HomeMy WebLinkAbout03-04-15 Draft Board of Ethics Minutes - CC redlinePage 1 of 5
MINUTES OF THE MEETING OF THE
BOARD OF ETHICS
MARCH 4, 2015
BOZEMAN, MONTANA
The Board of Ethics of the City of Bozeman met in the Madison Room, City Hall at 121 North
Rouse on Wednesday, March 4, 2015 at 7 a.m. Present were Bboard members Chris Carraway,
Melissa Frost and Mary Jane McGarity. Staff present was City Clerk Stacy Ulmen, City Attorney
Greg Sullivan and City Manager Chris Kukulski. Guests present were Betsy Webb, on behalf of
the Montana State University Local Government Center.
A. Call meeting to order – 7 a.m. – Madison room (upstairs), City Hall, 121 North Rouse
Chairman Carraway called the meeting to order at 7:04 a.m.
B. Public Comment
Chairman Carraway opened public Comment.
No person Commented.
Chairman Carraway closed public comment.
C. Approval of Minutes-February 19, 2014
Motion by Ms. McGarity seconded by Ms. Frost to approve the Minutes as submitted from
February 19, 2014. The Motion passed 3-0.
D. Disclosure of Information or Comments Received.
None.
E. Action Items
1. Update/Design/Decision regarding 2014-2015 Annual Ethics Training
a. Betsy Webb’s Dissertation/Study of Comprehensive Ethics
Program (CEP) within a municipal government 5 years after
implementation. (full dissertation is available by request in pdf format
(over 200 pages) (Webb)
MSU Local Government Representative Betsy Webb began her presentation highlighting
the results of her Dissertation/Study of Comprehensive Ethics Program (CEP) within a
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municipal government 5 years after implementation in which the City of Bozeman was
surveyed. The entire dissertation was titled: What is Good and what is Right: An Investigation
of the Outcome of a Comprehensive Ethics Program in Municipal Government. She began by
discussing the overall Ethics Scores as charted on page 15 on Figure 3 (. cConcept map with
Summary results). The overall Ethical Climate rating was 5.28. Ms. Webb stated that the
areas related to available resources all produced good scores. To her this is a clear
indication that employees and board members know that an “Ethics Handbook” exists. Ms.
Webb stated that the ethical environment has some potential for opportunity as the results
produced a perception of a gap between the top leaders within the City and the rest of the
employees.
Ms. Webb stated that she found the emphasis of “role modeling” by peers and
supervisors as a high desire. After all, these are drivers for ethics. Her concern is that
according to the results, ethics violations are not being reported and that the biggest
reason is the fear retaliation. The Board and Ms. Webb discussed this and stated that we
want to look closely at this and that the High Performance Organization (HPO) group may
be of some assistance. The Board and Ms. Webb continued to discuss as to why there is
such a fear in Bozeman and if it was different in other municipalities and if it has anything
to do with the City’s size and population. Ms. Webb stated that in part it may be related to
the economy.
Ms. Webb then continued and spoke regarding the tTop Lleaders and that the
results indicated a distance and lack of trust possibly due to relationships. This area was
focused on in the platform for the online training module.
Ms. Webb stated that another strong area that rose to the top is rewarding
employees for good ethics. The Board and Staff discussed this and suggested that this could
possibly be addressed in annual evaluations.
Ms. Webb highlighted the area related to personnel decisions and hiring and firing.
The Staff and Bboard discussed the difficulties of balance between confidentiality and
assumptions that arise when something occurs with an employee. Discussion continued in
regards to employees needing to become more knowledgeable about the on-boarding
process and what that entails. The hiring of a Director was discussed at length and the
concerns related to outside hires being external instead of internal. There is a desire to
focus more from within and this plays a part in the feedback. The group continued to
discuss the area related to reporting and the differences between perception and what is
actually being seen. There may be a need to break down retaliation as it related to peers vs
management. Sometimes reporting may create a difficult work environment so an
employee may be withholding from reporting due to this. An employee may be faced with
balancing a minor ethics violation with a large ethics violationed as it related to
misconduct.
Ms. Webb then went over her recommendations including Benchmarking
Organizational Ethics, focusing on the tone at the top, investigating low reporting by
Bozeman employees, that the research results should guide the design of future City of
Bozeman ethics tTrainings and the need to sShare research results with employees.
b. Highlights of total NEW City Employees and Citizen Advisory
Board Members who took the online Training in 2014 (Ulmen/Wilbert/Jorgenson)
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Ms. Ulmen stated that this has been highlighted in the dDraft Annual Rreport and can be
discussed in conjunction with that.
e. Discussion with guests and staff regarding the design of the 2014-2015
annual ethics training.
Ms. Webb and the Board began to review the draft training platform that has been
developed based on off of Ms. Webb’s feedback from her dissertation. There was some
discussion about the training seeming clunky, but Ms. Webb explained that it is set up to collect
data as well as conduct the training. To go to a different type of platform would be very costly.
Mr. Kukulski suggested that the National Citizens Survey platform be explored in the future to
see what it may
be able to provide. 4 Four mModules to this platform have been developed based off of the
results from
Ms. Webb’s survey. Ms. Webb stated that the duration to take the training ranges from 20 to -30
minutes. Links have been embedded into the training as well for additional information. The
Board discussed when to go live with the training.
Ms. Webb will be presenting the results of her dissertation to the HPO Group on April
21st. The Board will do their best to attend the meeting on that date. The forum will really
concentrate on aAction sSteps in moving forward. Ms. Webb suggested that an open session take
place as well so that all employees who may not be part of the HPO group have the option of
attending.
The Board and Staff discussed further how to get away from the “ethics season” persona
and start investigating how to embed the training into regular departmental procedures. 2014 was
used as a compilation phase in order to create a solid “benchmark” for future ethics trainings for
the City.
Discussion commenced on the possible creation of an aAnonymous reporting system.
Ms. Webb stated that MSU has created a system of this sort. If the City is interested in this, Ms.
Webb gave the name of the person MSU’s contacts name whom is monitoring the MSU system.
The Group discussed the possibility of asking the citizenry to change the “annual
training” mandate in the City Charter. They discussed the costs associated with the trainings. Ms.
Webb stated that Bozeman is out of the norm as most municipalities conduct ethics training
every 2-3 years. Mr. Sullivan reiterated the need to embed the ethics training into departments
that could be done on an ongoing basis and then have a large type of forum training every 2
years or so.
The Group discussed the need to work on closing the gap between sStaff and tTop
leaders. The Board wondered if there was a way to clarify or define as to whom are the “top
leaders.” are defined as? By doing this, it could help in improveing the connection.
The Group discussed the possibility of adding an “anonymous” page to the module but
after discussion agreed not to. Ms. Webb reiterated that the results from the survey indicated a
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high number of staff understand where to find resources for the City’s ethics program. Ms. Webb
stated that the right answers come up at the end of the training.
The Board agreed that a Citizen Advisory Board scenario should be added to the training
as it appeared that this training was more gauged towards employees. Mr. Sullivan gave an
example and Ms. Webb will incorporate the suggestion. Mr. Sullivan also suggested that the
Clerk’s office offer some kind of “open meeting” trainings in the future.
Ms. Webb asked the Board members to take the training and give her feedback by
Monday the March 9
th
. The Board agreed that the live date with be April 1
st
.
Motion by Ms. McGarity seconded by Ms. Frost to approve the training module with the
changes discussed and launch the training on April 1, 2015. The Motion passed 3-0.
c. Review and Possible Approval of the 2014 Annual Report (Ulmen)
Ms. Ulmen provided a draft of the Aannual Rreport. The Board directed her to change the name
to 2014-2015 Annual Rreport. Also, Exhibit A which reflects Ms. Webb’s dissertation will only
include the questions asked, the graphs and the recommendations page. The Board directed
Ulmen to strike Exhibit B (minutes from 2-9-14) and replace with Exhibit C (price quote). They
also directed her to strike the Administrative Accomplishments section. The Group proposed that
the Under the Upcoming Goals Section discuss in this area that 2014 was used to collect
information to create the training and that we are utilizing those results for trainings into the
future. Ms. Frost suggested changes to the section pertaining to Upcoming Recommendations
and stated that she will email Ulmen the proposed language to incorporated reflecting that
legislative changes have been formalized. The Board agreed that this Annual Report should be
added to the Commission Consent Agenda. Ulmen will make the changes, prepare the packet
materials and send the draft to the Board.
Motion by Ms. McGarity seconded by Ms. Frost to approve the 2014-2015 Annual Ethics
Rreport with the changes discussed. The Motion passed 3-0.
e. Staffing changes with the Board of Ethics (Ulmen)
The Group discussed that the eEthics aAdministrative support will be moving to the City
Manager’s office into the future. The Clerk’s office will still handle regular board duties of with
posting requirements and board appointments. The Board asked that the City Attorney stop in
and give a report on a regular basis. The Board then discussed the timing related to
appointments. Two appointments expire this year.
F. FYI / Discussion
1. Upcoming Schedule
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The Board agreed to meet again in the Fall of 2015 to review the results from the training and
begin designing the next curriculum from those.
G. Adjourn The meeting was then adjourned at 8:50 a.m.