A. In emergencies affecting the safety or protection of persons or the Work or property at the Site or adjacent thereto, Contractor is obligated to act to prevent threatened damage, injury, or loss. Contractor shall give Engineer prompt written notice if Contractor believes that any significant changes in the Work or variations from the Contract Documents have been caused thereby or are required as a result thereof. If Engineer determines that a change in the Contract Documents is required because of the action taken by Contractor in response to such an emergency, a Work Change Directive or Change Order will be issued. Shop Drawings and Samples A. Contractor shall submit Shop Drawings and Samples to Engineer for review and approval in accordance with the acceptable Schedule of Submittals (as required by Paragraph 2.07). Each submittal will be identified as Engineer may require. I. Shop Drawings a. . Submit number of copies specified in the General Requirements. b. Data shown on the Shop Drawings will be complete with respect to quantities, dimensions, specified performance and design criteria, materials, and similar data to show Engineer the services, materials, and equipment Contractor proposes to provide and to enable Engineer to review the information for the limited purposes required by Paragraph 6.17.D. 2. Samples a. Submit number of Samples specified in the Specifications. b. Clearly identifY each Sample as to material, Supplier, pertinent data such as catalog numbers, the use for which intended and other data as Engineer may require to enable Engineer to review the submittal for the limited purposes required by Paragraph 6.17.D. B. Where a Shop Drawing or Sample is required by the Contract Documents or the Schedule of Submittals, any related Work performed prior to Engineer's review and approval of the pertinent submittal will be at the sole expense and responsibility of Contractor. C. Submittal Procedures I. Before submitting each Shop Drawing or Sample, Contractor shall have determined and verified: a. all field measurements, quantities, dimensions, specified performance and design criteria, installation requirements, materials, catalog numbers, and similar information with respect thereto; b. the suitability of all materials with respect to intended use, fabrication, shipping, handling, storage, assemb ly, and installation pertaining to the performance of the Work; c. all information relative to Contractor's responsibilities for means, methods, techniques, sequences, and procedures of construction, and safety precautions and programs incident thereto; and ,. d. ~hall also have reviewed and coordinated each Shop Drawing or Sample with other Shop Drawings and Samples and with the requirements of the Work and the Contract Documents. 2. Each submittal shall bear a stamp or specific written certification that Contractor has satisfied Contractor's obligations under the Contract Documents with respect to Contractor's review and approval of that submittal. I EJCOC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright Ii:J 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 29 :"~' ',,, ;r,',,~. ~'r'w~:~~/'~, ,,~ ,,,":,' 6.18 6.19 I" ~ , ',~' ,,:~, ~"I-":'"'." ~ ,,-, , 'v,: ~. I,,'. " ~'II' '. " . C'-W'c:W'~r;l"~'~!mll'~; I 3. With each submittal, Contractor shall give Engineer specific written notice of any variations, that the Shop Drawing or Sample may have from the requirements of the Contract Documents. This notice shall be both a written communication separate from the Shop Drawings or Sample submittal; and, in addition, by a specific notation made on each Shop Drawing or Sample submitted to Engineer for review and approval of each such variation, I I D. Engineer's Review I I. Engineer will provide timely review of Shop Drawings and Samples in accordance with the Schedule of Submittals acceptable to Engineer. Engineer's review and approval will be only to determine if the items covered by the submittals will, after installation or incorporation in the Work, conform to the infonnation I given in the Contract Documents and be compatible with the design concept of the completed Project as a functioning whole as indicated by the Contract Documents. 2. Engineer's review and approval will not extend to means, methods, techniques, sequences, or procedures of I construction (except where a particular means, method, technique, sequence, or procedure of construction is specifically and expressly called for by the Contract Documents) or to safety precautions or programs incident thereto. The review and approval of a separate item as such will not indicate approval of the assembly in I which the item functions. 3. Engineer's review and approval shall not relieve Contractor from responsibility for any variation from the I requirements of the Contract Documents unless Contractor has complied with the requirements of Paragraph 6.17.C.3 and Engineer has given written approval of each such variation by specific written notation thereof incorporated in or accompanying the Shop Drawing or Sample. Engineer's review and approval shall not relieve Contractor from responsibility for complying with the requirements of Paragraph 6.17 .C.l. I E. Resubmittal Procedures I. Contractor shall make corrections required by Engineer and shall return the required number of corrected copies of Shop Drawings and submit, as required, new Samples for review and approval. Contractor shall direct specific attention in writing to revisions other than the corrections called for by Engineer on previous submittals. I I Continuing the Work A. Contractor shall carry on the Work and adhere to the Progress Schedule during all disputes or disagreements with I Owner. No Work shall be delayed or postponed pending resolution of any disputes or disagreements, except as permitted by Paragraph 15.04 or as Owner and Contractor may otherwise agree in writing. Contractor's General Warranty and Guarantee I A. Contractor warrants and guarantees to Owner that all Work will be in accordance with the Contract Documents and will not be defective. Engineer and its Related Entities shall be entitled to rely on representation of I Contractor's w,arranty and guarantee. B. Contractor's warranty and guarantee hereunder excludes defects or damage caused by: I 1. abuse, modification, or improper maintenance or operation by persons other than Contractor, Subcontractors, Suppliers, or any other individual or entity for whom Contractor is responsible; or I 2. normal wear and tear under normal usage. C. Contractor's obligation to perform and complete the Work in accordance with the Contract Documents shall be absolute. None of the following will constitute an acceptance of Work that is not in accordance with the Contract I EJCDC C-71 0 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright 0 2002 National Society of Professional Engineers for F..JCDC. All rights reserved. 00710 - 30 I I I I I I I I I 6.20 I I I I I I I I 6.21 I I I .';'-.;;':'.;'~;"1.::!,:;, Documents or a release of Contractor's obligation to perform the Work III accordance with the Contract Documents: 1. observations by Engineer; 2. recommendation by Engineer or payment by Owner of any progress or final payment; 3. the issuance of a certificate of Substantial Completion by Engineer or any payment related thereto by Owner; 4. use or occupancy of the Work or any part thereofby Owner; 5. any review and approval of a Shop Drawing or Sample submittal or the issuance of a notice of acceptability by Engineer; 6. any inspection, test, or approval by others; or 7. any correction of defective Work by Owner. Indemnification A. To the fullest extent permitted by Laws and Regulations, Contractor shall indemnifY and hold harmless Owner and Engineer, and the officers, directors, partners, employees, agents, consultants and subcontractors of each and any of them from and against all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to the performance of the Work, provided that any such claim, cost, loss, or damage is attributable to bodily injury, sickness, disease, or death, or to injury to or destruction of tangible property (other than the Work itself), including the loss of use resulting therefrom but only to the extent caused by any negligent act or omission of Contractor, any Subcontractor, any Supplier, or any individual or entity directly or indirectly employed by any ofthem to perform any ofthe Work or anyone for whose acts any of them may be liable. B. In any and all claims against Owner or Engineer or any of their respective consultants, agents, officers, directors, partners, or employees by any employee (or the survivor or personal representative of such employee) of Contractor, any Subcontractor, any Supplier, or any individual or entity directly or indirectly employed by any of them to perform any of the Work, or anyone for whose acts any of them may be liable, the indemnification obligation under Paragraph 6.20.A shall not be limited in any way by any limitation on the amount or type of damages, compensation, or benefits payable by or for Contractor or any such Subcontractor, Supplier, or other individual or entity under workers' compensation acts, disability benefit acts, or other employee benefit acts. C. The indemnification obligations of Contractor under Paragraph 6.20.A shall not extend to the liability of Engineer and Engineer's officers, directors, partners, employees, agents, consultants and subcontractors arising out of: 1. the preparation or approval of, or the failure to prepare or approve, maps, Drawings, opinions, reports, surveys, Change Orders, designs, or Specifications; or 2. giving directions or instructions, or failing to give them, if that is the primary cause of the injury or damage. Delegation of Profess ional Design Services A. Contractor will not be required to provide professional design ~ervices unless such services are specifically required by the Contract Documents for a portion of the Work or.unless such services are required to carry out Contractor's responsibilities for construction means, methods, techniques, sequences and procedures. Contractor shall not be required to provide professional services in violation of applicable law. B. If professional design services or certifications by a design professional related to systems, materials or equipment are specifically required of Contractor by the Contract Documents, Owner and Engineer will specifY all EJCDC C-7l 0 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright CD 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 31 I - '" ~"?~~"'~'-m::~~~~~!'"'nll"":'i:l'J",7~n~~~;,::,:~~:."'!'"~"""-'''''''' ,,~""~'J:'~ "'. ~ ~'i ::'!~'.'~"7,,~ 'Yi '~""". '"! n -_.",.~" :~~ '-':' . ,",~J~~: ""~ ,,"~~:,-:: "" ~ ~':"~';1;7"'""r~,:~,,.:"r,~;",~;;r.;,:;J'I"'!::;':-'"~"~~~;:;~;r;:~ performance and design criteria that such services must satisfy. Contractor shall cause such services or certifications to be provided by a properly licensed professional, whose signature and seal shall appear on all drawings, calculations, specifications, certifications, Shop Drawings and other submittals prepared by such professional. Shop Drawings and other submittals related to the Work designed or certified by such professional, if prepared by others, shall bear such professional's written approval when submitted to Engineer. C. Owner and Engineer shall be entitled to rely upon the adequacy, accuracy and completeness of the services, certifications or approvals performed by such design professionals, provided Owner and Engineer have specified to Contractor all performance and design criteria that such services must satisfy. D. Pursuant to this Paragraph 6.21, Engineer's review and approval of design calculations and design drawings will be only for the limited purpose of checking for confomlance with performance and design criteria given and the design concept expressed in the Contract Documents. Engineer's review and approval of Shop Drawings and other submittals (except design calculations and design drawings) will be only for the purpose stated in Paragraph 6.I7.D.1. E. Contractor shall not be responsible for the adequacy of the performance or design criteria required by the Contract Docwnents. ARTICLE 7 - OTHER WORK AT THE SITE 7.01 Related Work at Site A. Owner may perform other work related to the Project at the Site with Owner's employees, or via other direct contracts therefor, or have other work performed by utility owners. If such other work is not noted in the Contract Documents, then: 1. written notice thereof will be given to Contractor prior to starting any such other work; and 2. if Owner and Contractor are unable to agree on entitlement to or on the amount or extent, if any, of any adjustment in the Contract Price or Contract Times that should be allowed as a result of such other work, a Claim may be made therefor as provided in Paragraph 10.05. B. Contractor shall afford each other contractor who is a party to such a direct contract, each utility owner and Owner, if Owner is performing other work with Owner's employees, proper and safe access to the Site, a reasonable opportunity for the introduction and storage of materials and equipment and the execution of such other work, and shall properly coordinate the Work with theirs. Contractor shall do all cutting, fitting, and patching ofthe Work that may be required to properly connect or otherwise make its several parts come together and properly integrate with such other work. Contractor shall not endanger any work of others by cutting, excavating, or otherwise altering their work and will only cut or alter their work with the written consent of Engineer and the others whose work will be affected. The duties and responsibilities of Contractor under this Paragraph are for the benefit of such utility owners and other contractors to the extent that there are comparable provisions for the benefit of Contractor in said direct contracts between Owner and such utility owners and other contractors. C. If the proper execution or results of any part of Contractor's Work depends upon work performed by others under this Article 7, Contractor shall inspect such other work and promptly report to Engineer in writing any delays, defects, or deficiencies in such other work that render it unavailable or unsuitable for the proper execution and results of Contractor's Work. Contractor's failure to so report will constitute an acceptance of such other work as fit and proper for integration with Contractor's Work except for latent defects and deficiencies in such other work. ,.. . 7.02 Coordination I I I I I I I I I I I I I I I I A. If Owner intends to contract with others for the performance of other work on the Project at the Site, the following will be set forth in Supplementary Conditions: I EJcnc C-710 Standard General Conditions ofthe Construction Contract, Funding Ageney Edition I Copyright It! 2002 National Society of Professional Engineers for EJCne. All rights reserved. 00710 - 32 I I I I I I 7.03 I I I I. the individual or entity who will have authority and responsibility for coordination of the activities among the various contractors will be identified; 2. the specific matters to be covered by such authority and responsibility will be itemized; and 3. the extent of such authority and responsibilities will be provided. B. Unless otherwise provided in the Supplementary Conditions, Owner shall have sole authority and responsibility for such coordination. ' Legal Relationships A. Paragraphs 7.01.A and 7.02 are not applicable for utilities not under the control of Owner. B. Each other direct contract of Owner under Paragraph 7.01.A shall provide that the other contractor is liable to Owner and Contractor for the reasonable direct delay and disruption costs incurred by Contractor as a result of the other contractor's actions or inactions. C. Contract.or shall be liable to Owner and any other contractor for the reasonable direct delay and disruption costs incurred by such other contractor as a result of Contractor's action or inactions. I 8.01 ARTICLE 8 ~ OWNER'S RESPONSIBILITIES Communications to Contractor I 8.02 I I 8.03 I 8.04 I 8.05 I I I I A. Except as otherwise provided in these General Conditions, Owner shall issue all communications to Contractor through Engineer. Replacement of Engineer A. In case oftermination ofthe employment of Engineer, Owner shall appoint an engineer to whom Contractor makes no reasonable objection, whose status under the Contract Documents shall be that of the former Engineer. Furnish Data A. Owner shall promptly furnish the data required of Owner under the Contract Documents. Pay When Due A. Owner shall make payments to Contractor when they are due as provided in Paragraphs l4.02.C and 14.07.C. Lands and Easements; Reports and Tests A. Owner's duties in respect of providing lands and easements and providing engineering surveys to establish reference points are set forth in Paragraphs 4.01 and 4.05. Paragraph 4.02 refers to Owner's identifying and making available to Contractor copies of reports of explorations and tests of subsurface conditions and drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the Site that have been utilized by Engineer in preparing the Contract Documents. 8.06 ~ ~ Insurance A. Owner's responsibilities, if any, in respect to purchasing and maintaining liability and property insurance are set forth in Article 5. I EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright <0 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 33 :,:".",,:,;, 8.07 Change Orders A. Owner is obligated to execute Change Orders as indicated in Paragraph 10.03. 8.08 Inspections. Tests, and Approvals A. Owner's responsibility in respect to certain inspections, tests, and approvals is set forth in Paragraph 13.03.B. I I I I 8.09 Limitations on Owner's Responsibilities A. The Owner shall not supervise, direct, or have control or authority over, nor be responsible for, Contractor's I means, methods, techniques, sequences, or procedures of construction, or the safety precautions and programs incident thereto, or for any failure of Contractor to comply with Laws and Regulations applicable to the performance of the Work. Owner will not be responsible for Contractor's failure to perform the Work in I accordance with the Contract Documents. 8.]0 Undisclosed Hazardous Environmental Condition A. Owner's responsibility in respect to an undisclosed Hazardous Environmental Condition is set forth in Paragraph 4.06. 8.] ] Evidence of Financial Arrangements A. If and to the extent Owner has agreed to furnish Contractor reasonable evidence that financial arrangements have been made to satisfy Owner's obligations under the Contract Documents, Owner's responsibility in respect thereof will be as set forth in the Supplementary Conditions. ARTICLE 9 - ENGINEER'S STATUS DURING CONSTRUCTION 9.01 Owner's Representative A. Engineer will be Owner's representative during the construction period. The duties and responsibilities and the limitations of authority of Engineer as Owner's representative during construction are set forth in the Contract Documents and will not be changed without written consent of Owner and Engineer. 9.02 Visits to Site A. Engineer will make visits to the Site at intervals appropriate to the various stages of construction as Engineer deems necessary in order to observe as an experienced and qualified design professional the progress that has been made and the quality of the various aspects of Contractor's executed Work. Based on information obtained during such visits and observations, Engineer, for the benefit of Owner, will determine, in general, if the Work is proceeding in accordance with the Contract Documents. Engineer will not be required to make exhaustive or continuous inspections on the Site to check the quality or quantity of the Work. Engineer's efforts will be directed toward providing for Owner a greater degree of confidence that the completed Work will conform generally to the Contract Documents. On the basis of such visits and observations, Engineer will keep Owner informed of the progress of the Work and will endeavor to guard Owner against defective Work. B. Engineer's visits and observations are subject to all the limitations on Engineer's authority and responsibility set forth in Paragraph 9.09. Particularly, but without limitation, during or as a result of Engineer's visits or observations of Contractor's Work Engineer will n& supervise, direct, control, or have authority over or be responsible for Contractor's means, methods, techniques, sequences, or procedures of construction, or the safety precautions and programs incident thereto, or for any failure of Contractor to comply with Laws and Regulations applicable to the performance of the Work. EJCDC C-710 Standard General Conditions of the Constrnction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 34 I I I I I I I I I I I I I . I I I I I I I I I I I I I I I I I I I I 9.03 9.04 9.05 9.06 9.07 9.08 ~ :~'iC:":; 'l:,~'~~":~~~'" !." ,,~,. ~. Project Representative A. [f Owner and Engineer agree, Engineer will furnish a Resident Project Representative to assist Engineer in providing more extensive observation of the Work. The authority and responsibilities of any such Resident Project Representative and assistants will be as provided in the Supplementary Conditions, and limitations on the responsibilities thereof will be as provided in Paragraph 9.09. If Owner designates another representative or agent to represent Owner at the Site who is not Engineer's consultant, agent or employee, the responsibilities and authority and limitations thereon of such other individual or entity will be as provided in the Supplementary Conditions. AUlhorized Variations in Work A. Engineer may authorize minor variations in the Work from the requirements of the Contract Documents which do not involve an adjustment in the Contract Price or the Contract Times and are compatible with the design concept of the completed Project as a functioning whole as indicated by the Contract Documents. These may be accomplished by a Fie[d Order and will be binding on Owner and also on Contractor, who shall perform the Work involved promptly. If Owner or Contractor believes that a Fie[d Order justifies an adjustment in the Contract Price or Contract Times, or both, and the parties are unable to agree on entitlement to or.on the amount or extent, if any, of any such adjustment, a Claim may he made therefor as provided in Paragraph 10.05. Rejecting Defective Work A. Engineer will have authority to reject Work which Engineer believes to be defective, or that Engineer believes will not produce a completed Project that conforms to the Contract Documents or that will prejudice the integrity of the design concept of the completed Project as a functioning whole as indicated by the Contract Documents. Engineer will also have authority to require special inspection or testing of the Work as provided in Paragraph 13.04, whether or not the Work is fabricated, installed, or completed. Shop Drawings. Change Orders and Payments A. In connection with Engineer's authority, and limitations thereof, as to Shop Drawings and Samples, see Paragraph 6.[7. B. In connection with Engineer's authority, and limitations thereof, as to design calculations and design drawings submitted in response to a delegation of professional design services, if any, see Paragraph 6.21. C. In connection with Engineer's authority as to Change Orders, see Articles 10, II, and 12. D. In connection with Engineer's authority as to Applications for Payment, see Article 14. Detenninationsfor Unit Price Work A. Engineer will determine the actual quantities and classifications of Unit Price Work performed by Contractor. Engineer will review with Contractor the Engineer's preliminary determinations on such matters before rendering a written decision thereon (by recommendation of an App[ication for Payment or otherwise). Engineer's written decision thereon will be final and binding (except as modified by Engineer to reflect changed factual conditions or more accurate data) upon Owner and Contractor, subject to the provisions of Paragraph 10.05. Decisions on Requirements of Contract Documents and Acceptability of Work ~ " A. Engineer will be the initial interpreter of the requirements of the Contract Documents and judge of the acceptability of the Work thereunder. All matters in question and other matters between Owner and Contractor arising prior to the date final payment is due relating to the acceptability of the Work, and the interpretation of the requirements of the Contract Documents p~rtaining to the performance ofthe Work, will be referred initially to Engineer in writing within 30 days of the event giving rise to the question. EJCOC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright ItJ 2002 Natioual Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 35 "'~'.':~~"~'" '" ! ~'I :~,' I~ :,<!'!" ,"J' ~"":,; ...l....' I:;>> \~ ... .. ..~"'"'""""""'1I"";~"I1i~',~'llr~ :'. ~:,. " ~,i";~'.~~(::';:'!' ~1~,""" ":; ~~'F.' /;,,:;:~~~,,',I.. :' ";"l'" B. Engineer will, with reasonable promptness, render a written decision on the issue referred. If Owner or Contractor believe that any such decision entitles them to an adjustment in the Contract Price or Contract Times or both, a Claim may be made under Paragraph 10.05. The date of Engineer's decision shall be the date of the event giving rise to the issues referenced for the purposes of Paragraph 10.05.8. C. Engineer's written decision on the issue referred will be final and binding on Owner and Contractor, subject to the provisions of Paragraph 10.05. D. When functioning as interpreter and judge under this Paragraph 9.08, Engineer will not show partiality to Owner or Contractor and will not be liable in connection with any interpretation or decision rendered in good faith in such capacity . 9.09 Limitations on Engineer's Authority and Responsibilities A. Neither Engineer's authority or responsibility under this Article 9 or under any other provision of the Contract Documents nor any decision made by Engineer in good faith either to exercise or not exercise such authority or responsibility or the undertaking, exercise, or performance of any authority or responsibility by Engineer shall create, impose, or give rise to any duty in contract, tort, or ,otherwise owed by Engineer to Contractor, any Subcontractor, any Supplier, any other individual or entity: or to any surety for or employee or agent of any of them. B. Engineer will not supervise, direct, control, or have authority over or be responsible for Contractor's means, methods, techniques, sequences, or procedures of construction, or the safety precautions and programs incident thereto, or for any failure of Contractor to comply with Laws and Regulations applicable to the performance of the Work. Engineer will not be responsible for Contractor's failure to perform the Work in accordance with the Contract Documents. C. Engineer will not be responsible for the acts or omissions of Contractor or of any Subcontractor, any Supplier, or of any other individual or entity performing any of the Work. D. Engineer's review of the final Application for Payment and accompanying documentation and all maintenance and operating instructions, schedules, guarantees, bonds, certificates of inspection, tests and approvals, and other documentation required to be delivered by Paragraph 14.07.A will only be to determine generally that their content complies with the requirements of, and in the case of certificates of inspections, tests, and approvals that the results certified indicate compliance with the Contract Documents. E. The limitations upon authority and responsibility set forth in this Paragraph 9.09 shall also apply to the Resident Project Representative, if any, and assistants, if any. ARTICLE 10 - CHANGES IN THE WORK; CLAIMS 10.01 AuthorizedChanges in the Work A. Without invalidating the Contract and without notice to any surety, Owner may, subject to written approval by Agency at any time or from time to time, order additions, deletions, or revisions in the Work by a Change Order, or a Work Change Directive. Upon receipt ofany such document, Contractor shall promptly proceed with the Work involved which will be performed under the applicable conditions of the Contract Documents (except as otherwise specifically provided). 8. If Owner and Contractor are unable to agree on entitlement tc" or on the amount or extent, if any, of an adjustment in the Contract Price or Contract Times, or both, that should be allowed as a result of a Work Change Directive, a Claim may be made therefor as provided in Paragraph 10.05. EJCDC C-710 StalJdard Qmeral COlJditiolJS ofthe COlJstruetiolJ COlJtraet, FUlJdilJg AgelJey EditiolJ Copyright rt> 2002 NatlolJal Sodety of ProfesslolJal ElJgllJeers for EJCDC. All rights reserved. 00710.36 I I I I I I I I I I I I I I I I I I I \I.....:.~...; . I I 10.02 Unauthorized Changes in the Work I A. Contractor shall not be entitled to an increase in the Contract Price or an extension of the Contract Times with respect to any work performed that is not required by the Contract Documents as amended, modified, or supplemented as provided in Paragraph 3.04, except in the case of an emergency as provided in Paragraph 6.16 or in the case of uncovering Work as provided in Paragraph 13.04.B. I 10.03 Execution of Change Orders I A. Owner and Contractor shall execute appropriate Change Orders recommended by Engineer covering: I 1. changes in the Work which are: (i) ordered by Owner pursuant to Paragraph 1O.01.A, (ii) required because of acceptance of defective Work under Paragraph 13.08.A or Owner's correction of defective Work under Paragraph 13.09, or (iii) agreed to by the parties; I 2. changes in the Contract Price or Contract Times which are agreed to by the parties, including any undisputed sum or amount of time for Work actually performed in accordance with a Work Change Directive; and I 3. changes in the Contract Price or Contract Times which embody the substance of any written decision rendered by Engineer pursuant to Paragraph 10.05; provided that, in lieu of executing any such Change Order, an appeal may be taken from any such decision in accordance with the provisions of the Contmct Docnments and applicable Laws and Regulations, but during any such appeal, Contractor shall carry on the Work and adhere to the Progress Schedule as provided in Paragraph 6.18.A. I 10.04 Notification to Surety I A. If notice of any change affecting the general scope of the Work or the provisions of the Contract Documents (including, but not limited to, Contract Price or Contract Times) is required by the provisions of any bond to be given to a surety, the giving of any such notice will be Contractor's responsibility. The amount of each applicable bond will be adjusted to reflect the effect of any such change. I 10.05 Claims I A. Engineer's Decision Required: All Claims, except those waived pursuant to Paragraph 14.09, shall be referred to the Engineer for decision. A decision by Engineer shall be required as a condition precedent to any exercise by Owner or Contractor of any rights or remedies either may otherwise have under the Contract Documents or by Laws and Regulations in respect of such Claims. I B. Notice: Written notice stating the general nature of each Claim shall be delivered by the claimant to Engineer and the other party to the Contract promptly (but in no event later than 30 days) after the start of the event giving rise thereto. The responsibility to substantiate a Claim shall rest with the party making the Claim. Notice of the amount or extent of the Claim, with supporting data shall be delivered to the Engineer and the other party to the Contract within 60 days after the start of such event (unless Engineer allows additional time for claimant to submit additional or more accumte data in support of such Claim). A Claim for an adjustment in Contract Price shall be prepared in accordance with the provisions of Paragraph 12.01.B. A Claim for an adjustment in Contract Time shall be prepared in accordance with the provisions of Paragraph 12.02.B. Each Claim shall be accompanied by claimant's written statement that the adjustment claimed is the entire adjustment to which the claimant believes it is entitled as a result of said event. The opposing party shall submit any response to Engineer and the claimant within 30 gays after receipt of the claimant's last submittal (unless Engineer allows additional time). I I I C. Engineer's Action: Engineer will review each Claim and, within 30 days after receipt of the last submittal of the claimant or the last submittal of the opposing party, ifany, take one of the following actions in writing: I 1. deny the Claim in whole or in part, I EJCOC C-710 Standard General Conditions ofthe Construction Contract, FUIlding Agency Edition Copyright@2002 National Society of Professional Engineers for EJCDC. All rights reserved. ll0710 - 37 I .-...,-,.'" ~'-\' - --.' '-','r^",.,.. _~~"I_" :' "i)''';~,....., '~;'-;~~:-~' .~-I",..~,~~-::~:,. --.'; ,- ~-:r:''''.~r,,'~;~r_!':''J ,...,.. -; : ,-,. 'rr_~~~ _ -.~.'~:; ~ 2. approve the Claim, or 3. notifY the parties that the Engineer is unable to resolve the Claim if, in the Engineer's sole discretion, it would be inappropriate for the Engineer to do so. For purposes of further resolution of the Claim, such notice shall be deemed a denial. D. In the event that Engineer does not take action on a Claim within said 30 days, the Claim shall be deemed denied. I I I I E. Engineer's written action under Paragraph lQ.05.C or denial pursuant to Paragraphs 1O.05.C.3 or 1O.05.D will be final and binding upon Owner and Contractor, unless Owner or Contractor invoke the dispute resolution procedure I set forth in Article 16 within 30 days of such action or denial. F. No Claim for an adjustment in Contract Price or Contract Times will be valid if not submitted in accordance with this Paragraph 10.05. ARTICLE 11 - COST OF THE WORK; ALLOWANCES; UNIT PRICE WORK ,11.01 Cost of the Work I 'I A. Costs Included: The term Cost of the Work means the sum of all costs, except those excluded in Paragraph 1 1.0 I .B, necessarily incurred and paid by Contractor in the proper performance of the Work. When the value of I any Work covered by a Change Order or when a Claim for an adjustment in Contract Price is determined on the basis of Cost of the Work, the costs to be reimbursed to Contractor will be only those additional or incremental costs required because of the change in the Work or because of the event giving rise to the Claim. Except as otherwise may be agreed to in writing by Owner, such costs shall be in amounts no higher than those prevailing in I the locality of the Project, shall include only the following items, and shall not include any of the costs itemized in Paragraph 11.01.B. I. Payroll costs for employees in the direct employ of Contractor in the performance of the Work under schedules of job classifications agreed upon by Owner and Contractor. Such employees shall include, without limitation, superintendents, foremen, and other personnel employed full time at the Site. Payroll costs for employees not employed full time on the Work shall be apportioned on the basis of their time spent on the Work. Payroll costs shall include, but not be limited to, salaries and wages plus the cost of fringe benefits, which shall include social security contributions, unemployment, excise, and payroll taxes, workers' compensation, health and retirement benefits, bonuses, sick leave, vacation ~d holiday pay applicable thereto. The expenses of performing Work outside of regular working hours, on Saturday, Sunday, or legal holidays, shall be included in the above to the extent authorized by Owner. 2. Cost of all materials and equipment furnished and incorporated in the Work, including costs of transportation and storage thereof, and Suppliers' field services required in connection therewith. All cash discounts shall accrue to Contractor unless Owner deposits funds with Contractor with which to make payments, in which case the cash discounts shall accrue to Owner. All trade discounts, rebates and refunds and returns from sale of surplus materials and equipment shall accrue to Owner, and Contractor shall make provisions so that they may be obtained. ~ .. 3. Payments made by Contractor to Subcontractors for Work performed by Subcontractors. If required by Owner, Contractor shall obtain competitive bids from subcontractors acceptable to Owner and Contractor and shall deliver such bids to Owner, who will then determine, with the advice of Engineer, which bids, if any, will be acceptable. If any subcontract provides that the Subcontractor is to be paid on the basis of Cost of the Work plus a fee, the Subcontractor's Cost of the Work and fee shall be determined in the same manner as Contractor's Cost of the Work and fee as provided in this Paragraph] 1.01. I I I I I I ,. ~ I 4. Costs of special consultants (including but not limited to Engineers, architects, testing laboratories, surveyors, I attorneys, and accountants) employed for services specifically related to the Work. EJCDC C -71 0 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright I/;) 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 38 I I I I I I I I I I I I I I I I I I I I I ;;.. .~. 'r "'\'~1 ':,: ...,.., '"; ~ ':lr', ~ ~'. ",;: ',~:.".p......~ '.I":: 5. Supplemental costs including the following: ' a. The proportion of necessary transportation, travel, and subsistence expenses of Contractor's employees incurred in discharge of duties connected with the Work. b. Cost, including transportation and maintenance, of all materials, supplies, equipment, machinery, appliances, office, and temporary facilities at the Site, and hand tools not owned by the workers, which are consumed in the performance of the Work, and cost, less market value, of such items used but not consumed which remain the property of Contractor. c. Rentals of all construction equipment and machinery, and the parts thereof whether rented from Contractor or others in accordance with rental agreements approved by Owner with the advice of Engineer, and the costs of transportation, loading, unloading, assembly, dismantling, and removal thereof. All such costs shall be in accordance with the terms of said rental agreements. The rental of any such equipment, machinery, or parts shall cease when the use thereof is no longer necessary for the Work. d. Sales, consumer, use, and other similar taxes related to the Work, and for which Contractor is liable, imposed by Laws and Regulations. e. Deposits lost for causes other than negligence of Contractor, any Subcontractor, or anyone directly or indirectly employed by any of them or for whose acts any of them may be liable, and royalty payments and fees for permits and licenses. . f. Losses and damages (and related expenses) caused by damage to the Work, not compensated by insurance or otherwise, sustained by Contractor in connection with the performance of the Work (except losses and damages within the deductible amounts of property insurance established in accordance with Paragraph 5.06.0), provided such losses and damages have resulted from causes other than the negligence of Contractor, any Subcontractor, or anyone directly or indirectly employed by any ofthem or for whose acts any of them may be liable. Such losses shall include settlements made with the written consent and approval of Owner. No such losses, damages, and expenses shall be included in the Cost of the Work for the purpose of determining Contractor's fee. g. The cost of utilities, fuel, and sanitary facilities at the Site. h. Minor expenses such as telegrams, long distance telephone calls, telephone servIce at the Site, expressages, and similar petty cash items in connection with the Work. 1. The costs of premiums for all bonds and insurance Contractor is required by the Contract Documents to purchase and maintain. B. Costs Excluded: The term Cost of the Work shall not include any of the following items: 1. Payroll costs and other compensation of Contractor's officers, executives, principals (of partnerships and sole proprietorships), general managers, safety managers, engineers, architects, estimators, attorneys, auditors, accountants, purchasing and contracting agents, expediters, timekeepers, clerks, and other personnel employed by Contractor, whether at the Site or in Contractor's principal or branch office for general administration of the Work and not specifically included in the agreed upon schedule of job classifications referred to in Paragraph 11.01.A.l or specificalIy covered by Paragraph 11.01.AA, all of which are to be considered adI;ninistrative costs covered by the Contractor's fee. ~ 2. Expenses of Contractor's principal and branch offices other than Contractor's office at the Site. 3. Any part of Contractor's capital expenses, including interest on Contractor's capital employed for the Work and charges against Contractor for delinquent payments. EJCDC C -71 0 Standard General Conditions of the Construction Cnntract, Fuudiog Agency Editiun Copyright @ 2002 National Sodety of Professional Engineers for EJCnc. All rights reserved. 00710 - 39 "1,1' " ~> ,."~~,!'",~".1!::',",~,,,,";"1". ""'~r '''''~~'~'~::,I.'!':'''':''''''::';'!~',','(':.' ',,';", ",1"'~""1;"" "1':,'" .<'. '1"'0 ""~f:' " .. ,"~~''''-~''''~'-~~~-:''""7"~"'-''!'''''~'\':T!~~r--7"T-'''''~;'-7"7'''-:::'':;-:'',....:".. '~" !"'""'''. 4. Costs due to the negligence of Contractor, any Subcontractor, or anyone directly or indirectly employed by any of them or for whose acts any of them may be liable, including but not limited to, the correction of defective Work, disposal of materials or equipment wrongly supplied, and making good any damage to property . 5. Other overhead or general expense costs of any kind and the costs of any item not specifically and expressly included in Paragraphs 11.0 I.A and 11.0 1.B. : ^~. ::~~'~:"~~ '1!?~~~~L~j~~~r~~~ I I I I C. Contractor's Fee: When all the Work is performed on the basis of cost-plus, Contractor's fee shall be determined as set forth in the Agreement. When the value of any Work covered by a Change Order or when a Claim for an adjustment in Contract Price is determined on the basis of Cost of the Work, Contractor's fee shall be determined I as set forth in Paragraph 12.01.C. D. Documentation: Whenever the Cost of the Work for any purpose is to be determined pursuant to Paragraphs 11.01.A and 11.01.B, Contractor will establish and maintain records thereof in accordance with generally accepted accounting practices and submit in a form acceptable to Engineer an itemized cost breakdown together with supporting data. 11.02 Allowances A. It is understood that Contractor has included in the Contract Price all allowances so named in the Contract Documents and shall cause the Work so covered to be performed for such sums and by such persons or entities as may be acceptable to Owner and Engineer. B. Cash Allowances 1. Contractor agrees that: a. the cash allowances include the cost to Contractor (less any applicable trade discounts) of materials and equipment required by the allowances to be delivered at the Site, and all applicable taxes; and b. Contractor's costs for unloading and handling on the Site, labor, installation, overhead, profit, and other expenses contemplated for the cash allowances have been included in the Contract Price and not in the allowances, and no demand for additional payment on account of any of the foregoing will be valid. C. Contingency Allowance 1. Contractor agrees that a contingency allowance, if any, is for the sole use of Owner to cover unanticipated costs. D. Prior to final payment, an appropriate Change Order will be issued as recommended by Engineer to reflect actual amounts due Contractor on account of Work covered by allowances, and the Contract Price shall be correspondingly adjusted. 11.03 Unit Price Work p ~ A. Where the Contract Documents provide that all or part of the Work is to be Unit Price Work, initially the Contract Price will be deemed to include for all Unit Price Work an amount equal to the sum of the unit price for each separately identified item of Unit Price Work times the estimated quantity of each item as indicated in the Agreement. B. The estimated quantities of items of Unit Price Work are not guaranteed and are solely for the purpose of comparison of Bids and determining an initial Contract Price. Determinations of the actual quantities and classifications of Unit Price Work performed by Contractor will be made by Engineer subject to the provisions of Paragraph 9.07. EJCDC C-71 0 Standard General Conditions of the Construction Contratt, Funding Agenty Edition Copyright iC 2002 National Society of Professional Engineers for EJCOc. All rights reserved. 00710 - 40 I I I I I I I I I I Ip .' I I I I I I I I I I I I I I I I I I I I I I .;'"".'.;."";--""::--':C":':~:;~:S'''-:-:;-::.~;::C:--,,::-w''-:-r:,'''-:;,''''.. .." ... C. Each unit price will be deemed to include an amount considered by Contractor to be adequate to cover Contractor's overhead and profit for each separately identified item. D. Owner or Contractor may make a Claim for an adjustment III the Contract Price In accordance with Paragraph 10.05 if: 1. the Bi d price of a particular item of Unit Price Work amounts to more than 5 percent of the Contract Price and the variation in the quantity of that particular item of Unit Price Work performed by Contractor differs by more than 25 percent from the estimated quantity of such item indicated in the Agreement; and 2. there is no corresponding adjustment with respect to any other item of Work; and 3. Contractor believes that Contractor is entitled to an increase in Contract Price as a result of having incurred additional expense or Owner believes that Owner is entitled to a decrease in Contract Price and the parties are unable to agree as to the amount of any such increase or decrease. ARTICLE 12 - CHANGE OF CONTRACT PRICE; CHANGE OF CONTRACT TIMES , 12.01 Change o.fContract Price A The Contract Price may only be changed by a Change Order. Any Claim for an adjustment in the Contract Price shall be based on written notice submitted by the party making the Claim to the Engineer and the other party to the Contract in accordance with the provisions of Paragraph 10.05. B. The value of any Work covered by a Change Order or of any Claim for an adjustment in the Contract Price will be determined as follows: 1. where the Work involved is covered by unit prices contained in the Contract Documents, by application of such unit prices to the quantities of the items involved (subject to the provisions of Paragraph 11.03); or 2. where the Work involved is not covered by unit prices contained in the Contract Documents, by a mutually agreed lump sum (which may include an allowance for overhead and profit not necessarily in accordance with Paragraph 12.01.C.2); or 3. where the Work involved is not covered by unit prices contained in the Contract Documents and agreement to a lump sum is not reached under Paragraph 12.01.B.2, on the basis of the Cost of the Work (determined as provided in Paragraph 11.01) plus a Contractor's fee for overhead and profit (determined as provided in Paragraph 12.01.C). C. Contractor's Fee: The Contractor's fee for overhead and profit shall be determined as follows: 1. a mutually acceptable fixed fee; or 2. if a fixed fee is not agreed upon, then a fee based on the following percentages of the various portions of the Cost of the Work: a. for costs incurred under Paragraphs 11.01.A.I and 11.01.A.2, the Contractor's fee shall be 15 percent; b. for costs.incurred under Paragraph 11.0 I.A.3, the Contractor's fee shall be five percent; " c. where one or more tiers of subcontracts are on the basis of Cost of the Work plus a fee and no fixed fee is agreed upon, the intent of Paragraph 12.01.C.2.a is that the Subcontractor who actually performs the Work, at whatever tier, will be paid a fee of 15 percent of the costs, incurred by such Subcontractor under Paragraphs 11.0 l.Al and 11.01.A2 and that any higher tier Subcontractor and Contractor will each be paid a fee of five percent of the amount paid to the next lower tier Subcontractor; EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright ItJ 2002 National Suciety of Professional Engineers for EJCDC. All rights reserved. 00710 - 41 (L"':.'.'~..1".~i~ I...,~"""~ .. .~;1' ,r'~' ;,'.' ." . ~ ' i", .".;.' I . ~Tr~:."7~-""':'~"'T~l""1""l'"!':"-"":"cr':~~'"'.:~","'~' d. no fee shall be payable on the basis of costs itemized under Paragraphs 11.0] .AA, 11.0] .A.S, and ] 1.01.B; e. the amount of credit to be allowed by Contractor to Owner for any change which results in a net decrease in cost will be the amount of the actual net decrease in cost plus a deduction in Contractor's fee by an amount equal to five percent of such net decrease; and f. when both additions and credits are involved in anyone change, the adjustment in Contractor's fee shall be computed on the basis of the net change in accordance with Paragraphs ]2.01.C.2.a through 12.01.C.2.e, inclusive. ]2.02 Change (if Contract Times ....."i""."""':':~",~Il'i:!T~i~ I I I I I A. The Contract Times may only be changed by a Change Order. Any Claim for an adjustment in the Contract Times I shall be based on written notice submitted by the party making the Claim to the Engineer and the other party to the Contract in accordance with the provisions of Paragraph 10.05. B.' Any adjustment of the Contract Times covered by a Change Order or any Claim for an adjustment in the Contract I Times will be determined in accordance with the provisions of this Article 12. 12.03 Delays A. Where Contractor is prevented from completing any part of the Work within the Contract Times due to delay beyond the control of Contractor, the Contract Times will be extended in an amount equal to the time lost due to such delay if a Claim is made therefor as provided in Paragraph l2.02.A. Delays beyond the control of Contractor shall include, but not be limited to, acts or neglect by Owner, acts or neglect of utility owners or other contractors performing other work as contemplated by Article 7, fires, floods, epidemics, abnormal weather conditions, or acts of God. I I I B. If Owner, Engineer, or other contractors or utility owners performing other work for Owner as contemplated by Article 7, or anyone for whom Owner is responsible, delays, disrupts, or interferes with the performance or progress of the Work, then Contractor shall be entitled to an equitable adjustment in the Contract Price or the Contract Times, or both. Contractor's entitlement to an adjustment of the Contract Times is conditioned on such adjustment being essential to Contractor's ability to complete the Work within the Contract Times. C. If Contractor is delayed in the performance or progress of the Work by fire, flood, epidemic, abnormal weather I conditions, acts of God, acts or failures to act of utility owners not under the control of Owner, or other causes not the fault of and beyond control of Owner and Contractor, then Contractor shall be entitled to an equitable adjustment in Contract Times, if such adjustment is essential to Contractor's ability to complete the Work within I the Contract Times. Such an adjustment shall be Contractor's sole and exclusive remedy for the delays described in this Paragraph 12.03.8. 1. delays caused by or within the control of Contractor; or I I D. Owner, Engineer and the Related Entities of each of them shall not be liable to Contractor for any claims, costs, losses, or damages (including but not limited to all fees and charges of Engineers, architects, attorneys, and other I professionals and all court or arbitration or other dispute resolution costs) sustained by Contractor on or in connection with any other project or anticipated project. : E. Contractor shall not be entitled to an adjustment in Contract Price or Contract Times for delays within the control of Contractor, Delays attributable to and within the control of a Subcontractor or Supplier shall be deemed to be delays within the control of Contractor. EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 42 I I I I -""I':"' I I I ARTICLE 13 - TESTS AND INSPECTIONS; CORRECTION, REMOVAL OR ACCEPTANCE OF DEFECTIVE WORK 13.0 I Notice (?f Defects I A. Prompt notice of all defective Work of which Owner or Engineer has actual knowledge will be given to Contractor. All defective Work may be rejected, corrected, or accepted as provided in this Article 13. 13.02 Access to Work I A. Owner, Engineer, their consultants and other representatives and personnel of Owner, independent testing laboratories, and governmental agencies with jurisdictional interests will have access to the Site and the Work at reasonable times for their observation, inspecting, and testing. Contractor shall provide them proper and safe conditions for such access and advise them of Contractor's Site safety procedures and programs so that they may comply therewith as applicable. I I 13.03 Tests and Inspections A. Contractor shall give Engineer timely notice of readiness of the Work for all required inspections, tests, or approvals and shall cooperate with inspection and testing personnel to facilitate required inspections or tests. I B. Owner shall employ and pay for the services of an independent testing laboratory to perform all inspections, tests, or approvals required by the Contract Documents except: I 1. for inspections, tests, or approvals covered by Paragraphs l3.03.C and 13.03.D below; I 2. that costs incurred in connection with tests or inspections conducted pursuant to Paragraph 13.04.8 shall be paid as provided in said Paragraph 13.04.C; and 3. as otherwise specifically provided in the Contract Documents. I I C. If Laws or Regulations of any public body having jurisdiction require any Work (or part thereof) specificaIly to be inspected, tested, or approved by an employee or other representative of such public body, Contractor shall assume full responsibility for arranging and obtaining such inspections, tests, or approvals, pay all costs in connection therewith, and furnish Engineer the required certificates of inspection or approval. I D. Contractor shall be responsible for arranging and obtaining and shall pay all costs in connection with any inspections, tests, or approvals required for Owner's and Engineer's acceptance of materials or equipment to be incorporated in the Work; or acceptance of materials, mix designs, or equipment submitted for approval prior to Contractor's purchase thereof for incorporation in the Work Such inspections, tests, or approvals shall be performed by organizations acceptable to Owner and Engineer. I E. If any Work (or the work of others) that is to be inspected, tested, or approved is covered by Contractor without written concurrence of Engineer, it must, if requested by Engineer, be uncovered for observation. I F. Uncovering Work as provided in Paragraph 13.03.E shall be at Contractor's expense unless Contractor has given Engineer timely notice of Contractor's intention to cover the same and Engineer has not acted with reasonable promptness in response ta such notice. I ". ~ 13.04 Uncovering Work I A. If any Work is covered contrary to the written request of Engineer, it must, if requested by Engineer, be uncovered far Engineer's observation and replaced at Contractor's expense. I EJCDC C-?! 0 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright ~ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 43 I :: ~:,~'t~': ,,'. !(,~~..,~,I~'1', ,\1 :J7i:':' ~\~W,:,~:":,,,;,:,!,,;,, ,.,:I~':l" ':'" , I:~ "",.' .,:, "'.'C","; ""'''?''.!~'''l~~~~~f!j: B. If Engineer considers it necessary or advisable that covered Work be observed by Engineer or inspected or tested by others, Contractor, at Engineer's request, shall uncover, expose, or otherwise make available for observation, inspection, or testing as Engineer may require, that portion of the Work in question, furnishing all necessary labor, material, and equipment. C. If it is found that the uncovered Work is defective, Contractor shall pay all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to such uncovering, exposure, observation, inspection, and testing, and of satisfactory replacement or reconstruction (including but not limited to all costs ofrepair or replacement of work of others); and Owner shall be entitled to an appropriate decrease in the Contract Price. If the parties are unable to agree as to the amount thereof, Owner may make a Claim therefor as provided in Paragraph] 0.05. D. If, the uncovered Work is not found to be defective, Contractor shall be allowed an increase in the Contract Price or an extension of the Contract Times, or both, directly attributable to such uncovering, exposure, observation, inspection, testing, replacement, and reconstruction. If the parties are unable to agree as to the amount or extent thereof, Contractor may make a Claim therefor as provided in Paragraph 10.05. 13.05 Owner May Stop the Work A. If the Work is defective, or Contractor fails to supply sufficient skilled workers or suitable materials or equipment, or fails to perform the Work in such a way that the completed Work will conform to the Contract Documents, Owner may order Contractor to stop the Work, or any portion thereof, until the cause for such order has been eliminated; however, this right of Owner to stop the Work shall not give rise to any duty on the part of Owner to exercise this right for the benefit of Contractor, any Subcontractor, any Supplier, any other individual or entity, or any surety for, or employee or agent of any of them. 13.06 Correction or Removal afDefective Work A. Promptly after receipt of notice, Contractor shall correct all defective Work, whether or not fabricated, installed, or completed, or, if the Work has been rejected by Engineer, remove it from the Project and replace it with Work that is not defective. Contractor shall pay all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) arising out of or relating to such correction or removal (including but not limited to all costs of repair or replacement of work of others). B. When correcting defective Work under the terms ofthis Paragraph 13.06 or Paragraph 13.07, Contractor shall take no action that would void or otherwise impair Owner's special warranty and guarantee, if any, on said Wark. 13.07 Correction Period A. If within one year after the date of Substantial Completion (or such longer period of time as may be prescribed by the terms of any applicable special guarantee required by the Contract Documents) or by any specific provision of the Contract Documents, any Work is found to be defective, or if the repair of any damages to the land or areas made available for Contractor's use by Owner or permitted by Laws and Regulations as contemplated in Paragraph 6.lI.A is found to be defective, Contractor shall promptly, without cost to Owner and in accordance with Owner's written instructions: 1. repair such defective land or areas; or ~ .. 2. correct such defective Work; or I I I I I I I I I I I I I I I I 3. if the defective Work has been rejected by Owner, remove it from the Project and replace it with Work that is I not defective, and EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright Ii:! 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 44 I I I I I I I I I I I I I I I I I I I I I 'r"" '~ '~- :::t':~;; ii-: ' 4. satisfactorily correct or repair or remove and replace any damage to other Work, to the work of others or other land or areas resulting therefrom. B. If Contractor does not promptly comply with the terms of Owner's written instructions, or in an emergency where delay would cause serious risk ofloss or damage, Owner may have the defective Work corrected or repaired or may have the rejected Work removed and replaced. All claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attomeys, and other professionals and all court or arbitration or oth.er dispute resolution costs) arising out of or relating to such correction or repair or such removal and replacement (including but not limited to all costs of repair or replacement of work of others) will be paid by Contractor. C. In special circumstances where a particular item of equipment is placed in continuous service before Substantial Completion of all the Work, the correction period for that item may start to run from an earlier date if so provided in the Specifications. D. Where defective Work (and damage to other Work resulting therefrom) has been corrected or removed and replaced under this Paragraph 13.07, the correction period hereunder with respect to such Work will be extended for an additional period of one year after such correction or removal and replacement has been satisfactorily completed. E. Contractor's obligations under this Paragraph 13.07 are in addition to any other obligation or warranty. The provisions of this Paragraph 13.07 shall not be construed as a substitute for or a waiver of the provisions of any applicable statute of limitation or repose. 13.08 Acceptance (!IDefixtive Work A. If, instead of requiring correction or removal and replacement of defective Work, O"'7ler (and, prior to Engineer's recommendation of final payment, Engineer) prefers to accept it, Owner may do so. Contractor shall pay all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, archit~cts, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) attributable to Owner's evaluation of and determination to accept such defective Work (such costs to be approved by Engineer as to reasonableness) and the diminished value of the Work to the extent not otherwise paid by Contractor pursuant to this sentence. If any such acceptance occurs prior to Engineer's recommendation of final payment, a Change Order will be issued incorporating the necessary revisions in the Contract Documents with respect to the Work, and Owner shall be entitled to an appropriate decrease in the Contract Price, reflecting the diminished value of Work so accepted. Ifthe parties are unable to agree as to the amount thereof, Owner may make a Claim therefor as provided in Paragraph 10.05. If the acceptance occurs after such recommendation, an appropriate amount will be paid by Contractor to Owner. 13.09 Owner May Correct Defective Work A. If Contractor fails within a reasonable time after written notice from Engineer to correct defective Work or to remove and replace rejected Work as required by Engineer in accordance with Paragraph 13,06.A, or ifContmctor fails to perfonn the Work in accordance with the Contract Documents, or if Contractor fails to comply with any other provision of the Contract Documents, Owner may, after seven days written notice to Contractor, correct or remedy any such deficiency. B. In exercising the rights and remedies under this Paragraph 13.09, Owner shall proceed expeditiously. In connection with such corrective or remedial action, Owner may exclude Contractor from all or"part of the Site, take possession of all or part ofthe Work and suspend Contractor's services related thereto, takqJossession of Contractor's tools, appliances, construction equipment and machinery at the Site, and incorporate in the Work all materials and equipment stored at the Site or for which Owner has paid Contractor but which are stored elsewhere. Contractor shall allow Owner, Owner's representatives, agents and employees, Owner's other contractors, and Engineer and Engineer's consultants access to the Site to enable Owner to exercise the rights and remedies under this Paragraph. EJCDC C-71O Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright <i:) 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710-45 ;' "': <\i,~~:II~'i: .,. ,,:~~. ~::.:! '.~.l.;t'::::: /,.' C. All claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) incurred or sustained by Owner in exercising the rights and remedies under this Paragraph 13.09 will be charged against Contractor, and a Change Order will be issued incorporating the necessary revisions in the Contract Documents with respect to the Work; and Owner shall be entitled to an appropriate decrease in the Contract Price. If the parties are unable to agree as to the amount of the adjustment, Owner may make a Claim therefor as provided in Paragraph 10.05. Such claims, costs, losses and damages will include but not be limited to all costs of repair, or replacement of work of others destroyed or damaged by correction, removal, or replacement of Contractor's defective Work. D. Contractor shall not be allowed an extension of the Contract Times because of any delay in the performance of the Work attributable to the exercise by Owner of Owner's rights and remedies under this Paragraph 13.09. ARTICLE 14 - PAYMENTS TO CONTRACTOR AND COMPLETION 14.01 Schedule of Values '~1",w.'111'~:~1 I I I I I I A. The Schedule of Values established as provided in Paragraph 2.07.A will serve as the basis for progress payments and will be incorporated into a form of Application for Pa~ent acceptable to Engineer. Progress payments on I accOlmt of Unit Price Work will be based on the number of units completed. 14.02 Progress Payments A. Applicationsfor Payments I. At least 20 days before the date established in the Agreement for each progress payment (but not more often than once a month), Contractor shall submit to Engineer for review an Application tor Payment filled out and signed by Contractor covering the Work completed as of the date ofthe Application and accompanied by such supporting documentation as is required by the Contract Documents. If payment is requested on the basis of materials and equipment not incorporated in the Work but delivered and suitably stored at the Site or at another location agreed to in writing, the Application for Payment shall also be accompanied by a bill of sale, invoice, or other documentation warranting that Owner has received the materials and equipment free and clear of all Liens and evidence that the materials and equipment are covered by appropriate property insurance or other arrangements to protect Owner's interest therein, all of which must be satisfactory to Owner. 2. Beginning with the second Application for Payment, each Application shall include an affidavit of Contractor stating that all previous progress payments received on account of the Work have been applied on account to discharge Contractor's legitimate obligations associated with prior Applications for Payment. 3. The amount of retain age with respect to progress payments will be as stipulated in the Agreement. B. Review of Applications 1. Engineer will, within 10 days after receipt of each Application for Payment, either indicate in writing a recommendation of payment and present the Application to Owner or return the Application to Contractor indicating in writing Engineer's reasons for refusing to recommend payment. In the latter case, Contractor may make the necessary corrections and resubmit the Application. 2. Engineer's recommendation of any payment requested in an Application for Payment will constitute a representation by Engineer to Owner, based on Engineer's observations on the Site of the executed Work as an experienced and qualified design professional and orY Engineer's review of the Application for Payment and the accompanying data and schedules, that to the best of Engineer's knowledge, infonnation and belief: a. the Work has progressed to the point indicated; EJCDC C-7J 0 Standard General Conditjon~ of the Construction Contract, Funding Agency Edition Copyright I{) 2002 National Society of Professional Engineers for EJCOc. All rights reserved. 007Jll .46 I I I I I I I I I I I I ....'"'.,"'~!..., I I I I I I I I I I I I I I I I I I I _~ ."',,;0___ ,~~O:"~:,;9~"'.;:::""'" I ;' ~~,." ., b. the quality of the Work is generally in accordance with the Contract Documents (subject to an evaluation of the Work as a functioning whole prior to or upon Substantial Completion, to the results of any subsequent tests called for in the Contract Documents, to a final determination of quantities and classifications for Unit Price Work under Paragraph 9.07, and to any other qualifications stated in the recommendation); and c. the conditions precedent to Contractor's being entitled to such payment appear to have been fulfilled in so far as it is Engineer's responsibility to observe the Work. 3. By recommending any such payment Engineer will not thereby be deemed to have represented that: a. inspections made to check the quality or the quantity of the Work as it has been performed have been exhaustive, extended to every aspect of the Work in progress, or involved detailed inspections of the Work beyond the responsibilities specificaJly assigned to Engineer in the Contract Documents; or b. that there may not be other matters or issues between the parties that might entitle Contractor to be paid additionally by Owner or entitle Owner to withhold payment to Contractor. 4. N either Engineer's review of Contractor's Work for the purposes of recommending payments nor Engineer's reconmlendation of any payment, including final payment, will impose responsibility on Engineer: a. to supervise, direct, or control the Work, or b. for the means, methods, techniques, sequences, or procedures of construction, or the safety precautions and prograrIL~ incident thereto, or c. for Contractor's failure to comply with Laws and Regulations applicable to Contractor's perfoffilance of the Work, or d. to make any examination to ascertain how or for what purposes Contractor has used the moneys paid on account of the Contract Price, or e. to determine that title to any of the Work, materials, or equipment has passed to Owner free and clear of any Liens. 5. Engineer may refuse to recommend the whole or any part of any payment if, in Engineer's opinion, it would be incorrect to make the representations to Owner stated in Paragraph 14.02.B.2. Engineer may also refuse to recommend any such payment or, because of subsequently discovered evidence or the results of subsequent inspections or tests, revise or revoke any such payment recommendation previously made, to such extent as may be necessary in Engineer's opinion to protect Owner from loss because: a. the Work is defective, or completed Work has been dan1aged, requiring correction or replacement; b. the Contract Price has been reduced by Change Orders; c. Owner has been required to correct defective Work or complete Work in accordance with Paragraph 13.09; or d. Engineer has actual knowledge of the occurrence of any ofthe events enumerated i~ Paragraph 15.02.A. C. Payment Becomes Due 1. Ten days after presentation of the Application for Payment to Owner with Engineer's recommendation, the amount recommended will (subject to the provisions of Paragraph 14.02.D) become due, and when due will be paid by Owner to Contractor. EJCDC C-710 Standard General Conditions ofthe Construction Contract, Fuoding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 47 "'",~""" ""~."..,.,,,. '-, .. ".;-::,~."::"'"'~"'~!:"" '":"",,,., "C"'.,''''''"- . '~"''''7'',''''''''''''"' ,. ..'.< ;'":<!,,~~"'~'~1',~ :"~""." ""'i7""""~~~~,:",~:~"::,,,,,~~:.,,,~.,,.,"~~" -" .~~:~''''~''''~"''''~''~;'\' :~,. .."'~' .,~"'i""~;.~.,:,;,,"~~'~" ",~,.~,,".,..: '"n:~."c,1"".~..... ",,'\'~~; '," .',.~7lr:-"~~":;:~":r:-,:':".'~~~':.;". " ":~..w::"~~~,r',;~~~~~. D. Reduction in Payment I. Owner may refuse to make payment of the full amount recommended by Engineer because: a. claims have been made against Owner on account of Contractor's perfonnance or furnishing of the Work; I I I b. Liens have been filed in connection with the Work, except where Contractor has delivered a specific bond I satisfactory to Owner to secure the satisfaction and discharge of such Liens; c. the Contractor's perfonnance or furnishing of the Work is inconsistent with funding Agency I requirements; d. there are other items entitling Owner to a set-off against the amount recommended; or e. Owner has actual knowledge of the occurrence ofany of the events enumerated in Paragraphs 14.02.B.5.a I through 14.02.B.5.c or Paragraph 15.02.A. 2. If Owner refuses to make payment of the full amount recommended by Engineer, Owner will give Contractor immediate written notice (with a copy to Engineer) stating the reasons for such action and promptly pay Contractor any amount remaining after deduction of the amount so withheld. Owner shall promptly pay Contractor the amount so withheld, or any adjustment thereto agreed to by Owner and Contractor, when Contractor corrects to Owner's satisfaction the reasons for such action. 3. If it is subsequently determined that Owner's refusal of payment was not justified, the amount wrongfully withheld shall be treated as an amount due as determined by Paragraph 14.02.C.I. I I I 14.03 Contractor's Warranty of Title A. Contractor warrants and guarantees that title to all Work, materials, and equipment covered by any Application for I Payment, whether incorporated in the Proj ect or not, will pass to Owner no later than the time of payment free and clear of all Liens. 14.04 Substantial Completion A. When Contractor considers the entire Work ready for its intended use Contractor shall notifY Owner and Engineer in writing that the entire Work is substantially complete (except for items specifically listed by Contractor as incomplete) and request that Engineer issue a certificate of Substantial Completion. B. Promptly after Contractor's notification, Owner, Agency, Contractor, and Engineer shall make a prefinal inspection of the Work to determine the status of completion. If Engineer does not consider the Work substantially complete, Engineer will notify Contractor in writing giving the reasons therefor. C. If Engineer considers the Work substantially complete, Engineer will deliver to Owner a tentative certificate of Substantial Completion which shall fix the date of Substantial Completion. There shall be attached to the certificate a tentative list of items to be completed or corrected before final payment. Owner shall have seven days after receipt of the tentative certificate during which to make written objection to Engineer as to any provisions of the certificate or attached list. If, after considering such objections, Engineer concludes that the Work is not substantially complete, Engineer will within 14 days after submission of the tentative certificate to Owner notifY Contractor in writing, stating the reasons therefor. If, after consideration of Owner's objections, Engineer considers the Work substantially complete, Engineer will within said 14 days ~ecute and deliver to Owner and Contractor a definitive certificate of Substantial Completion (with a revised tentative list of items to be completed or corrected) reflecting such changes from the tentative certificate as Engineer believes justified after consideration of any objections from Owner. EJCDC C-710 Standard General Conditions ofthe Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 48 I I I I I I I I I ., ":'~~"~~.';:"i'!'''' ,. , '": ':'j '~,;"".I,"~f, '::.-:v-jlt; '<j ':l>:,::: : '!:~\;:': " I I D. At the time of delivery of the tentative certificate of Substantial Completion, Engineer will deliver to Owner and Contractor a written recommendation as to division of responsibilities pending final payment between Owner and Contractor with respect to security, operation, safety, and protection of the Work, maintenance, heat, utilities, insurance, and warranties and guarantees. Unless Owner and Contractor agree otherwise in writing and so infonn Engineer in writing prior to Engineer's issuing the definitive certificate of Substantial Completion, Engineer's aforesaid recommendation will be binding on Owner and Contractor until final payment. I I E. Owner shall have the right to exclude Contractor from the Site after the date of Substantial Completion subject to allowing Contractor reasonable access to complete or correct items on the tentative list. I 14.05 Partial Utilization I A. Prior to Substantial Completion of all the Wark, Owner may use or occupy any substantially completed part of the Work which has specifically been identified in the Contract Documents, or which Owner, Engineer, and Contractor agree constitutes a separately functioning and usable part ofthe Work that can be used by Owner for its intended purpose without significant interference with Contractor's perfonnance of the remainder of the Work, subject to the following conditions. , I I. Owner at any time may request Contractor in writing to pemlit Owner to use or occupy any such part of the Work which Owner believes to be ready for its intended use and substantially complete. If and when Contractor agrees that such part of the Work is substantially complete, Contractor will certifY to Owner and Engineer that such part of the Work is substantially complete and request Engineer to issue a certificate of Substantial Completion for that part of the Work. I I 2. Contractor at any time may notifY Owner and Engineer in writing that Contractor considers any such part of the Work ready for its intended us~ and substantially complete and request Engineer to issue a certificate of Substantial Completion for that part of the Work. I 3. Within a reasonable time after either such request, Owner, Contractor, and Engineer shall make an inspection of that part of the Work to determine its status of completion. If Engineer does not consider that part of the Work to be substantially complete, Engineer will notifY Owner and Contractor in writing giving the reasons therefor. If Engineer considers that part of the Work to be substantially complete, the provisions of Paragraph 14.04 will apply with respect to certification of Substantial Completion of that part of the Work and the division of responsibility in respect thereof and access thereto. I I 4. No use or occupancy or separate operation of part of the Work may occur prior to compliance with the requirements of Paragraph 5.10 regarding property insurance. I ] 4.06 Final Inspection I A. Upon written notice from Contractor that the entire Work or an agreed portion thereof is complete, Engineer will promptly make a final inspection with Owner, Agency, and Contractor and will notifY Contractor in writing of all particulars in which this inspection reveals that the Work is incomplete or defective. Contractor shall immediately take such measures as are necessary to complete such Work or remedy such deficiencies. I 14.07 Final Payment A. Application for Payment I ~ 1. Aftet Contractor has, in the opinion of Engineer, satisfactorily completed all corrections identified during the final inspection and has delivered, in accordance with the Contract Documents, all maintenance and operating instructions, schedules, l,ruarantees, bonds, certificates or other evidence of insurance certificates of inspection, marked-up record documents (as provided in Paragraph 6.12), and other documents, Contractor may make application for final payment following the procedure for progress payments, I I I EJCDC C-710 Standard General Conditions o!the Construction Contract, Fnnding A~ency Edition Copyright@2002 National Sodety of Professional Engineers for .EJCDC. All rights reserved. 110710 - 49 ~':""_.~<':~:l"'i'''''''''''~~:I.'f:'j\~~:f,,':\''"'!!~J~t~:~:'''.'"T'\,~~',': '."'J''" ,.~~: )"~,,'~~~:;~~"""'.':~"~:r-":'""'7"""~~""""~.;~7''''.i'J.~':.'''-'':,,.'~"."'^'..~':r:'..'..'. ""'~~':;;:::~~~~W:7"l7~.;~'f'1;;,!,!:~:".'~~1":'~;-G~.~n"i,,'t"~'':-1'rnl;fi~~~~: 2. The final Application for Payment shall be accompanied (except as previously delivered) by: I I a. all documentation called for in the Contract Documents, including but not limited to the evidence of I insurance required by Paragraph 5.04.B.7; b. consent of the surety, if any, to final payment; c. a list of all Claims against Owner that Contractor believes are unsettled; and d. complete and legally effective releases or waivers (satisfactory to Owner) of all Lien rights arising out of or Liens filed in connection with the Work. I I 3. In lieu of the releases or waivers of Liens specified in Paragraph 14.07.A.2 and as approved by Owner, Contractor may furnish receipts or releases in full and an affidavit of Contractor that: (i) the releases and I receipts include all labor, services, material, and equipment for which a Lien could be filed; and (ii) all payrolls, material and equipment bills, and other indebtedness connected with the Work for which Owner or Owner's property might in any way be responsible have been paid or otherwise satisfied. If any Subcontractor or Supplier fails to furnish such a release or receipt in full, Contractor may furnish a bond or other collateral I. satisfactory to Owner to indemnity Owner against any Lien. B. Engineer's Review of Application and Acceptance I. If, on the basis of Engineer's observation of the Work during construction and final inspection, and Engineer's review of the final Application for Payment and accompanying documentation as required by the Contract Documents, Engineer is satisfied that the Work has been completed and Contractor's other obligations under the Contract Documents have been fulfilled, Engineer will, within ten days after receipt of the final Application for Payment, indicate in writing Engineer's recommendation of payment and present the Application for Payment to Owner for payment. At the same time Engineer will also give written notice to Owner and Contractor that the Work is acceptable subject to the provisions of Paragraph 14.09. Otherwise, Engineer will return the Application for Payment to Contractor, indicating in writing the reasons for refusing to recommend final payment, in which case Contractor shall make the necessary corrections and resubmit the Application for Payment. C. Payment Becomes Due 1. Thirty days after the presentation to Owner of the Application for Payment and accompanying documentation, the amount recommended by Engineer, less any sum Owner is entitled to set off against Engineer's recommendation, including but not limited to liquidated damages, will become due and will be paid by Owner to Contractor. 14.08 Pinal Completion Delayed ". yJ A. If, through no fault of Contractor, final completion of the Work is significantly delayed, and if Engineer so confirms, Owner shall, upon receipt of Contractor's final Application for Payment (for Work fully completed and accepted) and recommendation of Engineer, and without terminating the Contract, make payment of the balance due for that portion of the Work fully completed and accepted. If the remaining balance to be held by Owner for Work not fully completed or corrected is less than the retainage stipulated in the Agreement, and if bonds have been furnished as required in Paragraph 5.01, the written consent of the surety to the payment of the balance due for that portion of the Work fully completed and accepted shall be submitted by Contractor to Engineer with the Application for such payment. Such payment shall be made under the terms and conditions governing final payment, except that it shall not constitute a waiver of Claims. The remaining balance of any sum included in the final Application for Payment but held by OWNER for Work not fully completed and accepted will become due when the Work is fully completed and accepted. EJcnc C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 50 I I I I I I I I I I I I ;'~~':. I I 14.09 Waiver oIClaims I A. The making and acceptance of final payment will constitute: 1. a waiver of all Claims by Owner against Contractor, except Claims arising from unsettled Liens, from defective Work appearing after final inspection pursuant to Paragraph 14.06, from failure to comply with the Contract Docwnents or the terms of any special guarantees specified therein, or from Contractor's continuing obligations under the Contract Documents; and I I 2. a waiver of all Claims by Contractor against Owner other than those previously made in accordance with the requirements herein and expressly acknowledged by Owner in writing as still unsettled. I ARTICLE 15 - SUSPENSION OF WORK AND TERMINATION 15.01 Owner May Suspend Work I A. At any time and without cause, Owner may suspend the Work or any portion thereof for a period of not more than 90 consecutive.day's by notice in writing to Contractor and Engineer which will fix the date on which Work will be resumed. Contractor shall resume the Work on the date so fixed. Contractor shall be granted an adjustment in the Contract Price or an extension of the Contract Times, or both, directly attributable to any such suspension if Contractor makes a Claim therefor as provided in Paragraph 10.05. I 15.02 Owner May Terminate for Cause I A. The occurrence of anyone or more of the following events will justify termination for cause: I 1. Contractor's persistent failure to perf ann the Work in accordance with the Contract Documents (including, hut not limited to, failure to supply sufficient skilled workers or suitable materials or equipment or failure to adhere to the Progress Schedule established under Paragraph 2.07 as adjusted from time to time pursuant to Paragraph 6.04); I 2. Contractor's disregard of Laws or Regulations of any public body having jurisdiction; I 3. Contractor's disregard of the authority of Engineer; or 4. Contmctor's violation in any substantial way of any provisions of the Contract Documents. I B. If one or more of the events identified in Paraf,>Taph 15.02.A occur, Owner may, after giving Contractor (and surety) seven days written notice of its intent to terminate the services of Contractor: I 1. exclude Contractor from the Site, and take possession of the Work and of all Contractor's tools, appliances, construction equipment, and machinery at the Site, and use the same to the full extent they could he used by Contractor (without liability to Contractor for trespass or conversion), I 2. incorporate in the Work all materials and equipment stored at the Site or for which Owner has paid Contractor but which are stored elsewhere, and 3. complete the Work as Owner may deem expedient. I ~ C. If Owner proce"eds as provided in Paragraph 15.02.B, Contractor shall not be entitled to receive any further payment until the Work is completed. If the unpaid balance of the Contract Price exceeds all claims, costs, losses, and dan1ages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitmtion or other dispute resolution costs) sustained by Owner arising out of or relating to completing the Work, such excess will be paid to Contractor. If such claims, costs, lo~ses, and damages exceed such unpaid balance, Contractor shall pay the difference to Owner. Such claims, costs, losses, and damages I I EJCDC C-710 Standard General Conditions of the COllstruction Contract, Funding Agency Edition Copyright II:J 2002 National Society of Professional Engineers for EJcne. All right:; reserved. 00710 - 51 I '''''.''~''(",:-~'~. :;'I~'~.~',"'<:.: '~,,'~'L . '" ~~,~"':("::';:;'7"'"'::~: :' :"',C, ;..,,~,- , ~ ~i'" ". incurred by Owner will be reviewed by Engineer as to their reasonableness and, when so approved by Engineer, incorporated in a Change Order. When exercising any rights or remedies under this Paragraph Owner shall not be required to obtain the lowest price for the Work performed. D. Notwithstanding Paragraphs IS.02.B and lS.02.C, Contractor's services will not be terminated if Contractor begins within seven days of receipt of notice of intent to terminate to correct its failure to perform and proceeds diligently to cure such failure within no more than 30 days of receipt of said notice. E. Where Contractor's services have been so terminated by Owner, the termination will not affect any rights or remedies of Owner against Contractor then existing or which may thereafter accrue. Any retention or payment of moneys due Contractor by Owner will not release Contractor from liability. F. If and to the extent that Contractor has provided a performance bond under the provisions of Paragraph S.Ol.A, the termination procedures of that bond shall supersede the provisions of Paragraphs 15.02.B, and 15.02.C. I I I I I I 15.03 Owner May Terminate For Convenience A. Upon seven days written notice to Contractor and Engineer, Owner may, without cause and without prejudice to I any other right or remedy of Owner, terminate the Contract. In such case, Contractor shall be paid for (without duplication of any items): 1. completed and acceptable Work executed in accordance with the Contract Documents prior to the effective date of termination, including fair and reasonable sums for overhead and profit on such Work; 2. expenses sustained prior to the effective date of termination in performing services and furnishing labor, materials, or equipment as required by the Contract Documents in connection with uncompleted Work, plus fair and reasonable sums for overhead and profit on such expenses; 3. all claims, costs, losses, and damages (including but not limited to all fees and charges of engineers, architects, attorneys, and other professionals and all court or arbitration or other dispute resolution costs) incurred in settlement of terminated contracts with Subcontractors, Suppliers, and others; and 4. reasonable expenses directly attributable to termination. I I I I B. Contractor shall not be paid on account ofloss of anticipated profits or revenue or other economic loss arising out of or resulting from such tennination. I 15.04 Contractor May Stop Work or Terminate A. If, through no act or fault of Contractor, (i) the Work is suspended for more than 90 consecutive days by Owner or I under an order of court or other public authority, or (ii) Engineer fails to act on any Application for Payment within 30 days after it is submitted, or (iii) Owner fails for 30 days to pay Contractor any sum finally determined to be due, then Contractor may, upon seven days written notice to Owner and Engineer, and provided Owner or I Engineer do not remedy such suspension or failure within that time, terminate the Contract and recover from Owner payment on the same tenns as provided in Paragraph 15.03. ~ .. B. In lieu of terminating the Contract and without prejudice to any other right or remedy, if Engineer has failed to act on an Application for Payment within 30 days after it is submitted, or Owner has failed for 30 days to pay Contractor any sum finally determined to be due, Contractor may, seven days after written notice to Owner and Engineer, stop the Work until payment is made of all such amounts due Contractor, including interest thereon. The provisions of this Paragraph 15.04 are not intended to preclude Contractor from making a Claim under Paragraph 10.05 for an adjustment in Contract Price or Contract Times or otherwise for expenses or damage directly attributable to Contractor's stopping the Work as pernlitted by this Paragraph. EJcne C-71 0 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright ro 2002 National Society of Professional Engineers for F...JCDC. All rights reserved. 00710 - 52 I I I I I I I I I I I I I I I I I I I I I I I I '; ,,",It:"!.'., ARTICLE 16 - DISPUTE RESOLUTION 16.01 Methods and Procedures A. Owner and Contractor may mutually request mediation of any Claim submitted to Engineer for a decision under Paragraph 10.05 before such decision becomes final and binding. The mediation will be governed by the Construction Industry Mediation Rules of the American Arbitration Association in effect as of the Effective Date of the Agreement. The request for mediation shall be submitted in writing to the American Arbitration Association. Timely submission of the request shall stay the effect of Paragraph 10.05.E. B. Owner and Contractor shall participate in the mediation process in good faith. The process hall be concluded within 60 days of filing of the request. The date of termination of the mediation shall be determined by application of the mediation rules referenced above. C. If the claim is not resolved by mediation, Engineer's action under Paragraph 1O.05.C or a denial pursuant to Paragraphs 10.05.C.3 or 1O.05.D shall become final and binding 30 days after termination of the mediation unless, within that time period, OW?er or Contractor: I. elects in writing to invoke any dispute resolution process provided for in the Supplementary Conditions, or 2. agrees with the other party to submit the Claim to another dispute resolution process, or 3. gives written notice to the other party of their intent to submit the Claim to a court of competent jurisdiction. ARTICLE 17 - MISCELLANEOUS 17.01 Giving Notice A. Whenever any provision ofthe Contract Documents requires the giving of written notice, it will be deemed to have been validly given if: 1. delivered in person to the individual or to a member of the firm or to an officer of the corporation for whom it is intended, or 2. delivered at or sent by registered or certified mail, postage prepaid, to the last business address known to the giver of the notice. 17.02 Computation a/Times A. When any period of time is referred to in the Contract Documents by days, it will be computed to exclude the first and include the last day of such period. If the last day of any such period falls on a Saturday or Sunday or on a day made a legal holiday by the law of the applicable jurisdiction, such day will be omitted from the computation. 17.03 Cumulative Remedies A. The duties and obligations imposed by these General Conditions and the rights and remedies available hereunder to the parties hereto are in addition to, and are not to be construed in any way as a limitation of, any rights and remedies available to any or all of them which are otherwise imposed or available by Laws or Regulations, by special warranty or guarantee, or by other provisions of the Contract Documents. The provisions of this Paragraph will be as effective as if repeated specifically in the Contract Documents in connection with each particular duty, obligation, right, and remedy to which they apply. EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright @ 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 53 :;---'---'~C"''''''77''''''''''''''''~'--;'-;:;!'':~~'';;-;-'':''':,~;=~:~~~;~"",:",;" ",.~~!'il"~"~~:J'7;r:::F~~"'"'f"'T"'~"',;:";;:-i'T' 'jt!';;';'''')';'''i "':;::;""',':::::"':"':':)~\" 17.04 SUnlival of Obligations I I A. All representations, indemnifications, warranties, and guarantees made in, required by, or given in accordance with I the Contract Docrnnents, as well as all continuing obligations indicated in the Contract Documents, will survive fInal payment, completion, and acceptance of the Work or tennination or completion of the Contract or termination of the services of Contractor. 17.05 Controlling Law A. This Contract is to be governed by the law of the state in which the Project is located. 17.06 Headings A. Article and paragraph headings are inserted for convenience only and do not constitute parts of these General Conditions. ARTICLE 18 - FEDERAL REQUIREMENTS 18.01 Agency Not a Party A. This Contract is expected to be funded in part with funds provided by Agency. Neither Agency, nor any of its departments, entities, or employees is a party to this Contract. 18.02 Contract Approval A. Owner and Contractor wil1 furnish Owner's attorney such evidence as required so that Owner's attomey can complete and eXecute the following "Certificate of Owner's Attorney" (Exhibit GC-A) before Owner submits the executed Contract Docrnnents to Agency for approval. B. Concurrence by Agency in the award of the Contract is required before the Contract is effective. 18.03 Conflict of Interest A. Contractor may not knowingly contract with a supplier or manufacturer if the individual or entity who prepared the plans and specifications has a corporate or financial affiliation with the supplier or manufacturer. B. Owner's officers, employees, or agents shall not engage in the award or administration of this Contract if a conflict of interest, real or apparent, would be involved. Such a conflict would arise when: (i) the employee, officer or agent; (ii) any member of their immediate family; (iii) their partner or (iv) an organization that employs, or is about to employ, any of the above, has a financial interest in Contractor. Owner's officers, employees, or agents shall neither solicit nor accept gratuities, favors or anything of monetary value from Contractor or subcontractors. 18.04 Gratuities A. If Owner finds after a notice and hearing that Contractor, or any of Contractor's agents or representatives, offered or gave gratuities (in the form of entertainment, gifts, or otherwise) to any official, employee, or agent of Owner or Agency in an attempt to secure this Contract or favorable treatment in awarding, amending, or making any determinations related to the performance of this Contract, Owner may, by written notice to Contractor, terminate ~is Contract. Owner may also pursue other rights and remedies that the law or this Contract provides. However, the existence of the facts on which Owner bases such findings shall be an issue and may be reviewed in proceedings under the dispute resolution provisions of this Contract. B. In the event this Contract is terminated as provided in paragraph 18.04.A, Owner may pursue the same remedies against Contractor as it could pursue in the event of a breach of this Contract by Contractor. As a penalty, in addition to any other damages to which it may be entitled by law, Owner may pursue exemplary damages in an EJCDC C-710 Standard General Conditions of thc Construction Contract, Funding Agency Edition Copyright l\:l 2002 National Society oC ProCessional Engineers Cor EJCOC. All rights reserved. 1111710 - 54 I I I I I I I I I I I I I I I I .-'J""".;,.'. I I I I I I I I I I I I I I I I I I I ..~ I--, ':' ';' 'C' ., . .::-;;:....,,~~.. " . .": :'~:'.:C::' :~: ,.', ,. .'. amount (as detennined by Owner) which shall not be less than three 'nor more than ten times the costs Contractor incurs in providing any such gratuities to any such officer or employee. 18.05 Audit and Access to Records A. For all negotiated contracts and negotiated modifications (except those of $10,000 orless), Owner, Agency, the Comptroller General, or any of their duly authorized representatives, shall have access to any books, documents, papers, and records of the Contractor, which are pertinent to the Contract, for the purpose of making audits, examinations, excerpts and transcriptions. Contractor shall maintain all required records for three years after final payment is made and all other pending matters are closed. 18.06 Small, Minority and Women's Businesses A. If Contractor intends to let any subcontracts for a portion of the work, Contractor shall take affirmative steps to assure that small, minority and women's businesses are used when possible as sources of supplies, equipment, construction, and services. Affirmative steps shall consist of: (I) including qualified small, minority and women's businesses on solicitation lists; (2) assuring that small, minority and women's businesses are solicited whenever they are potential sources; (3) dividing total requirements when economically feasible, into small tasks or quantities to pennit maximum participation of small, minority, and women's businesses; (4) establishing delivery schedules, where the requirements of the work pennit, which will encourage participation by small, minority and women's businesses; (5) using the services and assistance of the Small Business Administration and the Minority Business Development Agency of the U.S. Department of Commerce; (6) requiring each party to a subcontract to take the affinnative steps of this section; and (7) Contractor is encouraged to procure goods and services from labor surplus area finns. 18.07 Anti~Kickback A. Contractor shall comply with the Copeland Anti-Kickback Act (18 USC 874 and 40 USC 276c) as supplemented by Department of Labor regulations (29 CFR Part 3, "Contractors and Subcontractors on Public Buildings or Public Works Financed in Whole or in Part by Loans or Grants of the United States"). The Act provides that Contractor or subcontractor shall be prohibited from inducing, by any means, any person employed in the constDlction, completion, or repair of public facilities, to give up any part of the compensation to which they are otherwise entitled. Owner shall report all suspected or reported violations to Agency. 18.08 Clean Air and Pollution Control Acts A. If this Contract exceeds $100,000, Contractor shall comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 USC 7401 et seq.) and the Federal Water Pollution Control Act as an1ended (33 use 1251 et seq.). Contractor will report violations to the Agency and the Regional Office of the EPA. 18.09 State Energy Po!ie-:v A. Contractor shall comply with the Energy Policy and Conservation Act (P.L. 94-163). Mandatory standards and policies relating to energy efficiency, contained in any applicable State Energy Conservation Plan, shall be utilized. 18.10 Equal Opportunity Requirements A. If this Contract exceeds $10,000, Contractor shall comply with Executive Ord\'1f 11246, "Equal Employment Opportunity," as amended by Executive Order 11375, "Amending Executive O~der 11246 Relating to Equal Employment Opportunity," and as supplemented by regulations at 41 CFR part 60, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor." B. Contractor's compliance with Executive Order 11246 shall be based on its implementation of the Equal Opportunity Clause, specific affinnative active obligations required by the Standard Federal Equal Employment EJCDC C-7l0 Standard General Conditions of the Construction Contract, Funding Al:ency Edition Copyright ti.:J 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710-55 A" Opportunity Construction Contract Specifications, as set forth in 41 CFR Part 60-4 and its efforts to meet the goals established for the geographical area where the Contract is to be performed. The hours of minority and female employment and training must be substantially uniform throughout the length of the Contract, and in each trade, and Contractor shall make a good faith effort to employ minorities and women evenly on each of its projects. The transfer of minority or female employees or trainees from Contractor to Contractor or from project to project for the sole purpose of meeting Contractor's goals shall be a violation of the Contract, the Executive Order, and the regulations in 41 CFR Part 60-4. Compliance with the goals will be measured against the total work hours performed. C. Contractor shall provide written notification to the Director of the Office of Federal Contract Compliance Programs within 10 working days of award of any construction subcontract in excess of $10,000 at any tier for construction work under the Contract resulting from this solicitation. The notification shall list the name, address, and telephone number of the subcontractor; employer identification number; estimated dollar amount of subcontract; estimated starting and completion dates of the subcontract; and the geographical area in which the Contract is to be performed. 18.11 Restrictions on Lobbying A. Contractor and each subcontractor shall comply with Restrictions on Lobbying (Public Law 101-121, Section 319) as supplemented by applicable Agency regulations. This Law applies to the recipients of contracts and subcontracts that exceed $100,000 at any tier under a Federal loan that exceeds $150,000 or a Federal grant that exceeds $100,000. If applicable, Contractor must complete a certification foun on lobbying activities related to a specific Federal loan or grant that is a funding source for this Contract. Each tier certifies to the tier above that it will not and has not used Federal appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, or an employee ofa member of Congress in connection with obtaining any Federal contract, grant, or any other award covered by 31 USC 1352. Each tier shall disclose any lobbying with non-Federal funds that takes place in connection with obtaining any Federal award. Certifications and disclosures are forwarded from tier to tier up to the Owner. Necessary certification and disclosure forms shall be provided by Owner. I I I I I I I I I I 18.12 Environmental Requirements A. When constructing a p~iect involving trenching and/or other related earth excavations, Contractor shall comply I with the following environmental constraints: 1. Wetlands - When disposing of excess, spoil, or other construction materials on public or private property, Contractor shall not fill in or otherwise convert wetlands. 2. Floodplains - When disposing of excess, spoil, or other construction materials on public or private property, Contractor shall not fill in or otherwise convert 100 year floodplain areas delineated on the latest Federal Emergency Management Agency Floodplain Maps, or other appropriate maps, i.e., alluvial soils on NRCS Soil Survey Maps. 3. Historic Preservation - Any excavation by Contractor that uncovers an historical or archaeological artifact shall be immediately reported to Owner and a representative of Agency. Construction shall be temporarily halted pending the notification process and further directions issued by Agency after consultation with the State Historic Preservation Officer (SHPO). 4. Endangered Species - Contractor shall comply with the Endangered Species Act, which provides for the protection of endangered and/or threatened species and crrtical habitat. Should any evidence of the presence of endangered and/or threatened species or their critical habitat be brought to the attention of Contractor, Contractor will immediately report this evidence to Owner and a representative of Agency. Construction shall be temporarily halted pending the notification process and further directions issued by Agency after consultation with the U.S. Fish and Wildlife Service. EJCDC C.710 Standard General Conditions of the Construction Contract, Funding AgenCy Edition Copyright @ 2002 National Society of Profession III Engineers for EJCDC. All rights reserved. 00710 - 56 I I I I I I I I I I I I I I I I I I I I I I I I I I I ''j', ,'.'~ EXHIBIT GC-A Certificate of Owner's Attornev I, the undersigned, , the duly authorized and acting legal representative of , do hereby certifY as follows: I have examined the attached Contract(s) and performance and payment bond(s) and the manner of execution thereof, and I am of the opinion that each of the aforesaid agreements is adequate and has been duly executed by the proper parties thereto acting through their duly authorized representatives; that said representatives have full power and authority to execute said agreements on behalf of the respective parties named thereon; and that the foregoing agreements constitute valid and legally binding obligations upon the parties executing the same in accordance with the terms, conditions, and provisions thereof. Date: ~ . EJCDC C-710 Standard General Conditions of the Construction Contract, Funding Agency Edition Copyright II:> 2002 National Society of Professional Engineers for EJCDC. All rights reserved. 00710 - 57 ~,:.'~, - ''''....~,~,''~ ~,. .~ ,,' ~----;---1 . , ~I~,'.~i' ':'h; ~:;:~>-,.~,.,..; .~.:,.':;'", '7,,:"'!' CO I I I I I I I I I I I I I I I I I I I SUPPLEMENT ARY CONDITIONS TO THE GENERAL CONDITIONS ~ ,J I I, I: Ii I I: I, I' I' I I' i I I I I' I. I 1\ I I I: SECTION 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS These Supplementary Conditions to the General Conditions amend or supplement the Standard General Conditions of the Construction Contract (No. C-700, 2002 Edition) and other provisions of the Contract Documents as indicated below. All provisions that are not so amended or supplemented remain in full force and effect. SC - 2.01 DELIVERY OF BONDS Add the followmg to Paragraph: 2.01.A Engineer shall furnish to Contractor six copies of the Agreement and other Contract Documents bound therewith. Contractor shall execute the Agreement, attach executed copies of the required Bonds and Power of Attorney and Certificate of Insurance and submit all copies to Engineer who will forward them to the Owner. Owner shall execute all copies and return two copies to the Contractor. Owner shall also furnish a counterpart or conformed copy to the Engineer and shall retain three copies. SC - 2.03 NOTICE TO PROCEED Delete the first sentence of Paragraph 2.03.A of the General Conditions and insert the following in its place: Following the execution of the Agreement by the Owner and the Contractor, written Notice to Proceed with the Work shall be given by the Owner to the Contractor. The Contract Time will commence to run on the day indicated in the Notice to Proceed. SC - 2.05 BEFORE STARTING CONSTRUCTION Add a new paragraph immediately after paragraph 2.05.A.3 of the General Conditions which is to read as follows: 2.05.A.4 Contractor shall submit a preliminary list of construction equipment with hourly rates, ~wned or rented by the Contractor and all Subcontractors that will be used in the performance of the Work. The equipment list will include information necessary to confinl1 the hourly rates per Paragraph 11.01.A.5.c of the General Conditions and these Supplementary Conditions including: make, model, and year of manufacture as well as the horse power, capacity or weight, and accessories. Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 1 of 12 w' :E,~,.t\" ";~I,W':;: ~~'""'~~r ':' ~:":,I':r'!""" ~~~ C,:,~1!)"~.:'r~n';i:,~') f'~i:;:":":''7~;T'",i.''!'-.i!':;~:~' "~;., ;.,~~;! .' ~,:..,~! ~~'i"""""''''''.'''~r~" ,;,~;.:;". ,~~~"~."...,.." , ..':, ""\!')"."". ~~:'"1""',!:" ,."~:'~'::~.. "'T,?T'''-'-' ;"""''''',-",'--'''''' ,,,.,, . ..' ':",~I\";.;. SC - 2.07 INITIAL ACCEPTANCE OF SCHEDULES Delete the first paragraph of 2.07.A of the General Conditions in its entirety and insert the following in its place: Prior to the first application for payment all schedules and documents identified in paragraph 2.05.A -shall be finalized and acceptable to the Engineer and Owner. No progress payment shall be made to Contractor until acceptable schedules are submitted to Engineer and Owner as provided below. Acceptance of these schedules and documents by either Engineer or Owner will neither impose on Engineer or Owner responsibility for the sequencing, scheduling or progress of the Work and will not interfere with or relieve Contractor from Contractor's full responsibility therefore. Add the following after Paragraph 2.07 .A.3 : Contractor's Schedule of Equipment will be acceptable to Engineer as to form and substance if it provides the necessary information to reference the equipment and establish the hourly rates in accordance with paragraph 11.01.A.5.c. SC - 4.01 AVAILABILITY OF LANDS Add to Paragraph 4.01.C ofthe General Conditions the following: If it is necessary or desirable that the Contractor use land outside of the Owner's easement or right-of-way, the Contractor shall obtain consent from the property owner and tenant of the land. The Contractor shall not enter for materials delivery or occupy for any other purpose with men, tools, equipment, construction materials, or with materials excavated from the site, any private property outside the designated construction easement boundaries or right-of-way without written permission from the property owner and tenant. SC - 4.02 - SUBSURFACE AND PHYSICAL CONDITIONS Delete the first sentence of 4.02.A and replace with the following: A. Reports and Drawings: The Special Provisions identify: ~ .' Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 2 of 12 I I I I I I I I I I I I I I I ~ ~I I I I I I I I I I I I' Ii I 11 I' I I: I I: I II I II SC - 4.03 - DIFFERING SUBSURFACE OR PHYSICAL CONDITIONS Add the following to the end of Paragraphs 4.03.A. Contractor to notify Owner and Engineer in wntmg about differing subsurface or physical conditions within 15 days of discovery and before disturbing the subsurface as stated above. No claim for an adjustment in the contract price or contract times (or Milestones) will be valid for differing subsurface or physical conditions if procedures of this paragraph 4.03 are not followed. SC - 4.04 - UNDERGROUND FACILITIES Add the following new paragraph immediately after Paragraph 4.04.A.2. 3. At least 2 but not more than 10 business days before beginning any excavation, the Contractor shall according to MCA 69-4~501, notify all owners of underground facilities and coordinate the Work with the owners of such underground facilities. The information shown or indicated in the Contract Documents with respect to existing underground facilities is based on information and data obtained from the owners of the facilities without field exploration, and as such, Owner and Engineer are not responsible for the accuracy or completeness of such information or data. SC - 4.06 - HAZARDOUS ENVIORNMENTAL CONDITION AT SITE Change the first sentence of paragraph A to read as follows: A. Reports and Drawings: Reference is made to the Special Provisions for the identification..... sc- 5.02 LICENSED SURETIES AND INSURERS Add the following to the end of Paragraph 5.02.A " .' Without limiting any of the other obligations or liabilities of the Contractor, Contractor shall secure and maintain such insurance from an insurance company (or companies) authorized to write insurance in the State of Montana, with minimum "A.M. Best Rating" of A-, VI, as will protect the Contractor, the vicarious acts of subcontractors, the Owner and the Engineer and their agents and employees from claims for bodily injury, or property damage which may arise from operations and completed operations under this Agreement. Contractor shall not commence work under this Agreement until such Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 3 of 12 ._'.:----:-:,::,~)""-"~"::::;."'7" . '" ,.., . ." . '; ,><:,,' "'.l,,~:,':~";"~ .."~'.'.""" ",~:,,~ ". ,. , ,.~,; ~'" '~~~)!~:: ,. .. '.'~":'1. ':; '. ',. .. ,," :~ ' ", ,.,'ft ,." , insurance has been obtained and certificates of insurance, with binders, or certified copies of the insurance policy shall have been filed with the Owner and the Engineer. All insurance coverages shall remain in effect throughout the life of the Agreement, except that the Contractor shall maintain the Commercial General Liability Policy including product and completed operations coverage for a period of at least one year following the substantial completion date for property damage resulting from occurrences during the agreement period. SC - 5.04 CONTRACTOR'S LIABILITY INSURANCE A~d the following new paragraphs immediately after Paragraph 5.04.B: C. The limits of liability for the insurance required by Paragraph 5.04 of the General Conditions shall provide coverage for not less than the following amounts or greater where required by Law or Regulations: 1. Workers' Compensation, etc. under Paragraphs 5.04.1 and 5.04.2 of the General Conditions. a. b. State Applicable Federal (e.g. Longshoremans) Employer's Liability Statutory Statutory $ 500,000.00 c. 2. Contractor's Liability Insurance under Paragraphs 5.04.A.3 through 5.04. A.6 of the General Conditions which shall also include completed operations and product liability coverage. a. GENERAL AGGREGATE $ 3.000.000.00 b. Products-Completed Operations Aggregate $ 3,000.000.00 c. Personal and Advertising d. Each Occurrence (Bodily Injury and Property Damage) $ 1.000.000.00 ~ ~ e. Coverage will include: 1. Premises - Operations 2. Operations of Independent Contractor 3. Contractual Liability 4. Personal Injury Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENER.J\L CONDITIONS Page 4 of 12 I I I I I I I. I I I I I I I I p I' I I I I I I Ii I, II I I I I I I I I I I I I I '''.'~:~':'"''':.;'~;::~'''''''\ "',~,. 5 Products and Completed Operations 6. Broad Form Property Damage will include explosion, collapse, blasting and underground where applicable. 7. Per Project Aggregate Endorsement 3. Automobile Liability under Paragraph 5.04.A.6 of the General Conditions: a. Bodily Iniury: Each Person Each Accident $ 500,000.00 $ 1,000,000.00 Property Damage: Each Accident $1,000,000.00 (or) b. Combined Single Limit $ 1,000,000.00 Coverage to Include 1. All Owned 2. Hired 3. Non-Owned 4. Contractor's Liability Insurance under 5.04.A.3 through 5.04.A.6 may be satisfied by primary insurance or a combination of primary and excess or umbrella insurance. Primary occurrence limit cannot be less than $1,000,000.00. Deductible not to exceed $5,000.00 per occurrence on property damage. 5. Add a new paragraph at the end of Paragraph 5.04.B. 1 of the General Conditions as follows: The Contractor's insurance coverage shall name the Owner, and Engineer and Engineer's Consultants as an additional insured under Commercial General Liability, Automobile Liability, Excess or Umbrella polices. 6. The Contractual Liability coverage required by Paragraph 5.04.B.4. of the General Conditions shall provide coverage for not less than the following amounts: ~ . Each Occurrence Aggregate $ 1.000,000.00 $ 3.000.000.00 Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 5 of 12 ."",.,~~~~-~.--,_._,..:~:,;;, ":'- ".":"~'..:i!; ~I.,.. '1~~ sc- 5.04.B.5 CANCELATION NOTICE iunend paragraph 5.04.B.5 of the General Conditions by striking out the words "30 days" and replacing them with the words "45 days" and as so amended paragraph 5.04.B.5 remains in effect. SC - 5.06 PROPERTY INSURANCE Delete Article 5.06.A of the General Conditions in its entirety and insert the following in its place: A. Contractor shall purchase and maintain property insurance upon the work at the site in the amount of the full replacement cost thereof (subject to such deductible amounts as may be provided in these Supplementary Conditions or required by Laws and Regulations). This insurance shall: 1. Include the interests of Owner, Contractor, Subcontractors, Sub- Subcontractors, Engineer, Engineer's Consultants, and any other persons or entities identified in the Supplementary Conditions, each of whom is deemed to have an insurable interest and shall be listed as an insured or additional insured; 2. be written on a Builder's Risk "all risk" or open peril or special causes of loss policy form that shall at least include insurance for physical loss and damage to the Work, temporary buildings, false work and materials and equipment in transit and shall insure against at least the following perils or causes of loss: fire, lightning, extended coverage, theft, vandalism and malicious mischief, earthquake, collapse, debris removal, demolition occasioned by enforcement of Laws and Regulations, water damage (other than caused by floods), and other perils or causes of loss as may be specifically required by the Supplementary Conditions. 3. include expenses incurred in the repair or replacement of any insured property (including but not limited to the fees and charges of engineers and architects); 4. cover materials and equipment in transit for incorporation in the 1JI . .. Work or stored at the SIte or at another location pnor to bemg incorporated in the Work, provided that such materials and equipment have been included in an Application for Payment recommended by Engineer; and 5. be endorsed to allow occupancy and partial utilization of the Work by Owner; Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 6 of 12 "~~!:!~~?;.'ri;~~;:;!;~~ I I I I I I I I I I I I I I I I I I I I I I I I I I I I I II I Ii , I Ii I Ii Ii I I Ii I I I' c ( ~,~' ,. 6. include testing and start-up; and 7. be maintained in effect until final payment is made unless otherwise agreed to in writing by Owner, Contractor, and Engineer with thirty days written notice to each other additional insured to whom a certificate of insurance has been issued. B. Contractor shall be responsible for any deductible or self-insured retention. C. The policies of insurance required to be purchased and maintained by Contractor in accordance with this paragraph SC5.06 shall comply with the requirements of paragraph 5.06.C of the General Conditions. D. The policies of insurance required to be purchased and ~aintained by Contractor in accordance with this paragraph 5.06.A shall comply with the requirements of GC - 5.06.C. The qualifications of the insurance company shall comply with the requirements ofSC- 5.02.A. SC-6.02 WORKING HOURS Add the following to Paragraph 6.02.B: Regular working hours are defined as 8 :00 AM. to 5 :00 P.M. Emergency work may be done without prior permission. SC-6.04 PROGRESS SCHEDULE Delete Paragraph 6.04.A.1 of the General Conditions m its entirety and replace with the following: 1. Contractor shall submit to Engineer with each application for payment an updated progress schedule reflecting the amount of work 'completed and adjustments to future work. Such adjustments will be acceptable to Engineer as providing an orderly progression of the Wark to completion within any specified milestones and the Contract Time. No progress payment will be made to Contractor until the updated schedules are submitted to and acceptable to Engineer and Owner. Review and acceptance of progress schedules by the Engineer will neither impose on Engineer responsibility for the . sequencing, scheduling or progress of the Work, nor interfere with or relieve Contractor from Contractor's full responsibility therefore. Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 7 of 12 "!I"'!,!, "~." ",~' ~,.~~' >; . ,',- . 'I"'.' :~ ~.,' -,'( ~',; Ir''':' '^ ._, ';:' 'I" :'. "-1"',,' ~7' ''':',. . , ,,!":, sc- 6.13 SAFETY AND PROTECTION Add new paragraphs to the end of paragraph 6.13.D of the General Conditions as follows: E. It is expressly understood by the parties to this Agreement that the Contractor is solely responsible for initiating, maintaining, and supervising safety precautions and programs in connection with the Work. The right of the Owner and Engineer to observe or otherwise review the Work and operations shall not relieve the Contractor from any of his covenants and obligations hereunder. Contractor shall incorporate all safety requirements into his construction progress and work schedules including preconstruction and scheduled monthly safety meetings, posted safety rules, tailgate meetings, and site inspections by safety and other inspectors employed by the Contractor. F. The Contractor shall be responsible for and shall take necessary precautions and provide all material and equipment to protect, shore, brace, support and maintain all underground pipes, conduits, drains, sewers, water mains, gas mains, cables, etc., and other underground construction uncovered in the proximity, or otherwise affected by the construction work performed by him. All pavement, surfacing, driveways, curbs, walks, buildings, grass areas, trees, utility poles or guy wires damaged by the Contractor's operations in the performance of this work shall be repaired and/or replaced to the satisfaction of the Owner, Engineer, and effected property owner at the Contractor's expense. The Contractor shall also be responsible for all damage to streets, roads, highways, shoulders, ditches, embankments, culverts, bridges, or other public or private property or facility, regardless of location or character, which may be caused by moving, hauling, or otherwise transporting equipment, materials, or men to and from the work or any part of site thereof; whether by him or his subcontractors. The Contractor shall make satisfactory and acceptable arrangements with owner of, or the agency or authority having jurisdiction over, the damaged property or facility concerning its repair or replacement or payment of costs incurred in connection with said damage. G. The Contractor shall conduct his work so as to interfere as little as possible with public travel, whether vehicular or pedestrian. Whenever it is necessary to cross, obstruct, or close roads, driveways, and walks, whether public or private, the Contractor shall obtain approval from the governing party and shall, at his own expense, provide and maintain suitable and safe bridges, detours, and other temporary expedients for the accoII1I1lodation of public and private drives before interfering with them. The provisiorts for temporary expedients will not be required when the Contractor has obtained permission from the owner and tenant of the private property, or from the authority having jurisdiction over public property involved, to obstruct traffic at the designated point. H. Safety provisions must be entirely adequate and meet with City or State and Federal regulations to protect the public on these streets and roads. Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 8 of 12 '-~'~-"~~i I I I I I I I I I I I I I I I I I I I . .~'r I I I Ii I: II I: Ii j Ii I I' I I I! I, Ii I: I I sc- 6.20 INDEMNIFICATION Add a new paragraph immediately after paragraph 6.20.A. ofthe General Conditions which is to read as follows: While Owner and Engineer may have the right under this Contract to observe or otherwise review the work, progress and operations of the Contractor, it is expressly understood and agreed that such observation shall not relieve the Contractor from any of its covenants and obligations hereunder. SC-9.03 PROJECT REPRESENTATIVE Refer to the Special Provisions for identification of the responsibilities and authority and limitations of the Engineer's Resident Project Representative (if any). SC-11.01 COST OF THE WORK Delete paragraph 11.01 .A.5.c of the General Conditions in its entirety and insert the following in its place: l1.01.A.5.c The cost for the use of all construction equipment and machinery and parts thereof whether owned by the Contractor or rented from others. The cost shall be calculated as follows and will include the costs of transportation, loading, unloading, assembly, dismantling and removal thereof for equipment involved only in the changed portion of the work covered under the cost of the Work method. Transportation, loading and assembly costs will not be included for equipment already on the site which is being used for other portions of the Work. The cost of any such equipment, machinery, or parts shall cease when the use thereof is no longer necessary for the Work. Hourly equipment and machinery rates shall be calculated from the Rental Rate Blue Book for Construction Equipment, and the Equipment List submitted according to 8C-2.05 and SC-2.07, and as follows: 1. For working equipment, the hourly rate shall be the monthly rental rate divided by 176 hours per month plus the hourly operating cost. 2. For equipment on standby, the hourly rate shall be 50% of the monthly rental rate divided by 176 hours per month, and the ~ourly operating cost shall not be applied. 3. For specialized equipment rented for a short duration used for change order work or additional work not part of the scope of work bid, the equipment rental rates will be negotiated prior to the work being performed. . Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 9 of 12 ;-:":-"'~~:-.'~''7''",.;..:~.",:~:r:'""'~''lVr;T~'''''~~~',~~,~:-::,,,,"-'''C'''''~~~~o:'~"'~''-"':';':'''"''""~~''."'''"'+:"":'~''''''~''-' . .. "~"':"-""''''''''''''''.'''''- ..,._,"'......-:~",_._-:~_.. -:-:,"':" ,,,:~,,. . ,. ,..';'~'.~~~'~~'S'""'~,!~:.r',:r""::':.....:,:'.,';~::;;".."' T:::;:".:';' '::,.. "i' SC-ll.03 UNIT PRICE WORK Delete paragraph 11.03.D.l and 2 of the General Conditions III its entirety and insert the following in its place: 1. the quantity of a particular item of Unit Price Work performed by Contractor differs by more than 25% from the estimated quantity of such item indicated in the Agreement, and 2. the total cost of the particular individual item of Unit Price Wark amounts to 10% or more of the Contract Price which is the total sum of all schedules (if any). and SC- 14.02.A APPLICATIONS FOR PAYMENTS Add the following language at the end of paragraph I4.02.A.l of the General Conditions: Payments for materials in storage shall be based only upon the actual cost of the materials and equipment to Contractor and shall not include any overhead or profit. Bill of Sale. invoice or other document warranting clear title for materials in storage will be waived far the material in storage included in the first progress payment application. However. proof of payment and clear title must be submitted with Application Na. 2 for all material included in Application No.1. Without such documentation amounts paid for materials in storage will be deducted from subsequent payments. Beginning with the second application, all requests for payment far materials in storage shall be accompanied by Bill of Sale, invoice or other dacument warranting clear title as required above. Add the following ta Paragraph l4.02.A.3: In accordance with state law the Owner may accept deposited securities in lieu of cash retainage. Retainage may be used by the Owner ta affset costs for any of the losses enumerated in Paragraphs l4.02.B.5.a through l4.02.B.5.d inclusive, l4.02.D.l.a. through I4.02.D.l.d inclusive. or I5.02.C. In addition retainage may be used by the Owner to protect against loss from failure by the Contractor to complete necessary work and ta offset any liquidated damages due Owner. Add a new paragraph after paragraph to I4.02.A.3 to read: 4. Each application for progress payment shall be accompanied by Contractor's updated progress schedule, shop drawing ~chedule, procurement schedule, and other data specified herein or reasonably required by Owner or Engineer. The Owner reserves the right to require submission of monthly certified payrolls by the Contractor. Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 10 of 12 I I I I I I I I I I I I I I I I I I I I I I I; I: I, I I; i 11 I I, I' I I' , Ii I I' I I' SC -14.02.C PAYMENT BECOMES DUE Delete Paragraph 14.02.C.1 of the General Conditions in its entirety and insert the following in its place: 1. The Owner will, upon presentation to him of the Contractor's Application for Payment with Engineer's recommendation, review and act upon said payment request once each month on or about the day of each month stipulated by the Owner at the preconstruction conference. Payment will become due when Owner approves the application for payment and will be paid by Owner to Contractor with in 30 days of the day of the month stipulated above at the preconstruction conference. SC- 14.02.D.l'.c Amend the sentence of Paragraph 14.02.D.1.c to read: .. . entitling Owner to a set-off against the amount recommended, including liquidated damages; or... SC-14.03 CONTRACTORS WARRANTY OF TITLE Add the following at the end of Paragraph 14.03.A of the General Conditions: Neither recommendation of any progress payment by Engineer nor payment by the Owner to Contractor, nor any use or occupancy of the Work or any part thereof will release the Contractor from complying with the Contract Documents. Specifically the Contractor shall maintain in accordance with Article 5, property insurance on all Work, materials, and equipment whether incorporated in the project or not and whether included in an application for payment or not, for the full insurable value thereof. Passing title to Owner for materials and equipment included in an application for payment does not relieve the Contractor of the Contractor's obligation to provide insurance (including property insurance) as required in Article 5 of the General Conditions and these Supplementary Conditions. All insurance shall remain in effect as provided in Article 5. SC- 14.05 PARTIAL UTILIZATION ~ Add the following to Paragraph 14.05.A: Owner has the right to take possession of or use any completed or substantially completed portions of the work at any time, but such taking possession or use will not be deemed an acceptance of any work not completed in accordance with the Contract Documents. Owner's use of any facilities so identified in the Contract Documents will not be grounds for extension of the contract time or change in the contract price. Owner's Section 00810 SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS Page 11 of 12 '.~~~ ."'~,N" '7".~'.' ,. :-....,..~~ "C.~~~~~".~~:l ':':f:":'""':'!;\~.;,:~~r.1~~'i"''''"~..7''''/~",'~~~~,~:"::\.~-~''''''''"''''''''''''.'~::'~~c'~. ~~;')~f.. ,........'\.-"~,.:.:"7"'~(:"',',o'. 7'" - ,.,.,. :' :.'~,:.., ,'. -.....,....,~,..--._..,--"."'_... :"'~T" ._,;:-~,.." ..., ..':~'~, :'. use of any facilities not specifically identified in the Contract Documents will be in accordance with conditions agreed to prior to such use, and any extra costs or delays in completion incurred and properly claimed by Contractor will be equitably adjusted with a Change Order. Facilities substantially completed in accordance with the Contract Documents which are occupied or used by Owner prior to substantial completion of the entire work will be done in accordance with General Conditions 14.04. Guarantee periods for accepted or substantially completed work including mechanical and electrical equipment will commence upon the start of continuous use by Owner. All tests and instruction of Owner's personnel must be satisfactorily completed, and Owner shall assume responsibility for and operation of all facilities occupied or used except as may arise through portions of work not yet completed by Contractor If the work has been substantially completed and the Engineer certifies that full completion thereof is materially delayed through no fault of the Contractor, the Owner shall, without terminating the Agreement, make payment of the balance due for the portion of the work fully completed and accepted. SC- 14.06 FINAL INSPECTION Add the following to Paragraph l4.06.A: After Contractor has remedied all deficiencies to the satisfaction of the Engineer and delivered all construction records, maintenance and operating instructions, schedules, guarantees, bonds, certificates of inspection, and other documents (all as required by the Contract Documents), Owner and Contractor shall be promptly notified in writing by Engineer that the work is acceptable. SC- 17.01 GIVING NOTICE Add the following to Paragraph 17.0l.A: The mailing address for giving notices to Contractor given in the Agreement is hereby designated as the place to which all notices, letters, and other communication to Contractor will be mailed or delivered. The mailing address for giving notices to Owner given in the Agreement is hereby designated as the place to which all notices, letters, and other communication to Owner shall be mailed or delivered. Either party may change his address at any time by an instrument in writing delivered to Engineer and to other party. '" " END OF SECTION Section 0081 0 SUPPLEMENTARY CONDITIONS TO mE GENERAL CONDITIONS Page 12 of 12 I I I I I I I I I I I I I I I '" "I I I I -----,-.---,.---..,..,. . . .. . ',,'" '.,....' ",.' , "" ' , I I I I I I I I I I I I I I I I I I I ENGINEER'S SUPPLEMENTARY CONDITIONS TO THE , GENERAL CONDITIONS ,. ~ ~~";~?~ '1"'" .~,. ~. I I I I I I I I I I I I I I I I I I I ENGINEER'S SUPPLEMENTARY CONDITIONS TO THE GENERAL CONDITIONS These Supplementary Conditions to the General Conditions amend or supplement the Standard General Conditions of the Construction Contract (No. 1910-8, 1996 Edition) and the Funding Agency Edition No. (19] 0-8-FA, 1997 Edition) and other provisions of the Contract Documents as indicated below. All provisions which are not so amended or supplemented remain in full force and effect. ESC - 3.06 DRA WINGS AND SPECIFICATIONS - New Article 1. The Drawings and Specifications identify the scope, quality, materials, equipment and general requirements of the Work. The Contractor shall furnish all labor, materials, tools, equipment, and transportation necessary for the proper execution of the Work in accordance with the Contract Documents, and all incidental work necessary to complete the project in an acceptable manner, ready for use, occupancy or operation by the Owner. B. In case of conflict between the Drawings and Specifications, the Specifications shall govern. Figure dimensions on Drawings shall govern over general Drawings. 3. The Drawings con vey the general arrangement, quality and intent of theW ork and due to the scale and for clarity do not show all details associated with the Work. The requirements of items manufactured by different manufacturers may vary. The Contractor shall submit shop drawings to ill ustrate the use of specific manufactured items and all details of the Work. ESC - 6.24 - GAS, POWER, TELEPHONE, MUNICIPAL AND PRIVATE UTILITIES- New Article 1. The Contractor shall give written notice to all private and public utility companies having or potentially having utilities in the vicinity ofthe Work before starting any construction on the Work. The notice shall give the date or dates that the Contractor intends to start work and the location of his construction activities. B. The Contractor shall be responsible for checking with the owners of the private and public utilities as to the locations of such utilities; i.e., water service lines, valve boxes, sanitary sewer services, natural gas lines, propane lines, underground telephone lines, underground satellite dish lines, etc. The Contractor shall be solely responsible for any damage done to such utilities due to failure to locate them or to properly protect them. The Contractor shall bear all costs itt::urred to repair and/or replace any damaged utilities as a result of his work and shall keep all utilities in service during the term of the contract at no cost to the Owner. 3. The Plans show the general locations of utilities. They are shown only to assist the Contractor in preparation of his Bid, and should not be assumed to be complete or accurate in location or amount. ENGINEER'S SUPPLEMENTARY CONDITIONS 1 "'~' ~"'" "~~,"~-::;,'';~.~:'':''"." . ."" "';.. "~,:,.:''C1''k':'',,JI'':'. ..' ':i~":; ';'1";;. "" ". ' , :~..--::;:-7:"J"":7:::-;::;::::~":1":::" ,. D. Plans showing the locations of gas, power and telephone utilities within the project shall be procured by the Contractor from the utility companies. It shall be solely the responsibility of the Contractor to fully coordinate his work with the utility companies and to keep them informed of his construction activities so that these vital utilities are fully protected at all times. 5. The contractor shall be responsible for coordinating and paying for any work required to stabilize utilities. This shall include but not be limited to holding poles, supporting guy wires, staking lines out of trenches, etc. ESC - 6.25 - TEMPORARY CONSTRUCTION SIGNING AND TRAFFIC CONTROL - New Article A. The Contractor shall furnish all signs, barricades, lights and other items to insure public safety and to facilitate movement of vehicular and pedestrian traffic. When indicated in the General Requirements of these Contract Documents, the Contractor shall furnish a detailed signing plan showing how he plans to maintain traffic in and around the construction area. 2. The Contractor shall furnish and maintain such traffic control and signing in strict accordance with the current edition of the Manual on Uniform Traffic Control Devices for Streets and Highwavs, as published by the U.S. Department of Commerce. Costs for this work will be considered incidental and no additional compensation will be allowed therefor. ESC ~ 6.26 ~ TRAFFIC. NOISE. DUST. AND SMOKE CONTROL - New Article A. The Contractor shall comply with all local, state and federal guidelines, laws and regulations with regard to the following: 1) barricades, warning signs, and traffic control; 2) speed and weight restrictions; 3) noise control; 4) dust control; and 5) smoke control The Contractor shall submit to the Engineer an equipment, traffic and road closure plan for approval ten (10) days in advance of the initiation of construction. The Owner further reserves the right to reject any work completed prior to the issuing of approval of the required submittals contained herein. ESC ~ 6.28 - SURVEYS - New Article A. The Owner will furnish all boundary surveys and establish all base lines for locating the principal component parts of the Work together with a suitable number of bench marks adjacent to the Work as shown in the Contracl Documents. From the information provided ~ by the Owner, unless otherwise specified in the Contract Documents, the Contractor shall ~ develop and make, with his own materials, labor and equipment, all detailed surveys needed for construction such as slope stakes, batter boards, blue-tops, grade stakes and other working points, lines, elevations and cut sheets. ENGINEER'S SUPPLEMENTARY CONDITIONS 2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I - ~ -: ,.~ . ."-!'~::::'.-','7"..,,:~{.'- . .~,\... " .~'.~1'~:"1'.~: ," '. ,. '': .;k-:";:~'.','::-; 3. The Contractor shall carefully preserve bench marks, reference points and stakes and, in case of willful or careless destruction, will be charged with the resulting expense and shall be responsible for any mistake that may be caused by their unnecessary loss or disturbance. ESC - 10.01 - AUTHORIZED CHANGES IN THE WORK Add the following to Paragraph lO.OIA. The Owner reserves the right to modify or remove from the Contract any bid item or bid quantity in order to stay within the allowed funding for the construction of the project. ESC - 10.05 - CLAIMS AND DISPUTES Add a new paragraph after paragraph 10.OS.D. 5. The Engineer may give the Contractor a written directive to proceed with the disputed work and to maintain complete and accurate records of the time and costs associated therewith. In completion of the project, time is of the essence. The Contractor shall continue to actively execute all work that is not direct! y affected by the disputed work. When the Engineer gi ves the Contractor a written notice to proceed with the disputed work, the Contractor shall, without delay, issue a notice of protest and intent to claim and proceed with the disputed work. Failure of the Contractor to actively and effectively pursue the work shall be sufficient grounds for the Owner to terminate the services of the Contractor as provided in Article 15.02 of the General Conditions; except, however, that the 7 -day notice of termination shall be given only once. Resumption of work by the Contractor, afterreceiving notice of termination, will not reinstate the 7-day notice period, and the Owner may, at any time after the 7 -day period, immediately take whatever action the Owner deems necessary to maintain the construction schedule, at the Contractor's expense. ESC -14.02.A.3 - APPLICATION FOR PAYMENTS Add the following to the end of paragraph 14.02.A.3. In addition to the retainage herein discussed, the Owner will retain one (1) percent of the total amount of each partial payment estimate for the Montana Contractor's Tax. ESC - 16.02 - ARBITRA TIONILITIGA TION - New Article " .. 1. All claims, disputes, and other matters in question arising out of, or relating to, the Contract Documents or the breach thereof, except for claims which have been waived by the making of an acceptance of final payment as provided by Article 14.09, may be decided by arbitration, if the parties mutually agree, in accordance with the Construction Industry Arbitration Rules of the American Arbitration Association. Any agreement to arbitrate shall be specifically enforceable under the prevailing arbitration law. The award rendered by the ENGINEER'S SUPPLEMENTARY CONDITIONS 3 ""''::'''''"::~'''l":;;'''~;'~',::~:,,~',;r':"~:~~r~~'''m'~~~.'W:;~''"i'~;~~~~~:'~":':": "r '~:,";:;-::~'"'l~,:~(:,'''"''tN::,~~-:.'''""F' ..~""'~~~~1~\\-;~"'"::\':.""71"",; ;~:"1;\~>.'r-'''', '~.r~!~ ~ ~':';'I"',."':~~"T'""""'""ry_~~~'~:" ""';"' - . ":""'"",...,.......,::--:;-r:'J:r~~~.r.,;:~,-\':''?I;:' arbitrators shall be final, and judgment may be entered upon it In any court having jurisdiction thereof. B. Notice of the demand for arbitration shall be filed in writing with the Owner party to the Contract Documents and with the American Arbitration Association, and a copy shall be filed with the Engineer. Demand for arbitration shall in no event be made on any claim, dispute, or other matter in question which would be barred by the applicable statute of limitations. 3. The Contractor shall carry on the work and maintain the progress schedule during any arbitration proceedings, unless otherwise mutually agreed in writing. 4. In any litigation arising out of the contract documents or any other action taken to enforce the terms of the contract documents, the succes.sfullitigant shall be entitled to receive from unsuccessful litigant, in addition to the costs and disbursements allowed by statute, reasonable attorney's fees to be fixed and determined by the Court. F' .. ENGINEER'S SUPPLEMENTARY CONDITIONS 4 I I I I I I I I I I I I I I I I I I I ~ , , , , , , , , , , , NllSC"ELL^N"EO\JS vorovlS f' '" . I I I I I I I I I I I I I I I I I I I Notice of Award Dated PrOject Owner: Owner's Contract No: Contract Engineer's Project No.; Bidder: Bidder's Address; (send Certified Mail, Return Receipt Requested) You are notified that yourBid dated _ for the above Contract has been considered. You are the Successful Bidder and are awarded a Contract for (Indicate total Work, alternates or sections or Work awarded.) The Contract Price of your Contract is _ _ Dollars ($_). (Insert appropriate data if Unit Prices are used. Change language for Cost-Plus contracts.) _ copies of each of the proposed Contract Documents (except Drawings) accompany this Notice of Award. _ sets of the Drawings will be delivered separately or otherwise made available to you immediately. You must comply with the following conditions precedent within [15] days of the date you receive this Notice of Award. 1. Deliver to the Owner L--1 fully executed counterparts of the Contract Documents. 2. Deliver with the executed Contract Documents the Contract security [Bonds] as specified in the Instructions to Bidders (Article 20), [and] General Conditions (Paragraph 5.01) [and Supplementary Conditions (Paragraph SC-5.01 ).] 3. Other conditions precedent Failure to comply with these conditions within the time specified will entitle Owner to consider you in default, annul this Notice of Award and declare your Bid security forfeited. Within ten days after you comply with the above conditions, Owner will return to you two fully executed counterpart of the Contract Documents. Owner By: ~ .' Authorized Signature Title Copy to Engineer EJCDC No. ('-510 (2002 Edition) Prepared by the Engineers' Joint Contract [)ocuments Committee and endorsed hy the Associated General Contractors of Amcrica and the Construction Sp.,cifications Institute. Pagc J of I Client#: 67000 SHUMAKER . ACORDTM RODUCER ontana International Ins. ~ Member of Payne Financial Group P.O. Box 6710 reat Falls 59406-6710 RECEiVE DATE (MMIDDIVYVY) 10/18/2006 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW, CERTIFICATE OF LIABILITY INSURANCE Shumaker Trucking & Excavatink Contractors, Inc.; PO Box 1279 '" re at We Great Falls, MT 59403 INSURERS AFFORDING COVERAGE INSURER A: Cincinnati Insurance Company SURER B: NAIC# INSURER 0: INSURER E: I fOVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN. THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. If~R NSRC TYPE Of INSURANCE POLICY NUMBER PJ>l-l~~:~~6g,W\E p~~fl(~~~~N LIMITS GENERAL LIABILITY CPP0860775 12/31/05 12/31/06 EACH OCCURRENCE $1,000,000 - DAMAGE T9~RENTED X COMMERCIAL GENERAL LIABILITY $500 000 II I CLAIMS MADE [K] OCCUR MED EXP (Anyone perool1) $10 000 X PO Ded:2,OOO PERSONAL & ADV INJURY $1,000,000 GENERAL AGGREGATE $2.000 000 I ~'L AGGREAE LIMIT APPLIES PER: PRODUCTS - COMPIOP AGG $2.000.000 PRO- n POLICY JECT LOC A ~TOMOBILE LIABILITY CPP0860775 12/31/05 12/31/06 COMBINED SINGLE LIMIT .!... ANY AUTO (Ea accident) $1,000,000 I ALL OWNED AUTOS BODILY INJURY - $ SCHEDULED AUTOS (Per person) - .!... HIRED AUTOS BODILY INJURY $ I X NON-OWNED AUTOS (Per eccident) - X Drive Other Car PROPERTY DAMAGE (Per accident) $ II GARAGE LIABILITY AUTO ONLY - EA ACCIDENT $ ==i ANY AUTO OTHER THAN EA ACC $ AUTO ONLY: AGG $ II 3ESSIUMBRELLA LIABILITY EACH OCCURRENCE $ OCCUR D CLAIMS MADE AGGREGATE $ $ ~ DEDUCTIBLE $ II RETENTION $ $ WORKERS COMPENSATION AND I T~~-t~~Ws I IOJ~- EMPLOYERS' LIABILITY ANY PROPRIETOR/PARTNER/EXECUTIVE E.L. EACH ACCIDENT $ II OFFICER/MEMBER EXCLUDED? E.L. DISEASE - EA EMPLOYEE $ If ~es, describe under S ECIAL PROVISIONS below E.L. DISEASE - POLICY LIMIT $ OTHER I bSCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES I EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS RE: City of Bozeman Phase I Landfill Closure Irotlflcatlon due to non-payment of premium will always be 10 days. I~ERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION II Great West Engineering DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL ---3.0..... DAYS WRITTEN PO Box 4817 NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL Helena, MT 59604 IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES. I LORD 25 (20011081. of 2 AU;;;~IZED REPRESE~~IVE ..../I.~ ~LJ_ #S255350/M215124 "--.... , AR1 @ ACORD CORPORATION 1988 ---.......---.-...- I Certificate of Insurance THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE IS NOT AN INSURANCE POLICY AND DOES NOT AMEND, EXTEND, OR ALTER THE COVERAGE AFFORDED BY THE POLICIES LISTED. I This is to Certify that RECEIVED OCT 1 6 2006 ~ Liberty ~ Northwest,. I I Mt:.llb~t of Uberty Mutual Group I SHUMAKER TRUCKING & EXCAVATING PO BOX 1279 GREAT FALLS MT 59403-1279 1.1.111.1...1..111.....11....11..1111..111.1..1...11.1...1..11 GreatWest POBox 4555 Portland, OR 97208-4555 503.239.5800 I I is, at the date of the certificate, insured by the Company under the policylies) listed below, The insurance afforded by the listed policy(ies) is subject to all their terms, exclusions and conditions and is not altered by any requirement, term or condition of any contract or other document I with reslllOcl to which this certificate may be issued. EXPIRATION TYPE OF POLICY DATE POLICY NUMBER LIMITS OF LIABILITY COVERAGE AFFORDED UNDER W.C. LAW OF COVERAGE AFFORDED UNDER W.C. LAW OF FOLLOWING STATES: FOLLOWING STATES: ~ WORKERS' MT COMPENSATION 7/01/2007 WC4-1NC-012318 EMPLOYERS LIABILITY LIMITS EMPLOYERS LIABILITY LIMITS Each Accident $ 1,000,000 Each Accident S Disease ~ policy IImll S 1,000,000 Disease - policy Iimil S Disease - each employee S 1 000,000 Oiseose - each employee S MARITIME COVERAGE-FOLLOWING STATES LIMIT OF lIAB,-MARITIME COVERAGE GENERAL LIABILITY General Aggregate S 0 Commercial General Products Comp/OPS Aggregate S liability (Occurrence) Personal & Advertising Injury S 0 Owner's and Each Occurrence $ Contractor's Protective Fire Damage (Anyone fire) S 0 Medical Ex"ense IAnv one "erson) S AUTOMOBILE LIABILITY 0 Any Auto CSl S 0 All owned Autos Bodily Injury (Per Person) $ 0 Scheduled Autos Bodily Injury (Per Accident) S 0 Hired Autos Properly Damage S 0 Non-owned Autos 0 Garage liability 0 OTHER LOCATION(5) OF OPERATIONS & JOB # (IF APPLICABLE) DESCRIPTION OF OPERATIONS CITY OF BOZEMAN PHASE I LANDFILL CLOSURE ALL OPERATIONS OF INSURED ***PLEASE FAX TO PH 406-727-9995*** CANCELLATION: SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING COMPANY WILL ENDEAVOR TO MAIL ~ DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED BELOW, BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION DR LIABILITY OF ANY KIND UPON THE COMPANY, OR REPRESENTATIVES. I I I I I I I I I I GREAT WEST ENGINEERING PO BOX 48 17 HELENA MT 59604-4817 1.1.1.1.1...11.1111..11111111111.11.1.1111...1...1111..11'11.1 ~ MAILED TO: I CERTIFA EFS ms 10/11/2006 DATE ISSUED BILLINGS Marketin9 OFFICE '" IMPORTANT If the certificate holder is an ADDITIONAL INSURED. the policy(ies) must be endorsed. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). If SUBROGATION IS WAIVED. subject to the terms and conditions of the policy. certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). DISCLAIMER The Certificate of Insurance on the reverse side of this form does not constitute a contract between the issuing insurer(s), authorized representative or producer. and the certificate holder, nor does it affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon. ACORD 25-5 (2001/08) 2 of 2 #S255350/M215124 . NOTICE TO PROCEED .. Dated: October 23, 2006 - TO: Schumaker Truckim! Excavating (CONTRACTOR) ADDRESS1: PO Box 1279 Great Falls, MT 59403 . . - Contract: City of Bozeman Phase I Landfill Closure (Insert name of Contract as it appears in the Contract Documents) Project: City of Bozeman Phase I Landfill Closure OWNER'S CONTRACT NO. N/A . You are notified that the Contract Times under the above contract will commence to run on October 25, 2006. By that date, you are to start performing your obligations under the Contract Documents. In accordance with Article 4 of the Agreement the date of Substantial Completion is December 24, 2006 and the date of readiness for final payment is not applicable. - . Before you may start any Work at the Site, you must (add other rcquircments) N/A . . . City of Bozeman (OWNER) ~ ~A.Q " (AUTHORIZED SIGNATURE) By: . . City of Bozeman (TITLE) . Copy to ENGINEER . .. . (Use Certified Mail, Return Receipt Requested) .. .. EJCDC No. 1910-23 (1996 Edition) Prepared by thc Engineers Joint Contract Documents Conunittee and endorsed by The Associated General Contractors of America and the Construction Specifications Institute. ~....'~_\lr__ ...._ t[n~.' 'l;:,J....~~~" - -~':::::""::"_....!:..._"n ~ ~~~."'II'" &.I.3LILUL~. Change Order instructions A. GENERAL INFORMATION This document was developed to provide a uniform format for handling contract changes that affect Contract Price or Contract Times. Changes that have been initiated by a Work Change Directive must be incorporated into a subsequent Change Order if they affect Price or Times. Changes that affect Contract Price or Contract Times should be promptly covered by a Change Order. The practice of accumulating Change Orders to reduce the administrative burden may lead to u'nnecessary disputes. If Milestones have been listed in the Agreement, any effect of a Change Order thereon should be addressed. For sLlPplemental instructions and minor changes not involving a change in the Contract Price or Contract Times, a Field Order should be used. B. COMPLETING THE CHANGE ORDER FORM Engineer normally initiates the form, including a description of the changes involved and attachments based upon documents and proposals submitted by Contractor, or requests from Owner, or both. Once Engineer has completed and signed the form. all copies should be sent to Owner or Contractor for approval, depending on whether the Change Order is a true order to the Contractor or the formalization of a negotiated agreement for a previously performed change. After approval by one contracting party, all copies should be sent to the-other party for approval. Engineer should make distribution of executed copies after approval by both parties. If a change only applies to price or to times, cross out the part of the tabulation that does not apply. I" ~ EJCDC No. C-941 (2002 Edition) Prepared by the Engineers' Joint Contract Documents Committee and endorsed by the Associated General Contractors of America and the Construction Srecifications Institute. Page 2 of2 -- . . - . - . - . . . . . . . .. .. .. .. I I I I I I I I I I I I I I I I I I I Work Change Directive No. Date of Issuance: Effective Date: Project: I Owner: Owne~s Contract No.. Contract: Date of Contract: Contractor: Engmeer's Project No.: You are directed to proceed promptly with the following change(s): Item No. Description Attachments (list documents supporting change): Purpose for Work Change Directive: o Authorization for Work described herein to proceed on the basis of Cost of the Work due to: D Nonagreement on pricing of proposed change. D Necessity to expedite Work described herein prior to agreeing to changes on Contract Price and Contract Time. Estimated change in Contract Price and Contract Times: Contract Price $ (increase/decrease) Contract Time (increase/decrease) days If the change involves an increase, the estimated amounts are not to be exceeded without further authorization. Recommended for Approval by Engineer: Date I" '" Authorized for Owner by: Date Accepted for Contractor by: Date Approved by Funding Agency (if applicable): Date: EJCDC Nn. C.940 (2002 Edition) Prepared hy the Engineers' .Joint Contnd Documenb Committee and endorsed b~' the Associated General Contractors of America and the Construction Specifications Institute. Page 10ft I I I I I I I I I I I I I I I I PROGRESS PAY ESTIMATE PROJECT: OWNER: CONTRACTOR: CONTRACT CHANGE ORDER SUMMARY AGENCY APPROVAL NO. DATE AMOUNT , TOTAL $ - DATE: PAY ESTIMATE NO.: PAYMENT PERIOD: PROJECT NO.: to ESTIMATE 1. Original Contract $ - 2. Change Orders $ - 3. Revised Contract (1+2) $ - 4. Work Completed $ - 5. Stored Materials $ - 6. Total Earned to Date (4+5) $ - 7. Retainage @_% 8. Previous Payments $ - 9. Gross Amount Due (6-7-8) $ - 10.1% MT Gross Receipts Tax (9xl%) $ - 11. Net Due to Contactor (9-10) $ - Contract Time + or - Change Order Total Contract Time Less Used Total Days Remaining Percent of Time Used CONTRACT TIME Start Stop o Weather Days Substantial Completion #DIV/O! o ENGINEER'S CERTIFICATION: CONTRACTOR'S CERTIFICATION: The undersigned Contractor certifies that to the best of their knowledge, information and belief the work covered by this payment estimate has been completed in accordance with the contract documents, that all amounts have been paid by the contractor for work for which previous payment estimates was issued and payments received from the owner, and that current shown herein is now due. Contractor By Date ~ ~ APPROVED BY OWNER: I I I Owner By Date The undersigned certifies that the work has been carefully inspected and to the best of their knowledge and belief, the quantities shown in this estimate are correct and the work has been performed in accordance with the contract documents. Engineer By Date ACCEPTED BY AGENCY: The review and acceptance of this estimate does not attest to the ccorrectness of the quantities shown or that the work has been performed in accordance with the contract documents. By Title Date PROGRESS PAY ESTIMATE MATERIALS STORED THIS PERIOD UNIT ttMmWnmWili 1mi)~liIiri.i~Irflj If:KnWrWHN mmWffMlmm lffWNNf;tM IHUnlN&f@{ ;vti@i!Jml~l' QUANTITY I1~@~~~@~ml~ttfJ~t~~1~~ rg~~~lf1lj~ff.ft~ ~1J.ttl~~f~tlIt~ f~~~~~lf~~~l~~t~lt~fl ~JJttJt~~~~tf~JJll~~ ~~~~~~~!~if~~~t~I~lJJft r~~;r ~.W:.'~.. IIIIJllJI~flf~f ttl~~~~i~~~t~ii~till~Jit ~~IJlt~llttlf tlfI~ltI~~fI~~t~~ ~lI~J~r~~~rt]J~i ~~~1~~I~~~~~;~~~~~~~~t~~f:llrJf~ ~:~~::~::: ~~:~:W:'. ~~lf~~~l~J]~~lttt~Jlli~ ~li~~t~iftitrmmiJ ~~JJ{~f:t~J.rlfMl~~ ~~~~~@~~~~lIJ.tt@fiffI frff~trf.Jt~1~J1J~~~~ ~~~{~~~~t~lff~f~llfJ ~t.liimlgit.@f~U~t~~~~ i~if@t~tJl~lItil rJl~tiilg~i~~~~~J~flJ~ 'i~mI1~l~ttf@jJ f~~t~~Il~~~~f~lII~Il~ llI~11rltrlj!~ ~~~~!~llj~t~~t~lIfItJr~ ff~lffl;$Jjf.J1m~~~ PROJECT: OWNER CONTRACTOR o o o o o .... CONTRACT AMOUNTS EST. UNIT BID UNIT QUANTITY PRICE ITEM DESCRIPTION TOTALS @111~l@lllf~lMIll*tr~l~i~~J~~J!f~il~l4~~~~~~~~ $ ITEM DESCRIPTION TOTALS Total Work to Date and Stored Materials TOTAL COST $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - DATE PREPARED PAY ESTIMATE NO PAYMENT PERIOD PROJECT NO. THIS PERIOD QUANTITY COST $ - $ - $ - $ - $ - $ - $ - $ . $ - $ . $ - $ - $ - $ - $ - $ - $ - $ - m::m;M:::IHqn:r~l $ - 01/00/00 o to o PROGRESS STATUS PI3EVIOUS TO DATE TOTAL TO DATE QUANTITY COST QUANTITY COST $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - $ - Wl~mMmW@w.@ $ - !JWlfMWfMi.Hl $ - COST ------------------- Page 1 I I I I I I I I I I I I I I I I I I I Certificate of Substantial Completion Project: lowner: Owner's Contract No.; Co ntract Date 01 Contract: Contracto r. Engineer's Project No.: This [tentative] [definitive] Certificate of Substantial Completion applies to: D All Work under the Contract Documents: D The following specified portions: Date 01 Substantial Completion The Work to which this Certificate applies has been inspected by authorized representatives of Owner, Contractor and Engineer, and found to be substantially complete. The Date of Substantial Completion of the Project or portion thereof designated above is hereby declared and is also the date of commencement of applicable warranties required by the Contract Documents, except as stated beiow. A [tentative] [revised tentative] [definitive] list of items to be completed or corrected, is attached hereto. This list may not be all- inclusive, and the failure to Include any items on such list does not alter the responsibility of the Contractor to complete all Work in accordance with the Contract Documents. The responsibilities between OWNER and CONTRACTOR for security, operation, safety, maintenance, heat, utilities, insurance and warranties shall be as provided in the Contract Documents except as amended as follows: D Amended Responsibilities D Not Amended Owner's Amended Responsibilities: Contractor's Amended Responsibilities: The following documents are attached to and made part of this Certificate: This Certificate does not constitute an acceptance of Work not in accordance with the Contract Documents nor is It a release of Contractor's obligation to complete the Work in accordance with the Contract Documents, Date Executed by Engineer ,. . Date Accepted by Contractor Date Accepted by Owner EleDe No. C-62.5 (2002 Edition) Prepared by the Engineers' Joint Contract Docwnents Committee and endorsed by the Associ:ated General Contractors of America and the Construction Specificstions Institute. Page 1 of! I I I I I I I I I I I I I I I I I I I WAGE RATES ~ ., I I I I I I I I I I I I I I I I I I I MONTANA PREVAILING WAGE RATES Heavy Construction Rates effective: March 10, 2006 Brian Schweitzer, Governor State of Montana Keith Kelly, Commissioner Department of Labor & Industry To obtain copies of prevailing wage rate schedules, contact: Research and Analysis Bureau, Workforce Services Division Montana Department of Labor and Industry P. Q. Box 1728, 840 Helena Ave. Helena, MT 59624~1728 Phone 406~444~2430 FAX 406~444.2638 Toll free 800~541 ~3904 TOO 406~444~0532 We're also on the Internet at: www.ourfactsyourfuture.org For information relating to public works projects and payment of prevailing wage rates visit ERD at: www.mtwagehourbopa.com or contact them at Employment Relations Division Montana Department of Labor and Industry P. O. Box 6518 Helena, MT 59604-6518 Phone 406~444-5600 TOO 406~444~5549 r' ... The Research and Analysis Bureau welcomes questions, comments and suggestions from the public. In addition, we'll do our best to provide information in accessible format, on request, in compliance with the Americans with Disabilities Act. 1 Heavy Construction ~ Montana MONTANA PREVAILING WAGE REQUIREMENTS Heavy Construction The Commissioner of the Department of Labor and Industry, in accordance with Sections 18-2-401 and 18-2- 402 of the Montana Code Annotated, has determined the standard prevailing rate of wages for the occupations listed in this publication. The wages specified herein control the prevailing rate of wages for the purposes of 18-2-401, et seq., Montana Code Annotated. it is required that each employer pay, as a minimum, the rate of wages, including fringe benefits and zone pay applicable to those occupations in which the work is being performed, as provided in the attached wage determinations. All Montana Prevailing Wage Rates are available on the Internet at: www.ourfactsyourfuture.org or by contacting the Research and Analysis Bureau at (800) 541-3904 or TOO (406) 444-0532. In addition, this publication provides general information concerning compliance with Montana's Prevailing Wage Law and payment of prevailing wages. For detailed compliance information relating to Public Works projects and payment of prevailing wage rates, please consult the Regulations on the Internet at: www.mtwagehourbopa.com or contact the Labor Standards Bureau at (406) 444-5600 or TDD (406) 444- 5549. Keith Kelly Commissioner Department of Labor and Industry State of Montana .' . 2 Heavy Construction - Montana ~, 'r":,~" 'r '";'1" I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I TABLE OF CONTENTS MONTANA PREVAILING WAGE REQUIREMENTS: A. Date of Publication..... ........... ...... ........ ........ .................. .......... 4 B. Definition of Heavy Construction........................................... 4 C. Definition of Public Works Projects.. ................. ............. ........4 D. Prevailing Wage Schedule.......................................................4 E. Fringe Benefits................................................................ ........5 F. Apprentices....... ..................... ..... ....................... ........ ...... ........5 G. Posting Notice of Prevailing Wage................................ .........5 H. Employment Preference.............................................. . ...........5 1. Rates to use for Projects................. ............................... ..... ......5 ,. ~ 3 Heavy Construction ~ Montana A. Date of Publication: March 10, 2006 B. Definition of Heavy Construction The Administrative Rules of Montana (ARM) 24.17.501 (4) - (4)(a), Public Works Contracts For Construction Services Subject to Prevailing Rates, states that "Heavy construction projects include, but are not limited to, those projects that are not properly classified as either 'building construction', or 'highway construction.' Heavy construction projects include, but arc not limited to, antenna towers, bridges (major bridges designed for commercial navigation), breakwaters, caissons (other than building or highway), canals, channels, channel cut- offs, chemical complexes or facilities (other than buildings), cofferdams, coke ovens, dams, demolition (not incidental to construction), dikes, docks, drainage projects, dredging projects, electrification projects (outdoor), fish hatcheries, flood control projects, industrial incinerators (other than building), irrigation projects, jetties, kilns, land drainage (not incidental to other construction), land leveling (not incidental to other construction), land reclamation, levees, locks and waterways, oil ryfineries (other than buildings), pipe lines, ponds, pumping stations (prefabricated drop-in units - not buildirigs), railroad construction, reservoirs, revetments, sewage collection and disposal lines, sewers (sanitary, storm, etc.), shoreline maintenance, ski tows, storage tanks, swimming pools (outdoor), subways (other than buildings), tipples, tunnels, unsheltered piers and wharves, viaducts (other than highway), water mains, waterway construction, water supply lines (not incidental to building), water and sewage treatment plants (other than buildings) and wells." Federal Davis-Bacon wage rates as published in U.S. Department of Labor General Wage Decision No. MT20030001 Modification No.14 have been adopted by the Montana Department of Labor and Industry for use in Heavy Construction projects and are included in this publication. These rates apply statewide or as shown in MT20030001 Modification No. 14. C. Definition of Public Works Projects The Montana Code Annotated (18-2-401 (I 1) (a)) defines "public works contract" as "a contract for construction services let by the state, county, municipality, school district, or political subdivision or for nonconstruction services let by the state, county, municipality, or political subdivision is which the total cost of the contract is in excess of $25,000." D. Prevailing Wage Schedule This publication covers only Heavy Construction occupations and rates in the specific localities mentioned herein. These rates will remain in effect until superseded by a more current publication. Current prevailing wage rates schedules for Building Construction, Highway Construction and Non-construction Services occupations can be found on the Internet at www.ourfactsyourfuture.org or by contacting the Research and Analysis Bureau at (800) 541-3904 or TDD (406) 444-0532. E. Fringe Benefits r ~ Section 18-2-412 of the Montana Code Annotated states that: "(1 )... a contractor or subcontractor may: 4 Heavy Construction - Montana I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I (a) pay the amount of fringe benefits and the basic hourly rate of pay that is part of the standard prevailing rate of wages directly to the worker or employee in cash; (b) make an irrevocable contrihution to a trustee or a third person pursuant to a fringe benefit fund, plan, or program that meets the requirements ofthe Employee Retirement Income Security Act of 1974 or that is a bona fide program approved by the United States Department of Labor; or (c) make payments using any combination of methods set forth in subsections (1)(a) and (l)(b) so that the aggregate of payments and contributions is not less than the standard prevailing rate of wages, including fringe benefits for health and welfare and pension contributions that meet the requirements of the Employee Retirement Income Security Act of 1974, travel, or other bona fide programs approved by the United States Department of Labor, that is applicable to the district for the particular type of work being performed. (2) The fringe benefit fund, plan, or program described in subsection (1)(b) must provide benefits to workers or .employees for health care, pensions on retirement or death, life insurance, disability and sickness insurance, or bona fide programs that meet the requirements of the Employee Retirement Income Security Act of 1974 or that are approved by the United States Department of Labor." Fringe benefits are paid for all hours worked (straight time and overtime hours). However, fringe benefits are not to be considered a part of the hourly rate of pay for calculating overtime, unless there is a collectively bargained agreement in effect that specifies otherwise. Employers are obligated to pay the wage rates and fringes as listed in the booklet, including the zone hourly rate when applicable. For heavy and highway construction occupations, the vacation benefit amount is not included in the prevailing wage rate, unless stated otherwise. F. Apprentices Wage rates for apprentices registered in approved federal or state apprenticeship programs are contained in those programs. However, apprentices not registered in approved federal or state apprenticeship programs will be paid the prevailing wage rate when working on a public works contract. G. Posting Notice of Prevailing Wages Section 18-2-406, Montana Code Annotated, provides that contractors, subcontractors, and employers who are performing work or providing services under public works contracts as provided in this part shall post in a prominent and accessible site on the project or work area, not later than the first day of work, a legible statement of all wages to be paid to the employees on such site or work area. H. Employment Preference ~ections 18-2-403 and 18-2-409, Montana Code Annotated require contractors to give preference to the employment of bona fide Montana residents in the performance of work on public works contracts. T' " I. Rates to Use for Projects Rates to be used on a public works project are those that are in effect at the time the project and bid specifications are advertised. 5 Heavy Construction - Montana State: Montana I I I I I I I I I I I I I I I I I I I MONTANA STATEWIDE PREVAILING DAVIS-BACON Rates Effective: March 10, 2006 HEAVY CONSTRUCTION WAGE RATES General Wage Determinations Issued Under the Davis-Bacon and Related Acts Construction Types: Heavy Counties: Montana Statewide. 6 Heavy Construction - Montana I I I I I I I I I I I I I I I I I I I HEAVY CONSTRUCTION PROJECTS ZONE DEFINITIONS CARPENTERS, *CEMENT MASONS, LABORERS, POWER EQUIPMENT OPERATORS AND TRUCK DRIVERS The zone hourly rates applicable to each project shall be determined by measuring the road miles over the shortest practical maintained route from the nearest County Court House of the following listed towns to the center of the job: BILLINGS, BOZEMAN, BUTTE, GREAT FALLS, HAVRE, HELENA, KALIS?ELL, LEWISTOWN, MILES CITY, MISSOULA Zone 1: Zone 2: Zone 3: o to 30 miles - Base Pay 30 to 60 miles - Base Pay + $2.95 Over 60 miles - Base Pay + $4.70 *CEMENT MASONS ZONES: The above cities plus DILLON, GLASGOW, GLENDIVE, SIDNEY ------~~-~~------~-~~--~----------~--~~--------~----------~~---- Modification Number o 1 Publication Date 06/13/2003 11/07/2003 11/28/2003 01/23/2004 03/05/2004 04/09/2004 05/07/2004 09/10/2004 10/08/2004 04/01/2005 04/08/2005 04/22/2005 OS/27/2005 06/24/2005 09/09/2005 2 3 4 5 6 7 8 9 10 11 12 13 14 c . r' " 7 Heavy Construction - Montana Carpenters: (Zone 1) Carpenter & Pilebuck........$ 19.60 Millwright. . . . . . . . . . . . . . . . . . . . . $ 21.60 7.80 7.80 I I I I I * CARP0028-002 06/01/2005 Rates Fringes ----------------~~~~~---------~~~-~-~---------~--~--------~----- CARP0028-004 06/01/2004 Rates Fringes Diver Tender.. ....... ..........$ 27.30 Dive r. . . . . . . . . . . . . . . . . . . . . . . . . . $ 57. 50 7.45 7.45 I I I I I I -----------------~-~-------------~-------------~~--------~-----~ ELEC0044-001 06/01/2002 Beaverhead, Big Horn, Blaine, Broadwater, Carbon, Carter, Cascade, Chouteau, Custer, Daniels, Dawson, Deer Lodge, Fallon, Fergus, Gallatin, Garfield, Glacier, Golden Valley, Granite, Hill, Jefferson, Judith, Basin, Lewis And Clark, Liberty, Madison, McCone, Meagher, Mineral, Missoula, Musselshell, Park, Petroleum, Phillips, Pondera, Powder River, Powell, Prairie, Ravalli, Richland, Roosevelt, Rosebud, Sheridan, Silver Bow, Stillwater, Sweet Grass, Teton, Toole, Treasure, Valley, Wheatland, Wibaux, And Yellowstone Counties Rates Fringes Line Construction (1) Lineman.................$ 25.79 (2) Equipment Operator......$ 20.63 (3) Experienced Groundman...$ 16.76 Electrician........ ............$ 23.26 3%+8.04 I I I I I I I I 4.25%+6.71 4.25%+6.34 4.25%+6.07 ------~~---~~~---------~~-~------------~-~-----------~------~-~- ELEC0233-001 06/01/2004 Blaine, Broadwater, Cascade, Chouteau, Fergus, Glacier, Hill, Judith Basin, Lewis & Clark, Liberty, Meagher, Petroleum, Phillips, Pondera, Teton, Valley, and Wheatland Counties Rates Fringes ~----------------~--~~~-~-------~---~~-------~---~------~------- 8 Hcavy Construction - Montana I I I I I I I I I I I I I I I I I I I ELEC0233~002 06/01/2004 Beaverhead, Deer Lodge, Granite, Jefferson, Madison, Powell, And Silver Bow Counties Rates Fringes Electrician........ .... ...... ..$ 23.25 3%+8.49 * ELEC0532-001 06/01/2005 Gallatin, Park, And Sweet Grass Counties Rates Fringes Electiician........ .......... ..$ 22.94 4.25%+8.00 ELEC0532-003 06/01/2004 Big Horn, Carbon, Carter, Custer, Daniels, Dawson, Fallon, Garfield, Golden Valley, McCone, Musselshell,Powder River, Prairie, Richland, Roosevelt, Rosebud, Sheridan, Stillwater, Treasure, Wibaux And Yellowstone Counties Rates Fringes Electrician......... ......... ..$ 24.08 4.259,,+8.64 ELEC0768~001 03/01/2005 Flathead, Lake, Lincoln, Mineral, Missoula, Ravalli, And Sanders Counties Rates Fringes Electrician....................$ 25.20 9.16 9 Heavy Construction ~ Montana --:-::j'J"......c"-:---:-~. Line Construction (1) Cable Splicer...........$ 30.39 (2) Lineman.................$ 27.97 (3) Groundman............... $ 1 7 . 47 (4) Line Equipment Operator.$ 21.67 (5) Pole Sprayer............$ 22.57 (6) Tree Trimmer............$ 23.42 (7) Utility Locator.........$ 15.40 10.76 10.59 9.92 10.22 10.28 10.35 9.78 I I I I I I I ELEC0768-003 04/01/2005 Flathead, Lake, And Lincoln Counties Rates Fringes ENGI0400-001 05/01/2005 Rates Fringes Power Equipment Operator (Zone 1) Group 1..................... $ 20.62 Group 2..................... $ 21. 09 Group 3..................... $ 21. 49 Group 4..................... $ 22. 15 Group 5..................... $ 22. 65 Group 6..................... $ 23. 75 Group 7..................... $ 24.25 7.55 7.55 7.55 7.55 7.55 7.55 7.55 I I I I I I I I I I I I POWER EQUIPMENT OPERATORS CLASSIFICATIONS GROUP 1: Air Compressor; Auto Fine Grader; Belt Finishing Machine; Boring Machine, small; Cement Silo; Crane, A-Frame Truck Crane; Crusher Conveyor; DW-10, 15, and 20 Tractor Roller; Farm Tractor; Forklift; Form Grader; Front-end Loader under 1 cu yd; Heavy Duty Drills; Herman Nelson Heater; Mulching Machine; Oiler, all except Cranes. & Shovels; Pumpman. GROUP 2: Air Doctor; Backhoe/Excavator/Shovel to and including 3 cu yd; Bit Grinder; Bituminous Paving Travel Plant; Boring Machine, large; Broom, self-propelled; Concrete Travel Batcher; Concrete Float & Spreader; Concrete Bucket Dispatcher; Concrete Finish Machine; Concrete Conveyor; Distributor; Dozer, Rubber- Tired, Push & Side Boom; Elevating Grader/Gradall; Field Equipment Serviceman; Front~end Loader 1 cu yd to including 5 cu yd; Grade Setter; Heavy Duty Drills, all types; Hoist/Tugger, 10 Heavy Construction - Montana I I I I I I I I I I I I I I I I I I I all; Hydralift & similar; Industrial Locomotive; Motor Patrol, except Finish; Mountain Skidder; Oiler - Cranes & Shovels; Pavement Breaker, EMSCO; Power Saw, self-propelled; pugmill; Pumpcrete/Grout Machine; Punch Truck; Roller, other than Asphalt; Roller, Sheepsfoot, self- propelled; Roller, 25 tons and over; Ross Carrier; Rotomill under 6 ft; Trenching Machine; Washing/Screening Plant. GROUP 3: Asphalt Paving Machine; Asphalt Screed; Backhoe/Excavator/Shovel over 3 cu yd; Cableway Highline; Concrete Batch Plant; Concrete Curing Machine; Concrete Pump; Cranes, Creter; Cranes, Electric Overhead; Cranes, 24 tons and under; Curb Machine/Slip Form Paver; Finish Dozer; Front-end Loader over 5 cu yd; Mechanic/Welder; Pioneer Dozer; Roller, Asphalt (Breakdown & Finish); Rotomill, over 6 ft; Scraper, single, twin, or pulling Belly Dump; Yo-Yo Cat. GROUP 4: Asphalt/Hot Plant Operator; Cranes, 25 tons to 44 tons; Crusher Operator; Finish Motor Patrol; Finish Scraper. GROUP 5: Cranes, 45 tons to including 74 tons; Crane, Tower, all. GROUP 6: Cranes, 75 tons to including 149 tons; Crane, Whirley, all. GROUP 7: Cranes, 150 tons to including 250 tons (add $1.00 for every 100 tons over 250 tons); Crane, Stiff-Leg or Derrick; Helicopter Hoist. IRON0841-002 07/01/2003 Remaining Counties Rates Fringes Ironworker.....................$ 19.20 12.51 ,- " 11 Heavy Construction - Montana Laborers: (Zone 1) Group 1..................... $ 14.52 Group 2..................... $ 1 7 .34 Group 3..................... $ 1 7 . 48 Group 4..................... $ 18.:2 0 5.50 5.50 5.50 5.50 I I I I I I I LAB00098-001 05/01/2004 Rates Fringes LABORERS CLASSIFICATIONS GROUP 1: Flagperson GROUP 2: All General Labor ~ork; Burning Bar; Bucket man; Carpenter Tender; Caisson Worker; Cement Mason Tender; Cement Handler (dry); Chuck Tender; Choker Setter; Concrete worker; Curb Machine~Lay Down; Crusher and Batch worker; Fence Erector; Form Setter; Form Stripper; Heater Tender; Landscaper; Pipe Wrapper; Pot Tender; Powderman Tender; Rail and Truck Loaders and Unloaders; Riprapper; Sealants for concrete and other materials; Sign Erection, Guard Rail and Jersey Rail; Stake Jumper; Spike Driver; Signalman; Tail Hoseman; Tool Checker and Houseman; Traffic Control worker. I I " ~ I I I I I I I I I I GROUP 3: Concrete Vibrator; Dumpman (Grademan); Equipment Handler; Geotextile and Liners; High-Pressure Nozzleman; Jackhammer (Pavement Breaker); Laser Equipment; Non-Riding Rollers; Pipelayer; Posthole Digger (Power); Power Driven Wheelbarrow; Rigger; Sandblaster; Sod Cutter~Power; Tampers; Creosote Handler GROUP 4: Asphalt Raker; Asbestos Laborer; Cutting Torch; Grade Setter; Hazmat Worker; High- Scaler; Power Saws (Faller & Concrete); Powderman ($1.00 per hour above Group 4 rate); Rock & Core Drill; Tank/Vessel Cleaner; Track or Truck mounted Wagon Drill; Welder including Air Arc 12 Hcavy Construction - Montana I I I I I I I I I I I I I I I I I I I PAIN0260~001 07/01/2002 Blaine, Broadwater, Cascade, Chouteau, Daniels, Fergus, Garfield, Glacier, Granite (South Of A Line Running East & West Through The Southern City Limits Of Phillipsburg), Hill, Jefferson, Judith Basin, Lewis And Clark, Liberty, McCone, Meagher, Petroleum, Phillips, pondera, Powell (South Of A Line Running East & West Through The Southern City Limits Of Helmsville), Richland, Roosevelt, Sheridan, Teton, Toole, Valley, And Wheatland Counties Rates Fringes Painter. . . . . . . . . . . . . . . . . . . . . . . . $ 13.85 1%+3.45 ----------------------~---------~~------------I------------------ PAIN0260-002 07/01/2002 Flathead, Granite (North Of A Line Running East & West Through The Southern City Limits Of Phillipsburg), Lake, Lincoln, Mineral, Missoula, Powell (North Of A Line Running East & West Through The Southern City Limits Of Helmsville), Ravalli, And Sanders Counties Rates Fringes Painter........................$ 16.85 1%+3.45 ---~~~-~------~~~~-----~~~---------~~~------------~-~----------- PAIN1922-001 06/01/2001 Beaverhead, Big Horn, Carbon, Carter, Custer, Dawson, Deer Lodge, Fallon, Gallatin, Golden Valley, Jefferson, Madison, Musselshell, Park, Powder River, Prairie, Rosebud, Silver Bow, Stillwater, Sweet Grass, Treasure, Wibaux, And Yellowstone Counties Rates Fringes Painter (Industrial, includes industrial plants, tanks, pipes, bridges)................$ 17.80 7.63 ---~-----~-~-~------~~----------------~~~--~------------~-~--~-- ~ .. 13 Hcavy Construction - Montana PI umbe r. . . . . . . . . . . . . . . . . . . . . . . . $ 24. 70 9.55 I I I I I I I I I I I I I I I I I I I PLASOl19-001 05/01/2005 Statewide (except Deer Lodge, Jefferson, Powell, and Silver Bow Counties) Rates Fringes Cement Masons: (Zone 1) Area 1...................... $ 1 7 . 71 Area 2...................... $ 18.82 6.20 6.20 AREA 1: Statewide (except Deer Lodge, Jefferson, Powell, and Silver Bow Counties) AREA 2: Deer Lodge, Jefferson, powell, And Silver Bow Counties ------~~-----~~~-------------~~-----~------~----~~---~~---~~---- PLUM0030-003 09/01/2004 Bighorn, Blaine, Carbon, Carter, Cascade, Chouteau, Custer, Daniels, Dawson, Fallon, Fergus, Garfield, Glacier, Golden Valley, Hill, Judith Basin, Liberty, McCone, Meagher, Musselshell, Petroleum, Phillips, Pondera, Powder River, Prairie. Richland, Roosevelt, Rosebud, Sheridan, Stillwater, Teton, Toole, Treasure, Valley, Wheatland, Wibaux And Yellowstone Counties Rates Fringes PI umbe r. . . . . . . . . . . . . . . . . . . . . . . . $ 24. SO Industrial - Power Generating Plants...........$ 26.85 10.65 10.65 ~~-----~~~-------~-----~--------~------~~---~~----~------------- * PLUM0041-001 07/01/2005 Beaverhead, Broadwater, Deer Lodge, Gallatin, Granite, Jefferson, Lewis And Clark, Madison, Park, Powell, Silver Bow, And Sweet Grass Counties Rates Fringes ----~-~~----~-~-----~~----~~-~--v--~-~-----~---~-----~----~----~ 14 Heavy Construction - Montana I I PLUM0459-001 05/01/2004 I Flathe3~. Glacier, Lake, Lincaln, Mineral, Missoula, Ravalli, And SaI,:",..-,r ::', I Rates Fringes I PI umbe r _ _ _ . . . . . . . . . . . . . . . . . . . . 9.30 23.41 -~~~----~----~--------~---------~-~~-~------~~~~~------------~~- TEAM0002-00l 06/01/2003 I I Rates Fringes Truck drivers: (Zone 1) Group 1............... _ . . . . . $ 13. 31 Group 2...... _ _ . . . . . . . . . . . . . $ 1 7 .34 5.31 5.31 I TRUCK DRIVERS CLASSIFIC~TIONS: GROUP 1: Pilot Car I GROUP 2: All Combination Trucks and Concrete Mixers; Distributor Driver; All Dry Batch Trucks; Dumpman, Gravel Spreader Box Operator; All Dump Trucks and similar equipment including DW 20, DW 21, or Euclid Tractor; Dumpsters; Flat Trucks; Servicemen; Lowboys, Four-Wheel Trailers; Float Semi-Tr2iler; Lumber Carriers, Lift Trucks & Fork Lifts; Pick-up Driver hauling material; Powder Truck (Bulk Unloader type); Power Boom; Service Truck Dirvers, Fuel Truck Drivers, Tiremen; All Water Tank Drivers; Petroleum Products Drivers; Trucks with Power Equipment such as Winch, A-Frame Truck, Crane, Hydralift, Gout-Crete Truck, and Combination Mulching, Seeding & Fertilizing Truck; Truck Mechanic I I I I I --~--------~-~-------~~-----~~-------~~----------~-~---------~-~ WELDERS - Receive rate prescribed for craft performing operation to which welding is incidental. I -------~--------~~-~------~-~-------~---~~---~~-------------~--- --~-~---------~~----~--'~-~-----~~-------~----~-------~~--------- I Unlisted classifications needed for work not included within ~ the scope of the classifications listed may be ~dded after award only as provided in the labor standards contract clauses ( 2 9 C FR 5. 5 ( a ) ( 1 ) ( i i) ) . I ~-------------~---~---~~~~-~--~~--~----~~--~---------~~----~---- I 15 Heavy Construction - Montana I ------------ ~,.....-- :~:: .,,'" ~.""""" I In the listing above, _.t.lle "SU" designation means that rates llSLeQun-r:ler the identifier do not -r.Gfl--Qc..t collectively bargained wage and fringe benefit rates. Other designations indicate unions whose rates have been determined to be prevailing. I I :::;;:=:;:::::::::::;::::;::==~======;::;;::=====:;;::::::=:::: ==:=============:;;;;;;::;::::::::::~==========:;:;::::;;;:::;;::;::::=:::=:::.;.~-;:;;;;===-==:.::=:=.=====::::;;;:=;;;::: =====-==::::::;: I END OF GENERAL DECISION I I I I I I I I I I I I" ~ I I 16 Heavy Construction - Montana I I I I I I I I I -I I I I I I I I I I I I SPECIAL PROVISIONS r' ~ I I I I I I I I I I I I I I I I I I I SPECIAL PROVISIONS SPl. GENERAL The Technical Specifications are comprised of specifications from the Montana Public Works Standard Specifications, (hereinafter referred to as the Standard Specifications), addendums to the Standard Specifications (induded at the beginning of each section where applicable), and specifications developed by the Engineer. The section used from the Standard Specifications is 02221 and the Associated Standard Drawing. These Special Provisions shall serve to supplement and/or addend the Technical Specifications. The stipulations indicated in these Special Provisions shall supersede all other sections of the Plans and Specifications. SP2. PROJECT DESCRIPTION The proposed project consists of constructing a final soil cover system for Phase I of the City of Bozeman solid waste disposal facility. The project consists of an 4.7 acre 5.5-foot thick multi- component cover system, leachate c1eanout extensions, miscellaneous drainage improvements and seeding. The final cover system is a monolithic evapotranspiration (ET) cover system comprising the following from bottom to top: 5-foot thick ET soil layer and 0.5-foot topsoil layer. The alternative final cover system, via on-site pilot testing, has demonstrated equivalency with conventional lined RCRA Sub-Title D clay/composite caps and has subsequently been approved by the Montana Department of Environmental Quality. SP3. UNSCHEDULED EMPLOYMENT OF THE ENGINEER Liq uidated damages for the unscheduled employment of the Engineer and/or Inspector will be assessed against the Contractor necessitated by (1) the Contractor working beyond the specified contract time; (2) the Contractor working more than 8 hours per day, (or 40 hours per week if four ten hour shifts are run) or on Saturdays, Sundays, and Federal Holidays; (3) the Contractor utilizing material, supplies, or equipment that requires the redesign of the project; (4) the Contractor destroying or disturbing baselines benchmarks or reference stakes; and (5) the failure of the Contractor to maintain acceptable as-built records. Liquidated damages for the unscheduled employment of the Engineer and/or Inspector shall be determined based on the following hourly rates: Project Manager ProjEf.ct Engineer Inspector Clerical Mileage Nuclear Densometer Straight Time $lOO.OO/Hour $84.00/Hour $74.00/Hour $46.00/Hour $ 0.55/Mile $75.00/Day The rates listed herein are subject to changes on January 1st of each year. SPECIAL PROVISIONS 1 Out of pocket expenses for materials, equipment, supplies, transportation, and subsistence shall be billed at cost plus ten percent. Liquidated damages for unscheduled employment of the Engineer ancl/or Inspector shall be deducted from monthly progress payments and the final payment as the damages are incurred. SP4. PERMITS The Owner and Engineer shall obtain the following permits at no expense to the Contractor; a. Stormwater Discharge Permit and Erosion Control Plan b. DEQ Design Approval The Contractor will be responsible for obtaining all other permits required by Local, State or Federal jurisdictions. SPS. NA TURE OF SOILS I GEOTECHNICAL REPORT Many test pits and test borings have been dug at various points throughout the site. The large majority of the soils the Contractor will encounter in his excavations will be silty clays, silty clay loams, and loams. The Contractor may assume that no bedrock will be encountered in the excavation. The Contractor shan be responsible for satisfying himself as to the actual nature of the soils, etc. For the Contractor's benefit, a copy of the soils report is enclosed within Appendix B. SP6. FINAL CLEANUP Excess material accumulated from construction, such as piles of gravel or soil, broken pipe or concrete, debris, papers, rejected materials, worn out equipment parts, waste liner material, etc. shall be picked up and disposed of at the landfill. SP7. SELECT ENGINEERING MATERIAL, HAUL ROADS, AND WATER SOURCES, The Owner has designated borrow areas on-site for ET layer material, and topsoil material (see plans). The Contractor will be responsible for reclaiming borrow areas. Topsoil shall be stripped from the ET borrow area, stockpiled, and used to cover the ET layer. The extra topsoil shan be stockpiled for future use. The stockpile location for excess top soil is shown on the plans. The Contractor shall be responsible for locating, developing, and reclaiming all engineering material, water, etc, sources for this project that are not made available to the Contractor on site and for all royalties and costs associated therewith. The Contractor shall be fully responsible for maintaining and repairing all roads used for hauling materials to or from the project. r" " SPECIAL PROVISIONS 2 I I I I I I I I I I I I I I I ~I I I I I I I I I I I I I I I I I I I I I I I SP8. TOLERANCES Unless otherwise specified, the Contractor shall construct all earthwork and piping within a tolerance of :!:two inches in the vertical direction and one foot in the horizontal direction. SP9. FIELD OFFICES / RESIDENT INSPECTOR'S TELEPHONE The Contractor shall maintain a suitable office at the site which shall serve as headquarters for his superintendent. All communications, drawings, instructions, and other articles will be delivered to the Contractor's field office or to the Contractor's main office as appropriate. Communications delivered to either location shall be deemed to have been delivered to the Contractor. The Contractor shall maintain copies of record drawings, specifications, shop drawings, submittals, and ~ll communications pertinent to the performance of the work at the field office and available for use at all times. The Contractor does not need to provide a field office for the Engineer. The Contractor shall be responsible for providing a cellular telephone for the inspector. The cellular phone shall have good reception at the landfill site. The Contractor will be responsible for all phone bills incurred on the inspector's telephone up to a maximum of 800 minutes per month. The Engineer will be responsible for extra costs associated with exceeding the 800 minutes/month maximum. SPIO. CONSTRUCTION STAKING The Engineer will provide the following staking consisting of wooden stakes or poppies. * Vertical control consisting of a benchmark elevation as indicated on the Plans. Phase I ET Layer ~ Horizontal control representing the perimeter of the Phase I cell ET layer, consisting of stakes at PC, PT, and every 200 ft, as shown on the Plans. ET Layer and Topsoil Borrow - Horizontal control consisting of perimeter stakes at each PC, PT and a minimum of every 200 feet. * * The Contractor shall provide all additional staking necessary for vertical and horizontal control including offsets such that the project may be completed in accordance with the plans and specifications. The Contractor will pay for replacement of any stakes or benchmarks which are destroyed by the Contractor. SPI1. TESTING .' Complete testing of all components of the project shall be required to the satisfaction of the Owner and the Engineer. All defects and performance problems revealed by the testing shall be remedied to the satisfaction of the Engineer by the Contractor at no additional expense to the Owner. The Engineer will conduct the tests listed below at no cost to the Contractor, except for retests. Should the materials fail to meet the test specified, the Contractor shall pay the costs of all SPECIAL PROVISIONS 3 retests conducted by the Engineer, or the Contractor may elect to have a certified testing laboratory conduct retests at the Contractor's expense. The Engineer shall conduct the following tests at no cost to the Contractor except for retests as stipulated above: a) In-place density and moisture testing of embankment and backfill as outlined within the Special Provisions. b) The Engineer has provided several proctor tests for native soils within Appendix B. The Contractor may utilize these curves for compaction. If the Contractor wishes additional proctor tests, he will pay for them. The Contractor shall conduct and pay for the following tests: a) Othertests as outlined in the Technical'Specifications. All tests which are the responsibility of the Contractor shall be conducted by an approved 'tes'ting laboratory or individual. Acceptance or rejection of materials will generally be determined from tests made in-place in the field. SP12. DENSITY AND MOISTURE TESTING STANDARDS The Engineer shall conduct moisture and density testing on-site. The Engineer has provided all proctor testing that should be needed for the native soils to be used for ET embankment on-site. This information is enclosed in Appendix B. Embankment shall be constructed in accordance with Section 02320 of the Technical Specifications and Section 02221 of the Montana Public Works Specifications. Density and moisture testing shall be completed according to the minimum standards shown in the following table. ITEM COMPACTION STANDARD TESTING FREQUENCY Sitework Items ET layer 85% of Std. Proctor (Maximum Compaction) 5 tests/acre The testing frequencies listed above are the minimum requirements. The Engineer reserves the right to perform additional testing should the material, moisture, compaction equipment or other condition change substantially. SP13. PROPERTY PINS & MONITORING WELLS PROTECTION The Contractor shall take extreme caution to protect and preserve existing property pins and 1,:Ponitoring wells. Locations of Monitoring Wells and property lines are shown on the plans. The Contractor shall replace, at his own expense, any property pins and/or monitoring wells that may be damaged during construction. SPECIAL PROVISIONS 4 I I I I I I I. I I I I I I I I " I' I I I I I I I I I I I I I I I I I I I I I I SP14. SAFETY The Contractor shall be responsible for identifying and meeting all safety standards that are applicable to this project. The Contractor shall hold harmless the Owner and the Engineer from any claims made as a result of the Contractor's responsibilities in this regard. SPlS. TEMPORARY ACCESS ROADS Any temporary roads needed by the Contractor to construct the project will be constructed by the Contractor at no additional cost to the Owner. Temporary access roads will need to accommodate surface run-off and drainage on-site. All temporary access roads will be approved by the Engineer prior to being constructed by the Contractor. Temporary roads will be reclaimed after the project unless otherwise approved by the Owner to remain in place. SP16. STORMW A TER EROSION CONTROL The Owner currently possesses a general permit for stormwater discharges associated with Industrial Activity. For Industrial activity whose development over time inherently requires construction activity (i.e. landfill cell development and closure), the DEQ requires an erosion control plan for construction activity related to this permit. Therefore, a NOI and an ECP must be submitted prior to construction taking place and will be a part of the construction activity SWPPP. The owner has storm water erosion control measures on-site which will preclude the need for contractor-constructed controls except at the borrow area. The Contractor will be responsible for control of stormwater from the borrow area. Controls will include down gradient straw rolls as indicated in the SWPPP. Examples of on-site controls include a storm water detention pond downgradient of the construction area. The Engineer has written an erosion control plan (ECP) and Notice of Intent (NOI) for the project. Once the Notice of Award has been signed, the Contractor will be responsible for signing the approved ECP plan and submitting a complete Notice of Intent (NOI) package to the Montana Department of Environmental Quality (DEQ). The Owner will pay costs associated with the permit application. Copies of the draft Erosion Control Plan and Notice of Intent are included in Appendix A. The Contractor will comply with the provisions of the Erosion Control Plan. The Engineer will insure contractor compliance with the Erosion Control Plan. At the end of the project, the Owner will be responsible for submitting and signing a completed Notice of Termination (NOT) form to the DEQ SP17. ET LAYER AND TOPSOIL BORROW AREA The area proposed for excavation of the ET borrow site is shown on the plans. The Contractor will strip the topsoil from the ET borrqYl area to a minimum depth of 12", stockpile it and use it for the topsoil layer of the cover. The remaining topsoil not utilized in the closure project will be stockpiled for future use. SPECIAL PROVISIONS 5 I I I I I I I I I I I - I I I I I I I I DIVISION 1 r " I I I I I I I I I I I I I I I I I I I SECTION 01100 SUMMARY PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 WORK COVERED BY CONTRACT DOCUMENTS A. Project Identification: Project consists of closure and construction of a final cover system over the Phase I cell of the City of Bozeman Landfill. The project consists of an 4.7 acre cover system comprising 5' ET soil layer and OS topsoil layer. Other elements include leachate collection pipinglcleanout extensions, seeding, drainage improvements and other miscellaneous work. 1. Project Location: Bozeman, Montana. 2. Owner: City of Bozeman B. Engineer Identification: The Contract Documents, dated July 2006, were prepared by Great West Engineering of Helena, Montana. C. The Work consists of construction of the Phase I final cover for the City of Bozeman Landfill. 1. The Work includes excavation, embankment, HDPE leachate piping, cleanouts, drainage improvements, seeding and other miscellaneous work. 1.3 CONTRACT A. Project will be constructed under a general construction contract. 1.4 USE OF PREMISES A. General: Contractor shall have full u..<;e of premises for construction operations, including use of Project site, during construction period. Contractor's use of premises is limited only by Owner's right to perform work or to retain other contractors on portions of Project. B. General: Contractor shall confine his operations to the Owner's property as detailed in the Plans. Materials and equipment may be stored on the project site at locations SUMMARY 01100-1 approved by the Owner. It shall he understood that the responsibility for protection and safekeeping of equipment and materials on or near the site will be entirely that of the Contractor and that no claim shall be made against the Owner by reason of any act of an employee or trespasser. The Contractor shall provide written permission from the landowner if he wishes to store equipment or materials on private property. C. The Contractor shall coordinate his work in such a manner as to not interfere with Owner's operation of the landfill. 1.5 SPECIFICATION FORMATS AND CONVENTIONS A. Specification Format: The Specifications are organized into Divisions and Sections using the 16-division format and CSI/CSC's "MasterFormat" numbering system. 1. Section Identification: The Specifications use section numbers and titles to help cross-referencing in the Contract Documents. Sections in the Project Manual are in numeric sequence; however, the sequence is incomplete. Consult the table of contents at the beginning of the Project Manual to detennine numbers and names of sections in the Contract Documents. B. Specification Content: The Specifications use certain conventions for the style of language and the intended meaning of certain terms, words, and phrases when used in particular situations. These conventions are as follows: 1. Abbreviated Language: Language used in the Specifications and other Contract Documents is abbreviated. Words and meanings shall be interpreted as appropriate. Words implied, hut not stated, shall be inferred as the sense requires. Singular words shall be interpreted as plural, and plural words shall be interpreted as singular where applicable as the context of the Contract Documents indicates. 2. Imperative mood and streamlined language are generally used in the Specifications. Requirements expressed in the imperative mood are to be performed by Contractor. Occasionally, the indicative or subjunctive mood may be used in the Section Text for clarity to describe responsibilities that must be fulfilled indirectly by Contractor or by others when so noted. a. The words "shall," "shall be," or "shall comply with," depending on the context, are implied where a colon (:) is used within a sentence or phrase. END OF SECTION 01100 ~ " SUMMARY 01lO0-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I SECTION 01250 CONTRACT MODIFICATION PROCEDURES PART 1 ~ GENERAL 1.1 RELATED DOCUHENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section specifies administrative and procedural requirements for handling and processing Contract modifications. B. Related Sections include the following: 1. Division I Section "Measurement & Payment" for administrative requirements. 2. Division 1 Section "Product Requirements" for administrative procedures for handling requests for substitutions made after Contract award. 1.3 VARIATIONS IN WORK A. Engineer will issue a Field Order authorizing vanatlOns 10 Work, not involving adjustment to the Contract Sum or the Contract Time. 1.4 PROPOSAL REQUESTS A. Owner-Initiated Proposal Requests: Engineer will issue a detailed description of proposed changes in the Work that may require adjustment to the Contract Sum or the Contract Time. If necessary, the description will include supplemental or revised Drawings and Specifications. 1. Proposal Requests issued by Engineer are for information only. Do not consider them instructions either to stop work in progress or to execute the proposed change. ,. ~ Within time specified in Proposal Request after receipt of Proposal Request, submit a quotation estimating cost adjustments to the Contract Sum and the Contract Time necessary to execute the change. 2. CONTRACT MODIFICATION PROCEDURES 01250-1 1.5 1.6 a. Include a list of quantities of products required or eliminated and unit costs, with total amount of purchases and credits to be made. If requested, furnish survey data to substantiate quantities. b. Indicate applicable taxes, delivery charges, equipment rental, and amounts of trade discounts. c. Include an updated Contractor's Construction Schedule that indicates the effect of the change, including, but not limited to, changes in activity duration, start and finish times, and activity relationship. Use available total float before requesting an extension of the Contract Time. B. Contractor-Initiated Proposals: If latent or unforeseen conditions require modifications to the Contract, Contractor may propose changes by submitting a request for a change. 1. Include a statement outlining reasons for the change and the effect of the change on the Work. Provide a ,complete description of the proposed change. Indicate the effect of the proposed change on the Contract Sum and the Contract Time. 2. Include a list of quantities of products required or eliminated and unit costs, with total amount of purchases and credits to be made. If requested, furnish survey data to substantiate quantities. 3. Indicate applicable taxes, delivery charges, equipment rental, and amounts of trade discounts. 4. Include an updated Contractor's Construction Schedule that indicates the effect of the change, including, but not limited to, changes in activity duration, start and finish times, and activity relationship. Use available total float before requesting an extension of the Contract Time. 5. Comply with requirements in Division 1 Section "Product Requirements" if the proposed change requires substitution of one product or system for product or system specified. CHANGE ORDER PROCEDURES A. On Owner's approval of a Proposal Request, Engineer will issue a Change Order for signatures of Owner and Contractor on ElCDC form 1910-8-B enclosed herein. WORK CHANGE DIRECTIVE A. Work Change Directive: Engineer may issue a Work Change Directive on ElCDC Document 191O-8-F. Work Change Directive instructs Contractor to proceed with a change in the Work, for subsequent inclusion in a Change Order. I" 1. Work Change Directive' contains a complete description of change in the Work. It also designates method to be followed to determine change in the Contract Sum or the Contract Time. CONTRACT MODIFICATION PROCEDURES 01250-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I B. Documentation: Maintain detailed rEe, ,)rds on a time and--":rfiatenal basis of work required by the Work Change Directi Vt. _-----------"------ 1. After completion of change, submIt an itemized account and supporting data necessary to substantiate cost and time adjustments to the Contract. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION (Not Used) END OF SECTION 01250 , , r '" CONTRACT MODIFICATION PROCEDURES 01250-3 I I I I I I I I I I I I I I I :1 I I I SECTION 01275 MEASUREMENT AND PAYMENT PART 1- GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for measurement and payment. 1.3 DEFINITIONS A. Unit price is an amount proposed by bidders, stated on the Bid Form, as a price per unit of measurement for materials or services added to or deducted from the Contract Sum by appropriate modification, if estimated quantities of Work required by the Contract Documents are increased or decreased. 1.4 PROCEDURES A. Unit prices and lump sum prices include all necessary material, plus cost for delivery, installation, insurance, overhead, and profit. B. Measurement and Payment: The Measurement and Payment sections do not necessarily name all incidental items required to complete the work. The cost of all such incidentals shall be included in the various related items of work. All estimated quantities stipulated in the Bid Forms or other Contract Documents are approximate and are to be used only as a basis for estimating the probable cost of the work and for the purpose of comparing the proposals submitted for the work. It is understood and agreed that the actual amounts of work performed and materials furnished under unit price items may differ from such estimated quantities and the payment for such work and materials shall be based on the actual amount of work done and materials furnished in ~ each case. C. Engineer will determine the actual quantities and classifications of Unit Price Work performed by the Contractor. MEASUREMENT AND PAYMENT 01275-1 D. List of Bid Items: A list of unit and lump sum Bid Items is included at the end of this Section. Specification Sections referenced in the schedule contain requirements for materials described under each Bid Item. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION 3.1 LIST BID ITEMS A. Bid Item No. 1 - MOBILIZATION: 1. Description: This item shall cover the costs of preparatory wor~ and operations including, but not limited to, those necessary for the movement of personnel, equipment, supplies and incidentals to the project site; for the establishment of all facilities necessary for the work on the project; for the costs of obtaining the required permits, bonds, and insurance; and for all other work and operations which must be performed, or costs incurred prior to beginning work on the various items on the project. 2. Unit of Measurement: Lump Sum 3. Measurement: When the percentage of the original Contract amount for each Unit shown below is earned, the percentage of the Contract Lump Sum price for MOBILIZATION shown below will be paid. Percentage of Original Contract Amount In-Place 5 10 25 65 90 100 Percentage of Lump Sum Price for Mobilization Earned 20 50 60 75 90 100 4. Payment: Payment for MOBILIZATION will be made on the percentage of the contract unit price bid per lump sum as indicated in the Bid Form. B. Bid Item No.2 - EXCAVATE, HAUL AND PLACE NATIVE SOIL ET LAYER MATERIAL: '" 1. Description: This item consists of excavating native ET soil material from the designated borrow area shown on the plans and placing 5 feet of material over the existing intermediate cover, to the lines and grades shown on the plans. Costs for the excavation of this material shall be in this Bid Item. This work shall be done in accordance with Section 02320 of the Technical Specifications. MEASUREMENT AND PAYMENT 01275-2 I I I I I I I I I I I I I I I I I I I I II I I I I I I I I I I I I I I I I I r " 2. Work Required: Work required under this section shall include but not be limited to the following: a. Excavate, haul and place stockpiled soil; b. Placing material in I8-inch minimum lifts per section 02320; c. Insuring that layer does not exceed 85% of standard proctor density; d. Final grading before installation of topsoil; e. Additional staking as necessary; f. All labor, tools, equipment, materials, royalties and incidentals required to complete the work as specified. 3. Unit of Measurement: Lump Sum 4. Measurement: Measurement for EXCAVATE, HAUL AND PLACE NATIVE SOIL ET LAYER MATERIAL will be by lump sum. 5. Payment: Payment for EXCAVATE, HAUL AND PLACE NATIVE SOIL ET LA YER MATERIAL will be made at the contract lump sum bid as indicated in the Bid Form. c. Bid Item No. 3 - EXCAVATE, HAUL AND PLACE NATIVE TOPSOIL: 1. Description: This bid item includes stripping I2-inches of topsoil from the borrow area shown on the Plans stockpiling it and placing 6-inches of topsoil over the en- tire ET soil cover layer (see Bid Item #2) area. This item shall comply with Sec- tion 02320 of the Technical Specifications. 2. Work Required: Work required under this section shall include but not be limited to the following: a. Excavate stockpile, haul and place topsoil where required; b. Final grading and cleanup; c. All labor, tools, equipment, materials, royalties and incidentals required to complete the work as specified. 3. Unit of Measurement: Lump Sum 4. Measurement: Measurement for EXCAVATE, HAUL AND PLACE NATIVE TOPSOIL will be by lump sum. 5. Payment: Payment for EXCAVATE, HAUL AND PLACE NATIVE TOPSOIL will be made at the contract lump sum bid as indicated in the Bid Form. D. Bid Item No.4 - LEACHATE CLEANOUT EXTENSIONS: 1. Description: This item consists of extending leachate collection piping and cleanouts at the existing Phase I cleanout locations shown on the Plans. The item shall meet the requirements of Section 02627 of the Technical Specifications and Section 02221 of the MPW Specifications. 2. Work Requirements: Work required under this section shall include but not be limited to the following: a. Providing piping, fittings, submittals; b. Fumishing and installing HDPE piping and fittings; c. Fumishing and installing cleanouts; d. Providing compacted Type A backfill of leachate cleanout trenches; e. Additional staking as necessary; r " MEASUREMENT AND PAYMENT 01275-3 f. All labor, tools, equipment, materials, royalties and incidentals required to complete the work as specified. 3. Unit of Measurement: Lump Sum 4. Measurement: Measurement for LEACHATE CLEANOUT EXTENSIONS will be by the lump sum. 5. Payment: Payment for LEACHATE CLEANOUT EXTENSIONS will be made at the contract lump sum bid as indicated in the Bid Form. E. Bid Item No. 5 - SEEDING & FERTILIZING: 1. Description: This item includes seeding all disturbed areas with an approved seed mixture and spreading method. Areas to receive seed include the entire ET cover system area. This item shall meet the requirements of Section 02925 of the Technical Specifications. 2. Work Requirements: Work required under this section shall include bur not be limited to the following: a. Preparing area to be seeded; b. Furnishing and spreading approved seed mixture; c. Furnishing and spreading approved fertilizer mixture; d. Providing one-year warranty on seeding; e. All labor, tools, equipment, materials, royalties and incidentals required to complete the work as specified. 3. Unit of Measurement: Lump Sum 4. Measurement: Measurement for SEEDING will be made by lump sum. 5. Payment: Payment for SEEDING will be made at the contract lump sum bid as indicated in the Bid Form. F. Bid Item No.6 - EROSION CONTROL STRAW ROLLS: 1. Description: This item shall meet the requirements of the contract documents, general and supplemental conditions, Special Provisions, Technical Specifica- tions, drawings, Standard Drawings, and referenced standards. This item shall consist of installing straw rolls in the areas indicated in the GENERAL PERMIT TO DISCHARGE STORM WATER ASSOCIATED WITH CONSTRUCTION ACTIVITIES. A copy of the Erosion Control Plan is included in Appendix A. 2. Work required under this section shall include, but not be limited to, the following: a. Site preparation; b. Signing and filing for the Construction Discharge Permit; c. Furnish and install straw rolls; I' d. Conduct operations in accordance with Surface Water Pollution Protection Plan in Appendix A. e. All labor, tools, equipment, materials, royalties and incidentals required to complete the Work as specified. 3. Unit of Measurement: Lineal Foot MEASUREMENT AND PAYMENT 01275-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I ;1 I I I I I 4. Measurement: Measurement for EROSION CONTROL STRAW ROLLS will be per lineal foot as indicated in the Bid Form. 5. Payment: Payment for EROSION CONTROL STRAW ROLLS will be made at the contract unit price bid per lineal foot as indicated in the Bid Form. END OF SECTION 01275 I" ~ I" . MEASUREMENT AND PAYMENT 01275-5 I I I I I I I I I I I I I I I I I I I SECTION 01290 PAYMENT PROCEDURES PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section specifies administrative and procedural requirements necessary to prepare and process Applications for Payment. B. Related Sections include the following: 1. Division 1 Section "Measurement and Payment" for administrative requirements governing use of unit prices. 2. Division 1 Section "Contract Modification Procedures" for administrative procedures for handling changes to the Contract. 3. Di vision 1 Section "Construction Progress Documentation" for administrati ve requirements governing preparation and submittal of Contractor's Construction Schedule and Submittals Schedule. 1.3 APPLICATIONS FOR PAYMENT A. Each Application for Payment shall be consistent with previous applications and payments as certified by Engineer and paid for by Owner. 1. Initial Application for Payment, Application for Payment at time of Substantial Completion, and final Application for Payment involve additional requirements. B. Payment Application Times: The date for each progress payment will be determined at the preconstruction conference. Payments will be requested and paid on a monthly basis. I" ~ C. Payment Application Forms: Use EJCDC Document 191O-8-E or other Engineer- approved form as form for Applications for Payment. PAYMENT PROCEDURES 0] 290-1 D. Transmittal: Submit 3 signed and notarized original copies of each Application for Payment to Engineer by a method ensuring receipt within 24 hours. One copy shall include waivers of lien and similar attachments ifrequired. I I I I I I I I I I I I I I I I I I I 1. Transmit each copy with a transmittal form listing attachments and recording appropriate information about application. 2. Submit final Application for Payment with or preceded by final waivers from every entity involved with performance of the Work covered by the application who is lawfully entitled to a lien. E. Initial Application for Payment: Administrative actions and submittals that must precede or coincide with submittal of first Application for Payment include the following: 1. List of subcontractors. 2. Schedule of Values. 3. Contractor's Construction Schedule (preliminary if not final). 4. Products list. 5. Schedule of unit prices. 6. List of Contractor's staff assignments. 7. List of Contractor's principal consultants. 8. Copies of authorizations and licenses from authorities having jurisdiction for performance of the Work. 9. Initial progress report. 10. Report of preconstruction conference. 11. Certificates of insurance and insurance policies. F. Application for Payment at Substantial Completion: After issuing the Certificate of Substantial Completion, submit an Application for Payment showing 100 percent completion for portion of the Work claimed as substantially complete. 1. Include documentation supporting claim that the Work is substantially complete and a statement showing an accounting of changes to the Contract Sum. G. 'Final Payment Application: Submit final Application for Payment with releases and supporting documentation not previously submitted and accepted, including, but not limited, to the following: 1. Evidence of completion of Project closeout requirements. 2. lnsurpnce certificates for products and completed operations where required and proof'that taxes, fees, and similar obligations were paid. 3. Updated final statement, accounting for final changes to the Contract Sum. 4. "Contractor's Affidavit of Payment of Debts and Claims." 5. "Contractor's Affidavit of Release of Liens." 6. "Consent of Surety to Final Payment." PAYMENT PROCEDURES 01290-2 I I I I I I I I I I I I I I I I I I I 7. Evidence that claims have been settled. 8. Final meter readings for utilities, a measured record of stored fuel, and similar data as of date of Substantial Completion or when Owner took possession of and assumed responsibility for corresponding elements of the Work. 9. Final, liquidated damages settlement statement. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION (Not Used) END OF SECTION 01290 I" ~ PAYMENT PROCEDURES 01290-3 I I I I I I I I I I I I I I I I I I r SECTION 01310 PROJECT MANAGEMENT AND COORDINATION PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative provisions for coordinating construction operations on Project including, but not limited to, the following: 1. Preconstruction Conference 2. General project coordination procedures. 3. Conservation. 4. Coordination Drawings. 5. Administrative and supervisory personnel. 6. Project meetings. B. Related Sections: The following Sections contain requirements that relate to this Section: 1. Division 1 Section "Construction Progress Documentation" for prepanng and submitting the Contractor's Construction Schedule. 2. Division 1 Section "Execution Requirements" for procedures for coordinating general installation and field-engineering services, including establishment of benchmarks and control points. 3. Division 1 Section "Closeout Procedures" for coordinating Contract closeout. 1.3 COORDINATION A. Coordination: Coordinate construction operations included in various Sections of the Specifications to ensure efficient and orderly installation of each part of the Work. Coordinate construction operations, induded in different Sections, that depend on each other for proper installation, connection, and operation. 1. Schedule construction operations in sequence required to obtain the best results where installation of one part of the Work depends on installation of other components, before or after its own installation. PROJECT MANAGEMENT AND COORDINATION 01310-1 1.4 2. Coordinate installation of different components with other contractors to ensure maximum accessibility for required maintenance, service, and repair. 3. Make adequate provisions to accommodate items scheduled for later installation. I I I I I I I I I I I I I I I I I I I B. If necessary, prepare memoranda for distribution to each party involved, outlining special procedures required for coordination. Include such items as required notices, reports, and list of attendees at meetings. 1. Prepare similar memoranda for Owner and separate contractors if coordination of their Work is required. c. Administrative Procedures: Coordinate scheduling and timing of required administrative procedures with other construction activities and activities of other contractors to avoid conflicts and to ensure orderly progress of the Work. Such administrative activities. include, but are not limited to, the following: 1. Preparation of Contractor's Construction Schedule. 2. Preparation of the Schedule of Values. 3. Installation and removal of temporary facilities and controls. 4. Delivery and processing of submittals. 5. Progress meetings. 6. Preconstruction conferences. 7. Project closeout activities. D. Conservation: Coordinate construction activities to ensure that operations are carried out with consideration given to conservation of energy, water, and materials. 1. Salvage materials and equipment involved in performance of, but not actually incorporated into, the Work. a. All material salvaged in the project shall become the property of Owner unless otherwise specified. Material identified as salvage shall be delivered by the Contractor to a suitable storage location as directed by the Engineer. SUBMITT A,LS A. Staff Names: At the Preconstruction Conference submit a list of principal staff assignments, including superintendent and other personnel in attendance at Project site. Identify individuals and their duties and responsibilities; list addresses and telephone numbers, including ho~ and office telephone numbers. Provide names, addresses, and telephone numbers of individuals assigned as standbys in the absence of individuals assigned to Project. 1. Post copies of list in Project meeting room, in temporary field office, and by each temporary telephone. PROJECT MANAGEMENT AND COORDINATION 01310-2 I I I I I I I I I I I I I I I I I I I 1.5 1.6 ADMINISTRATIVE AND SUPERVISORY PERSONNEL A. General: In addition to Project superintendent, provide other administrative and supervisory personnel as required for proper performance of the Work. PROJECT MEETINGS A. General: Schedule and conduct meetings and conferences at Project site, unless otherwise indicated. 1. Attendees: Inform partIcIpants and others involved, and individuals whose presence is required, of date and time of each meeting. Notify Owner and Engineer of scheduled meeting dates and times. Agenda: Prepare the meeting agenda. Distribute the agenda to all invited attendees. Minutes: Record significant discussions and agreements achieved. Distribute the meeting minutes to everyone concerned, including Owner and Engineer, within 3 days of the meeting. ') ..... 3. B. Preconstruction Conference: Schedule a preconstruction conference before starting construction, at a time convenient to Owner and Engineer, but no later than 15 days after execution of the Agreement. Hold the conference at Project site or another convenient location. Conduct the meeting to review responsibilities and personnel assignments. 1. Attendees: Authorized representatives of Owner, Engineer, and their consultants; Contractor and its superintendent; major subcontractors; manufacturers; suppliers; and other concerned parties shall attend the conference. All participants at the conference shall be familiar with Project and authorized to conclude matters relating to the Work. 2. Contractor shall bring a written, detailed construction sched,ule to the preconstruc- tion conference. 3. Agenda: Discuss items of significance that could affect progress, including the following: a. b. Tentative construction schedule. Phasing. Critical work sequencing. Designation of responsible personnel. Subcontractor list Testing Responsibilities Traffic Control Procedures for processing field decisions and Change Orders. c c. d. e. f. g. h. PROJECT MANAGEMENT AND COORDINATION 01310-3 1. Procedures for processing Applications for Payment J. Distribution of the Contract Documents. k. Submittal procedures. \. Preparation of Record Documents. m. Use of the premises. n. Responsibility for temporary facilities and controls. o. Office, work, and storage areas. p. Delivery and storage of materials and equipment q. Security. r. Progress cleaning. s. Working hours. t Coordination with County landfill operation. u. Montana DEQ requirements. c. Progress Meetings: Conduct progress meetings on at least a monthly interval. Coordinate dates of meetings with preparation of payment requests. 1. Attendees: In addition to representatives of Owner and Engineer, each contractor, subcontractor, supplier, and other entity concerned with current progress or involved in planning, coordination, or performance of future activities shall be represented at these meetings. All participants at the conference shall be familiar with Project and authorized to conclude matters relating to the Work. 2. Agenda: Review and correct or approve minutes of previous progress meeting. Review other items of significance that could affect progress. Include topics for discussion as appropriate to status of Project a. Contractor's Construction Schedule: Review progress since the last meeting. Determine whether each activity is on time, ahead of schedule, or behind schedule, in relation to Contractor's Construction Schedule. Determine how construction behind schedule will be expedited; secure commitments from parties involved to do so. Discuss whether schedule revisions are required to ensure that current and subsequent activities will be completed within the Contract Time. b. Review present and future needs of each entity present, including the following: 1) Interface requirements. 2) Sequence of operations. 3) Status of submittals. 4) Deliveries. 5) Off-site fabrication. 6) Access. 7) Site utilization. S) Temporary facilities and controls. 9) Work hours. 10) Hazards and risks. r ~ PROJECT MANAGEMENT AND COORDINATION 01310-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 11) Progress cleaning. 12) Quality and work standards. 13) Change Orders. 14) Documentation of information for payment requests. 3. Reporting: Distribute minutes of the meeting to each party present and to parties who should have been present. Include a brief summary, in narrative form, of progress since the previous meeting and report. a. Schedule Updating: Revise Contractor's Construction Schedule after each progress meeting where revisions to the schedule have been made or recognized. Issue revised schedule concurrently with the report of each meeting. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION (Not Used) END OF SECTION 01310 r .' PROJECT MANAGEMENT AND COORDINATION 01310-5 I I I I I I I I I I I I I I I I I I I SECTION 01320 CONSTRUCTION PROGRESS DOCUMENT A TION PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrati ve and procedural requirements for documenting the progress of construction during performance of the Work, including the following: 1. Preliminary Construction Schedule. 2. Contractor's Construction Schedule. 3. Submittals Schedule. 4. Daily construction reports. 5. Construction photographs. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for submitting the Schedule of Values. 2. Division 1 Section "Project Management and Coordination" for submitting and distributing meeting and conference minutes. 3. Division 1 Section "Submittal Procedures" for submitting schedules and reports. 4. Division 1 Section "Quality Requirements" for submitting a schedule of tests and inspections. 5. Division 1 Section "Closeout Procedures" for submitting photographic negatives as Project Record Documents at Project closeout. 1.3 DEFINITIONS A. Activity: A discrete part of a project that can be identified for planning, scheduling, monitoring, and controlling the construction project. Activities included in a construction schedule consume time and resources. I' .' 1. Critical activities are activities on the critical path. They must start and finish on the planned early start and finish times. 2. Predecessor activity is an activity that must be completed before a given activity can be started. CONSTRUCTlONPROGRESS DOCUMENTATION 01320-1 1.4 B. CPM:Critical path method, which is a method of planning and scheduling a construction project where activities are arranged based on activity relationships. Network calculations determine when activities can be performed and the critical path of Project. I I I I I I I I I I I I I I I I I I I c. Critical Path: The longest continuous chain of activities through the network schedule that establishes the minimum overall Project duration and contains no float. D. Event: The starting or ending point of an activity. E. Float: The measure of leeway in starting and completing an activity. 1. Float time is not for the exclusive use or benefit of either Owner or Contractor, but is a jointly owned, expiring Project resource available to both parties as needed to meet schedule milestones and Contract completion date. , 2. Free float is the amount of time an activity can be delayed w"ithout adversely affecting the early start of the following activity. 3. Total float is the measure of leeway in starting or completing an activity without adversely affecting the planned Project completion date. F. Fragnet: A partial or fragmentary network that breaks down activities into smaller activities for greater detail. G. Major Area: A story of construction, a separate building, or a similar significant construction element. H. Milestone: A key or critical point in time for reference or measurement. I. Network Diagram: A graphic diagram of a network schedule, showing activities and activity relationships. SUBMITTALS A. Qualification Data: For firms and persons specified in "Quality Assurance" Article to demonstrate their capabilities and experience. Include lists of completed projects with project names and addresses, names and addresses of Engineers and owners, and other information specified. B. Contractor's Construction Schedule: Submit two printed copies of initial schedule, one a reproducible print and one a blue- or black-line print, large enough to show entire schedule for entire construction period. I' ~ c. Construction Photographs: part of project closeout. Submit prints of each photographic view to Engineer as 1. The Contractor shall take photographs on a weekly basis of major construction elements. CONSTRUCTION PROGRESS DOCUMENTATION 01320-2 I I I I I I I I I I I I I I I I I I I 2. Identification: On back of each print, provide an applied label or rubber-stamped impression with the following information: a. Name of Project. b. Name and address of photographer. c. Name of Engineer. d. Name of Contractor. e. Date photograph was taken. f. Description of vantage point, indicating location, direction (by compass point), and elevation or story of construction. D. Daily Construction Reports: Submit two copies at monthly intervals. 1.5 COORDINATION A. Coordinate preparation and processing of schedules and reports with performance of construction activities and with scheduling and reporting of separate contractors. B. Coordinate Contractor's Construction Schedule with the Schedule of Values, list of subcontracts, Submittals Schedule, progress reports, payment requests, and other required schedules and reports. 1. Secure time commitments for performing critical elements of the Work from parties involved. 2. Coordinate each construction activity in the network with other activities and schedule them in proper sequence. PART 2 - PRODUCTS 2.1 CONTRACTOR'S CONSTRUCTION SCHEDULE, GENERAL A. Time Frame: Extend schedule from date established for the Notice to Proceed to date of Substantial Completion. 1. Contract completion date shall not be changed by submission of a schedule that shows an early completion date, unless specifically authorized by Change Order. 2. Substantial Completion: Indicate completion in advance of date established for Substantial Completion, and allow time for Engineer's administrative procedures necessary for certification of Substantial Completion. C B. Constraints: Include constraints and work restrictions indicated in the Contract Documents in schedule, and show how the sequence of the Work is affected. C. Milestones: Include milestones indicated in the Contract Documents in schedule, including, but not limited to, the Notice to Proceed, Substantial Completion, and Final Completion. CONSTRUCTION PROGRESS DOCUMENTATION 01320-3 2.2 PRELIMINARY CONSTRUCTION SCHEDULE A. Bar-Chart Schedule: Submit preliminary horizontal bar-chart-type construction schedule at the preconstruction conference. B. Preparation: Indicate each significant construction activity separately. Identify first workday of each week with a continuous vertical line. Outline significant construction activities for construction. 2.3 REPORTS A. Daily Construction Reports: Prepare a daily construction report recording the following information concerning events at Project site: . 1. List of subcontractors at Project site. 2. List of separate contractors at Project site. 3. Approximate count of personnel at Project site. 4. High and low temperatures and general weather conditions. 5. Accidents. 6. Meetings and significant decisions. 7. Unusual events (refer to special reports). 8. Stoppages, delays, shortages, and losses. 9. Meter readings and similar recordings. 10. Emergency procedures. 11. Orders and requests of authorities having jurisdiction. 12. Change Orders received and implemented. 13. Work Change Directives received. 14. Services connected and disconnected. 15. Equipment or system tests and startups. 16. Partial Completions and occupancies. 17. Substantial Completions authorized. PART 3 - EXECUTION 3.1 CONTRACTOR'S CONSTRUCTION SCHEDULE A. Contractor's Construction Schedule Updating: At monthly intervals, update schedule to reflect actual construction progress and activities. Issue schedule one week before each ~egular]y scheduled progress meeting. 1. Revise schedule immediately after each meeting or other activity where revisions have been recognized or made. Issue updated schedule concurrently with the report of each such meeting. CONSTRUCTION PROGRESS DOCUMENTATION 01320-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 2. Include a report with updated schedule that indicates every change, including, but not limited to, changes in logic, durations, actual starts and finishes, and activity durations. 3. As the Work progresses, indicate Actual Completion percentage for each activity. B. Distribution: Distribute copies of approved schedule to Engineer, Owner, separate testing and inspecting agencies, and other parties identified by Contractor with a need- to-know schedule responsibility. 1. Post copies in Project meeting rooms and temporary field offices. 2. When revisions are made, distribute updated schedules to the same parties and post in the same locations. Delete parties from distribution when they have completed their assigned portion of the Work and are no longer involved in performance of construction activities. 3.2 CONSTRUCTION PHOTOGRAPHS A. Date Stamp: Unless otherwise indicated, date and time stamp each photograph as it is being taken so stamp is integral to photograph. B. Periodic Construction Photographs: Take photographs weekly of major construction elements. Photographer shall select vantage points to best show status of construction and progress since last photographs were taken. 1. Field Office Prints: Retain one set of prints of periodic photographs in field office at Project site, available at all times for reference. Identify photographs the same as for those submitted to Engineer. C. Final Completion Construction Photographs: Take photographs after date of Substantial Completion for submission as Project Record Documents. END OF SECTION 01320 '^ wi CONSTRUCTION PROGRESS DOCUMENTATION 01320-5 I I I I I I I I I I I I I I I I I I I SECTION 01330 SUBMITT AL PROCEDURES PART 1- GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for submitting Shop Drawings, Product Data, Samples, and other miscellaneous submittals. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for submitting Applications for Payment. 2. Division 1 Section "Project Management and Coordination" for submitting Coordination Drawings. 3. Division 1 Section "Construction Progress Documentation" for submitting schedules and reports, including Contractor's Construction Schedule and construction photographs. 4. Division 1 Section "Quality Requirements" for submitting test and inspection reports. 5. Division 1 Section "Closeout Procedures" for submitting warranties, project record documents and operation and maintenance manuals. 1.3 DEFINITIONS A. Action Submittals: Written and graphic information that requires Engineer's responsive action. B. Informational Submittals: Written information that does not require Engineer's approval. Submittals may b~ rejected for not complying with requirements. ~ 1.4 SUBMITTAL PROCEDURES A. General: Electronic copies of CAD Drawings of the Contract Drawings will not be provided by Engineer for Contractor's use in preparing submittals. SUBMITTAL PROCEDURES 01330-1 B. Coordination: Coordinate preparation and processing of submittals with performance of construction acti vities. I I I I I I I I I I I I I I I I I I I 1. Coordinate each submittal with fabrication, purchasing, testing, delivery, other submittals, and related activities that require sequential activity. 2. Coordinate transmittal of different types of submittals for related parts of the Work so processing will not be delayed because of need to review submittals concurrently for coordination. a. Engineer reserves the right to withhold action on a submittal requmng coordination with other submittals until related submittals are received. c. Direct Transmittal from Prime Contractor: Engineer will not accept submittals from anyone but the Prime Contractor. D. Submittals Schedule: Comply with requirements in Division 1 Section "Construction Progress Documentation" for list of submittals and time requirements for scheduled performance of related construction activities. E. Processing Time: Allow enough time for submittal review, including time for resubmittals, as follows. Time for review shall commence on Engineer's receipt of submittal. 1. Initial Review: Allow 15 days for initial review of each submittal. Allow additional time if processing must be delayed to permit coordination with subsequent submittals. Engineer will advise Contractor when a submittal being processed must be delayed for coordination. 2. Allow 15 days for processing each resubmitta1. 3. No extension of the Contract Time will be authorized because of failure to transmit submittals enough in advance of the Work to permit processing. F. Identification: Place a permanent label or title block on each submittal for identification. 1. Indicate name of firm or entity that prepared each submittal on label or title block. ,2. Provide a space approximately 4 by 5 inches (100 by 125mm) on label or beside title block to record Contractor's review and approval markings and action taken by Engineer. 3. Include the following information on label for processing and recording action taken: a. ~ Project name. b. Date. c. Name and address of Engineer. d. Name and address of Contractor. e. Name and address of subcontractor. f. Name and address of supplier. g. Name of manufacturer. SUBMITTAL PROCEDURES 01330-2 I I I I I I I I I I I I I I I I I I I h. Unique identifier, including revision number. 1. Number and title of appropriate Specification Section. J. Drawing number and detail references, as appropriate. k. Other necessary identification. G. Deviations: Highlight, encircle, or otherwise identify deviations from the Contract Documents on submittals. H. Additional Copies: Unless additional copies are required for final submittal, and unless Engineer observes noncompliance with provisions of the Contract Documents, initial submittal may serve as final submittal. I. Transmittal: Package each submittal individually and appropriately for transmittal and handling. Transmit each submittal using a transmittal form. Engineer will discard submittals received from sources other than Contractor. 1. On an attached separate sheet, prepared on Contractor's letterhead, record relevant information, requests for data, revisions other than those requested by Engineer on previous submittals, and deviations from requirements of the Contract Documents, including minor variations and limitations. Include the same label information as the related submittal. 2. Include Contractor's certification stating that information submitted complies with requirements of the Contract Documents. 3. Transmittal Form: Provide locations on form for the following information: a. Project name. b. Date. c. Destination (To:). d. Source (From:). e. Names of subcontractor, manufacturer, and supplier. f. Category and type of submittal. g. Submittal purpose and description. h. Submittal and transmittal distribution record. 1. Remarks. J. Signature of transmitter. J. Distribution: Furnish copies of final submittals to manufacturers, subcontractors, suppliers, fabricators, installers, authorities having jurisdiction, and others as necessary for performance of construction activities. Show distribution on transmittal forms. K. Use for Construction: Use only final submittals with mark indi(jating action taken hy Engineer in connection with construction. · SUBMITTAL PROCEDURES 01330-3 SUBMITTAL PROCEDURES 01330-4 I I I I I I I I I I I I I' I I I I I I PART 2 - PRODUCTS 2.1 ACTION SUBMITTALS A. General: Prepare and submit Action Submittals required by individual Specification Sections. 1. Number of Copies: Submit six copies of each submittal, unless otherwise indicated. Engineer will return three copies. Mark up and retain one returned copy as a Project Record Document. B. Product Data: Collect information into a single submittal for each element of construction and type of product or equipment. 1. If information must be specially prepared for su1:>mittal because standard printed data are not suitable for use, submit as Shop Drawings, not as Product Data. 2. Mark each copy of each submittal to show which products and options are applicable. 3. Include the following information, as applicable: a. Manufacturer's written recommendations. b. Manufacturer's product specifications. c. Manufacturer's installation instructions. d. Manufacturer's catalog cuts. e. Mill reports. f. Standard product operating and maintenance manuals. g. Compliance with recognized trade association standards. h. Compliance with recognized testing agency standards. 1. Application of testing agency labels and seals. J. Notation of coordination requirements. C. Shop Drawings: Prepare Project-specific information, drawn accurately to scale. Do not base Shop Drawings on reproductions of the Contract Documents or standard printed data. 1. Preparation: Include the following information, as applicable: a. Dimensions. b. Identification of products. c. Fabrication and installation drawings. C d. Roughing-in and setting diagrams. e. Wiring diagrams showing field-installed wiring, including power, signal, and control wiring. f. Shopwork manufacturing instructions. g. Templates and patterns. h. Schedules. I I I I I I I I I I I I I I I I I I I 1. Design calculations. J. Compliance with specified standards. k. Notation of coordination requirements. \. Notation of dimensions established by field measurement. 2. Wiring Diagrams: Differentiate between manufacturer-installed and field- installed wiring. 3. Sheet Size: Except for templates, patterns, and similar full-size drawings, submit Shop Drawings on sheets at least 8-112 by 11 inches (215 by 280 mm) but no larger than 30 by 40 inches (750 by 1000 mm). 4. Number of Copies: Submit copies of each submittal as follows: a. Initial Submittal: Submit two blue-or black-line prints. Engineer will return one print. b. Final Submittal: Submit three blue- or black-line prints, unless prints are required for operation and maintenance manuals. Submit five prints where prints are required for operation and maintenance manuals. Engineer and Construction Manager will retain two prints; remainder will be returned. Mark up and retain one returned print as a Project Record Drawing. D. Samples: Prepare physical units of materials or products, including the following: 1. Comply with requirements in Division 1 Section "Quality Requirements." 2. Samples for Initial Selection: Submit manufacturer's color charts consisting of units or sections of units showing the full range of colors, textures, and patterns available. 3. Samples for Verification: Submit full-size units or Samples of size indicated, prepared from the same material to be used for the Work, cured and finished in manner specified, and physically identical with the product proposed for use, and that show full range of color and texture variations expected. Samples include, but are not limited_ to, the following: Partial sections of manufactured or fabricated components; small cuts or containers of materials; complete units of repetitively used materials; swatches showing color, texture, and pattern; color range sets; and components used for independent testing and inspection. 4. Preparation: Mount, display, or package Samples in m(;lnner specified to facilitate review of qualities indicated. Prepare Samples to match Engineer's sample where so indicated. Attach label on unexposed side that includes the following: a. b. Generic description of Sample. Product name or name of manufacturer. Sample source. I' " c. E. Contractor's Construction Schedule: Comply with requirements in Division 1 Section "Construction Progress Documentation" for Construction Manager's action. F. Submittals Schedule: Comply with requirements in Division 1 Section "Construction Progress Documentation." SUBMITTAL PROCEDURES 01330-5 2.2 G. Application for Payment: Comply with requirements in Division 1 Section "Payment Procedures. " I I I I I I I I I I I I I I I I I I I H. Subcontract List: Prepare a written summary identifying individuals or firms proposed for each portion of the Work, including those who are to furnish products or equipment fabricated to a special design. Include the following information in tabular form: 1. Name, address, and telephone number of entity performing subcontract or supplying products. 2. Number and title of related Specification Section(s) covered by subcontract. 3. Drawing number and detail references, as appropriate, covered by subcontract. INFORMATIONAL SUBMITTALS A. General: Prepare and submit Informational Submittals required by other Specification Sections. 1. Number of Copies: Submit two copies of each submittal, unless otherwise indicated. Engineer will not return copies. 2. Certificates and Certifications: Provide a notarized statement that includes signature of entity responsible for preparing certification. Certificates and certifications shall be signed by an officer or other individual authorized to sign documents on behalf of that entity. 3. Test and Inspection Reports: Comply with requirements in Division 1 Section "Quality Requirements." B. Contractor's Construction Schedule: Comply with requirements in Division 1 Section "Construction Progress Documentation." c. Qualification Data: Prepare written information that demonstrates capabilities and experience of firm or person. Include lists of completed projects with project names and addresses, names and addresses of Engineers and owners, and other information specified. D. Product Certificates: Prepare written statervents on manufacturer's letterhead certifying that product complies with requirements. E. Installer Certificates: Prepare written statements on manufacturer's letterhead certifying that Installer complies with requirements and, where required, is authorized for this specific Project. C Manufacturer Certificates: Prepare written statements on manufacturer's letterhead certifying that manufacturer complies with requirements. Include evidence of manufacturing experience where required. F. G. Material Certificates: Prepare written statements on manufacturer's letterhead certifying that material complies with requirements. SUBMITTAL PROCEDURES 01330-6 I I I I I I I I I I I I I I I I I I I H. Material Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting test results of material for compliance with requirements. 1. Preconstruction Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of tests performed before installation of product, for compliance with performance requirements. J. Compatibility Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of compatibility tests performed before installation of product. Include written recommendations for primers and substrate preparation needed for adhesion. K. Field Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of field tests performed either during installation of product or after product is installed in its final location, for compliance with requirements. L. Product Test Reports: Prepare written reports indicating current product produced by manufacturer complies with requirements. Base reports on evaluation of tests performed by manufacturer and witnessed by a qualified testing agency, or on comprehensive tests performed by a qualified testing agency. M. Maintenance Data: Prepare written and graphic instructions and procedures for operation and normal maintenance of products and equipment. Comply with requirements in Division 1 Section "Closeout Procedures." N. Design Data: Prepare written and graphic information, including, but not limited to, performance and design criteria, list of applicable codes and regulations, and calculations. Include list of assumptions and other performance and design criteria and a summary of loads. Include load diagrams if applicable. Provide name and version of software, if any, used for calculations. Include page numbers. o. Manufacturer's Instructions: Prepare written or published information that documents manufacturer's recommendations, guidelines, and procedures for installing or operating a product or equipment. Include name of product and name, address, and telephone number of manufacturer. Include the following, as applicable: 1. 2. 3. 4. 5. 6. Preparation of substrates. Required substrate tolerances. Sequence of installation or erection. Required installation tolerances. Required adjustments. Recommendations for cleaning and protection. c P. Manufacturer's Field Reports: Prepare written information documenting factory- authorized service representative's tests and inspections. Include the following, as applicable: SUBMITTAL PROCEDURES 01330-7 1. Name, address, and telephone number of factory-authorized service representative making report. 2. Statement on condition of substrates and their acceptability for installation of product. 3. Statement that products at Project site comply with requirements. 4. Sununary of installation procedures being followed, whether they comply with requirements and, if not, what corrective action was taken. 5. Results of operational and other tests and a statement of whether observed performance complies with requirements. 6. Statement whether conditions, products, and installation will affect warranty. 7. Other required items indicated in individual Specification Sections. Q. Insurance Certificates and Bonds: Prepare written infonnation indicating current status of insurance or bonding coverage. Include name of entity covered by insurance or bond, limits of coverage, amounts of deductibles, if any, and term of the coverage. R. Construction Photographs: Comply with requirements in Division 1 Section "Construction Progress Documentation." PART 3 - EXECUTION 3.1 CONTRACTOR'S REVIEW A. Review each submittal and check for compliance with the Contract Documents. Note corrections and field dimensions. Mark with approval stamp before submitting to Engineer. B. Approval Stamp: Stamp each submittal with a uniform, approval stamp. Include Project name and location, submittal number, Specification Section title and number, name of reviewer, date of Contractor's approval, and statement certifying that submittal has been reviewed, checked, and approved for compliance with the Contract Documents. 3.2 ENGINEER'S ACTION A. General: Engineer will not review submittals that do not bear Contractor's approval stamp and will return them without action. I" " B. Action Submittals: Engineer will review each submittal, make marks to indicate corrections or modifications required, and return it. Engineer will stamp each submittal with an action stamp and will mark stamp appropriately to indicate action taken, as follows: SUBMITTAL PROCEDURES 01330-8 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 1. No Exceptions Noted 2. Exceptions Noted 3. Returned For Correction C. Informational Submittals: Engineer will review each submittal and will not return it, or will reject and return it if it does not comply with requirements. Engineer will forward each submittal to appropriate party. D. Submittals not required by the Contract Documents will not be reviewed and may be discarded. END OF SECTION 01330 /^ .. SUBMITTAL PROCEDURES 01330-9 I I I I I I I I I I I I I I I ,I I I I SECTION 01400 QUALITY REQillREMENTS PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for quality assurance and quality control. B. Testing and inspecting services are required to verify compliance with requirements specified or indicated. These services do not relieve Contractor of responsibility for compliance with the Contract Document requirements. 1. Specific quality-control requirements for individual construction activities are specified in the Sections that specify those activities. Requirements in those Sections may also cover production of standard products. 2. Specified tests, inspections, and related actions do not limit Contractor's quality- control procedures that facilitate compliance with the Contract Document requirements. 3. Requirements for Contractor to provide quality-control services required by Engineer, Owner, or authorities having jurisdiction are not limited by provisions of this Section. C. Related Sections include the following: 1. Division 1 Section "Construction Progress Documentation" for developing a schedule of required tests and inspections. 2. Divisions 2 through 16 Sections for specific test and inspection requirements. 1.3 DEFINITIONS ". " A. Quality-Assurance Services: Activities, actions, and procedures performed before and during execution of the Work to guard against defects and deficiencies and ensure that proposed construction complies with requirements. QUALITY REQUIREMENTS 01400-1 B. Quality-Control Services: Tests, inspections, procedures, and related actions during and after execution of the Work to evaluate that completed construction complies with requirements. Services do not include contract enforcement activities performed by Engineer. C. Testing Agency: An entity engaged to perform specific tests, inspections, or both. Testing laboratory shall mean the same as testing agency. 1.4 SUBMITTALS A. Qualification Data: For testing agencies specified in "Quality Assurance" Article to demonstrate their capabilities and experience. Include proof of qualifications in the form of a recent report on the inspection of the testing agency by a recognized authority. B. Reports: Prepare and submit certified written reports that include the. following: 1. Date of issue. 2. Project title and number. 3. Name, address, and telephone number of testing agency. 4. Dates and locations of samples and tests or inspections. 5. Names of individuals making tests and inspections. 6. Description of the Work and test and inspection method. 7. Identification of product and Specification Section. 8. Complete test or inspection data. 9. Test and inspection results and an interpretation of test results. 10. Ambient conditions at time of sample taking and testing and inspecting. 11. Comments or professional opinion on whether tested or inspected Work complies with the Contract Document requirements. 12. Name and signature of laboratory inspector. 13. Recommendations on retesting and reinspecting. C. Permits, Licenses, and Certificates: For Owner's records, submit copies of permits, licenses, certifications, inspection reports, releases, jurisdictional settlements, notices, receipts for fee payments, judgments, correspondence, records, and similar documents, established for compliance with standards and regu1atioI}s bearing on performance of the Work. 1.5 QUALITY ASSURANCE A. Fabricator Qualifications: A firm experienced in producing produc~ similar to those . '" indicated for this Project and with a record of successful in-service performance, as well as sufficient production capacity to produce required units. QUALITY REQUIREMENTS 01400-2 I I I I I I I I I I I I I I I I I \1 I I I I I I I I I I I I I I I I I ~ I I I 1.6 B. Factory-Authorized Service Representative Qualifications: An authorized representative of manufacturer who is trained and approved by manufacturer to inspect installation of manufacturer's products that are similar in material, design, and extent to those indicated for this Project. c. Installer Qualifications: A firm or individual experienced in installing, erecting, or assembling work similar in material, design, and extent to that indicated for this Project, whose work has resulted in construction with a record of successful in-service performance. D. Manufacturer Qualifications: A firm experienced in manufacturing products or systems similar to those indicated for this Project and with a record of successful in-service performance. E. Testing Agency Qualifications: An agency with the experience and capability to conduct testing and inspecting indicated, as documented by ASTM E 548, and that specializes in types of tests and inspections to be performed. F. Preconstruction Testing: Testing agency shall perform preconstruction testing for compliance with specified requirements for performance and test methods. 1. Contractor responsibilities include the following: a. Provide test specimens and assemblies representative of proposed materials and construction. Provide sizes and configurations of assemblies to adequately demonstrate capability of product to comply with performance requirements. b. Submit specimens in a timely manner with sufficient time for testing and analyzing results to prevent delaying the Work. c. Fabricate and install test assemblies using installers who will perform the same tasks for Project. d. When testing is complete, remove assemblies; do not reuse materials on Project. 2. Testing Agency Responsibilities: Submit a certified written report of each test, inspection, and similar quality-assurance service to Engineer, with copy to Contractor. Interpret tests and inspections and state in each report whether tested and inspected work complies with or deviates from the Contract Documents. QUALITY CONTROL r '" A. Owner Responsibilities: Where quality-control services are indicated as Owner's responsibility, Owner will engage a qualified testing agency or Engineer to perform these services. QUALITY REQUIREMENTS 01400-3 1. Owner will furnish Contractor with names, addresses, and telephone numbers of testing agencies engaged and a description of the types of testing and inspecting they are engaged to perform. 2. Costs for retesting and reinspecting construction that replaces or is necessitated by work that failed to comply with the Contract Documents will be charged to Contractor. B. Contractor Responsibilities: Unless otherwise indicated, provide quality-control services specified and required by authorities having jurisdiction. 1. Where services are indicated as Contractor's responsibility, engage a qualified testing agency to perform these quality~control services. a. Contractor shall not employ the same entity engaged by Owner, unless agreed to in writing by Owner. 2. Notify testing agencies at least 24 hours in advance of time when Work that requires testing or inspecting will be performed. 3. Where quality-control services are indicated as Contractor's responsibility, submit a certified written report, in duplicate, of each quality-control service. 4. Testing and inspecting requested by Contractor and not required by the Contract Documents are Contractor's responsibility. 5. Submit additional copies of each written report directly to authorities having jurisdiction, when they so direct. c. Manufacturer's Field Services: Where indicated, engage a factory-authorized service representative to inspect field-assembled components and equipment installation, including service connections. Report results in writing. D. Retesting/Reinspecting: Regardless of whether original tests or inspections were Contractor's responsibility, provide quality-control services, including retesting and reinspecting, for construction that revised or replaced Work that failed to comply with requirements established by the Contract Documents. E. Testing Agency Responsibilities: Cooperate with Engineer and Contractor in performance of duties. Provide qualified personnel to perform required tests and inspections. 1. Notify Engineer and Contractor promptly of irregularities or deficiencies observed in the Work during performance of its services. 2. Interpret tests and inspections and state in each report whether tested and inspected work complies with or deviates from requirements. ~ 3. Submit a certified written report, in duplicate, of each test, inspection, and similar quality-control service through Contractor. 4. Do not release, revoke, alter, or increase requirements of the Contract Documents or approve or accept any p011ion of the Work. 5. Do not perform any duties of Contractor. QUALITY REQUIREMENTS 01400-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I, I I I I I I I I F. Associated Services: Cooperate with agencies performing required tests, inspections, and similar quality-control services, and provide reasonable auxiliary services as requested. Notify agency sufficiently in advance of operations to permit assignment of personnel. Provide the following: 1. Access to the Work. 2. Incidental labor and facilities necessary to facilitate tests and inspections. 3. Adequate quantities of representative samples of materials that require testing and inspecting. Assist agency in obtaining samples. 4. Facilities for storage and field-curing of test samples. 5. Delivery of samples to testing agencies. 6. Preliminary design mix proposed for use for material mixes that require control by testing agency. 7. Security and protection for samples and for testing and inspecting equipment at Project site. G. Coordination: Coordinate sequence of activities to accommodate required quality- assurance and quality-control services with a minimum of delay and to avoid necessity of removing and replacing construction to accommodate testing and inspecting. 1. Schedule times for tests, inspections, obtaining samples, and similar activities. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION 3.1 REPAIR AND PROTECTION A. General: On completion of testing, inspecting, sample taking, and similar services, repair damaged construction and restore substrates and finishes. 1. Provide materials and comply with installation requirements specified in other Sections of these Specifications. Restore patched areas and extend restoration into adjoining areas in a manner that eliminates evidence of patching. ' B. Protect construction exposed by or for quality-control service activities. ~ C. Repair and protection are Contractor's responsibility, regardless of the assignment of responsibility for quality-control services. r .' END OF SECTION 01400 QUALITY REQUIREMENTS 01400-5 I I. I I I I ,I I I I I I I I I I I I I SECTION 01420 REFERENCES PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 DEFINITIONS A. General: Basic Contract definitions are included in the Conditions of the Contract. B. "Approved": The term "approved," when used in conjunction with Engineer's action on Contractor's submittals, applications, and requests, is limited to Engineer's duties and responsibilities as stated in the Conditions of the Contract. C. "Directed": Terms such as "directed," "requested," "authorized," "selected," "approved," "required," and "permitted" mean directed by Engineer, requested by Engineer, and similar phrases. D. "Indicated": The term "indicated" refers to graphic representations, notes, or schedules on Drawings; or to other paragraphs or schedules in Specifications and similar requirements in the Contract Documents. Terms such as "shown," "noted," "scheduled," and "specified" are used to help the user locate the reference. E. "Regulations": The term "regulations" includes laws, ordinances, statutes, and lawful orders issued by authorities having jurisdiction, as well as rules, conventions, and agreements within the construction industry that control performance of the Work. F. "Furnish": The term "furnish" means to supply and deliver to Project site, ready for unloading, unpacking, assembly, installation, and similar operations. G. "Install": The term "install" describes operations at Project site including unloading, temporary storage, unpacking, assembling, erecting, placing, anchoring, applying, working to dimension, finishing, curing, protecting, cleaning, and similar operations. C H. "Provide": The term "provide" means to furnish and install, complete and ready for the intended use. I. "Installer": An installer is Contractor or another entity engaged by Contractor, as an employee, subcontractor, or contractor of lower tier, to perform a particular construction operation, including installatiori, erection, application, and similar operations. REFERENCES 01420-1 1.3 1. Using a term such as "carpentry" does not imply that certain construction activities must be performed by accredited or unionized i~dividuals of a corresponding generic name, such as "carpenter." It also does not imply that requirements specified apply exclusively to tradespeople of the corresponding generIC name. I ,I I I I I I. I I I I I I I I I I I I J. "Project site" is the space available for performing construction activities, either exclusively or in conjunction with others performing other work as part of Project. The extent of Project site is shown on the Drawings and mayor may not be identical with the description of the land on which Project is to be built. INDUSTRY STANDARDS A. Applicability of Standards: Unless the Contract Documents include more stringent requirements, applicable construction industry standards have the same force and effect as if bound or copied directly into the Contract Documents to the extent referenced. Such standards are made a part of the Contract Documents by reference. B. Publication Dates: Comply with standards in effect as of the date of the Contract Documents, unless otherwise indicated. c. Conflicting Requirements: Where compliance with two or more standards is specified and the standards establish different or conflicting requirements for minimum quantities or quality levels, comply with the most stringent requirement. Refer uncertainties and requirements that are different, but apparently equal, to Engineer for a decision before proceeding. I. Minimum Quantity or Quality Levels: The quantity or quality level shown or specified shall be the minimum provided or performed. The actual installation may comply exactly with the minimum quantity or quality specified, or it may exceed the minimum within reasonable limits. To comply with these requirements, indicated numeric values are minimum or maximum, as appropriate, for the context of the requirements. Refer uncertainties to Engineer for a decision before proceeding. D. Copies of Standards: Each entity engaged in construction on Project must be familiar with industry standards applicable to its construction activity. Copies of applicable standards are not bound with the Contract Documents. 1. Where copies of standards are needed to perform a required construction activity, obteUn copies directly from the publication source and make them available on request. E. Abbreviations and Names: Abbreviations and acronyms are frequently used in the Specifications and other Contract Documents to represent the name of a trade association, standards-developing organization, authorities having jurisdiction, or other entity in the context of referencing a standard or publication. The following REFERENCES OJ420-2 I I I I I I, I I I I, I I I I I I I I I abbreviations and acronyms, as referenced in the Contract Documents, mean the associated names. Names and addresses are subject to change and are believed, but are not assured, to be accurate and up-to-date as of the date of the Contract Documents. AASHTO American Association of State Highway and Transportation Officials 444 North Capitol St., NW, Suite 249 Washington, DC 20001 www.aashto.org (202) 624-5800 ACI American Concrete Institute P.O. Box 9094 Farmington Hills, MI48333-9094 www.aci-int.org (248) 848-3700 ACPA American Concrete Pipe Association 222 West Las Colinas Blvd., Suite 641 Irving, TX 75039-5423 www.concrete-pipe.org (972) 506~ 7216 AI Asphalt Institute P.O. Box 14052 Lexington, KY 40512-4052 www .asphaltinstitute.org (606) 288-4960 AlA The American Institute of Engineers 1735 New York Ave., NW Washington, DC 20006-5292 www .ala.org (202) 626-7300 AlA American Insurance Association 1130 Connecticut Ave., NW, Suite 1000 Washington, DC 20036 (202) 828-7100 AIHA American Industrial Hygiene Association 2700 Prosperity Ave., Suite 250 Fairfax, VA 22031 www .aiha.org (703) 849-8888 ANSI American National Standards Institute 11 West 42nd St., 13fh Floor New York, NY 10036-8002 www.ansi.org (888) 267-4783 (212) 642-4900 REFERENCES 01420-3 _no_....__ ......_.__ -...---- .____.___.. no I AOSA Association of Official Seed Analysts (402) 476-3852 I P.O. Box 81152 Lincoln, NE 68501-1152 I www.zianet.com/AOSA APA Engineerural Precast Association (941) 454-6989 I P.O. Box 08669 Fort Myers, FL 33908-0669 I www.archprecast.org ASC Adhesive and Sealant Council (202) 452-1500 I 1627 K St., NW, Suite 1000 Washington, DC 20006-1707 www.ascouncil.org I ASCE American Society of Civil Engineers (800) 548-2723 World Headquarters (703) 295-6000 I 1801 Alexander Graham Bell Dr. Reston, V A 20191-4400 www.asce.org I ASME American Society of Mechanical Engineers (800) 843-2763 345 East 47th St. (212) 705-7722 ,I New York, NY 10017-2392 www .asme.org ASPE American Society of Plumbing Engineers (805) 495-7120 I 3617 Thousand Oaks Blvd., Suite 210 Westlake Village, CA 91362-3649 I ASSE American Society of Sanitary Engineering (440) 835-3040 28901 Clemens Rd. I Westlake, OR 44145 www.asse-plumbing.org ASTM American Society for Testing and Materials (610) 832-9500 I 100 Barr Harbor Dr. West Conshohocken, P A 19428-2959 I www .astm.org AWS Amftrican Welding Society (800) 443-9353 I 550 NW Lejeune Rd. (305) 443-9353 Miami, FL 33126 www.amweld.org I' I REFERENCES 01420-4 I I I AWWA American Water Works Association (800) 926-7337 I 6666 W. Quincy Ave. (303) 794-7711 Denver, CO 80235 www.awwa.org I CISPI Cast Iron Soil Pipe Institute (423) 892-0137 5959 Shallowford Rd., Suite 419 ,I Chattanooga, TN 37421 WWW.Clspl.org I CLFMI Chain Link Fence Manufacturers Institute (301) 596-2584 9891 Broken Land Pkwy, Suite 300 Columbia, MD 21046 I www.baileadership.com CPPA Corrugated Polyethylene Pipe Association (800) 510-2772 I 3621 Secor Rd., Suite 320 (419) 241-2221 Toledo, OH 436046 www.cppa-info.org I CRSI Concrete Reinforcing Steel Institute (847) 517-1200 933 N. Plum Grove Rd. I Schaumburg, IL 60173-4758 www.crSl.org I DIPRA Ductile Iron Pipe Research Association (205) 402-8702 245 Riverchase Pkwy East, Suite 0 I Birmingham, AL 35244 www.dipra.org I FM Factory Mutual System (781) 762-4300 1151 Boston-Providence Tnpk. P.O. Box 9102 I Norwood, MA 02062-9102 wwwJactorymutual.com I ORI Geosynthetic Research Institute (610) 522-8440 475 Kedron Ave. Folsom, P A 19033 I www.drexel.edu/gri C HI Hydraulic Institute (888) 786-7744 I 9 Sylvan Way (973) 267-9700 Parsippany, NJ 07054-3802 I I REFERENCES 01420-5 -.--- - ..... ---.., -. ..- -------...... - ...--...'''.-.......----..-.".....-------- ..----...----- I MCAA Mechanical Contractors Association of America (301) 869-5800 I 1385 Piccard Dr. Rockville, MD 20850-4329 I www.mcaa.org MSS Manufacturers Standardization Society of the Valve (703) 281-6613 I and Fittings Industry 127 Park St., NE Vienna, V A 22180-4602 I. www.mss-hq.com NECA National Electrical Contractors Association (301) 657-3110 I 3 Bethesda Metro Center, Suite 1100 Bethesda, MD 20814-3299 I www.nec.anet.org NEMA National Electrical Manufacturers Association (703) 841-3200 I 1300 N 17th St., Suite 1847 Rosslyn, V A 22209 www.nema.org I NPCA National Paint and Coatings Association (202) 462-6272 1500 Rhode Island Ave., NW I Washington, DC 20005-5597 www.paint.org NRMCA National Ready Mixed Concrete Association (301) 587-1400 I 900 Spring St. Silver Spring, MD 20910 I www.nrmca.org NSF NSF International (734) 769-8010 I (Formerly: National Sanitation Foundation) 3475 PI ymouth Rd. Ann Arbor, MI48105 I www .nsf.org PCA Portland Cement Association (847) 966-6200 I 5420 Old Orchard Rd. Skokie, IL 60077-1083 www. po~ement.org I PCI Precast/Prestressed Concrete Institute (312) 786-0300 175 W. Jackson Blvd. I Chicago, IL 60604 wWW.pCl.org I REFERENCES 01420-6 I -.- ..-...-.----..- --".. --- --.-..-.-- __.__.__._. __.n _...__.._ I I I PGI PYC Geomembrane InstitutefTechnology Program (217) 333-3929 University of Illinois-Urbana Champaign 205 N. Mathews Ave. I 2215 Newmark Civil Engineering Lab Urbana, IL 61801 /Ipgi-tp.ce. vivc.edu I PPFA Plastic Pipe and Fittings Association (888) 314-6774 800 Roosevelt Rd., Building C, Suite 20 (630) 858-6540 I Glen Ellyn, IL 60137-5833 PPI Plastics Pipe Institute (202) 974-5306 I (The Society of the Plastics Industry, Inc.) 1801 K St., NW, Suite 600K Washington, DC 20006 I www.plasticpipe.org SSPMA Sump and Sewage Pump Manufacturers Association (847) 559-9233 I P.O. Box 647 Northbrook, IL 60065-0647 I SWPA Submersible Wastewater Pump Association (847) 729-7972 1806 Johns Dr. Glenview, IL 60025-1657 I SWRI Sealant, Waterproofing and Restoration Institute (816) 472-7974 I 2841 Main St. Kansas City, MO 64108 www.swrionline.org I UL Underwriters Laboratories Inc. (800) 704-4050 333 Pfingsten Rd. (847) 272-8800 I Northbrook, IL 60062 www.ul.com I UNI Uni-Bell PVC Pipe Association (972) 243-3902 2655 Villa Creek Dr., Suite 155 Dallas, TX 75234 I members. aol.comlunibell ~ W ASTEC Waste Equipment Technology Association (202) 244-4700 I 4301 Connecticut Ave. NW, Suite 300 Washington, DC 20008 I ;1 REFERENCES 0]420-7 WEF Water Environment Federation (Formerly: Water Pollution Control Federation) 601 Wythe St. Alexandria, VA 22314-1994 www.wef.org (800) 666-0206 (703) 684-2400 WPCF Water Pollution Control Federation (See WEF) F. Federal Government Agencies: Names and titles of Federal Government standards- or specification-developing agencies are often abbreviated. The foHowing abbreviations and acronyms referenced in the Contract Documents indicate names of standards- or specification-developing agencies of the Federal Government. Names and addresses are subject to change and are believed, but are not assured, to l;>e accurate and up-to-date as of the date of the Contract Documents. . CE Corps of Engineers (U.S. Department of the Army) 20 Massachusetts Ave., NW Washington, DC 20314 www.usace.army.mil CRD standards are available from: U.S. Army Corps of Engineers Waterways Experiment Station Technical Report Distribution Section Services Branch, TIC 3909 Halls Ferry Rd. Vicksburg, MS 39180-6199 (202) 761-0660 (601) 634-2696 CPR Code of Federal Regulations (A vail able from the Government Printing Office) Washington, DC 20401 (Material is usually published first in the "Federal Register. ") www.access.gpo.gov (202) 512-1800 CPSC Consumer Product Safety Commission East West Towers 4330 East-West Hwy Bethesda, MD 20814 wWW.cpcs.gov (800) 638-2772 (301) 504-0990 c DOT Department of TranspOItation 400 Seventh St., SW Washington, DC 20590 www.dot.gov (202) 366-4000 REFERENCES 01420-8 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I il I I I I I EPA Environmental Protection Agency 401 M St., SW Washington, DC 20460 www.epa.gov NIST National Institute of Standards and Technology (U.S. Department of Commerce) Building 101, #Al134, Rte. 1-270 and Quince Orchard Rd. Gaithersburg, MD 20899 www.nist.goy OSHA Occupational Safety and Health Administration (U.S. Department of Labor) 200 Constitution AYe., NW Washington, DC 20210 www.osha.goy PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION (Not Used) END OF SECTION 01420 (202) 260-2090 (301) 975-2000 (202) 219-8148 ~ REFERENCES 01420-9 I I I I I I I I I I I I I I I I I I- I SECTION 01500 TEMPORARY FACILITIES AND CONTROLS PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes requirements for temporary facilities and controls, including temporary utilities, support facilities, and security and protection facilities. B. Temporary utilities include, but are not limited to, the following: 1. ') ... Sanitary facilities, including toilets, wash facilities, and drinking-water facilities. Heating and cooling facilities. Ventilati on. Electric power service. Telephone service. 3. 4. 5. C. Support facilities include, but are not limited to, the following: 1. Temporary roads and paving. 2. Dewatering facilities and drains. 3. Field offices. 4. Storage and fabrication sheds. 5. Lifts and hoists. 6. Construction aids and miscellaneous services and facilities. D. Security and protection facilities include, but are not limited to, the following: 1. 2. 3. 4. 5. 6. 7. 8. Environmental protection. Stonllwater control. Tree and plant protection. Security enclosure and lockup. Barricades, warning signs, and lights. Temporary enclosures. Temporary pm1itions. Fire protection. ~ TEMPORARY FACILITIES AND CONTROLS 01500-1 1.3 1.4 1.5 E. Related Sections include the following: I I I I I I I I I I I I I I I I I I I 1. Division 1 Section "Submittal Procedures" for procedures for submitting copies of implementation and termination schedule and utility reports. 2. Division 1 Section "Execution Requirements" for progress cleaning requirements. 3. Divisions 2-16 for temporary heat, ventilation, and humidity requirements for products in those Sections. USE CHARGES A. General: Cost or use charges for temporary facilities are not chargeable to Owner or Engineer and shall be included in the Contract Sum. Allow other entities to use temporary services and facilities without cost, including, but not limited to, the following: 1. Owner's construction forces. 2. Occupants of Project. 3. Engineer. 4. Testing agencies. 5. Personnel of authorities having jurisdiction. B. Electric Power Service: Pay electric power service use charges, whether metered or otherwise, for electricity used by all entities engaged in construction activities at Project site. QUALITY ASSURANCE A. Standards: Comply with ANSI AlO.6, NECA's "Temporary Electrical Facilities," and NFPA 241. 1. Trade Jurisdictions: Assigned responsibilities for installation and operation of temporary utilities are not intended to interfere with trade regulations and union jurisdictions. _ 2. Electric Service: Comply with NECA, NEMA, and UL standards and regulations for temporary electric service. Install service to comply with NFP A 70. B. Tests and Inspections: Arrange for authorities having jurisdiction to test and inspect each temporary utility before use. Obtain required certifications and permits. PROJECT CONDITIONS c A. Conditions of Use: The following conditions apply to use of temporary services and facilities by all parties engaged in the Work: TEMPORARY FACILITIES AND CONTROLS 01500-2 I I I I I I I I I I I I I I I I I I I 1. Keep temporary services and facilities clean and neat. 2. Relocate temporary services and facilities as required by progress of the Work. PART 2 - PRODUCTS 2.1 MATERIALS A. General: Provide new materials. Undamaged, previously used materials in serviceable condition may be used if approved by Engineer. Provide materials suitable for use intended. B. Water: Potable. 2.2 EQUIPMENT A. General: Provide equipment suitable for use intended. B. Field Offices: Mobile units or other suitable unit with lockable entrances, operable windows, and serviceable finishes; heated and air conditioned; on foundations adequate for normal loading. C. Fire Extinguishers: Hand carried, portable, UL rated. Provide class and extinguishing agent as indicated or a combination of extinguishers of NFP A-recommended classes for exposures. 1. Comply with NFPA 10 and NFPA 241 for classification, extinguishing agent, and size required by location and class of fire exposure. D. Self-Contained Toilet Units: Single-occupant units of chemical, aerated recirculation, or combustion type; vented; fully enclosed with a glass-fiber-reinforced polyester shell or similar nonabsorbent material. E. Drinking-Water Fixtures: Containerized, tap-dispenser or bottled-water drinking-water units, including paper cup supply. F. Heating Equipment: Unless Owner authorizes use of permanent heating system, provide vented, self-contained, liquid-propane-gas or fuel-oil heaters with individual space thermostatic controL 1. Use of g&soline-buming space heaters, open-flame heaters, or salamander-type heating units is prohibited. 2. Heating Units: Listed and labeled, by a testing agency acceptable to authorities having jurisdiction, and marked for intended use for type of fuel being consumed. TEMPORARY FACILITIES AND CONTROLS 01500-3 G. Electrical Outlets: Properly configured, NEMA-polarized outlets to prevent insertion of 110- to 120- V plugs into higher-voltage outlets; equipped with ground-fault circuit interrupters, reset button, and pilot light. H. Power Distribution System Circuits: Where permitted and overhead and exposed for surveillance, wiring circuits, not exceeding 125- V ac, 20-A rating, and lighting circuits may be nonmetallic sheathed cable. PART 3 - EXECUTION 3.1 INSTALLATION, GENERAL A. Locate facilities where they will serve Project adequately and result in lll1mmum irtterference with performance of the Work. Relocate and modify facilities as required. B. Provide each facility ready for use when needed to avoid delay. Maintain and modify as required. Do not remove until facilities are no longer needed or are replaced by authorized use of completed permanent facilities. 3.2 TEMPORARY UTILITY INSTALLATION A. General: Engage appropriate local utility company to install temporary service or connect to existing service. Where utility company provides only part of the service, provide the remainder with matching, compatible materials and equipment. Comply with utility company recommendations. 1. Arrange with utility company, Owner, and existing users for time when service can be interrupted, if necessary, to make connections for temporary services. 2. Provide adequate capacity at each stage of construction. B. Water Service: Use of Owner's existing water service facilities will not be permitted. C. Sanitary Facilities: Use of Owner's existing sanitary facilities will not be permitted. Provide temporary toilets and drinking-water. Comply with regulations and health codes for type, number, location, operation, and maintenance of fixtures and facilities. 1. Disposable Supplies: Provide toilet tissue, paper towels, paper cups, and similar disposable materials for each facility. Maintain adequate supply. Provide covered waste containers for disposal of used material. ~ 2. Toilets: Use of Owner's existing toilet facilities will not be permitted. 3. Toilets: Install self-contained toilet units. Shield toilets to ensure pnvacy. Provide separate facilities for male and female personnel. 4. Drinking-Water Facilities: Provide bottled-water, drinking-water units. TEMPORARY FACILITIES AND CONTROLS 01500-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 3.3 D. Heating and Cooling: Provide temporary heating and cooling required by construction activities for curing or drying of completed installations or for protecting installed construction from adverse effects of low temperatures or high humidity. Select equipment from that specified that will not have a harmful effect on completed installations or elements being installed. E. Ventilation and Humidity Control: Provide temporary ventilation required by construction activities for curing or drying of completed installations or for protecting installed construction from adverse effects of high humidity. Select equipment from that specified that will not have a harmful effect on completed installations or elements being installed. Coordinate ventilation requirements to produce ambient condition required and minimize energy consumption. F. Electric Distribution: Provide weatherproof, grounded electric power service and distribution system of sufficient size, capacity, and power characteristics during construction period. Include meters, transformers, overload-protected disconnecting means, automatic ground-fault interrupters, and main distribution switchgear. 1. Install electric power service underground, unless overhead service must be used. 2. Install power distribution wiring overhead and rise vertically where least exposed to damage. 3. Connect temporary service to Owner's existing power source, as directed by electric company officials. G. Electric Power Service: Use of Owner's existing electric power service for hook-up of temporary power will be permitted, as long as equipment is maintained in a condition acceptable to Owner. H. Electric Distribution: Provide receptacle outlets adequate for connection of power tools and equipment. 1. Provide waterproof connectors to connect separate lengths of electrical power cords if single lengths will not reach areas where construction activities are in progress. Do not exceed safe length-voltage ratio. I. Telephone, Service: Provide telephone service to resident engmeer per Special Provisions. SUPPORT FACllJTIES INSTALLATION A. General: Comply with~he following: 1. Locate field offices, storage sheds, sanitary facilities, and other temporary construction and support facilities for easy access. TEMPORAR Y FACILITIES AND CONTROLS 01500-5 3.4 , B. Temporary Roads and Paved Areas: Construct and maintain temporary roads and paved areas adequate to support loads and to withstand exposure to traffic during construction period. Locate temporary roads and paved areas within construction limits indicated on Drawings. I I I I I I I I I I I I I I I I I I I 1. Provide a reasonably level, graded, well-drained subgrade of satisfactory soil ma- terial, compacted to not less than 95 percent of maximum dry density in the top 6 inches (150 mm). 2. Provide dust-control treatment that is nonpolluting and nontracking. Reapply treatment as required to minimize dust. c. Traffic Controls: Provide temporary traffic controls at junction of temporary roads with public roads. Include warning signs for public traffic and "STOP" signs for entrance onto public roads. Comply with requirements of authorities having jurisdiction. D. I Dewatering Facilities and Drains: Comply with requirements in applicable Division 2 Sections for temporary drainage and dewatering facilities and operations not directly associated with construction activities included in individual Sections. Where feasible, use same facilities. Maintain Project site, excavations, and construction free of water. 1. Dispose of rainwater in a lawful manner that will not result in flooding Project or adjoining property nor endanger permanent Work or temporary facilities. 2. Remove snow and ice as required to minimize accumulations. E. Waste Disposal Facilities: Provide waste-collection containers in sizes adequate to handle waste from construction operations. Containerize and clearly label hazardous, dangerous, or unsanitary waste materials separately from other waste. Comply with Division 1 Section "Execution Requirements" for progress cleaning requirements. 1. If required by authorities having jurisdiction, provide separate containers, clearly labeled, for each type of waste material to be deposited. 2. Contractor may dispose of wastes generated during this project at County landfill for no cost. This will be coordinated with Owner's staff. SECURITY AND PROTECTION FACILITIES INST ALLA nON A. Environmental Protection: Provide protection, operate temporary facilities, and conduct construction in ways and by methods that comply with environmental regulations and that minimize possible air, waterway, and subsoil contamination or pollution or other undesirable effects. Avoid using tools and equipment that produce harmful noise. Resteict use of noisemaking tools and equipment to hours that will minimize complaints from persons or firms near Project site. B. Stormwater Control: Implement storm water control plan outlined within Appendix A. TEMPORARY FACILITIES AND CONTROLS 01500-6 I I I I I I I I I I I I I I I I I I I 3.5 C. Temporary Fire Protection: Install and maintain temporary fire-protection facilities of types needed to protect against reasonably predictable and controllable fire losses. Comply with NFPA 241. 1. Provide fire extinguishers, installed on walls on mounting brackets, visible and accessible from space being served, with sign mounted above. a. Field Offices: Class A stored-pressure water-type extinguishers. 2. Store combustible materials in containers in fire-safe locations. 3. Maintain unobstructed access to fire extinguishers, temporary fire-protection facilities, stairways, and other access routes for firefighting. Prohibit smoking in hazardous fire-exposure areas. , OPERATION, TERMINATION, AND REMOVAL A Supervision: Enforce strict discipline in use of temporary facilities. To minimize waste and abuse, limit availability of temporary facilities to essential and intended uses. B. Maintenance: Maintain facilities in good operating condition until removal. Protect from damage caused by freezing temperatures and similar elements. 1. Maintain operation of temporary enclosures, heating, cooling, humidity control, ventilation, and similar facilities on a 24-hour basis where required to achieve indicated results and to avoid possibility of damage. 2. Prevent water-filled piping from freezing. Maintain markers for underground lines. Protect from damage during excavation operations. C. Termination and Removal: Remove each temporary facility when need for its service has ended, when it has been replaced by authorized use of a permanent facility, or no later than Substantial Completion. Complete or, if necessary, restore permanent construction that may have been delayed because of interference with temporary facility. Repair damaged Work, clean exposed surfaces, and replace construction that cannot be satisfactorily repaired. 1. Materials' and facilities that constitute temporary facilities are the property of Contractor. 2. At Substantial Completion, clean and renovate permanent facilities used during construction period. Comply with final cleaning requirements in Division 1 Section "Closeout Procedures." ~ END OF SECTION 01500 TEMPORARY FACILITIES AND CONTROLS 01500-7 I I I I I I I I I I I I I I I I I I I SECTION 01600 PRODUCT REQUIRElVIENTS PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes the following administrative and procedural requirements: selection of products for use in Project; product delivery, storage, and handling; manufacturers' standard warranties on products; special warranties; product substitutions; and comparable products. B. Related Sections include the following: 1. Division 1 Section "References" for applicable industry standards for products specified. 2. Division 1 Section "Closeout Procedures" for submitting warranties for contract closeout. 3. Divisions 2 through 16 Sections for specific requirements for warranties on products and installations specified to be warranted. 1.3 DEFINITIONS A. Products: Items purchased for incorporating into the Work, whether purchased for Project or taken from previously purchased stock. The term "product" includes the terms "material," "equipment," "system," and terms of similar intent. , 1. Named Products: Items identified by manufacturer's product name, including make or model number or other designation, shown or listed in manufacturer's published product literature, that is current as of date of the Contract Documents. 2. New Products: Items that have not previously been incorporated into another project or facility, except that products consisting of rect'cled-content materials are allowed, unless explicitly stated otherwise. Products salvaged or recycled from other projects are not considered new products. 3. Comparable Product: Product that is demonstrated and approved through submittal process, or where indicated as a product substitution, to have the indicated qualities related to type, function, dimension, in-service performance, physical properties, appearance, and other characteristics that equal or exceed those of specified product. PRODUCT REQUIREMENTS 01600-1 1.4 B. Substitutions: Changes in products, materials, equipment, and methods of construction from those required by the Contract Documents and proposed by Contractor. I I I I I I I I I I I I I I I I I I I C. Basis-of-Design Product Specification: Where a specific manufacturer's product is named including make or model number or other designation, to establish the significant qualities related to type, function, dimension, in-service performance, physical properties, appearance, and other characteristics for purposes of evaluating comparable products of other named manufacturers. D. Manufacturer's Warranty: Preprinted written warranty published by individual manufacturer for a particular product and specifically endorsed by manufacturer to Owner. E. Special Warranty: Written warranty required by or incorporated into the Contract Documents, either to extend time limit provided by manufacturer's warranty or to provide more rights for Owner. SUBMITTALS A. Substitution Requests: Submit three copies of each request for consideration. Identify product or fabrication or installation method to be replaced. Include Specification Section number and title and Drawing numbers and titles. 1. Documentation: Show compliance with requirements for substitutions and the following, as applicable: a. Statement indicating why specified material or product cannot be provided. b. Coordination information, including a list of changes or modifications needed to other parts of the Work and to construction performed by Owner and separate contractors, that will be necessary to accommodate proposed substitution. c. Detailed comparison of significant qualities of proposed substitution with those of the Work specified. Significant qualities may include attributes such as performance, weight, size, durability, visual effect, and specific features and requirements indicated. d. Product Data, including drawings and descriptions of products and fabrication and installation procedures. e. Samples, where applicable or requested. f. List of similar installations for completed projects with project names and addresses and names and addresses of Engineers and owners. g. Material test reports from a qu~lified testing agency indicating and interpreting test results for compliance with requirements indicated. h. Detailed comparison of Contractor's Construction Schedule using proposed substitution with products specified for the Work, including effect on the overall Contract Time. If specified product or method of construction cannot be provided within the Contract Time, include letter from PRODUCT REQUIREMENTS 01600-2 I I I I I I I I I I I I I I I I I I I 1.5 1.6 manufacturer, on manufacturer's letterhead, stating lack of availability or delays in delivery. 1. Cost information, including a proposal of change, if any, in the Contract Sum. .1. Contractor's certification that proposed substitution complies with requirements in the Contract Documents and is appropriate for applications indicated. k. Contractor's waiver of rights to additional payment or time that may subsequently become necessary because of failure of proposed substitubon to produce indicated results. 2. Engineer's Action: If necessary, Engineer will request additional information or documentation for evaluation within one week of receipt of a request for substitution. Engineer will notify Contractor of acceptance or rejection of proposed substitution within 15 days of receipt of request, or 7 days of receipt of additional information or documentation, whichever is later. . a. Form of Acceptance: Change Order. b. Use product specified if Engineer cannot make a decision on use of a proposed substitution within time allocated. B. Basis-of-Design Product Specification Submittal: Comply with requirements in Division 1 Section "Submittal Procedures." Show compliance with requirements. QUALITY ASSURANCE A. Compatibility of Options: If Contractor is given option of selecting between two or more products for use on Project, product selected shall be compatible with products previously selected, even if previously selected products were also options. PRODUCT DELIVERY, STORAGE, AND HANDLING A. Deliver, store, and handle products using means and methods that will prevent damage, deteriorabon, and loss, including theft. Comply with manufacturer's written instructions. 1. Schedule delivery to minimize long-term storage at Project site and to prevent overcrowding of construction spaces. 2. Coordinate delivery with installation time to ensure minimum holding time for items that are flammable, hazardous, easily damaged, or sensitive; to deterioration, theft, and other losses. .. 3. Deliver products to Project site in an undamaged condition in manufacturer's original sealed container or other packaging system, complete with labels and instructions for handling, storing, unpacking, protecting, and installing. 4. Inspect products on delivery to ensure compliance with the Contract Documents and to ensure that products-are undamaged and properly protected. PRODUCT REQUIREMENTS 01600-3 5. Store products to allow for inspection and measurement of quantity or counting of uni ts. 6. Store materials in a manner that will not endanger Project structure. 7. Store products that are subject to damage by the elements, under cover in a weathertight enclosure above ground, with ventilation adequate to prevent condensation. S. Comply with product manufacturer's written instructions for temperature, humidity, ventilation, and weather-protection requirements for storage. 9. Protect stored products from damage. 1.7 PRODUCT WARRANTIES A. Warranties specified in other Sections shall be in addition to, and run concurrent with, other warranties required by the Contract Documents. Manufacturer's disclaimers and limitations on product warranties do not relieve. Contractor of obligations under requirements of the Contract Documents. B. Special Warranties: Prepare a written document that contains appropriate terms and identification, ready for execution. Submit a draft for approval before final execution. 1. Manufacturer's Standard Form: Modified to include Project-specific information and properly executed. 2. Refer to Divisions 2 through 16 Sections for specific content requirements and particular requirements for submitting special warranties. C. Comply with requirements in Division 1 Section "Closeout Submittal Time: Procedures. " PART 2 - PRODUCTS 2.1 PRODUCT OPTIONS A. General Product Requirements: Provide products that comply with the Contract Documents, that are undamaged, and unless otherwise indicated, that are new at time of installation. ' 1. Provide products complete with accessories, trim, finish, fasteners, and other items needed for a complete installation and indicated use and effect. 2. Standard Products: If available, and unless custom products or nonstandard options are specified, provide standard products:of types that have been produced and used successfully in similar situations on other projects. 3. Owner reserves the right to limit selection to products with warranties not in conflict with requirements of the Contract Documents. 4. Descriptive, performance, and reference standard requirements In the Specifications establish "salient characteristics" of products. PRODUCT REQUIREMENTS 01600-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 2.2 5. Or Equal: Where products are specified by name and accompanied by the term "or equal" or "or approved equal" or "or approved," comply with provisions in "Comparable Products" Article to obtain approval for use of an unnamed product. B. Product Selection Procedures: Procedures for product selection include the following: 1. Product: Where Specification paragraphs or subparagraphs titled "Product" name a single product and manufac;turer, provide the product named. a. Substitutions may be considered. 2. Products: Where Specification paragraphs or subparagraphs titled "Products" introduce a list of names of both products and manufacturers, provide one of the products listed that complies with requirements. a. Substitutions may be considered. 3. Manufacturers: Where Specification paragraphs or subparagraphs titled "Manufacturers" introduce a list of manufacturers' names, provide a product by one of the manufacturers listed that complies with requirements. a. Substitutions may be considered. PRODUCT SUBSTITUTIONS A. Timing: Engineer will consider requests for substitution if received within 30 days after the Notice of Award and the Notice to Proceed. Requests received after that time may be considered or rejected at discretion of Engineer. B. Conditions: Engineer will consider Contractor's request for substitution when the following conditions are satisfied. If the following conditions are not satisfied, Engineer will return requests without action, except to record noncompliance with these requirements: 1. Requested substitution offers Owner a substantial advantage in cost, time, energy conservation, or other considerations, after deducting adqitional responsibilities Owner must assume. Owner's additional responsibilities may include compensation to Engineer for redesign and evaluation services, increased cost of other construction by Owner, and similar considerations. 2. Requested substitution does not require extensive revisions to the Contract Documents. 3. Requested substitution is consistent with the Contract Document~ and will produce indicated results. 4. Substitution request is fully documented and properly submitted. 5. Requested substitution will not adversely affect Contractor's Construction Schedule. 6. Requested substitution has received necessary approvals of authorities having jUlisdiction. PRODUCT REQUIREMENTS 01600-5 7. Requested substitution is compatible with other portions of the Work. 8. Requested substitution has been coordinated with other portions of the Work. 9. Requested substitution provides specified warranty. 2.3 COMP ARABLE PRODUCTS A. Where products or manufacturers are specified by name, submit the following, III addition to other required submittals, to obtain approval of an unnamed product: 1. Evidence that the proposed product does not require extensive revisions to the Contract Documents, that it is consistent with the Contract Documents and will produce the indicated results, and that it is compatible with other portions of the Work. 2. Detailed comparison of significant qualities of proposed product with those named in the Specifications. Significant qualitie~ include attributes such as performance, weight, size, durability, visual effect, and specific features and requirements indicated. 3. Evidence that proposed product provides specified warranty. 4. List of similar installations for completed projects with project names and addresses and names and addresses of Engineers and owners, if requested. 5. Samples, if requested. PART 3 - EXECUTION (Not Used) END OF SECTION 01600 ~ PRODUCT REQUIREMENTS 01600-6 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I SECTION 01700 EXECUTION REQUIREMENTS PART 1 - GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes general procedural requirements governing execution of the Work including, but not limited to, the following: 1. Construction layout. 2. Field engineering and surveying. 3. General installation of products. 4. Progress cleaning. 5. Starting and adjusting. 6. Protection of installed construction. 7. Correction of the Work. B. Related Sections include the following: 1. Division 1 Section "Project Management and Coordination" for procedures for coordinating field engineering with other construction activities. 2. Division 1 Section "Submittal Procedures" for submitting surveys. PART 2 - PRODUCTS (Not Used) PART 3 - EXECUTION 3.1 EXAMINATION I" A. Existing Conditions: The existence and location of site improvements, utilities, and other construction indicated as existing are not guaranteed. Before beginning work, investigate and verify the existence and location of mechanical and electrical systems and other construction affecting the Work. EXECUTION REQUIREMENTS 01700-1 3.2 c 1. Before construction, verify the location and points of connection of utility serVlces. I I I I I I I. I I I I I I I I I I I I B. Existing Utilities: The existence and location of underground and other utilities and construction indicated as existing are not guaranteed. Before beginning sitework, investigate and verify the existence and location of underground utilities and other construction affecting the Work. 1. Before construction, verify the location and invert elevation at points of connection of sanitary sewer, storm sewer, and water-service piping; and underground electrical services. 2. Furnish location data for work related to Project that must be performed by public utilities serving Project site. C. Acceptance of Conditions: Examine substrates, areas, and conditions, with Installer or Applicator present where indicated, for compliance with requirements for installation tolerances and other conditions affecting performance. Record observations. 1. Written report: Where a written report listing conditions detrimental to perform- ance of the Work is required by other Sections, included the following: a. Description of Work. b. List of detrimental conditions, including substrates. c. List of unacceptable installation tolerances. d. Recommended corrections. 2. Verify compatibility with the suitability of substrates. 3. Proceed with installation only after unsatisfactory conditions have been corrected. Proceeding with the Work indicates acceptance of surfaces and conditions. PREP ARA TION A. Existing Utility Information: Furnish information to local utility that is necessary to adjust, move, or relocate existing utility structures, utility poles, lines, services, or other utility appurtenances located in or affected by construction. Coordinate with authorities having jurisdiction. B. Existing Utility Interruptions: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted under the following conditions and then only after arranging to provide temporary utility services according to requirements indicated: 1. Notify Engineer not less than two days in advance of proposed utility interruptions. 2. Do not proceed with utility interruptions without Engineer's written permission. EXECUTION REQUIREMENTS 01700-2 I I I I I I I I I I I I I I I I I I I 3.3 3.4 c. Field Measurements: Take field measurements as required to fit the Work properly. Recheck measurements before installing each product. Where portions of the Work are indicated to fit to other construction, verify dimensions of other construction by field measurements before fabrication. Coordinate fabrication schedule with construction progress to avoid delaying the Work. D. Space Requirements:' Verify space requirements and dimensions of items shown diagrammatically on Drawings. E. Review of Contract Documents and Field Conditions: Immediately on discovery of the need for clarification of the Contract Documents, submit a request for information to Engineer. Include a detailed description of problem encountered, together with recommendations for changing the Contract Documents. j CONSTRUCTION LA YOUT A. Verification: Before proceeding to layout the Work, verify layout information shown on Drawings, in relation to the property survey and existing benchmarks. If discrepancies are discovered, notify Engineer promptly. B. General: Engage a land surveyor to layout the Work usmg accepted surveying practices. 1. Establish benchmarks and control points to set lines and levels. 2. Establish dimensions within tolerances indicated. Do not scale Drawings to obtain required dimensions. 3. Inform installers of lines and levels to which they must comply. 4. Check the location, level and plumb, of every major element as the Work progresses. 5. Notify Engineer when deviations from required lines and levels exceed allowable tolerances. 6. Close site surveys with an error of closure equal to or less than the standard established by authorities having jurisdiction. c. ,Site Improvements: Locate and layout site improvements, including road gravel, grading, fill and topsoil placement, utility slopes, and invert elevations. D. Record Log: Maintain a log of layout control work. Record deviations from required lines and levels. Include beginning and ending dates and times of surveys, weather conditions, name and duty of each survey party member, and types of instruments and tapes used.~Make the log available for reference by Engineer. FIELD ENGINEERING A. Identification: Owner will identify existing benchmarks, control points, and propelty comers. EXECUTION REQUIREMENTS 01700-3 3.5 B. Reference Points: Locate existing permanent benchmarks, control points, and similar reference points before beginning the Work. Preserve and protect permanent benchmarks and control points during construction operations. I I I I I I I I I I I I I I I I I I I 1. Do not change or relocate existing benchmarks or control points without prior written approval of Engineer. Report lost or destroyed permanent benchmarks or control points promptly. Report the need to relocate permanent benchmarks or control points to Engineer before proceeding. 2. Replace lost or destroyed permanent benchmarks and control points promptly. Base replacements on the original survey control points. c. Benchmarks: Establish and maintain a minimum of two permanent benchmarks on Project site, referenced to data established by survey control points. 1. Record benchmark locations, with horizontal and vertical data, on Project Record Documents. 2. Where the actual location or elevation of layout points cannot be marked, provide temporary reference points sufficient to locate the Work. 3. Remove temporary reference points when no longer needed. Restore marked construction to its original condition. INSTALLATION A. General: Locate the Work and components of the Work accurately, m correct alignment and elevation, as indicated. 1. Make vertical work plumb and make horizontal work level. 2. Where space is limited, install components to maximize space available for maintenance and ease of removal for replacement. B. Comply with manufacturer's written instructions and recommendations for installing products in applications indicated. C. Install products at the time and under conditions that will ensure the best possible results. Maintain conditions required for product performance until Substantial Completion. D. Conduct construction operations so no part of the Work is subjected to damaging operations or loading in excess of that expected during normal conditions of occupancy. ~E. F. Tools and Equipment: Do not use tools or equipment that produce harmful noise levels. Hazardous Materials: Use products, cleaners, and installation materials that are not considered hazardous. EXECUTION REQUIREMENTS 01700:4 I I I I I I I I I I I I I I I I I I I 3.6 PROGRESS CLEANING A. General: Clean Project site and work areas daily, including common areas. Coordinate progress cleaning for joint-use areas where more than one installer has worked. Enforce requirements strictly. Dispose of materials lawfully. 1. Comply with requirements in NFPA 241 for removal of combustible waste materials and debris. 2. Do not hold materials more than 7 days during normal weather or 3 days if the temperature is expected to rise above 80 deg F (27 deg C). 3. Containerize hazardous and unsanitary waste materials separately from other waste. Mark containers appropriately and dispose of legally, according to regulations. B. Site: Maintain Proj,ect site free of waste materials and debris. c. Work Areas: Clean areas where work is in progress to the level of cleanliness necessary for proper execution of the Work. 1. Remove liquid spills promptly. 2. Where dust would impair proper execution of the Work, broom-clean or vacuum the entire work area, as appropriate. D. Installed Work: Keep installed work clean. Clean installed surfaces according to written instructions of manufacturer or fabricator of product installed, using only cleaning materials specifically recommended. If specific cleaning materials are not recommended, use cleaning materials that are not hazardous to health or property and that will not damage exposed surfaces. E. Concealed Spaces: Remove debris from concealed spaces before enclosing the space. F. Exposed Surfaces: Clean exposed surfaces and protect as necessary to ensure freedom from damage and deterioration at time of Substantial Completion. G. Cutting and Patching: Clean areas and spaces where cutting and patching are performed. Completely remove paint, mortar, oils, putty, and similar materials. 1. Thoroughly clean piping, conduit, and similar features before applying paint or other finishing materials. Restore damaged pipe covering to its original condition. H. During handlin!t and installation, clean and protect construction in progress and adjoining materials already in place. Apply protective covering where required to ensure protection from damage or deterioration at Substantial Completion. I. Clean and provide maintenance on completed construction as frequently as necessary through the remainder of the construction period. Adjust and lublicate operable components to ensure operability without damaging effects. EXECUTION REQUIREMENTS 01700-5 J. Limiting Exposures: Supervise construction operations to assure that no part of the construction, completed or in progress, is subject to harmful, dangerous, damaging, or otherwise deleterious exposure during the construction period. 3.7 PROTECTION OF INSTALLED CONSTRUCTION A. Provide final protection and maintain conditions that ensure installed Work is without damage or deterioration at time of Substantial Completion. B. Comply with manufacturer's written instructions for temperature and relative humidity. 3.8 CORRECTION OF THE WORK A. . Repair or remove and replace defective construction. Restore damaged substrates and finishes. 1. Repairing includes replacing defective parts, refinishing damaged surfaces, touching up with matching materials, and properly adjusting operating equipment. B. Restore permanent facilities used during construction to their specified condition. C. Remove and replace damaged surfaces that are exposed to view if surfaces cannot be repaired without visible evidence of repair. D. Repair components that do not operate properly. Remove and replace operating components that cannot be repaired. E. Remove and replace chipped, scratched, and broken glass or reflective surfaces. END OF SECTION 01700 ~ EXECUTION REQUIREMENTS 01700-6 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I SECTION 01770 CLOSEOUT PROCEDURES PART 1 ~ GENERAL 1.1 RELATED DOCUMENTS A. Drawings and Special Provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for contract closeout, including, but not limited to, the following: 1. Inspection procedures. 2. Project Record Documents. 3. Operation and maintenance manuals. 4. Warranties. 5. Instruction of Owner's personnel. 6. Final cleaning. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for requirements for Applications for Payment for Substantial and Final Completion. 2. Division 1 Section "Construction Progress Documentation" for submitting Final Completion construction photographs. 3. Division 1 Section "Execution Requirements" for progress cleaning of Project site. 4. Divisions 2 through 16 Sections for specific closeout and special cleaning requirements for products of those Sections. 1.3 SUBSTANTIAL COMPLETION A. Preliminary Procedures: Before requesting inspection for determining date of Substantial Completion, complete the following. ListCitems below that are incomplete in request. 1. Prepare a list of items to be completed and corrected (punch list), the value of items on the list, and reasons why the Work is not complete. 2. Advise Owner of pending insurance changeover req~irements. CLOSEOUT PROCEDURES 01770-1 1.4 3. Submit specific warranties, Performance bonds, maintenance service agreements, final certifications, and similar documents. 4. Obtain and submit releases permitting Owner unrestricted use of the Work and access to services and utilities. Include occupancy permits, operating certificates, and similar releases. 5. Prepare and submit Project Record Documents, operation and maintenance manuals, damage or settlement surveys, property surveys, and similar final record information. 6. Deliver tools, spare parts, extra materials, and similar items to location designated by Owner. Label with manufacturer's name and model number where applicable. 7. Terminate and remove temporary facilities from Project site, construction tools, and similar elements. 8. Advise Owner of changeover in heat and other utilities. 9. Submit changeover information related to Owner's occupancy, use, operation, and maintenance. 10. Complete final cleaning requirements, including touchup painting. 11. Touch up and otherwise repair and restore marred exposed finishes to eliminate visual defects. I I I I I I I I I I I I I I I I I I I B. Inspection: Submit a written request for inspection for Substantial Completion. On receipt of request, Engineer will either proceed with inspection or notify Contractor of unfulfilled requirements. Engineer will prepare the Certificate of Substantial Completion after inspection or will notify Contractor of items, either on Contractor's list or additional items identified by Engineer, that must be completed or corrected before certificate will be issued. 1. Reinspection: Request reinspection when the Work identified in previous inspections as incomplete is completed or corrected. 2. Results of completed inspection will form the basis of requirements for Final Completion. FINAL COMPLETION A. Preliminary Procedures: Before requesting final inspection for determining date of Final Completion, complete the following: 1. Submit a final Application for Payment according to Division 1 Section "Payment Procedures. " 2. Submit certified copy of Engineer's Substantial Completion inspection list of items to be completed or corrected (punch list), endorsed and dated by Engineer. The certified copy of the list ~all state that each item has been completed or otherwise resolved for acceptance. 3. Submit evidence of final, continuing insurance coverage complying with insurance requirements. 4. Instruct Owner's personnel in operation, adjustment, and maintenance of products, equipment, and systems. CLOSEOUT PROCEDURES 01770-2 I I I I I I I I I I I I I I I I I I I 1.5 1.6 B. Inspection: Submit a written request for final inspection for acceptance. On receipt of request, Engineer will either proceed with inspection or notify Contractor of unfulfilled requirements. Engineer will prepare a final Certificate for Payment after inspection or will notify Contractor of construction that must be completed or corrected before certificate will be issued. 1. Reinspection: Request reinspection when the Work identified In previous inspections as incomplete is completed or corrected. LIST OF INCOMPLETE ITEMS (PUNCH LIST) A. Preparation: Submit three copies of list. Include name and identification of each space and area affected by construction operations for incomplete items and items needing correction including, if necessary, areas disturbed by Contractor that are outside the limits of construction. . 1. Organize list of areas in sequential order. 2. Organize items applying to each area by major element. 3. Include the following information at the top of each page: a. Project name. b. Date. c. Name of Engineer. d. Name of Contractor. e. Page number. PROJECT RECORD DOCUMENTS A. General: Do not use Project Record Documents for construction purposes. Protect Project Record Documents from deterioration and loss. Provide access to Project Record Documents for Engineer's reference during normal working hours. B. Record Drawings: Maintain and submit one set of blue- or black-line white prints of Contract Drawings and Shop Drawings. 1. Mark Record Prints to show the actual installation where installation varies from that shown originally. Require individual or entity who obtained record data, whether individual or entity is Installer, subcontractor, or similar entity, to prepare the marked-up Record Prints. C a. Give particular attention to information on concealed elements that cannot be readily identified and recorded later. b. Accurately record information in an understandable drawing technique. c. Record data as soon as possible after obtaining it. Record and check the markup before enclosing concealed installations. CLOSEOUT PROCEDURES 01770-3 1.7 d. Mark Contract Drawings or Shop Drawings, whichever is most capable of showing actual physical conditions, completely and accurately. Where Shop Drawings are marked, show cross-reference on Contract Drawings. I I I I I I I I I I I I I I I I I I I 2. Mark record sets with erasable, red-colored pencil. Use other colors to distinguish between changes for different categories of the Work at the same location. 3. Mark important additional information that was either shown schematically or omitted from original Drawings. 4. Note Construction Change Directive numbers, Change Order numbers, alternate numbers, and similar identification where applicable. 5. Identify and date each Record Drawing; include the designation "PROJECT RECORD DRAWING" in a prominent location. Organize into manageable sets; bind each set with durable paper cover. sheets. Include identification on cover sheets. c. Miscellaneous Record Submittals: Assemble miscellaneous records required by other Specification Sections for miscellaneous record keeping and submittal in connection with actual performance of the Work. Bind or file miscellaneous records and identify each, ready for continued use and reference. WARRANTIES A. Submittal Time: Submit written warranties on request of Engineer for designated portions of the Work where commencement of warranties other than date of Substantial Completion is indicated. B. Contractor's General Warranty and Guarantee: The Contractor shall guarantee all materials and equipment furnished and work performed for a period of one (1) year form the date of Substantial Completion. The Contractor warrants and guarantees for a period of one (1) year from the date of Substantial Completion of the system that the completed system is free from all defects due to faulty materials or workmanship and the Contractor shall promptly make such corrections as may be necessary by reason of such defects, including the repairers of the damage of other parts of the system resulting from such defects. The Owner will give notice of observed defects with reasonable promptness. In the event that the Contractor should fail to make such repairs, adjustments, or other work that may be made necessary by such defects, the Owner may do so and charge the Contractor the cost there by incurred. The Performance Bond shall remain in full force and effect through the guarantee period. ~ Provide additional copies of each warranty to include in operation and maintenance manuals. c. CLOSEOUT PROCEDURES 01770-4 I I I I I I I I I I I I I I I I I I I PART:2 - PRODUCTS 2.1 MATERIALS A. Cleaning Agents: Use cleaning materials and agents recommended by manufacturer or fabricator of the surface to be cleaned. Do not use cleaning agents that are potentially hazardous to health or property or that might damage finished surfaces. PART 3 - EXECUTION 3.1 FINAL CLEANING A. General: Provide final cleaning. Conduct cleaning and waste-removal operations to comply with local laws and ordinances and Federal and local environmental and antipollution regulations. B. Cleaning: Employ experienced workers or professional cleaners for final cleaning. 1. Complete the following cleaning operations before requesting inspection for certification of Substantial Completion for entire Project or for a portion of Project: a. Clean Project site, yard, and grounds, in areas disturbed by construction activities, induding landscape development areas, of rubbish, waste material, litter, broken pipe, sheeting, worn-out parts, rejected materials, concrete, asphalt and other foreign substances. b. Remove excess piles of gravel or soil deposited throughout project. c. Final grade in unpaved and ungraveled areas with a motor patrol. d. Remove all loose rocks, boulders, and coarse gravel pushed into a berm be final grading. e. Restore surface drainage to original condition unless otherwise detailed in the project plans and specifications. f. Sweep paved areas broom clean. Remove petrochemical spills, stains, and other foreign deposits. g. Rake grounds that are neither planted nor paved to a smooth, even-textured surface. h. Remove tools, construction equipment, machinery, and surplus material from Project site. 1. Remove debris and surface dust from limited access spaces, including roofs, . plenums, shafts, trenches, equipment vaults, manholes, attics, and similar spaces. J. Sweep concrete floors broom clean in unoccupied spaces. k. Remove labels that are not pennanent. CLOSEOUT PROCEDURES 01770-5 1. Touch up and otherwise repair and restore marred, exposed finishes and surfaces. Replace finishes and surfaces that cannot be satisfactorily repaired or restored or that already show evidence of repair or restoration. 1) Do not paint over "UL" and similar labels, including mechanical and electrical nameplates. m. Replace parts subject to unusual operating conditions. C. Comply with safety standards for cleaning. Do not bum waste materials. Do not discharge volatile, harmful, or dangerous materials into drainage systems. Remove waste materials from Project site and dispose of lawfully. END OF SECTION 01770 ~ CLOSEOUT PROCEDURES 01770-6 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I ' I I I I I DIVISION 2 ~ I I I I I I I I I I I I I I I I I I I SECTION 02320 SITEWORK EXCA V A TION, EMBANKMENT & COMPACTION PART ONE - GENERAL 1.1 DESCRIPTION This section covers the construction of site earthwork including the following: * * Native soil (evapo-transpiration) ET layer excavation, embankment and grading Topsoil layer 1.2 Ql!ALITY ASSURANCE 1.2.1 Field Survey and Construction Tolerances The Engineer will provide the initial horizontal and vertical control for earthwork as specified in the Special Provisions. The Contractor shall provide all additional surveys for line, grade and structural location. Construction tolerances shall be ~ 0.2 feet of line and grade. 1.2.2 Compaction Specified percentages of compaction shall be the percentage of maximum density as specified in the Special Provisions. The Engineer will systematically measure the degree of compaction during the construction of embankment. Measurements will be based on the moisture density curves already completed on native soils. Please see attached geotechnical information within Appendix B. If the Contractor wishes to have additional proctor test data, the Contractor shall be responsible to obtain, transport and pay for the additional laboratory tests. When, in the opinion of the Engineer, the field soil conditions differ from those represented by the curve, a new moisture density curve will be prepared and paid for by the Engineer and all subsequent compaction testing will be based on the results of the new curve. P ART TWO - MATERIALS ,2.1 ET LA YER MATERIAL N ati ve soil material for ET embankment shall be obtained from the borrow area as indicated on the plans. Embankment material shall be free of organic debris and deleterious material with no rocks greater than six inches. r: 2.2 TOPSOIL MATERIAL The topsoil materials for final cover shall be obtained from the designated borrow area, as shown on the plans. Topsoil shall be free of organic debris and deteriorating material with no rocks greater than 6 inches. SITEWORKEXCAVATION, EMBANKMENT & COMPACTION 02320-1 PART THREE - INSTALLATION 3.1 EXCAVATION AND EMBANKMENT 3.1.1 General All sitework excavation and embankment shall consist of the excavation and embankment or disposal of any and all material regardless of type or nature obtained within the construction limits designated on the Plans. 3.1.2 Clearing and Grubbing Prior to beginning excavation, grading and embankment operations, all vegetation, debris and unsuitable embankment material shall be removed and disposed of in a manner approved by the Engineer or designated on the Plans. 3.1.3 Line and Grade Control Prior to beginning excavation, grading and embankment operations, the Contractor shall perform all necessary surveys for control of line and grade and establish firm and protected monuments for reference throughout the construction period. A sufficient number of such monuments shall be provided throughout the work to permit verification of the work within the tolerances specified. 3.1.4 Excavation The Contractor shall utilize excavating equipment appropriate for the work being performed. The method of excavation shall be the Contractor's responsibility. All methods and equipment used shall result in finished work meeting the construction tolerances specified. No work shall be per- formed beyond the property line without prior written approval from the adjoining landowner. 3.1.5 Embankments Embankment shall be constructed of suitable on-site materials excavated or borrowed materials from approved sources. Embankment material shall consistof material free of vegetation. The topsoil shall be placed in one continuous 6-inch lift. Embankment for the ET layer shall consist of approximate lifts between I8-and 24-inches thick. The ET layer shall be placed at a density not to exceed 85% of standard proctor density. Embankment material shall not be excessively dry or wet when placed. If necessary, the Contractor shall manipulate the material as required to assure that compaction will be performed at or near the optimum moisture content given in the moisture density curve. ~ 3.1.6 Compaction Compaction equipment shall be suitable to perform the work and achieve the specified results. Compaction shall be completed entirely across each layer of embankment, commencing at the sides and progressing toward the center, overlapping each preceding pass by approximately one-half the width of the compaction equipment. The Contractor shall control the operation of compaction equipment to prevent damage to previously completed work including adjacent structures, pipelines and previously completed layers of embankment. SlTEWORK EXCAVATION, EMBANKMENT & COMPACTION 02320-2 I I I I I I .1 I I I I I I I I ~ I I I I I I I I I I I I I I I I I I I I I I I Compaction shall be suspended and modified as required whenever evidence of pumping or unconsolidation of underlying work is observed. Embankments shall be uniformly compacted to the densities required in the Special Provisions. Water will be added to material as necessary to achieve the density standards. 3.1.7 ETlTopsoil Layer Final Grading The final ET layer lift and topsoil layer shall be graded uniformly smooth and be free from angular rocks, roots and vegetation. 3.2 TESTING The Engineer will make periodic tests for compaction according to the schedule detailed within the Special Provisions. Tests shall be evenly and randomly distributed under the direction of the Engineer. The Engineer reserves the right to request more extensive testing if materials, moisture, compaction equipment or other'procedures change during embankment placement. ~ SITEWORK EXCAVATION, EMBANKMENT & COMPACTION 02320-3 I I I I I, I I I I I I I I I I I I I I SECTION 02370 EROSION CONTROL AND SEDIMENT RETENTION STRAW ROLLS PART ONE - GENERAL 1.1 DESCRIPTION Work in this section consists of furnishing materials, supplies, labor, equipment and performing all operations in connection with erosion control on closure slope and construction perimeter with the use of straw rolls according to specifications. 1.2 QUALITY ASSURANCE 1.2.1 Qualifications of Workmen. Provide at least one person who shall be present at all times during execution of this portion of the work and who shall be thoroughly familiar with the type of materials being installed and the best methods for their installation and who shall direct all work performed under this section. 1.3 PRODUCT HANDLING 1.3.1 Protection 1.3.1.1 Delivery. Straw roll labeling and shipment shall follow the manufactures written storage and handling procedures. Product labels shall clearly show the manufacturer or supplier name, straw roll diameter and length. 1.3.1.2 Storage. During storage, straw rolls shall be elevated off the ground and adequately covered to protect them from the following: site construction damage, precipitation, extended ultraviolet radiation including sunlight, chemicals that are strong acids or strong bases, flames including welding sparks, excess temperatures, and any other environmental conditions that may damage the physical property values of the rolls. 1.3.2 Samples and Certificates 1.3.2.1 Samples & Certificates. Certificates attesting that the following material meet the requirements specified, shall be submitted to the Engineer/Owner's Representative. ~ a. Straw Rolls PART TWO - MATERIALS 2.1 STRAW ROLLS EROSION CONTROL AND SEDIMENT RETENTION STRAW ROLLS 02370-1 Straw Rolls shall be manufactured from rice straw and be wrapped in a tubular plastic netting. The netting shall have a strand thickness of 0.03 inch, and a knot thickness of 0.055 and a weight of 0.35 ounce per foot (each +/- 10%) and shall be made from 85% high density polyethylene, 14% ethyl vinyl acetate and 1% color for UV inhibition. Straw Rolls shall be nine inches in diameter (+/- one inch), twenty-five feet long (+/- 0.5 feet) and weigh approximately 35 pounds (+/- 10%). P ART THREE - EXECUTION 3.1 SURFACE CONDITION 3.1.1 Inspection. Prior to all work of this section, carefully inspect the installed work of all other trades and verify that all such work is complete to the point where this installation. may properly commence. Verify that seeding may be completed in accordance with the original design and the referenced standards. 3.1.2 Discrepancies. In the event of discrepancy, immediately notify the Engineer/Owner's Representative. Do not proceed with installation in areas of discrepancy until all such discrepancies have been fully resolved. 3.2 SITE PREPARATION 3.2.1 Proper site preparation is essential to ensure complete contact of the sediment retention device (straw roll) with the soil. 3.2.2 The slope shall be prepared to receive the surface mulching/re-vegetation treatment prior to installation of the erosion control and sediment retention straw rolls. 3.2.3 Remove all rocks, clods, vegetation or other obstruction so that the installed straw rolls will have direct contact with the soil. 3.2.4 A small trench 2-3 inches in depth shall be excavated on the slope contour and perpendicular to water flow for installation of the straw roll. Soil from the excavation should be placed down-slope next to the trench. 3.3 INSTALLATION 3.3.1 Install the straw rolls in the trench, insuring that no gaps ex~st between the soil and the bottom of the straw roll. The ends of adjacent rolls shall be tightly abutted so that no opening exists for water or sediment to pass through. Alternately, rolls may be lapped, 6" minimum to prevent sediment passing through the field joint. EROSION CONTROL AND SEDIMENT RETENTION STRAW ROLLS 02370-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 3.3.2 Wooden stakes shall be used to fasten the rolls to the soil. When conditions warrant, a straight metal bar can be used to drive a "pilot hole" through the roll and into the soil. 3.3.3 Wooden stakes (18" -24") shall be placed 6" from the straw roll end angled towards the adjacent roll and spaced at 4 feet on center. Stakes shall be installed so that 1-2 inches of stake is exposed above the roll. 3.3.4 Backfill the upslope length of the roll with the excavated soil and compact per manufacturer's specifications. 3.3.5 Care shall be taken during installation so as to avoid damage occurring to the roll as a result of the installation process. Should the straw roll be damaged during installation, a wooden stake shall be placed either side of the damaged area terminating the log segment. 3.3.6 Any roll damaged during placement shall be replaced as directed by the Engineer,' at the contractor's expense. 3.3.7 Straw rolls shall be left as installed to degrade over time. ~ EROSION CONTROL AND SEDIMENT RETENTION STRAW ROLLS 02370-3 I I I I I I .1 I I I I I I I I I I I I SECTION 02627 LEACHATE COLLECTION SYSTEM P ART ONE - GENERAL 1.1 DESCRIPTION This item consists of elements necessary to construct leachate collection systemlcleanout extensions. System components include collection pipe and c1eanouts with related appurtenances. The work consists of providing all materials, tools, equipment and labor necessary to install the leachate collection systemlcleanout extensions as shown on the Plans. Work items include: 1.1.1 Furnishing and installing 6" HOPE leachate collection pipe 1.1.2 Furnishing and installing steel cleanout extensions with lockable caps PART TWO - MATERIALS 2.1 HOPE LEACHATE COLLECTION PIPING EXTENSIONS Materials: The polyethylene piping material used shall have a cell classification of 345434C or better, in accordance with ASTM D3350-84 Standard Specification for Polyethylene Plastics Pipe and Fittings Materials, or most recent revision thereof. It also shall conform to ASTM F714-89a Standard Specification for Polyethylene (PE) Plastic Pipe (SDR-PR) Based on Outside Diameter, or most recent revision thereof. All piping and screen materials shall be listed by the Plastic Pipe Institute (PPI) with a designation of PE 3408. All polyethylene pipe shall be supplied in Nominal Diameter and Standard Diameter Ratio (SDR). Piping shall be 6" SDR 17 solid wall pipe. 2.3 STEEL CLEANOUT EXTENSIONS The protective steel c1eanout extension assembly shall consist of 10" diameter s'teel piping, hinged locking cap (locking cap to consist of hinged plate steel cap equipped with plate hasp; hasp will lock with hasp welded to pipe). PART THREE - INSTALLATION ~ 3.1 LEACHATE COLLECTION PIPING/CLEANOUT EXTENSIONS The leachate collection piping and steel protecti ve cleanout extensions shall be configured to the existing c1eanout locations shown on the Plans. The HDPE piping shall be butt fusion welded to the existing piping per manufacturer's specifications. The existing steel protective cleanout piping LEACHATE COLLECTION SYSTEM 02627-1 . shall be exposed and cut to facilitate welding of new steel pipe cleanout material. The piping/cleanout trenches shall be prepared such that the piping may be backfilled with native material in accordance with Section 02221 of the Montana Public Works Specifications as Type A Trench Backfill (no pipe bedding is required). The Contractor will allow no heavy equipment to travel over the leachate collection system/clean out lines until the ET soil layer has been placed. Any damage to the LCS piping system or liner shall be repaired by the Contractor. c LEACHATE COLLECTION SYSTEM 02627-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I SECTION 02925 SEEDING PART ONE - GENERAL 1.1 DESCRIPTION Work in this section consists of furnishing materials, supplies, labor, equipment and performing all operations in connection with finish grading of topsoil, and preparation thereof for seeding, fertilizing, hydro-mulching, erosion control, maintenance and protection of all planted areas. All disturbed exterior areas within the construction limits, except surfaces occupied by buildings and structures and paving, and areas indicated to be undisturbed shall be seeded. All seeded areas will be drill seeded, if possible, according to the specifications. , 1.2 QUALITY ASSURANCE 1.2.1 Qualifications of Workmen. Provide at least one person who shall be present at all times during execution of this portion of the work and who shaIl be thoroughly familiar with the type of materials being installed and the best methods for their installation and who shall direct all work performed under this section. 1.3 PRODUCT HANDLING 1.3.1 Protection 1.3.1.1 Seed. Seed shall be delivered in original sealed packages bearing the Producer's guaranteed analysis of percentages of mixtures, purity, germination, weedseed content, and inert material. Seed shall be labeled in conformance with the U.S. Department of Agricultural rules and regulations and applicable State seed laws. Seed that has become wet, moldy, or damaged, will not be acceptable. 1.3.1.2 Fertilizer. Fertilizer shall be delivered to the site in the original, unopened containers bearing the manufacturer's guaranteed chemical analysis, name, trade name, trademark, and conformance with State and Federal laws. In lieu of containers, materials may be furnished in bulk and a certificate indicating the above information shall accompany each delivery. 1.3.1.3 Storage. ~ Seed, hydromulch, hydromulch binder and fertilizer shall be kept in dry storage away form contaminants. SEEDING 02925-1 1.3.2 Samples and Certificates 1.3.2.1 Samples & Certificates. Certificates attesting that the following material meet the requirements specified, shall be submitted to the Engineer/Owner's Representative. a. Seed b. Fertilizer 1.3.2.2 Manufacturer's Literature. Manufacturer's Literature on the following materials shall be submitted to the Engineer/Owner's Representati ve. a. Mulch b. Hydromulch binder 1.3.3 Replacements. In the event of rejection of the seed, immediately make all replacements necessary to the approval of the Engineer/Owner's Representative and at no additional cost to the Owner. 1.3.4 Schedule. 1.3.4.1 Seasonal Limitations. Install seed mixes during the specified time periods. If special conditions exist that may warrant a variance in the specified plant dates or conditions, a written request shall be submitted to the Engineer/Owner's Representative stating the special conditions and proposed variance. PART TWO - MATERIALS 2.1 SEED 2.1.1 General. Contractor shall submit certification tags for approval. All grass seed shall be: * * * Free from noxious weed seeds and recleaned Grade A recent crop seed Treated with appropriate fungicide Delivered to the site in sealed containers with dealer's guaranteed analysis. ~ SEEDING 02925-2 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I NA TIVE GRASS SEED: MIX #1 Grass Species * Brome Grass % Mixture * Orchard Grass * Tall Fescue * Timothy * Annual Rye 20% 40% 25% 10% 5% 25 lbs/acre Total 2.1.3 Topsoil. Topsoil shall be obtained from the on-site borrow area shown on the Plans. 2.2 FERTILIZER 2.2.1 General. Fertilizer to be spread on areas to be seeded shall be commercially prepared and shall contain the following percentages by weight: 16% nitrogen 16% phosphoric acid 16% Potash .5% Zinc Commercial fertilizer shall be complete, uniform in composition, dry and free flowing. The fertilizer shall be delivered to the site in the original waterproof containers, each bearing the manufacturer's statement of analysis. , PART THREE-EXECUTION 3.1 SURFACE CONDITION 3.1.1 Inspection. ~ Prior to all work of this section, carefully inspect the installed work of all other trades and verify that all such work is complete to the point where this installation may properly commence. Verify that seeding may be completed in accordance with the original design and the referenced standards. SEEDING 02925-3 3.1.2 Discrepancies. In the event of discrepancy, immediately notify the Engineer/Owner's Representative. Do not proceed with installation in areas of discrepancy until all such discrepancies have been fully resolved. 3.2 SUB GRADE PREPARATION 3.2.1 Subgrade Preparation. Subgrade bed preparation shall pertain to the preparation of the surface of the ET layer to receive the topsoil. The soil shall be hand or machine raked so as to remove all debris, clods, stones, or other foreign matter larger than 1 inch, to a depth of 4 inches. Prior to dumping and spreading of topsoil, the surface shall be scarified to a minimum depth of 2 inches to facilitate bonding of topsoil to ET subgrade soil. Prior to spreading topsoil, all subgrades shall be graded evenly according to the Contract Documents. Such .debris, clods, rocks, and other material so removed shall be disposed of off the immediate property. Seed bed preparation shall not commence until the moisture conditions make the ground area and soil friable. 3.3 TOPSOIL PLACEMENT 3.3.1 Spreading. Topsoil shall be spread evenly on the prepared areas to a minimum depth of 6 inches after machine compaction. Spreading shall not be done when the ground or topsoil is frozen or excessively wet. After spreading, any large, stiff clods or hard lumps shall be broken up and the ground shall be hand or machine raked to remove all debris, stones, or foreign matter larger than I inch to a depth of 6 inches. 3.3.2 Finish Grading. Grade the areas to finish grades (as shown on the Plans) fjlling as needed or removing surplus dirt and floating areas to a smooth uniform grade. Rake and level as necessary to obtain true even surfaces. All finish grades shall meet the approval of Engineer/Owner's Representative before seed IS sown. 3.3.3 Seed Bed Preparation. After finishing grading or just before seeding, the areas to be seeded shall be loosened to provide a rough, firm but finely pulverized seed bed. This should be accomplished by uniformly dozer tracking perpendicular to side-slopes. The intent is a texture capable of retaining water, seed, and fertilizer while remaining stable and allowing seed time to germinate. Seed shall be applied to the conditioned seed bed not more than 48 hours after the seed bed has been prepared. If ther~ has been a time lapse between the placement of topsoil and seeding operations to allow it to become settled and compacted on the surface, the area to be planted with seed shall be thoroughly han-owed, worked to a depth of 4 inches so as to provide a surface of such condition that it will allow hand raking and application of the seed in compliance with these specifications. 3.3.4 Fertilizer/Soil Amendments. SEEDING 02925-4 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I Application of fertilizer will be in two stages. Prior to application of seed, fertilizer shall be applied at the rate of 1.51bsllOOO S.F. for native grass areas. Fertilizer shall be applied by broadcasting, hydro seeding or drill methods, it shall be applied separately from the seed and mixed into the soil to a minimum depth of 2 inches and may be incorporated as part of the topsoil placement and seed bed preparation operation. 3.3.5 Seeding. Immediately prior to the application of the seed, the soil shall be loose to a depth of at least 1 inch and free from all material as specified. If soil is too loose or dry for good handling, it should be moistened and rolled lightly. Seeding shall be done within the specified time periods and a at the following rates: Seed shall be sown at a rate of 25 lbs/acre for Native Grasses and shall be planted in the spring from April 1st to May 15th or in the Fall from October 15th to November 15th. 3.3.6 Methods. All seeding will be completed by drill seeding unless otherwise permitted by the Engineer. Hydraulic seeding or mulching shall not be completed during adverse weather. Areas sown will be visually inspected for uniformity of application. Areas which fail to reveal an average of two seeds per square inch will be resown at no additional expense to the Owner. The applied seed, regardless of application, shall be covered by a soil thickness no greater than 1/2 inch. 3.3.6.1 Seeding by Drill: Seeding by drill will be conducted unless otherwise approved by the Engineer. Seeding equipment used for applying grass seed must be designed, modified, or equipped to regulate the application rate and planting depth of grass seed. Seed must be uniformly distributed in the drill hopper during the drilling operation. All grass establishment equipment shall be operated perpendicular to the slope drainage. A drill shall be no wider than the width of the area in which it is to operate. The rows of planted seeds shall be a maximum of 4 inches apart and shall be at right angles to the finished slopes with a second pass at a skew to the initial direction. 3.3.6.2 Broadcast seeding: Broadcast seeding ;Will not be permitted unless otherwise approved by the Engineer. When seed is sown by broadcasting, exercise great care that a uniform distribution of seed is obtained. Seeding shall be done on a still day using a hopper type seeder with one half of the seed for each area being sown at right angles to the other half. Seed distribution by broadcasting shall be covered with 1/4 to 1/2 inch of soil. The seed may be covered by raking, dragging, or by appropriate mechanical means. ~ 3.3.6.3 Hydraulic Seeding: Unless otherwise approved by the Engineer all seed will be applied by drill seeding. When hydraulic seed is used, seed and mulch shall be applied in separate and distant operations except for the following: SEEDING 02925-5 a. The Contractor must provide one pound of mulch per each three gallons of water in the hydroseeder as a cushion against seed damage. The mulch used as a cushion may be part of the total required mulch with the remainder applied after the seed is applied metering during application. b. The application of seed slurry shall be made with equipment having a built-in agitation system and operating capacity sufficient to agitate, suspend and homogeneously mix a slurry containing water, seed, and mulch of seed. The slurry shall be sprayed over the soil in a uniform coat. All hydraulically seeded areas shall be hydromulched upon completion. 3.3.6.4 Protection: Protect all seeded areas by erecting temporary fences, barriers, signs, etc. as necessary to prevent trampling. They shall remain in place for at least six weeks unless other arrangements are made with the Engineer/Owner's Representative. 3.4 MAINTENANCE 3.4.1 General. Maintain all Native grass seeded areas until a uniform plant coverage at a minimum density of 5 healthy plants per square foot is achieved and is free of excessive weed growth. Maintain for 60 days after final inspection. 3.4.2 Work Included. All areas shall be watered carefully as necessary so that they are not permitted to dry out or to fonn puddles of water. Repair any portion of the surface that becomes gullied or otherwise damaged following seeding. Prior to acceptance of the project, the Contractor shall remulch all areas from which the original mulch may have been washed or blown. If the original seed bed and seeding is damaged due to the displacement of mulching material, the seed bed shall be repaired and reseeded before mulching at no additional cost to the Owner. 3.4.3 Replacements. A.ny area that fails to produce an adequate stand of grass cover shall be reseeded by Contractor at no additional expense to the Owner, provided that such failure is caused by carelessness, neglect, or actual injury on the part of workmen of other individuals under the contractor's directi on or control. Replacements required because of vandalism or other causes beyond the control of the Contractor are not ]:tart of the Contract. 3.4.4 Extension of Maintenance Period. Continue the maintenance period at no additional cost to the Owner until all previously noted deficiencies have been corrected at which time the final inspection shall be made. See 3.4.1 above, this page. SEEDING 02925-6 I I I I I I I I I I I I I I I I I I I I I I I I ,I I I I I I I I I I I I I I APPENDIX A E'ROSION CONTROL PLAN NOTICE OF INTENT STORM WATER PREVENTION PLAN c I I I I I I I I I I I I I I I I I I I EROSION CONTROL PLAN for STORMW A TER DISCHARGES ASSOCIA TED WITH CONSTRUCTION ACTIVITY (Revised 3/15/99) Note: this site-specific signed erosion control plan must be submitted to the department for approval, along with the signed application and application fees, at least thirty (30) days prior to beginning construction activitites (including clearing, grading, excavating). A copy of this plan must be kept at the construction site. Any plan which requires engineered structures, such as detention ponds or diversion structures, or which would result in soil and vegetative disturbs of 20 acres or more, must be prepared under the direction of and certified by a registered professional engineer. . The erosion control plan shall include at least the following items: A. PROJECT TRACKING SUMMARY 1. General Discharge Permit # MTR: 2. Project Name Citv of Bozeman Landfill, Phase I Closure Proiect Project # 3. Project Address: 2143 StOry Mill Road Bozeman, MT 59771 County Gallatin County Township ~ Range 6E Section ~ 1/4 Section ~: GIS Coordinates (if available) 4. Owner & Contractor Name & Address: a. Owner: City of Bozeman P.O. Box 1230 Bozeman, MT 5977] ~ b. Contractor: Part lLC.2.a. Site & Proiect Description (1) Describe the overall nature of the construction & soil disturbance activities Construction consists of a 4.7-acre covers system to overlie portions of the Phase I cell of the City of Bozeman Landfill. which have reached their final waste elevations. Construction elements include a 5.5-thick final cover system. comprising a 5-foot thick native soil layer and a 0.5- foot thick native topsoil layer. Other work includes leachate cleanout extensions, seeding, and erosion control. Provide a timetable for major construction and earth disturbance activities. (2) Proiect will begin in August, 2006 and be completed in October, 2006. Total area of the site (acres) Acreage of associated development (e.g. Phased development project) Area expected to undergo clearing, excavation, grading . 13'.6 acres (If total land disturbance> 20 acres, a registered professional engineer shall develop ECP.) 201 acres 13.6 acres (3) Develop Erosion Control Map(s) indicating, as a minimum: (check all features shown on map): (a) Overview map. See Figure 1 project boundaries & limits of disturbances. See Attached Site Map define state waters (e.g. ephemeral, intermittent, perennial streams; ponds, lakes, wetlands, springs, 100 year flood-plain etc.) (b) ECP BMP Detailed Map. See Figure 1 define soil salvage and stockpile (soil & subsoil areas, define cut and fill slopes greater than 5' in vertical height, drainage patterns (upslope, project area & discharges), approximate slopes anticipated after major grading activities, location of all erosion control facilities or structures, vegetative controls (e.g. buffer strips, enhancement areas, outflows), major impervious structures (e.g. buildings, roads, parking lots, etc.), Are sand & gravel excavation and/or crushing operat\ons associated with project? NO B. Controls 1. Temporary Stabilization Practices: X temporary seeding ~ mulching ----X- straw rolls erosion control blankets straw bale dikes C _ temporary drain diversion _ temporary sediment basins brush balTiers Other practices: Existing surface water ditches and stormwater detention pond. I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 2. Pelmanent Stabilization Practices: Provide the runoff coefficient if diversion structures andJor detention structures will be used. ~ permanent seeding _ sod stabilization _ check dams ~ vegetati ve buffer strips ~ grassed waterways _ erosion control blankets ~ drainage swales _ earth dikes _ pipe slope drain _level spreader ~ subsurface drain _ sediment traps _ drain inlet protection ~ sediment basin/pond ~ rock outlet protection _ terraced slopes ~ retaining walls Other practices: 25 year - 24 hour storm water detention pond already exists on site as Industrial permit control. 3. Storm Water Management Controls: wet pond(s) or man-made wetland(s) X infiltration trench(es) or basin(s) dry pond(s) flow attenuation by use of vegetative waterways and natural depressions (most highway projects) Other practices: 4. Narrative Sequence of Major Activities and Time Frames for Each: Installation of BMPs ~ August 2006 Stripping & Stockpiling of Topsoil - August 2006 Construction of New Facilities - August - October 2006 Application of Topsoil, Reseeding, and Fertilizing - October 2006 5. Waste Disposal (List disposal methods for construction waste materials, hazardous waste, and sanitary wastes): All construction wastes will be hauled bv the Contractor to the licensed landfill cell on-site. No hazardous wastes are expected to be generated. Sanitary wastes will be handled with an on-site portable toilet which will be periodically pumped and the wastes disposed of at an approved site. 6. Off site Vehicle Tracking: Vehicle tracking will be managed with periodic road grading and dust suppression. The Contractor will clean UP any off-site vehicle tracking on a daily basis. C. Maintenance / Inspection Procedures List the Maintenance and inspection procedures to be conducted at the site and the personCwho will conduct the inspections. During construction, Great West Engineering will have an engineer on the project site. This person will insure the contractor is adhering to all provisions ofthis erosion control plan. The BMPs will be inspected on a weekly basis and after all maior run-off events. If deficiencies are noted, the Engineer will have the Contractor correct these problems. Proiect Engineer, Robe11 Church, P.E., Great West Engineering D. Spill Prevention and Materials Storage Practices 1. Materials Inventory - check those materials which will be present at the site during construction: Concrete Pesticides Solvents Masonry Blocks Petroleum Based Products Detergents Paints Metal Studs Tar Roofing Shingles x X X Ferti lizers Fuel Lumber X List any other materials to be used or stored on-site: HDPE piping. 2. The following product specific storage practices will be followed on-site: Petroleum and Paint Products: Petroleum - to be stored in an approved, above ground, on-site fuel tank. Fertilizers and Pesticides: Fertilizers - to be stored in a sheltered. above ground location. Hazardous Materials: Not present at site. Concrete Truck Wastewater Disposal: Not Applicable. 3. In addition to the good housekeeping and material management practices discussed in the previous sections of this plan, the following practices will be followed for spill prevention and clean-up: If a spill occurs. the soil will be excavated and disposed of at a suitable disposal facility in accordance with state regulations. Describe sand & gravel operations that will be in use related to the project. All native soils required for embankment will be excavated. Attach a site map of each sand and gravel operation and indicate the location of pits, stockpiled material, BMPs (if any) to control runoff, surface waters, and areas where chemicals or materials are stored. To Be Completed by Contractor. 4. 5. Describe the temporary asphalt batch plant operations related to this project if a highway project. Attach a site map for the asphalt batch plant operation and indicate the location of surface waters. equipment for asphalt production, stockpiles, and chemical or material storage areas. Not Applicable 6. C Attach a map of the site and indicate the location of erosion control practices to be used, storage location of various materials stockpiles, cut and fill slopes, and state waters. See attached Figures I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I OWNER CERTIFICATION I certify under penalty of law that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gathered and evaluated the information submitted. Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the information, the information submitted is, to the best of my knowledge and belief, true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine and imprisonment for knowing violations. Owner Date CONTRACT CERTIFICATION I certify under penalty of law that I understand the terms and conditions of the general Montana Pollutant Discharge Elimination System (MPDES) permit that authorizes the storm water discharges associated with construction activity from the construction site identified as part of this certification. Further, by my signature, I understand that I am becoming a co-permittee, along with the owner(s) and other contractors and subcontractors signing such certifications, to the general MPDES permit for the storm water discharges associated with construction activity from the identified site. As a co- permittee, I understand that I, and my company, are legally required under the Clean Water Act, to ensure compliance with the terms and conditions of the storm water erosion control plan developed under the MPDES permit and the terms of the MPDES permit. Contractor Date Responsible For , Contractor Date ~ Responsible For Application Number Date Received I I I I I I I I I I I I I I I I I I I MONTANA DEPARTMENT OF ENVIRONMENTAL QUALITY WATER PROTECTION BUREAU / STORM WATER PROGRAM PO Box 200901/ Helena, MT /59620-0901 STORM WATER POLLUTION PREVENTION PLAN (SWPPP) FORM GENERAL PERMIT FOR STORM WATER DISCHARGE ASSOCIATED WITH CONSTRUCTION ACTIVITY IMPORTANT (READ THIS BEFORE COMPLETING FORM): Before completing this form all parties need to read the General Permit, particularly Part IV on SWPPPs. This SWPPP Form is intended to assist operators in developing a SWPPP which complies with Part IV. of the General Permit. The SWPPP is a document which is developed to direct and assist operators in identifying sources of potential pollutants at the construction activity site, and Best Management Practices (BMPs) to be used to help ensure such pollutants do not impact receiving surface waters through storm water runoff. It is the operator's responsibility to ensure all required items in the General Permit are adequately addressed, and that the SWPPP is developed, implemented, and maintained. Additional narrative information may need to supplement this SWPPP Form in order to meet these requirements. A copy of the SWPPP must be maintained at the construction activity site as required in Part IILC. of the General Permit. Items I through III on this SWPPP Form must state information exactly the .same as that indicated on the NOI Form. Attach additional pages as necessary with the item number on this form indicated. For coverage under the General Permit to be valid upon the submittal of a NOI Package, this package must include a complete NO! Form, SWPPP, and fee. Do not submit these items separately. Mail the NO! Package to the DEQ address above. The 2002-2006 General Permit, 2002 Fee Schedule, and related forms are available from the Storm Water Program at (406) 444-3080 or http://www.deq.state.mt.us/wqinfo/MPDES/StonnwaterConstmction.asp. NOI NUMBER (DEQ will assign when this form (NOI Package) is submitted): MTRIO_ I. OPERA TOR INFORMA nON List each party participating in the construction activity-from initiation of construction through final stabilization- that will be an operator as defined in Part V.T.8. of the General Permit. (Examples: primary contractor, project owner, site/land owners, consultants, or other contractors, such as the "final stabilization" contractor). For each operator, briefly describe responsibilities (what, when, where) for ensuring compliance with General Permit requirements. OPERATOR #1 Name: Contractor to be determined by competitive bidding process Phone: Mailing Address: Contact Person: State: Zip Code: Phone (if different from above): Operator #1 Responsibilities: c OR-30-02SWPPPForm II.doc OPERATOR #2 Name: Cityof Bozeman Mailing Address: P.O. Box 1230 Bozeman Contact Person: Steve Johnson Operator #1 Responsibilities: Phone: (406) 582-2320 State: MT Zip Code: 59771 Phone (if different from above): I I I I I I I I I I I I I I OPERA TOR #3 Name: , Mailing Address: Contact Person: Operator #1 Responsibilities: Phone: State: Zip Code: Phone (if different from above): II. INDICATE WmCR OPERATOR Is RESPONSIBLE FOR: A) Achieving "final stabilization" of the site: Operator #2 B) Submitting the "Notice of Tennination" (Specify one operator only)::Operator #2 III. CONSTRUCTION ACTIVITY INFORMATION (see General Permit for clarification) A) Construction Activity Name: City of Bozeman Landfill Phase I Closure Project B) Construction Activity Address (or location ifno address): 2143 Story Mill Road, Bozeman, MT C) Construction Activity County: Gallatin County D) MDT Project Number/Designation (if applicable): E) Construction Activity Latitude and Longitude (Refer to Part LC .2.d. of General Pennit): L~. 45dewees43' 1" Long. -111 degrees 1'43" F) Estimated Construction Activity Start Date: August 2006 G) Estimated Construction Activity Completion Date: October 2006 H) Estimated Final Stabilization Completion Date: October 2007 2 08-30-02SWPPPFormll.doc I I I I I I I I I I I I I I I I I I I I I I I I IV. GENERAL SWPPP REQUIREMENTS A) If the construction activity includes 20 acres or more in total disturbance related to construction activity, indicate the name, affiliation, and Montana License Number for the registered professional engineer which reviewed and stamped the SWPPP. Name: Robert E. Church Affiliation: Great West Engineea MT License No.: 9707 PE B) Brief Description of Purpose and Nature of Construction Activity: Construction consists of a 4.7-acre cover system to overlie portions of the Phase I cell of the City of Bozeman Landfill, which have reached their final waste elevations. Construction elements include a 5.5-thick final cover system, comprising a 5-foot thick native soil layer and a 0.5-foot thick native topsoil layer. Other work includes leachate c1eanout extensions, seeding, and erosion control. , C) Proposed Implementation Schedule for Major Activities (indicate which operators are responsible for each activity): Stripping and Stockpiling of Topsoil. August 2006 Construction of final cover system - September-October 2006 Seeding and Fertilizing - October 2006 D) Estimate of T~tal Area ofthe Site (and all other sites if a phased development project): 13.6 Acres E) Estimate of Total Area ofthe Site Expected to Undergo Disturbance Related to Construction Activity: 13.6 Acres ~ F) Check to confinn a site map has been developed and included with this SWPPP which indicates all required information stated in Part IV.G.I.c. of the General Permit: YES .; 3 08-30-02SWPPPFormll.doc G) Are sand & gravel excavation, other bon-ow areas, and/or crushing operations associated with project? Yes No.( Are temporary asphalt batch plant operations associated with this project? Yes No.( If yes, be sure to include the requested infonnation about these areas on the site map, or a similar separate map, as stated in Part IY.G.1.c. of the General Permit. H) Describe the character and erodibility of sediment and other earth material to be disturbed at the project site, including cut/fill material to be used: Existing soil consists of a Blackdog-Brodyk Silk Loam with an erosion factor of .32 . .37, a Blackdog-Quagle Silt Loam with an erosion factor of .32 - .37, a Meagher-Shawmut-Bowery Complex with an erosion factor of .05 - .37, and a Threeriv-Bonebasin Loam with an erosion factor of .05 - .32. These soils will be used for the final cover system. I) Estimate of Runoff Coefficient and Increase In Impervious Area (refer to Part IY.G.1.e. of the General Permit - only applies if total construction-related disturbance is 5 acres or more): Runoff coefficient is .3 based on steep terrain with silt loam. J) Indicate Names of Receiving Waters and Describe the Size, Type, and Location of each Point Source Discharge or Outfall (refer to Part IV.G.1.f. of General Permit): Receiving water flows into an intermittent stream to the north of Churn Creek. The site exhibits no particular discharge point and flow patterns drain in the northwest direction into the intermittent stream. ~ 4 08~30-02SWPPPFom1l1.doc I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I K) Describe Storm Water Discharges From Support Activities (refer to Part IV.G .l.g. of General Permit): The project consist of only 1 support activity which is the storage of topsoil. This are will be surrounded by straw wattles. ~ 5 08-30-02SWPPPFonnII.doc I V. SWPPP BEST MANAGEMENT PRACTICES (BMPs) AND STORM WATER MANAGEMENT CONTROLS I A} Describe Applicable Local Erosion and Sediment Control Requirements: There are no known requirements. I I I B) Describe in detail, temporary BMPs and storm water management controls which will be used for erosion and/or sediment control during construction-related earthwork activities. Indicate the location of these measures on the site map required above, or a similar separate map, as much as practicable. Include a schedule for implementation for each of these measures. Attached details and specifications may be used to supplement this description. Refer to Parts IV.G.2.a.,b.,c. of the General Permit. Examples oftemporary measures could include but are not limited to: slope roughening; vegetative buffer strips; silt fences; straw bale dikes; erosion control blankets/mats; temporary drain diversions; minimizing clearing; temporary sediriJent basins/traps; mulching; temporary seeding; brush barriers; up-slope runoff diversions/controls; inlet/outlet protection; disturbance area runoff diversions/controls; waterway protection; and, ditch runoff flow dispersers (e.g. level spreaders)/flow inhibitors. I I I Temporary BMP's and storm water management controls include straw wattles around the construction boundary and minimizing clearing to maintain an area of vegetative growth between the construction site and the straw wattles. Existing ditches will also be preserved when possible to handle and direct overland flow. I I I I I I I ~ I I 6 I 08-30-02SWPPPForrnll.doc I I I I I I I I I I I I I I I I I I I I C) Describe in detail, pemlanent and structural BMPs and storm water management controls which will be used for erosion and/or sediment control during and after construction-related earthwork activities. These would include measures to achieve final stabilization (as defined in Part V.T.6. of the General Permit). Indicate the location of these measures on the site map required above, or a similar separate map, as much as practicable. Attached details and specifications may be used to supplement this description. Refer to Parts IV.G.2.a.,b. of the General Permit. Examples of pennanent measures could include but are not limited to: pennanent seeding; check dams; retaining walls; drain inlet protection; rock outlet protection; drainage swales; sediment basin & traps; earth dikes; manmade erosion control structures; grassed waterways; sod stabilization; infiltration trenches or basins; subsurface drains; level spreader; terraced slopes; tree or shrub planting; pipe slope drains; vegetative buffer strips; detention ponds; and, containment ponds. Permanent structural BMP's and storm water management controls include permanent seeding and fertilization to all areas disturbed during construction. Existing ditches are to be used to direct overland flow away from landfill area. All stormwater from the area at the closure work will be directed to the site's existing stormwater detention pond. The landfill operation is covered under a General Discharge Permit for Industrial Activity. D) Describe what products or wastes may be stored or utilized at the construction activity site, indicate on the site map as required above, and indicate what BMPs will be used to minimize potential pollutants from these materials coming into contact with storm water nmoff. Examples of products or wastes could include but is not limited to: fuels; concrete; masonry blocks; solvents; detergents; steel; roofing shingles; fertilizers; paints; tar; pesticides; lumber; other petroleum~based materials; other hazardous materials (including wastes); solid waste; and, concrete truck wastewater disposal. None. ~ 7 08-30-02SWPPPFormll.doc I E) Describe any measures that will be used to prevent vehicle tracking of sediment from the construction site onto I roads (examples include a graveled access entrance and exit drives and parking areas, and a tire wash pad at exit drive): Gravel access road and access entrance. I I F) When trucking saturated soils from the site, either tight leak-proof trucks must be used or loads must be required to drain until drippage has been reduced to less than I gallon per hour before leaving the site. Will saturated soils be trucked from the site? Yes No.f I G) Describe man-made and natural measures to control pollutants in storm water discharges after construction operations have been completed. Refer to Part IV.K. of the General Permit. Examples include: vegetative waterways and natural landscape; infiltration trenches or basins; 'storm water detention structures; wet ponds or man- made wetlands; and, storm water containment structures. Man-made and natural measures to control pollutants in storm water discharges after construction include existing vegetative waterways, natural landscape, and storm water detention structures. I I I I I I I I I I c I I 8 I 08-30-02SWPPPFonnll.dO<.: I I I I I I I I I I I I I I I I I I I I H) BMPs must minimize or prevent "significant sediment" (as defined in Part V.T.13. of this General Permit) from leaving the construction site. If "significant sediment" results from the failure of erosion or sediment control measures, the operator(s) shall evaluate the effectiveness of such measures or other BMPs and incorporate improvements to minimize the potential for "significant sediment". Additionally, if "significant sediment" results from the failure of erosion or sediment control measures, the material must be cleaned up and placed back on the site or disposed of in an acceptable manner. The material must not be washed into the storm sewer(s), drainageway(s), or receiving surface waters. There may be obligations for the operator(s) to obtain other permits or permissions to clean up the "significant sediment." VI. CERTIFICATION "I certify under penalty oflaw that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gather and evaluate the information submitted. Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the information, the information submitted is, to the best of my knowledge and belief, true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine or imprisonment for knowing violations." , Print Name of Operator #1 or Authorized Representative Title Signature of Operator # 1 (Name must match that above) Date Print Name of Operator #2 or Authorized Representative Title Signature of Operator #2 (Name must match that above) Date Print Name of Operator #3 or Authorized Representative Title Signature of Operator #3 (Name must match that above) Date c 9 08-30-02SWPPPFormll.doc I NOI NUMBER (Ol!:Q Will Assign): I MONTANA DEPARTMENT OF ENrIRONMENTAL QUALlTY JVATER PROTECTION BUREAU / STORM WATER PROGRAM PO Box 200901 / Helena. MT /59620-0901 I NOTICE OF INTENT (NOI) FORM GENERAL PERMIT FOR STORM WATER DISCHARGES ASSOCIATED WITH CONSTRUCTION ACTIVITY I IMPORTANT: Before completing this form, all parties need to read the General Permit. For coverage to be valid upon receipt by the Department, all required items on the form must be completed properly. Responses must be self-explanatory and must not refer exclusively to attached maps, plans, or documents. The Storm Water Pollution Prevention Plan (SWPPP) and appropriate fees must accompany the NOI Form. Do not submit these items separately. Mail this NOI Form to the OEQ address above. The 2002-2006 General Permit, 2002 Fee Schedule, and related forms are available from the Storm Water Program at (406) 444-3080 or the DEQ website: http://www.deq.mt.gov /wqinfo/M PO ES/StonnwaterConstruction.asp I I I. OPERATOR INFORMATION List each party participating in the construction project, from the initiation of construction through "final stabilization", that will be an I operator as defined in Part V.T.8. of the General Permit. Examples of operators jnclude the primary contractor, project owner, site/land owners, consultants, or other contractors, such as the "final stabilization" contractor. For each operator, briefly describe what their responsibilities are for ensuring compliance with General Permit and SWPPP requirements. OPERATOR #1 Phone: I Name: [f.9.':ltractor to.E.~5~51t~Trrli':l~d byc()rrlpetitiv~.~i~~.~~=.=..m Mailing Address: City: State:....Zip Code: I Contact Person: _ Phone (if different from above): Operator Type: Owner Contractor ./ Consultant Other (explain) I Ope~a!?r~l Responsibilities: Install erosion and sediment control measures Topsoil and seed reclamation areas I I OPERA TOR #2 I Name: :.gity.()f Bozeman Mailing Address: P.O. Box 1230 Phone: (406) 582-2320 I City: Bozeman State:MT Zip Code: 59771 Contact Person: Steve Johnson Operator Type: Owner {. Contractor Phone (if different from above): I Consultant Other (explain) Operator #2 Responsibilities: c I Operate existing stormwater detention pond in accordance with SWPPP and Industrial Discharge Permit Maintain site File Notice of Termination I I 03-10-05NOIForm2.doc I I I I I I I I I I I I I I I I I I I I NOI NUMBER (DEQ Will Assign): OPERA TOR #3 Name: Phone: Mailing Address: City: State: Zip Code: Contact Person: Phone (if different from above): Operator Type: Owner Contractor Consultant Other (explain) Operator #3 Responsibilities: ILINDICATE WHICH OPERATOR IS RESPONSIBLE FOR: A) Achieving "Final Stabilization" of the site (defined in ARM 17.30.1102(5) or Part V.T.6. of the General Permit): Opf'!Ta.t()r~?m B) Submitting the "Notice of Termination" (Specify one operator only): 'Operator #2 C) Payment of any subsequent annual fees (Specify one operator only): ()2!Ta.l()r #2m~m~"'...'m'm' III. CONSTRUCTION PROJECT .(A<;:!I~!!Yl!~~<?RMATION - See General Permit for clarification A) Construction Project Site Name: City of Bozeman Landfill Phase I Closure Project B) Construction E~()lec,t~ite Address (or location if no address )..:.,w~~...._.mm.m.~'._... 2143 Story Mill Road, Bozeman, MT C) Construction Project Site Cg~~ty:.. Gallatin County D) MDT Constructi()l~~~~()j~~~.,~.~lYIe & Number (if applic~ble): E) Is this NOI pertaining to support activities for an MDT Construction Project: YES' NO If YES, provide the NO! Number forthe MDT Construction Project: F) Construction Project Latitude and Longitude (See Part l.C.2.d. of General Permit: could use GPS, the USGS topographic map, or "Top()?Mer" from http://nris.mt.~().v/interactive.html): Lat. 45 degrees 43' 1" Long. -111 degrees l' 43" G) Name(s) of Receiving Surface Water(s). Include those potentially receiving stonn water runoff that are indicated as perennial or have a name as shown on a USGS Topographic Map.(~~~Part r.e2.e. of General Permit). Unnamed intermittent stream located north of Churn Creek and Churn Creek 63-] ()~()5N6tFori112.do(; I NOI NUMBER (DEQ Will Assign): I H) Number of named or perennial receiving surface waters indicated in item G (if the total is greater than 5, just indicate 5): 1 n Have you provided the required USGS topographic map showing the constmction project site location and receiving surface waters (See Part l.C.2.g. of the General Pennit - Intemet programs may be of use such as "Topofinder"): YES./ NO J) Type ofConstmction Project Fee (see Part l.C.2.j. of General Pennit), check one only: Commercial or Public ./.. ; or Residential (single family dwelling) K) Calculate Fees to be attached to the NOl based on the type of Construction Project Fee in Item J: For Commercial or Public Construction Project, to obtain application (NOl) fee and first calendar-year annual fee, multiply: Number of Receiving Surface Waters in item HL:~1JX $450 X 2 = $~9cl.QQw~.. Indicate Check Number: I I I ; or I For Residential (single family dwelling) Constmction Project, to obtain application (NOn fee (there is no aIiliual fee), multiply: Number of Receiving Surface Waters in item HL.~.._~_X $250 =$O.QQ _ _ _...~__.lndicate Check Number: I L) Brief Description of Purpose and Nature of Construction Project: I __m__ __m__.~~.._~.~..~._.._~._~_..~~..~_._~_~_..__....... I M) Estimated Construction Project Start Date:~!:!gufit?Q013~_.__..._..... N) Estimated Construction Project Completion Date: OctCltJElr?()()13m 0) Estimated "Final Stabilization" Completion Date (defined in ARM 17.30.1102(5) or Part V.T.6. ofthe General Permit): Oct. 2006 I P) Estimate of Total Acreage of Constmction-related Disturbance: 13.6 Acres Q) Has a SWPPP been developed according to Part IV of the General Pennit and submitted with this NOI? YES,( NO I IV, CERTIFICATION (Refer to Part V.G. of the General Permit to determine who qualifies to sign this NOI Form) I "I certify under penalty of law that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gather and evaluate the infonnation submitted. Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the infonl1ation, the infonnation I submitted is, to the best of my knowledge and belief, tme, accurate, and complete. I am aware that there are significant penalties for submitting false infonnation, including the possibility of fine or imprisonment for knowing violations." Title I Print Name of Operator #1 or Authorized Representative Signature of Operator # 1 (Name must match that above) Date I Print Name of Ore rat or #2 or AuthorlzedRepresentative -- Signature of Operator #2 (Name must match that above) --_.__._~.__._-----~-~-----~ I Date ~ Print Name of Operator #3 or Authorized Representative Title I Signature of Operator #3 (Name must match that above) 03-10-05NOIForm2.doc I Date I I I I I I I I I I I I I I I I I I I I NOI NUMBER (DEQ Will Assign): COMPLETION CHECKLIST FOR OPTIONAL USE ~ THIS PAGE DOES NOT HAVE TO BE SUBMITTED WITH THE NOI PACKAGE - READ CARE FULL Y Please make certain that all required information is included in your submittal. 1) Did you complete and include an NOI form? 2) Did you provide a topographic map with your NOI form? 3) Did you include all necessary fees (both application and annual fees for a commercial or public construction project)? 4) Did you complete and include a SWPPP (utilizing the DEQ form or equivalent)? 5) Did you attach appropriate SWPPP site map(s) to your SWPPP? 6) Did you print your names and titles, sign, and date the NOI and SWPPP (one original copy of both documents complete with original signatures are required - there mustbe no faxed or photocopied signatures)? 7) Did you keep a copy of all the documents for each Operator, including one copy that must bc kcpt at thc site? 8) Have you read the General Permit to ensure that the documents you are submitting are accurate and adequate? ~ 03-10-05NOIForm2.doc I I I I I I I I I I I I I I I I I I I "\ .. '~-, '11, ''''''''' ...I.,co, "f" ~'"~' + . ,:+",\ "") i ~~~ ' ',., + (:, ,-".l:'. , ., r~_ " " '- f ., ."", , ---'- ~I"_.., @l ~ P-11 .) -r" ~oiw> "", ,-~.,-~,. , '." , I.~~ .,..: + '1";"'" ',,,, '''''0, '" -r\f,.,~~....~ 'r 4 i, , f :'" '\,1 , ;~,;;;.;~~ .' t - T ~ , .i 1 't... ~ l' , ' L!" t , l' T , ~ j ,!" J :."; i f i' :. ,,:.4 I I I i ~ ' ,'f':" :, ('. -... ")' , ,! ' . ,--~t, .~ ; IT.:. " I .. I - ,'" ' ~~~~~~~~~~_~w~ I I '" ~ , jI' ,t ~ ,. + '''''~':'> . .~, " ..,d- "'" ,.... :~"Ir!;.:" .:~ . ,; f r ] , -"'^" :,;<+<"j". ~ "'.....~~I.< :r. ,;, I ~I',<c$ ". \tit '$, .'... .", 1t4: ", " . . :" ',$I: ':'<;::i::,,'~." .... ' ...,\' '- '" 1'..,1" ,,,," .t ::JW'i, + :Ii/. " "",'",,"~I<":'"""'''' ~-4 .. l' CITY OF BOZEMAN LANDFILL PHASE I CLOSURE PROJECT EROSION CONTROL PLAN FIGURE 1 engineering I I I I I I I I I I I I I I ' I I I I I APPENDIX B GEOTECHNICAL EVALUATION ~ I I Maxim Technologies 303 Irene Street, p.O. Box 4699 Helena, MT 59604 Telephone: (406) 443-52HI FAX; (406) 449-3729 TECHNOLOGIES INC I I REPORT OF SIEVE ANALYSIS CLIENT: GREAT WEST ENGINEERING P.O. BOX 4817 HELENA, MT 59604-4817 I PROJECT NO.; 9873749 REPORT NO.: 15105 DATE OF SERVICE: 5/25/2005 AtmlORIZATION: BRUCE SIEGMUND REPORT DATE: 6/02/2005 I PROJECT: BOZEMAN LANDFILL I SERVICES: Perform sieve analysis of soil delivered to our laboratory in accordance with ASTM D1140_ I I I I I I I I I I I I lO'?Cl R\ REPORT OF TESTS Bozeman Landfill BZTP-1 Lab No. 15105-1 BZTP-S Lab No. 15105-2 BZTP-8 (7') Lab No. 15105-3 SIEVE ANALYSIS Sieve Size PERCENT PASSING .No .4 No_lO No.20 No .40 No.80 No.200 100 100 100 99 98 97 100 100 99 98 97 95 100 100 100 100 98 96 ~ Report Of Tests Continued On Page 2 Our ICHl!rs. OInd rep(}rts are for the ex.elusive use of th~ c!i~m 10 whom th~v ate ~ddre.ssed 3nd, shall nor bt: reproduced t';'!xcepr in full WlthOilt the 3.pprovaJ ('" the: H:=.sI1r'\~ IaborauJry. The USe: ot out' name. mu~t re.c.eIVe, our wrme.fl ~ppfov.aL OUt letters aI1d re[}(')f1$ .artIly {JIlly fO [be :iamrle (!.:;:>ted 'c\hdlOr ln~pe(,::::d. and arc oorlnuiOIlve uf ,he q\lantil.H:~s ot al)p<:lJ'~ntly lde.ntic:alar SImilar proauc!!., MAXIM GREAT WEST ENGINEERING PROJECT NO. 9873749 DATE OF SERVICE: 5/25/2005 Bozeman Landfill SIEVE ANALYSIS Sieve Size NO.4 No.lO No.20 NO.40 NO.80 No . 200 SIEVE ANALYSIS Sieve Size NO.4 No.lO NO.20 NO.40 NO.80 No.:3 0 0 ~ Technician: Dustin Falk Engineering Technician Report Distribution: (1) GREAT WEsr ENGINEEIUNG REPORT OF TESTS (Continued) BZTP~10 (3 ') Lab No. 15105-4 100 100 100 100 99 98 BZTP-15(4.5') Lab No.. 15105-7 BZTP-11(9') Lab No. 15105~5 PERCENT PASSING 100 100 100 99 97 93 BZTP-15 (9') Lab No. 15105-8 PERCENT PASSING 100 99 99 98 97 95 100 99 96 94 92 89 REPORT NO. PAGE :: 15105 OF 2 BZTP- ~3 (3 , ) Lab No. 15105-6 100 99 99 98 98 95 MAXIM TECHNOLOGIES INC. / ~,.) 1':7 -'7 /1" ~'~~, ~~~D JOHNSON, CET ~EORATORY MANAGER t09~ E} Our letum. and reports arc for the ~ltclI,lSh/(: use. of the cli~nt to wnom U'j~y arc addr~s~ed and. .shnll nor bt=: reproduced exc~pl in full wIthoUl ~nt~ approval 01 the ~~tJng ,labOrntorv The u~c of our nilme muSt r~ce.lve Our wntten approval. Our Icuers and tl::ports arplv only IO th~ :.<lmpk testr:.G and/or lnspe::l'ed. and are nOI il1dical.lve af [hI:. qlJt:l:ntiti~5. of app:uenlly identical or ~Imiiar proaucL~, I I I I I I I I I I I I I I I ~I I I I I I I I I I I I I I I I I I I I I I I Depth in feet [lj a:l 0- N gj f..- Ei: I- Ul ~ ;;j o a:l ~ o a IT 9> 8 ,~ " '" '" o o Project Number Date Operator Equipment Geologist () 5: c.. <( a:: o DESCRIPTION 'f 'f 'f <c <c topsoil; dk brown organic clayey silt ,~ 2 3 4~ 5 6- 7- 8- 9- 10- 11 - 12- 13- 14~ 15~1 -f..-- _ - -f..-- -f..-- - If..-- B horizon; yellowish tan clayey silt, damp : 00069~bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund C horizon; light grey to white clayey silt; very dry, ample carbonates subsoil; yellowish tan clayey silt ~ Surf. Elev. 4B60.95 4860 , 4859 4858 4857 4856 - 4855 - 4854 - 4853 - 4852 - 4851 - 4850 - 4849 - 4848 - 4847 - 4846 LOG OF BORING BZTP~1 (Page 1 of 1) I Project Number : 00069-bzLF Date : 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-2 (Page 1 of 1) D Surf. Depth :r: in 0;. DESCRIPTION Elev. <( feet c: 4857.07 C!) 0 'I T l' 4857 ~ topsoil; dk brown organic clayey silt - . 1- B horizon; yellowish tan clayey silt, damp 4856 2 - -- 4855 -,- C horizon; light grey to white clayey silt; very dry, ample - .1- carbonates - - -- 3 - '~" -- 4854 light yellowish tan sandy slit; possibly limonitic. 4- 4853 . 5- 4852 6 - 4851 7- - 4850 8- - 4849 9- - 4848 , u: 0 10- - 4847 '" ~ ~ - en 11- - 4846 I:: "- t;; ill C I- 5, 12- - 4645 N 0 co d-, <<> 8 13- a - 4844 0: .~ 14- - 4843 ~ '" ~ N .;, '" 15- I I I I I I I I I I I I I I I I I I I I Project Number : 00069-bzLF Date : 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : 8. Siegmund LOG OF BORING BZTP-3 (Page 1 of 1) u Depth :c Surf. in .- a.. DESCRIPTION Elsv. <( feet a: 4841.69 C!l 0 '1 '( '1 - ,"' topsoil; dk brown organic clayey silt 4841 1- B horizon; yellowish tan clayey silt, damp - 4840 2 I-- -- - - C horizon; light grey to white clayey silt; very dry, ample - -- carbonates - - 4839 3~ - 4838 4- - 4837 5- subsoil; yellowish tan clayey silt; possibly somewhat sandier with depth 4836 6- 4835 7 -4834 8- - 4833 9- [ - 4832 0: 0 10- m <7 ~ - 4831 <il 11- f-- 0:: f-- </, ~ w - 4830 ~ ...J 12- N 0 m d, <D ~ 4829 <;) ~ 13- (3 '" ~ ~ 4828 ..., 14- g :;; - 4827 '" J, 0 15~ I I I I I I I I I I I I I I I I I I I Project Number : 00069-bzLF Date ; 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : B,_ Siegmund LOG OF BORING BZTP-4 (Page10f1) () Surf. Depth I in c... DESCRIPTION Elev. <:( feet a: 4834.05 c:J 0 - 'f 'f 1"' 4834 1" 'I 1" topsoil; dk brown organic clayey silt j 1- B horizon; yellowish tan clayey silt, damp 4833 2 - -- C horizon; light grey to white clayey silt; very dry, ample 4832 ~.,~ ~ -,-- - -- carbonates ~R' _ - 3- 4831 . 4- 4830 5- subsoil; yellowish tan clayey silt 4829 6- 4828 7- 4827 I II 8- ~ 4826 9- - 4825 , a: 10- 0 ~ 4824 co '<i c.. ~ Ui 11- - 4823 l- n: I- IJl C LJ.I tr 12- - 4822 g , '" fiJ 0 0 0 13- - 4821 C3 a: ~ 14- - 4820 8 '" .;. ~ I '" 15- I I I I I I I I I I I I I I I I I I I I Project Number : 00069-bzLF Date : 4/) 2/05 Operator : City 01 Bozeman Equipment : backhoe Geologist . : B. Siegmund LOG OF BORING BZTP-5 (Page 1 of 1) -Depth (.) I Surf. in CL DESCRIPTION Elev. <( feet IT: 4831.99 G 0 'f 'f 'f - ~ topsoil; dk brown organic clayey silt I 1- Bhorizon; yellowish tan clayey silt, damp 4831 2 I 4830 - C horizon; light grey to white clayey silt; very dry, ample ~~ - carbonates -~ - 3- 4829 - 4- 4828 5- subsoil; yellowish tan clayey silt 4827 - 6- 4826 7 4825 8- - 4824 9- - 4823 , - 10- - 4822 11- - 4821 C 12~ - 4820 ! 13- - 4819 - 14- ~ 4818 ~ - 15- - 4817 a: g '" "- N ~ f- a: tJ ~ (j a; 0> '" '" '" '" "" o II: "- I I I I I I I I I I I I I I I I g <\0 ... <\0 '" '" I I Project Number : 00069-bzLF Date : 4/12}05 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-6 (Page 1 of 1) () Surt Depth I in c.. DESCRIPTION Elev. <( leet 0: 4843.63 0 0 1" 'f 1" - topsoil; dk brown organic clayey silt 4843 1- B horizon; yellowish tan clayey silt, damp 4842 2 h- h- C horizon; mottled light grey to white clayey s1ft; verydry, - - ,~ amole carbonates 4841 3- 4840 4- 4839 5- subsoil; yellowish tan clayey silt 4838 6- 4837 7- II 4836 8 ~ 4835 9~ , - 4834 "' 10- 0 <Il .; ci. ~ - 4833 Ui 11- .... n: .... U) ~ ." 4832 UJ f:;: LL 12- ...J N 0 <Il '" - 4831 3 8 13- ~:; 0 "' ~ - 4830 '" 14- ~ I .... - 4829 ,~ <f> 0 15- I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I a: 0 I w '" c.. I;;; w fh c- o:: I c- <n UJ Ii:' ...J C5 W d, I <0 0 0 ~ a: ~ I '" 2': '" .;. << do '" I Depth in feet CJ I c.. <t a: C9 o Project Number Date Operator Equipment Geologist DESCRIPTION 'f 'f '( '( 'f '( topsoil; dk brown organic clayey silt 1~ 2 : 00069"bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund B horizon; yellowish tan clayey silt, damp; mottled with gray - - -. C horizon; mottled light grey to white clayey silt; very ary, I-----. --=.:--=.. ample carbonates 3 4- 5- 6~ 7- 8- 9 10- 11 - 12- 13- 14~ 15, subsoil; yellowish tan clayey silt LOG OF BORING BZTP-7 (Page 1 of 1) Surf. Elav. 4859.65 , 4859 4858 4857 4856 4855 4854 4853 4852 4851 , - 4850 - 4849 - 4848 ~ - 4847 - 4846 - 4845 I I Project Number : 0OO69-bzLF Date : 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-8 (Page 1 of 1) U Surf. Depth I in c.. DESCRIPTION Elell. <1': feet rr: 4866.42 (!l 0 'f 'f "1" ~ topsoil; dk brown organic clayey silt 4866 , 1~ B horizon; yellowish tan clayey silt, damp; 4865 2 ~ C horizon; mottled light grey to white clayey silt; very dry, ~1-- ~ ample carbonates 4864 ,.....,~- ,. ,_.~ -- ~ 3 - - -- - - -- ~- ~ 4863 -"~ ~ ,~~........-..- ~ 4 - 4862 5- subsoil; yellowish tan clayey silt - 4861 6- 4860 7- 4859 8 - 4858 9- [ - 4857 a: 10- 0 OJ <ri - 4856 "- ~ <fl 11- f- li: f- - 4855 <fl C w tc ...J 12- C'l OJ - 4854 6 g 0 13- "" b n: - 4853 "- ::= of' 14- g - 4852 ')' .,. N ,;, '"' 15- I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I Project Number : 0OO69-bzLF Date : 4/12105 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-9 (Page 1 of 1) Depth D Surf. I in u. DESCRIPTION Elev. <( feet a:: 4872.19 Cl 0 '; '; ~ 4872 ~ ~ topsoil; dk brown organic clayey silt 1 ~ B horizon; yellowish tan clayey silt, damp; 4871 -- 2 - - - C horizon; mottled light grey to white clayey silt; very dry, 4870 ,- +- ample carbonates; some clay coatings high in horizon ::.tc- -~ 3 - - - - 4869 -~ 4- 4868 5- subsoil; yellowish tan clayey silt 4867 6- - 4866 7 - 4865 8- - 4864 9- , - 4863 g 10- m - 4862 oi "- ~ Ui 11 - >- 1i - 4861 I- (/J ~ - w b: ...J 12- C5 - 4860 m '" .. '" '0' 8 13- (3 - 4859 c: 1 ~ '" 141 - 4858 8 '" .,;. '" J, 15--1 '0' ~ I Project Number : QOO69-bzLF Date : 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-10 (Page 1 of 1 ) Depth () Surf. r in n.. DESCRIPTION Elev. <( feet a: 4867.33 C!l 0 'f l' 'f 'f topsoil; dk brown organic clayey silt 4867 'f '1 , 1- B horizon; yellowish tan clayey silt, damp; 4866 2 ~ -~ ~ ". C horizon; mottled light grey to white clayey slit; very dry, 4865 ~ --=- --=-_ ample carbonates; some clay coatings high in horizon - -.- 3 4864 4- 4863 5- subsoil; yellowish tan clayey silt; mottled with grey 4862 6-' 4861 - 7 ~ 4860 8- - 4859 9- - 4858 , a: 15 10- ~ - 4857 rL ~ rn 11- !:: tL - 4856 >- rn ~ ".1 ~ 12- -' N ~ ~ 4855 Pci I co '" co 13- I 'S 0 - 4854 0: ~ 14- ~ - 4853 N <h '" 15- I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I a: I lil "- t;:; If! I.fJ f- Ei: I f- UJ w ~ -' (j to en I w 0 0 '" " 0 rr: ~ I '" ~ J:: 0 I Depth in feet 0 1 - 2 3 4 5- 6- Project Number Date Operator Equipment Geologist () I a. <( II CJ DESCRIPTION 'f 'f 'f \" 'f' '1 topsoil; dk brown organic clayey silt 'I 'f 'f : DDD69.bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund B horizon; yellowish tan clayey silt, damp; contact between A & B horizons is not as sharp as elsewhere to the west subsoil; yellowish tan clayey silt; mottled with grey -f.-...-- - - - - C horizon; mottled light grey to white clayey silt; very dry, -i--~ ample carbonates; some clay coatings high in horizon 7- 8- 9 10- 11 - 12- 13- 14~ 1SJ ~ LOG OF BORING BZTP-11 (Page 1 of 1) Surf. Elev. 4855.63 4855 4854 4853 4852 4851 4850 4849 4848 4847 , - 4848 - 4845 - 4844 -4843 - 4842 - 4841 I I l' ,. Projlilct Number : 00069.bzLF Date : 4/12/05 Operator : City 01 Bozeman Equipmlilnt : backhoe Geologist : B. Siegmund LOG OF BORING BZTP-12 (Page 1 of 1) Depth U Surf. I in n. DESCRIPTION Elev. <( leet a: 4847.11 t!l 0 'f '( 'I 4847 l' 'f 'f topsoil; dk brown organic clayey silt "" '" 1- 4846 B horizon; yellowish tan clayey silt 2 - - - - C horizon; mottled light grey to white clayey silt; very dry, 4845 I---- - ~ - ample carbonates; some clay coatings high in horizon; some - f-,--- - gravel at north end of trench 3 -iB1--;-- 4844 ~~~ o.Oo.Dg' SD"gD()~~ 4- 0.0'(:,.1:\.. Cobbles and gravel, abundant Ca (?) salts 8bQSDg8D; 4843 ~~:.~~~;.~.; 5- - 4842 6;- ~ 4841 7- .. 4840 8- - 4839 9- - 4838 , CL 0 10- OJ - 4837 "" d: N ~ 11- f-- - 4836 0:: f-- (1) ~. w ii: 12~ --' - 4835 ~ OJ 0, '" '" g 13- "" - 4834 0 CL n. ~ '" 14- - 4833 0 0 '" .,;. 15J N J, '" I \ I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I II: I g ,.; ~ Ui e- n: I .... '/J W ~ -I (j '" I d, '" ~ a II: "- - I '" 0 0 N ;;t '" 0 I Depth in feet o Project Number Date Operator Equipment Geologist (,) 1: n. .or; a: o DESCRIPTION l' l' 'i - ~ topsoil; dk brown organic clayey silt 1 - 2 --- 3 4- 5- 6- 7- ~/// 8-~;; ~; 9 10- 11 - 12- 13- 14- 15~ B horizon; yellowish tan clayey silt, damp : 00069-bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund - C horizon; mottled light grey to white clayey sill; very dry, ample carbonates; some clay coatings high in horizon subsoil; yellowish tan clayey sill; mottled with grey white-grey clay; appears to have some maroonish hues, may be rhyolitic ash fall. ~ Surf. Elev. 4872.79 4872 4871 4870 4869 4868 4867 4866 4865 4864 ~ 4863 - 4862 - 4861 - 4860 - 4859 - 4858 LOG OF BORING BZfp..13 (Page 1 of 1) Project Number Date Operator Equipment Geologist Depth In feet () I c.. <( a:: CJ DESCRIPTION o 'f 'f 'f '1 'f 'f topsoil; dk brown organic clayey silt 1- B horizon; yellowish tan clayey silt, damp 2- : 00069-bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund 3 C horizon; mottled light grey to white clayey silt; very dry, ample carbonates 4 ---- 5- subsoil; yellowish tan clayey silt; mottled with grey 6- 7- 8- 9 /%// white-grey clay; appears to have some maroonish hues, may / ~ / be rhyolitic ash fall. 10- / / /0 11 0: o '" :! rL N g; f- ;;: f- ~ ~, -' N o '" 0., ~ <3 0: ~ 12- 13- 14~ I -' 15-1 LOG OF BORING BZTP-14 (Page 1 of 1) Surf. Elev. 4872.43 4872 4871 4870 - 4869 4868 4867 4866 4865 4864 , 4863 4862 - 4861 - 4860 - 4859 - 4858 I I I I I I I I I I I I I I I ~ I I -I I I I Project Number : OOD69.bzLF Date : 4/12105 Operator : City of Bozeman Equipment : backhoe Geologist : B. Siegmund LOG OF BORING BZTP~15 (Page 1 of 1) Depth () Surl. I in a... DESCRIPTION Elev. <( feet a:: 4882.11 0 0 'I .'f 'I 4882 '" topsoil; dk brown organic clavey silt 1- 4881 B horizon; yellowish tan clayey silt, damp - - -- - 2 - - ~I.- - --=-- C horizon; mottled light grey to white clayey silt; very dry, 4880 - - 1- - ~ ample carbonates; grades to tan silty clay at 5 - 5.5 feet -f-- - 3 - -- 4879 -- - - I.- --- -- - 4 - 4878 -- - ~, -- 5- subsoil: yellowish tan silty clay 4877 6- 4876 7- 4875 8- 4874 9- 4873 , , c: g 10 - 4872 ~ cL f::j In if, 11 - - 4871 e- o:: t> ~ w e- lL 12- --' - 4870 tj ro d> ~ 13-" - 4869 0 c: "- 141 - 8 - 4868 '" ;t .j, 15~ <=> I I I I I I I I I I I I I I I I I I Project Number : 00069-bzLF Date : 4/12/05 Operator : City of Bozeman Equipment : backhoe Geologist : 6. Siegmund LOG OF BORING BZTP-16 (Page 1 of 1) Depth C,) SUIT. I in P.- DESCRIPTION Elev. <i feet c: 4887.73 C!:l 0 'I 'f '( 'I 'f 'I topsoil; dk brown organic clayey silt , 4887 i- S horizon; yellowish tan clayey silt, damp 4886 2- C horizon; mottled light grey to white clayey silt; very dry, <1.11'1-''''' '-<1.1 UUI ,y,w~ 4885 3 -- ~ -". ~_.~._~'--- 4884 4- 4883 5- subsoil; yellowish brown silty clay - 4882 6~ 4881 7- - 4880 8- 4879 9 , 0: - 4878 0 10- '" ~ ~ - 4877 "!l Ul 11- I::: "- >- Ul ~ W ~ 4876 ~ 12- N 0 '" "" w - 4875 0 131 '" '" '" 0 !:t ~ ~ 4874 '" 14j '" '" ~ - 4873 ,;, 0 15 I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I a:: g I ::: ii N o:l ti5 f- 0:: I to w 2 ~ as d, I <<> g a <C ~ I 8 '" ..;- '" J, 0 I I PrOject Number Date Operator Equipment Geologist Depth in feet S2 I 0- <( a: {!l DESCRIPTION o '( '1 '1 '( 'f 'f topsoil; dk brown organic clayey silt 1- B horizon; yellowish tan clayey silt, damp 2 -~- : 00069-bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund _ ,- - _ C horizon; mottled light grey to white clayey silt; very dry, 3 - - ample carbonates --~ --T- 4 --- 5 - subsoil; yellowish tan clayey silt; mottled with grey 6- 7- 8- /~ white-grey clay; appears to have some maroon ish hues, may ,~~ be rhyolitic ash fall. g 10- 11- 12- 13- 14~ 15-' ~ Surf. Elev, 4888.11 4888 , 4887 4686 4885 4884 4883 4882 4881 4880 - 4879 - 4878 - 4877 - 4876 - 4875 - 4874 LOG OF BORING BZTP-17 (Page 1 of 1) I Project Number : 00069-bzLF I Date : 4112/05 Operator : City of'Bozeman Equipment : backhoe Geologist : B. Siegmund I i LOG OF BORING BZTP-18 (Page 1 of 1) 0 Depth I Surf. in c... DESCRIPTION Elev. -< feet a: 4900.55 0 0 '{ 'f 1" _ topsoil; dk brown organic clavey silt 4900 1- B horizon; yellowish tan silty clay, damp 4899 2 -- -- - -- 4898 - ~ - ~ - C horizon; mottled light grey to white silty clay; very dry, -- - 3 ample carbonates ~ - 4897 4- - 4896 5- subsoil; yellowish brown silty clay 4895 6- 4894 7- 4893 8- 4892 9- , 4891 rr g 1Q ~ - 4890 U,i " - .... 0: .... UJ C - 4889 w :i: .;.J 12- (;l co g; - 4888 0 '" 0 13- .; 0 rr ~ - 4887 '" 14- ~ - 4886 N .J, '" 15- I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 0: 0 [Q I ~ 0- I::; [Q -- if) f- a:: f- I if) ~ ~ ill I 0 0 CO "" 0 0: ~ I '" '" '" ~ .;, '" I Deplh in leel o Project Number Date Operator Equipment Geologist () I a. <1; a: C!:l DESCRIPTION f f Y . ~ topsoil; dk brown organic clayey silt : 00069-bzLF : 4/12/05 : City of Bozeman : backhoe : B. Siegmund ~ _ _ C horizon; mottled light grey to white silty clay; very dryl 3 -...:::...--=.~ ample carbonates; grades to subsoil, not a dislinct horizon 1~ 2 ------. 4- 5- 6- 7- 8- 9- 10- 11 12- 13- 14- 15,- B horizon; yellowish tan silty clay, damp subsoil; yellowish brown silty clay; mottled; possibly some intemal structure similar to bedding planes Surt Elev. 4859.65 4859 ~ - 4848 - 4847 - 4846 - 4845 LOG OF BORING BZTP-19 (Page 1 of 1) 4858 4857 4856 4855 4854 4853 4852 4851 4850 4849 I I I I I I, I I I I I I I I I I I I Daniel B. Stephens & Associates, Inc. Summary of Proctor Compaction Tests Optimum Maximum Moisture Content Dry Bulk Density Sample Number (% gig) (g/cm3) BET-1 23.5 1.55 BET -4 18.5 1.62 BET -7 20.4 1.58 ~ ~' " .,~,:'~~<: " '~/ \'0;","', "'':::~~:,:>~ ~_. / ' Dan i e lB. S t e p hen s & Ass 0 cia t e s, I n c . , "'",,""'" , .....;~ 35 I I I I I I I I I I I I I I I I I I I Proctor Compaction Data Points with Fitted Curve Sample Number: BET-1 Optimum Moisture Content (%): 23.5 Maximum Dry Bulk Density (g/cm\' 1.55 Test Date: 7-Mar-03 1.7 1.6 - - - - - - - - - - - ~ - - - - - - -. - - - - - - - J - - - - - - - - - - - - _ _ _ _ _ _ _ ~ _ _ _ _ _ _ _ ~ . " _1_ _ _ ~ _ ~ r _ _ _ " _ _ _ _ _ ." _ _ _ _ _ _ _ _ _ _ _ _ L _ _ _ _ _ _ _ _ _ ~ _ _ _ ~ _ ~ _ ~ ~ '" ._ ..... _ _ _ _ _ _ _ _ _ _ ~ _ _ _ _ _ _ _. ~ _ .. _ _ _ " _ _ __ ' , , I I I I : ------ - ..".- .1.-..... ..l..." __ _ _... __ _____ __ __. ______.:.____ __ __ __". _ __ ___ ___. ___ I I I I I I I I I 1 ,4 -:..-.- - - - -- -- - - -- -- - -- -. --- - -; - -- -- --- -- --...........""..".. .:..- --- __ _____ _ _ _____ _! ______ ___ ,____ __ __. n."..."... _'" __..._ i_____ _._ ___ __ _ _...._._ ' , Ii: I : I I I I I I I I - M E () - Cl - ~ : 1.5 -f- -- --.---- -- --.. -- -.-----... --;..... n... ---.. n__ --- ---------:----- o -------"""""!-------- .::: - ~ CO >. l. CI 1.3 10 I ~ 15 20 25 Moisture Content ('Yo) Compaction method: Standard A Laboratory analysis by: D. O'Dowd Data entered by: D. O'Dowd Checked by: 0, Q'Oowd :c 30 I I I I I I I I - <'l E () I - tl'l - >- - If) I c: Q.l C .::: - = I III ~ Cl I I I I ~ I I I Daniel B. Stephens & Associates, Inc. Proctor Compaction Data Points with Fitted Curve Sample Number: BET-4 Optimum Moisture Content (%): 18.5 Maximum Dry Bulk Density. (g/cm3): 1 .62 Test Date: 7-Mar-03 1.8 1 .71. -- - - --- -- - - - ---- -- -- - - n - -- n ,------ --.- --- n_ -- .---- --- -- - -1- -. -- ----- --- -- -- --- ------ ---,--- --- -------- --- --- --- --- ---.- -- ---- ------- - - - -- - - - --- - - --. \ : 1 .6 _..~._........ .., _ __. H _" n_ n n...n.n n_ n n __ n__n n n __ __n _.__ _... - .. __ H.__....I.........l H..... . n --. ,,'"-- -- n"_ n n ...n -- --...... ,-- - n - n n.......- I I I I I I I I I ' 1 .5 . __..' n'" n. n..'-""' ".. " .1----. -- -- ,~. .n__.n......__ -- -:-...... - - n__........ .~..... ...~ ;...nn............. -- -....., n;.. .n" --.... ." --. --. -- ------ : ; I i I : I I I I I 1 ~-------------------- . ' .. 1.4 5 10 15 20 Moisture Content (%) Compaction method: Standard A Laboratory analysis by: D. O'Oowd Data entered by: D.O'Dowd Checked by: D. O'Dowd 25 ~ 30 30 I I I I I I I I I I I I I I I I I I I Daniel B. Stephens & A.fSociates, Inc. Proctor Compaction Data Points with Fitted Curve Sample Number: BET-7 Optimum Moisture Content (%): 20.4 Maximum Dry Bulk Density (g/cm3): 1.58 Test Date: 7-Mar.03 1.7 1 . ' . . . ' , ' , . , ' . ' 1 .6 .. _.-- __.__ __ __ __ _____ - - -- -. -- -- ---. - -- -, - --.. ............-- .-.' -- -- -- - -- -- -' --r- - --.- --" -- -- -- --- --,.. ..., ..... .... . ,----- -- -- -- -- ,.-- -- ,n - --..,.." - --, a____ . -----------,--------- I ,;- I E I u I ~ I ~ I .... W I c: 1 .. 5 _~ ,-- __.. __ _ _, __, _ __ __._ _ --, -- __n __ _ -- -- ~,..,. -- --. - .. n 0' 0 on.__ nn'-- ------L __1...____._, --.------' -- --------... -- ~- Cll ' : : I II o : I .::: - I ~ I ~ I Q I I I , I , : 1 A 1.......... .u..... ..u..... +....... ............... .+1........... ......r......U.. ................. I : ' I : I I I I I 1 1 . 3 -------r 10 15 20 Moisture Content (%) Compaction method: Standard A Laboratory analysis by: D. Q'Dowd Data entered by: D. Q'Dowd Checked by: D. Q'Dowd , ~ ' 25