HomeMy WebLinkAboutEPS Proposal_Bozeman Affordable Housing
Proposal
Affordable Housing Regulations
& Policies Evaluation
Prepared for:
City of Bozeman, MT
Prepared by:
Economic & Planning Systems, Inc.
October 10, 2014
EPS #143075
October 10, 2014
Ms. Stacy Ulmen
City Clerk
121 North Rouse Ave
Suite 202
Bozeman, MT 59771
Subject: Affordable Housing Regulations & Policies Evaluation;
EPS #143075
Dear Ms. Ulmen:
Economic & Planning Systems (EPS) is pleased to submit this proposal to
provide an evaluation of the City of Bozeman’s Affordable Housing
Regulations and Policies.
As a full-service urban economics firm, our broad practice in real estate
economics, market analysis, housing and public policy can provide the
City with assurances that issues identified in the RFP will be assessed
and viewed from critical perspectives. Our recommendations will be
grounded in national best practice with an understanding of the local
and regional markets and regulatory framework.
Please accept this proposal as a first draft; we look forward to crafting a
final work plan and schedule that addresses your input and refinements.
If we can provide additional information, please feel free to contact me.
We look forward to discussing our approach and methodology with you
in person.
Sincerely,
ECONOMIC & PLANNING SYSTEMS, INC.
Daniel R. Guimond
Principal
Table of Contents
1. PROJECT SUMMARY ............................................................................................... 1
2. COMPANY DESCRIPTION/CAPABILITY ........................................................................... 2
3. INFORMATIONAL CONTENT ....................................................................................... 5
4. REFERENCES ....................................................................................................... 8
5. COST ............................................................................................................. 10
6. OUTLINE OF SERVICES ......................................................................................... 11
Economic & Planning Systems, Inc. 1 Project Summary
1. PROJECT SUMMARY
Project Understanding
The housing market crash, a financial crisis, and two recessions have not only made policy
formation at the local, regional, and national levels difficult, but had an enormous effect on the
housing market itself. While markets like Bozeman and surrounding mountain resort
communities seem to be recovering from the Great Recession, the recovery has not translated to
increased wages (when adjusted for inflation) or increased purchasing power (the ability to buy
the “same” amount of house today as a decade ago), but costs of construction (materials and
labor), however, have continued to escalate. At the least, this raises several questions as the
City continues to see an increase in housing sales prices and housing development activity while
trying to achieve a fiscally-prudent budget with regard to the provision of public services and
utilities.
Project Approach
EPS brings a multi-faceted set of perspectives and experience to this project. Our technical
approach will be to provide the City with a rigorous and thorough evaluation of the relevant
trends and conditions, which, along with our professional perspectives on best practices throughout
the larger Rocky Mountain West, will inform a reasonable assessment of future housing needs
and recommendations crafting the most effective housing policy.
Proposed Scope of Work
The proposed scope of services is tailored to comprehensively document the economic and
demographic conditions that are critical to understanding and identifying the presence and
extent of housing affordability challenges and issues. A review of land use regulation and policy
in addition to review of best practices and case studies from around the region and nation will
provide context for discussions with stakeholders and staff. Focus groups with stakeholders will
assist the process by incorporating a community and stakeholder buy-in process, vetting ideas
through those most closely involved in the industry.
Goals
Based on the desired outcomes of the City as articulated in the RFP, the proposed scope of
services, and EPS’ experience in projects dealing with these issues, the goals for this project are:
Comprehensively identify the relevant conditions
Build consensus and agreement around what the problems are
Incorporate feedback from industry professionals
Structure a regulatory and/or non-regulatory set of housing policies that address the
problems, but do not overreach
Identify a strategy for implementation and items for future consideration
Economic & Planning Systems, Inc. 2 Company Description/Capability
2. COMPANY DESCRIPTION/CAPABILITY
Economic & Planning Systems, Inc. (EPS) is a land economics consulting firm
experienced in the full spectrum of services related to real estate development,
the financing of public infrastructure and government services, land use and
conservation planning, and government organization. EPS was founded on the
principle that real estate development and land use-related public policy should
be built on realistic assessment of market forces and economic trends, feasible implementation
measures, and recognition of public policy objectives, including provisions for required public
facilities and services. The firms’ areas of expertise are as follows:
Real Estate Market and Feasibility Analysis
Public Finance
Fiscal and Economic Impact Analysis
Reuse, Revitalization, and Redevelopment
Housing Development Feasibility and Policy
Regional Economics and Industry Analysis
Land Use Planning and Growth Management
Transportation Planning and Analysis
Since 1983 EPS has provided consulting services to hundreds of public- and private-sector clients
in Colorado and throughout the United States. EPS is located in Denver, Colorado, and Los
Angeles, Oakland, and Sacramento, California. EPS clients include cities, counties, special
districts, education and other non-profit institutions, multi-jurisdictional authorities, property
owners, developers, financial institutions, and land use attorneys.
Inclusionary Housing Ordinance Study
Denver, Colorado
The City and County of Denver’s Inclusionary Housing Ordinance (IHO) was passed in 2002 and
was a major achievement for affordable housing policy. Since that time, however, economic and
policy changes occurred, all of which have affected the IHO’s performance. To evaluate its
options for making the program more productive and effective, the City contracted with
Economic & Planning Systems to improve the IHO with a focus on: 1) geographic distribution of
units; 2) an improved set of incentives that would motivate developers to construct units; and 3)
a recalibration of the IHO’s parameters, such as cash-in-lieu payments, cash subsidy amounts,
and income levels. EPS assessed affordability trends, conditions, and gaps at the neighborhood
level, as well as evaluated overlays of proximity to employment, transit, and locally-calibrated
H+T costs by neighborhood. The study included a pro forma model to test the development and
city impacts (i.e. feasibility) of modified and enhanced IHO requirements and incentives to
maximize the incentive to developers to build units. The pro forma was built with a variety of
prototypical developments throughout the City and accounted for the full range of market and
program parameter assumptions, which were vetted through developer interviews. The
recommendations, which included adopting a tiered structure of cash incentives and CIL amounts
by neighborhood in low/medium/high zones was adopted by the City Council on August 25, 2014.
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 3 Company Description/Capability
Housing Affordability Policy Study
Fort Collins, Colorado
The City engaged EPS to complete a comprehensive housing affordability policy study with a
public process component of three public stakeholder workshops and Council work sessions. EPS
identified demographic, economic, and housing market trends to characterize housing
affordability issues and challenges, as well as existing regulatory (land use incentives, building
codes) and non-regulatory (fee waiver policies, etc.) structures. The analysis delved further into
core housing cost issues, such as documenting the extent that land, hard and soft costs, and
taxes/fees had contributed to exacerbating housing affordability issues. The analysis then
quantified the housing issues and need, such as trends in commuting and ownership housing
costs, changes in affordability gaps, gaps in rental and ownership inventory, legislative barriers
(i.e. threat of construction defects claims) to construction of multi-family ownership housing,
among others. EPS structured recommendations by short, mid, and long-term strategies and
solutions to address each of the identified challenges and conditions. These recommendations
included quasi-regulatory and non-regulatory solutions, such as the establishment of a public-
finance based incentives policy, a reduction in the minimum house size in the building code,
granting of development review fee waivers for affordable housing projects, reevaluation of
marginal capital expansion and development review fee structure, and disposition of land bank
properties, among others.
Sonoran Institute Smart Growth in Northern Rockies
Colorado, Montana, Idaho
The Sonoran Institute contracted with EPS to understand the degree of potential demand for
smart growth housing in rural western regions. Smart growth concepts have had good market
traction in many progressive communities located throughout the west. However, the recession
from 2007 through 2009 and protracted recovery changed the economic and market landscape.
The primary objective of this study was to document the economic and demographic drivers of
selected representative communities, link these drivers to housing supply and demand and
recent market performance, and provide direction about future needs and trends based on
economic forecasting for the representative communities. Some of the key questions addressed
include: identifying what segments of the market gravitate to smart growth products; what
degree these segments will grow or contract in the future; and what might cities or towns do,
related to policy, planning, and visioning to better position a community to increase the amount
of smart growth in the future. EPS’s analysis expanded on the body of knowledge regarding
smart growth in the western U.S., using national level understanding as a platform for departure.
The study integrated primary and secondary data, including a household survey in six
communities to formulate a planning and policy document that provides guidance to the Sonoran
Institute as it partners with private sector (developers, lenders, brokers, or designers) and public
sector (cities or towns, city councils, BoCC members, and appointed officials).
Residential Linkage Program Nexus Study
Douglas County, Colorado
Douglas County offers its residents an attractive blend of quality of life with an abundance of
natural beauty and outdoor recreation opportunities. From 2000 to 2010, the County’s
population more than doubled from 120,000 to 270,000. As a result of strong demand, housing
costs were too high and workers in the County’s largest industries—service, education, and
construction, were forced to commute. The Board of County Commissioners, the County
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 4 Company Description/Capability
Manager’s Office, and the Housing Partnership retained EPS to conduct a housing nexus study to
determine the linkage between new housing and demand for service sector jobs and affordable
housing, and establish a legally defensible fee in-lieu to mitigate that demand.
EPS assessed the dynamics of employment by industry, commuting patterns, and expenditure
patterns by income level. Our effort also included conducting focus groups with representatives
from each of the affected industries to document employment recruitment and retention
problems. One on one interviews were also completed with representatives from the
development, housing, insurance, and legal community to understand the impact that recent
legislation concerning construction defects (HB 10-1394) would have on the future of affordable
housing. With this analysis and outreach, EPS established the linkage between new households
and demand for jobs and affordable housing. This established the legal basis for adopting a
housing fee in-lieu for financing the affordable housing need. To motivate the County’s decision-
makers, EPS also documented the beneficial and detrimental impacts that a continuation or
mitigation of the current heavy in- and out-commuting patterns would have on household cost-
burden and the County’s fiscal revenues and expenditures.
Housing Policy Strategy
Big Sky, Montana
The Big Sky Chamber of Commerce (BSCC) contracted with EPS to address some important
underlying questions regarding the issues. To identify what policies and programs had been
successful in similar communities and to address the needs of an increasingly year-round and
permanent resident population, EPS assessed economic, demographic, income and wage,
housing, and affordability conditions, as well as best practices of regulatory and non-regulatory
policy solutions to address the identified challenges. In this context, EPS also met with a wide
range of stakeholders and community groups with an interest in affordable housing in one-on-
one interviews, group meetings, and focus groups. EPS also conducted a survey to collect and
identify information regarding in-commuting patterns among the community’s largest employers.
EPS’ strategy and action plan recommendations were organized into short and long-term
strategies, including the participation of the Chamber in a affordable housing demonstration
project, an evaluation of the use of Montana’s TEDD structure for offsetting public infrastructure
costs associated with affordable housing, an exploration of a modified Resort Tax District taxing
authority, the establishment of a non-profit housing organization (such as would take advantage
of the newly established Trust Montana). Long term recommendations included evaluating the
actual costs and benefits of incorporation.
Valley West Market Study
Bozeman, Montana
The purposes of this study were to document residential market conditions in Bozeman,
Montana, to estimate market potentials for the Valley West development. The Aspen Group, LLC
was actively developing a 310-acre site and had sold lots for 452 units. Since the first lot sales
in 2003, the development was highly successful. Over the following five years, however, a
substantial number of other projects in the Bozeman market were platted, diluting Valley West’s
market share. The Aspen Group retained EPS to evaluate the local market and address the need
to reposition its development and increase capture rates. EPS estimated how many years of
supply were represented by the current inventory of vacant platted lots and when equilibrium
could be expected, a capture rate, and estimated optimal price points.
Economic & Planning Systems, Inc. 5 Informational Content
3. INFORMATIONAL CONTENT
Adequate and affordable housing is critical to the sustained vitality of any regional economy. In
resort economies, the high cost of housing has caused the dislocation of many individuals
integral to the functions of the economy and community. In such places, the provision of fees to
mitigate these economic forces is integral to the strength and diversity of the economic base, the
optimal use of land and transportation resources, and the environmental and social health of the
community and the region. EPS has a depth of affordable housing related experience. In
addition to conducting evaluations to support municipal fee programs, EPS has completed
numerous affordable housing market and feasibility studies; evaluations related to the physical
and economic linkage between jobs and housing; and analysis of the impacts that employment
growth has on housing needs. We have also analyzed the impacts of land use and growth control
measures on the ability of the private sector to meet the demand for housing.
Dan Guimond, Principal and manager of the Denver office, will serve as senior project
advisor. His time will be incorporated before and during critical project milestones, such as
completion of the analysis, structuring of the recommendations, and final report.
David Schwartz, Vice President, will serve as the project manager. He will be the primary
client contact, involved on a day-to-day basis, coordinating staff research efforts. He will
ensure that the project remains on task and incorporates the best available research and
information for the City.
Michelle Chung, Research Analyst, will serve as the primary project analyst and be
responsible for collecting data, researching best practices, and compiling other information
relevant to the housing policy study.
Résumés of key personnel follow.
Economic & Planning Systems, Inc.
The Economics of Land Use
730 17th Street, Suite 630 Denver, CO 80202
303.623.3557 dguimond@epsdenver.com www.epsys.com
Daniel R. Guimond
Principal
ABOUT
As a Principal at EPS Dan has worked at the firm for over 13 years. He is an
economist and planner with 30 years of experience in market and financial analysis
and development planning for the public and private sectors including market and
financial analyses, economic development and impact analyses, and implementation programming. He has advised numerous cities and resort communities on affordable housing and growth management policy issues throughout the Rocky Mountain region.
SELECTED PROJECT MANAGEMENT EXPERIENCE
Inclusionary Housing Rental Program Update, Boulder, CO
Financial model to test and evaluate charges to IH require-ments for rental housing
including required AMI levels, cash-in-lieu amounts, and an offsite building option.
Aspen Affordable Housing Strategic Plan, Aspen, CO
Housing demand analysis, evaluation of alternative sites, and financial analysis of
recommended 10-year housing development program.
Housing Affordability Policy Study, Fort Collins, CO
With stakeholder meetings and Council work sessions, EPS assessed conditions, existing regulatory and non-regulatory structures, core housing cost trends, and identified problems by category. Recommendations were structured to address
public finance policy, building code modifications, development review policy, City
fee structures, and disposition of land bank properties.
Flagstaff Housing and Sustainability Study, Flagstaff, AZ
Housing needs analysis, affordable housing strategies recommendations, and
economic sustainability program.
Housing Strategy Plan, Big Sky, MT
Assessed conditions relevant to documenting housing challenges, best practices,
engaged wide range of stakeholders, community groups, and conducted a survey.
Recommended short and long-term strategies, including a development project,
use of Montana’s TEDD structure for offsetting public infrastructure costs associated
with affordable housing, and modified Resort Tax District taxing authority, the establishment of a non-profit housing organization.
Buckley Annex Redevelopment Plan, Denver, CO
Market analysis for forecast residential, retail, and office development potentials for
a 72-acre redevelopment site at Lowry. Created a financial model to estimate a
property sale value and to evaluate the Air Force’s independent appraisal for the
site.
Inclusionary Zoning Financial Analysis, Boulder, CO
Developed financial model to evaluate options for increasing affordable housing
onsite including density bonuses and alternative IH and cash-in-lieu options. A new
cash-in-lieu payment schedule and premium for not building 50 percent of the
requirement onsite were adopted.
Education
M.A., Urban Geography,
University of Colorado, 1976
B.A., Political Science, University of Colorado, 1972
Previous Employment
1999-present
Principal Economic & Planning
Systems, Inc.
1997-1999 Principal, In Motion, Inc.
1993-1997
Vice President, BRW Inc.
1978-1992
Vice President, Hammer
Siler, George Associates
1976-1978
Planner, Jefferson County
Planning Department
Affiliations
American Institute of
Certified Planners
Urban Land Institute
International Downtown
Association
Denver Planning Board, 1992 to 2005
ICSC Colorado Alliance
Economic & Planning Systems, Inc.
The Economics of Land Use
730 17th Street, Suite 630 Denver, CO 80202
303.623.3557 dschwartz@epsdenver.com www.epsys.com
David Schwartz
Vice President
ABOUT
David has a diverse skill set for addressing urban economic and policy issues, such
as analyzing industry composition, market supply and demand, economic and fiscal
impacts, the creation and modification of land use and housing policy, feasibility
related to development and policy, public infrastructure financing, and economic and demographic forecasting. His background in mathematics, statistics, urban economics, and a familiarity with the implications of land use controls complement and guide his work for clients.
SELECTED PROJECT EXPERIENCE
Inclusionary Housing Ordinance Study, Denver, CO
EPS re-established the basis for the City’s IHO and recommended restructuring its
requirements and incentives, e.g. in-lieu payments and subsidies; also assessed
developer impacts of proposed changes; project was integrated into a larger
stakeholder, policy-maker, and City Council process.
Housing Demand Forecast, Oklahoma City, OK
A comprehensive study to assess housing demand and preferences. Made policy
and investment recommendations to capitalize on economic drivers, and identified
community’s willingness to make tradeoffs and willingness to pay.
Valley West Market Study, Bozeman, MT
Conducted a residential market study to formulate a pricing and implementation
strategy for mixed-use development. Identified absorption and optimal product
pricing.
Housing Affordability Policy Study, Fort Collins, CO
With stakeholder meetings and Council work sessions, EPS assessed conditions, existing regulatory and non-regulatory structures, core housing cost trends, and
identified problems by category. Recommendations were structured to address
public finance policy, building code modifications, development review policy, City
fee structures, and disposition of land bank properties.
Smart Growth Demand in Northern Rockies, CO, MT, and ID
Primary objective of this study for the Sonoran Institute was to document the successes and failures of smart growth development in the Northern Rockies.
Survey data, interviews, and secondary data were used to document socio-
economic drivers of demand and provide direction to Rocky Mountain communities.
Kane-Elgin Consolidated Plan and Analysis of Impediments, Kane County, IL
Documented economic, demographic, and housing conditions for Kane County, the
City of Elgin, and the City of Aurora to complete a Five-Year Consolidated Plan and an Analysis of Impediments to Fair Housing Choice for the Consortium.
Housing Strategy Plan, Big Sky, MT
Assessed conditions relevant to documenting housing challenges, best practices,
engaged wide range of stakeholders, community groups, and conducted a survey.
Recommended short and long-term strategies, including a development project,
use of Montana’s TEDD structure for offsetting public infrastructure costs associated with affordable housing, and modified Resort Tax District taxing authority, the establishment of a non-profit housing organization.
Education
Masters of City & Regional
Planning, The Ohio State
University, 2006
B.M., University of
Cincinnati, 1999, magna
cum laude
Also attended: B.A., Miami
University, 1994-1997
Previous Employment
2014-Present Vice President, Economic &
Planning Systems, Inc.
2009-2014 Associate, Economic &
Planning Systems, Inc.
2006-2009 Associate, Economic &
Planning Systems, Inc.
2004-2006 Planner, Department of
Land Use & Long Range
Planning, City of Dublin, Ohio
2002-2004
Technical Assistant, Citizens for Civic Renewal,
Cincinnati, Ohio
Affiliations
American Planning Association, 2004-present
Member, 2013-present,
Denver Association of Business Economists
Board Member, 2007-2013,
Denver Association of Business Economists
ULI Housing Taskforce,
2008-present
Colorado Symphony
Sustainability Study
Committee, 2011
el Sistema Budget
Committee, 2011
2
HUD Consolidated Plan and Analysis of Impediments, Pueblo County, CO
Provided direction to the City, County, and United Way regarding the allocation of community funds
and how best to address community needs. Prioritized needs based on technical research, survey
results, and community outreach efforts. Completed the City’s Five-Year Consolidated Plan.
Douglas County Housing Nexus Study, Douglas County, CO
Documented legal relationship between development and demand for housing, as well as addressed
needs in business recruitment and retention for construction, education, and retail sectors.
Housing Diversity Study, Denver Regional Council of Governments
Documented demographic, economic, financial, insurance, and legal (such as the effects of changes to
legislation concerning contractor general liability insurance) context to assess the degree to which each
contributed to the absence of for-sale multi-family construction in the Denver Metro Area.
HUD Consolidated Plan and Community Needs Assessment, Aurora, CO
Five-Year Consolidated Plan and Neighborhood Revitalization Strategy. Community outreach included
stakeholder interviews, focus groups, and community meetings. Evaluated workforce and economic
development issues, special population needs, public, cultural and recreational facilities, infrastructure,
public safety, code and law enforcement, and urban renewal.
Inclusionary Housing Rental Policy Update, Boulder, CO
Formulated new policies to meet the City’s overall affordable rental housing goals. This project explored
the financial performance implications on developments of policy changes such as adjusting allowable
AMI limits, recalibrating the cash in-lieu option, including a density bonus, and adjusting unit size
proportionality.
Inclusionary Housing Ordinance Incentives Study, Denver, CO
Multi-disciplinary effort to amend Denver’s Zoning Code and Inclusionary Housing Ordinance. Provided
financial modeling to evaluate developer returns in multiple geographies/districts of City. Established
new incentive threshold needed to effectively encourage affordable housing construction.
Senior Housing Needs Assessment, Gilpin County, CO
Evaluated needs with focus on senior housing and demand from within and outside of the county using
surveys and focus groups. Developed strategies to address this increasing need for senior housing
facilities, programs, and resources.
David Schwartz
Economic & Planning Systems, Inc. 8 References
4. REFERENCES
Summaries of the following project are provided in Section 2.
Project: Inclusionary Housing Ordinance Study
a. Agency: City of Denver, Colorado
b. Contact: Robin Kniech, Councilwoman at-large, (303) 337-7712
robin.kniech@denvergov.org
c. Jurisdiction Population: 650,000
d. # of Employees: 50 to 200; worked directly with 5 to 10 staff
e. Project Timeline: 11/2012 – 8/2014
Project: Sonoran Institute Smart Growth in Northern Rockies
a. Agency: Sonoran Institute
b. Contact: Clark Anderson, Western Colorado Legacy Program Director, (970) 384-4364
canderson@sonoraninstitute.org
c. Jurisdiction Population: Colorado, Montana, Idaho
Bozeman, MT: 38,700
Boise, ID: 200,000
Carbondale, CO: 6,400
Buena Vista, CO: 2,600
Eagle, CO: 6,000
Teton Valley, ID: 10,000
d. # of Employees: Bozeman (6) Glenwood Springs (4)
e. Project Timeline: 11/2011 – 1/2013
Project: Housing Affordability Policy Study
a. Agency: City of Fort Collins, Colorado
b. Contact: Sue Beck-Ferkiss, Social Sustainability Specialist, Office of Social Sustainability,
(970) 221-6753 sbeckferkiss@fcgov.com
c. Jurisdiction Population: 152,000
d. # of Employees: Approx. 10 Office of Social Sustainability employees, worked directly with
5 staff
e. Project Timeline: 1/2014 – 11/2014 (completion)
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 9 References
Project: Residential Linkage Program Nexus Study
a. Agency: Douglas County, Colorado
b. Contact: Maureen Waller, Commissioner’s Office, (303) 660-7401 mwaller@douglas.co.us
c. Jurisdiction Population: 306,000
d. # of Employees: Approx. 10; worked directly with 3 staff
e. Project Timeline: 9/2010 – 9/2011
Economic & Planning Systems, Inc. 10 Cost
5. COST
EPS proposes to complete the proposed scope of services, including labor and direct costs such
as travel, for a budget not to exceed $59,560, as shown below in Table 1. As for schedule, the
City’s intent indicated in the RFP is to complete and finalize the report by January 23, 2015.
While scheduling conflicts and holiday travel schedules create scheduling difficulties for a public
input process such as envisioned by the City and proposed by EPS, it is anticipated that the
study process may take longer than the 3 months allotted in the RFP. However, EPS is prepared
and equipped to complete the project within this timeframe.
Table 1 Proposed Project Budget
Principal Vice Production/
in Charge President Research Total
Guimond Schwartz Chung
Billing Rate $220 $175 $90
Labor Costs
Task 1: Project Initiation
Task 1.1: Initial Meeting 0 6 6 $1,590
Task 1.2: Scheduling of Stakeholder Process 0 2 0 $350
Task 2: Demographic and Economic Context
Task 2.1: Demographics 2 6 12 $2,570
Task 2.2: Employment, Wages, Incomes, and Commuting 2 16 32 $6,120
Task 3: Housing Trends
Task 3.1: Residential Construction 2 4 12 $2,220
Task 3.2: Housing Sales 2 8 20 $3,640
Task 3.3: Housing Inventory 0 4 12 $1,780
Task 4: Land Use Controls
Task 4.1: Review of Existing Structures 2 10 16 $3,630
Task 4.2: Best Practices Review 6 16 30 $6,820
Task 5: Initial Focus Group 41624$5,840
Task 6: Recommendations and Focus Group 82436$9,200
Task 7: Report and Presentation 8 36 40 $11,660
Subtotal 36 148 240 $55,420
as % of Total Staff Hours 8% 35% 57%
Total Staff Hours 424
Direct Costs
Data Acquisition $0
Travel $4,140
Subtotal $4,140
Total Project Cost $59,560
Source: Economic & Planning Systems
G:\143075-Bozeman Housing Policy Study\[143075-budget.xlsx]BUDGET
EPS Staff
Economic & Planning Systems, Inc. 11 Outline of Services
6. OUTLINE OF SERVICES
Project Understanding
The attractiveness of the City of Bozeman, its active outdoor lifestyle, a well-educated
population, and average wages higher than the state are among the characteristics that have
increasingly driven demand in Bozeman’s housing market. Annual residential permit activity had
increased from an approximately 200 units per year on average during the mid-1990s to the 400
to 500-unit per year range in the mid-2000s and before 2007. Housing sales prices, an even
stronger indicator of increasing demand among both permanent resident and second-homeowner
markets, were also escalating at a rate of more than 11 percent per year between 2003 and 2007.
It was at this point that the City adopted its Workforce Housing (WFH) Ordinance 1710, which
established standards and procedures for the provision of workforce housing through its
subdivision and zoning process. But over the course of the next year, residential building activity
plummeted by more than 60 percent and average sales prices began a multi-year decline of
more than 25 percent. As with many markets throughout the U.S. driven by investor and
second-homeowner demand as Bozeman was, the overbuilt supply of housing and the financial
crisis that resulted in tightened lending practices severely impacted homebuyers and the larger
local and regional economies.
Needless to say, the housing market crash, a financial crisis, and two recessions have not only
made policy formation at the local, regional, and national levels difficult, but had an enormous
effect on the housing market itself. While markets like Bozeman and surrounding mountain
resort communities seem to be recovering from the Great Recession, the recovery has not
translated to increased wages (when adjusted for inflation) or increased purchasing power (the
ability to buy the “same” amount of house today as a decade ago), but costs of construction
(materials and labor), however, have continued to escalate. At the least, this raises several
questions as the City continues to see an increase in housing sales prices and housing
development activity while trying to achieve a fiscally-prudent budget with regard to the
provision of public services and utilities.
What are the housing affordability conditions and needs in the City?
Are the City’s land use regulations and policies regarding affordable housing appropriate?
Is the City’s affordable housing points-based PUD Ordinance structured effectively?
If enacted, would the WFH ordinance be an appropriate and effective tool for addressing the
City’s needs?
Are there other tools or policy solutions that would be better suited to addressing the City’s
needs?
And, how effective might these alternative policy solutions be?
EPS has addressed these and many other housing policy questions for a diversity of communities
throughout the Rocky Mountain West and beyond. EPS brings expertise and experience in:
Evaluating general land use regulations
Evaluating subdivision policies and building codes
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 12 Outline of Services
Assessing the feasibility and appropriateness of inclusionary housing ordinances
Evaluating impacts of housing policies
Reviewing and refining/modifying IHO incentive and requirement structures
In addition to structuring and assessing the appropriateness of land use controls to address
housing policy needs, EPS has also:
Structured tailored housing policy that addresses workforce housing fundamentals
Identified mechanisms and policy to respond to housing construction cost trends
Evaluated non-land use based incentive policies
Evaluated permanent funding sources to address persistent housing affordability issues
EPS has also worked on broader housing demand and forecasting studies, as well as the
evaluation of housing markets, including:
Studies of smart growth throughout the Northern Rockies (a study which included Bozeman)
Market and feasibility analyses of projects (e.g. Valley West)
Forecasting market demand based on changing local and regional demographic housing and
community attribute characteristics
Overall, EPS brings a depth of experience and perspective on the questions that the City would
like answered.
Approach
As each community’s circumstances are unique, our approach is to assess the underlying
conditions (i.e. the economic, demographic, and political forces), identify the challenges and
opportunities, review the possible solutions with the client, and make recommendations tailored
to the community’s needs.
EPS brings a multi-faceted set of perspectives and experience to this project. Our work is not
simply informed by our experience in our understanding and experience in crafting housing
policy and programs tailored to local and regional markets, but also by evaluating the dynamics
between residential and non-residential markets, differentiating between the needs of the
community and service workforce, and by being able to quantify the impacts of policy on the
development community and public sector.
Our technical approach will be to provide the City with a rigorous and thorough evaluation of the
relevant trends and conditions, which, along with our professional perspectives on best practices
throughout the larger Rocky Mountain West, will inform a reasonable assessment of future
housing needs and recommendations crafting the most effective housing policy.
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 13 Outline of Services
Scope of Work
The following scope of work is designed to address the purposes and deliverables identified by
the City in its RFP.
Task 1: Project Initiation
Task 1.1 – Initial Meeting
EPS will kick off the project with a meeting with City staff to review the scope of work and
identify the project’s highest priorities and desired outcomes. The goal will be to establish a
mutual understanding of the project expectations.
Task 1.2 – Scheduling of Stakeholder Process
While the RFP does not identify it, questions such as those posed in the RFP are often best
addressed and solved through some level of meaningful and orchestrated involvement of
industry professionals and stakeholders, including City staff. In today’s environment, when
scrutiny of land use controls such as inclusionary housing ordinances is becoming more
commonplace, and particularly in an area that has faced any resistance from the development
community regarding such policies, stakeholder involvement will be necessary for the success of
this project and for collective public buy-in. As such, EPS proposes to work with City staff to
strategize on the most appropriate timing and number of meetings that will be most effective in
facilitating a successful outcome to this project.
Task 2: Demographic and Economic Context
Task 2.1 – Demographics
The objective of this task will be to identify general demographic trends with information from
the U.S. Census, American Community Survey (ACS), and state demographer sources to frame
the context of demographic pressure behind housing market demand and need, detailed by
research in following tasks.
Task 2.2 – Employment, Wages, Incomes, and Commuting
The second component to characterizing the economic framework is to identify more
fundamental trends and conditions in the market, such as the general strength of the
employment market and its wages, as well as commuting patterns to understand the extent to
which in-commuting has increased from surrounding areas. The analysis of commuting patterns
will also be critical to the overall study because it identifies the commute shed, which is generally
consistent with a market within which new workers seek housing. Most importantly, however, is
to document the trends and conditions related to household incomes, which are critical to
framing the discussion of housing affordability issues and challenges. In general, this analysis
will form the basis of the housing affordability gaps analysis, the findings of which are crucial to
establishing the basis of need for any broad-scale housing affordability policy.
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 14 Outline of Services
Task 3: Housing Trends
Task 3.1 – Residential Construction
This task will document and update relevant housing market trends, such as residential
construction activity by housing type and housing costs by type. As EPS has used information
from the City’s Building Department for several projects in the past, we will work with staff to
update our information on the geographic dispersion of construction activity.
Task 3.2 – Housing Sales
As with housing construction information, EPS will work with local real estate brokers to acquire
an appropriate level of detail of sales data for the City and its surroundings (relevant to the trade
area defined by the commute shed in the framework task described previously). This will
provide necessary information to document the trends in average and median sales prices for
new and older product available throughout the City. This analysis will inform the policy
discussions that follow regarding the appropriateness and viability of housing policy tools such as
the IHO or WFH ordinance.
Task 3.3 – Housing Inventory
The final aspect of the housing market assessment is to document the inventory of ownership
and rental housing throughout the City. Using U.S. Census and ACS data, EPS will document the
conditions of the housing inventory and to provide a quantification of the City’s housing
inventory by tenure, by value, and by other relevant metrics of quality.
Task 4: Land Use Controls
Task 4.1 – Review of Existing Structures
EPS will review the City’s land use regulations and subdivision structures, such as existing WFH
ordinance structure and other existing zoning and/or building codes that potentially affect
housing affordability issues.
Task 4.2 – Best Practices Review
EPS will provide the City with a review of various housing policies and structures that exist in
similar communities. This overview will be intended for use in discussions with staff to identify
the pros and cons of various incentive and regulatory zoning structures in practice today. The
goal of this effort is to inform the process and incorporate successful elements where applicable
and relevant to the City’s circumstances. As such, EPS will prepare research and summarize
best practices from regional and national examples to address the following:
What programs and ordinances are in place?
When and why they were adopted?
What are the goals?
What flexibility is written into the program?
How they are administered?
How successful or effective have they been?
Affordable Housing Regulations and Policies Evaluation
October 10, 2014
Economic & Planning Systems, Inc. 15 Outline of Services
Task 5: Initial Focus Group
As mentioned previously, EPS will work with City staff to identify the most strategic timing and
pacing of a stakeholder process component. It would be EPS’ intent to conduct 2 focus groups
with stakeholders, and with the assistance of City staff in identifying the appropriate
representatives for their attendance and coordinating the meeting space and times. The
objective would be to ensure that the course of this study is guided appropriately by the
industry’s representative and its recommendations guided by their input and buy-in.
EPS also proposes that the spacing of these meetings be designed at points in the completion of
various components of the study, such as one following the completion of the general data
collection and review of the land use regulations, and another at the completion of the draft
recommendations, as described below.
Task 6: Recommendations and Focus Groups
Based on the qualitative and quantitative research conducted to date, as well as feedback from
stakeholders, EPS will identify the appropriate affordable housing mitigation tools to structure
and present for consideration. Following initial review, EPS would plan to meet with the City for
another stakeholder workshop to collect feedback and input regarding the recommended
solutions. Depending on the outcomes of the previous research and focus group, EPS’
recommendations will identify any necessary analytical structures that need to be considered
before adoption in a land use regulatory structure:
Outline and verify all inputs and assumptions used in the estimation process
Identify possible developer and/or City feasibility and impacts
Test a range of implementation options, such as set-asides or fees in-lieu
Test a range of incentives, such as cash subsidies, unit equivalencies, on- or off-site options
Identifies exemptions to the program
Task 7: Report and Presentation
EPS will provide the City with a comprehensive written document that outlines the study process,
research and analysis, and recommendations. A draft will be submitted to the City staff for initial
review and comment. Following review, EPS will revise the report and make a presentation to
the City staff and City Commission on the final product.