HomeMy WebLinkAboutConduct of Public Hearings and Meetings 2005 WESTERN PLANNER/UTAH APA CONFERENCE
August 4, 2005, 8.30 am— 10:40 am
PUBLIC MEETINGS —ASSURING DUE PROCESS
Panelists —Gene Moser, Gene Carr, Pat Comarell, Ted Gage, special guest
Brief intro - Carr
I. What are Public Meetings and Public Hearings? Gene Moser
Background information
Regular scheduled public meetings—advisory,review and approve
Public hearings
Preparation,posting and publication of Agendas
Notice,quorum,wind-up (introduce Ted Gage)
Training Meetings—Ted Gage
Training public officials;selection of subject;preparation of training materials; determining dates
&venues; advertising;participants;training instructors;meeting room preparation;follow-up;costs.
II. The Meeting Environment— Will it Work? Gene Carr
Do the physical facilities anticipate and accommodate the purpose of the meeting?
Audio/visual presentations—assure comprehension and effective placement.
Room arrangements to achieve maximum visibility,participation,comfort.
Break i o minutes
III. Conduct of the Meeting— Can we Bring People Together? Pat Comarell
Set meeting times—start,finish.
What are the expectations of those participating in the meeting?
Dealing with controversial meetings.
What are the key techniques to move the meeting and motions along?
Findings of fact and good records.
IV. Questions for the Panel and Wrap-up—20 minutes
THE CONDUCT OF PUBLIC MEETINGS AND HEARINGS
2005 WESTERN PLANNERS/UTAH APA CONFERENCE
What are Public Meetings and Hearings?
presented by GENE MOSER
PART ONE
Background
The concept of doing Business in Public and the Importance of meetings
Political, Ethical and Legal Considerations
Legislative, Administrative, Quasi-judicial Actions
The accumulation of all powers legislative, executive, and judiciary
in the same hands, whether of one, a few or many, and whether
hereditary, self appointed, or elective, may justly be pronounced the
very definition of tyranny James Madison
Roles and Responsibilities
Legislative Body
Planning Commissions
Board of Adjustment
Staff
The public and citizen activists
Media
The Law — U.S. Constitution, State Law, Case Law
If a policeman must know the Constitution,
then why not a planner ?
Supreme Court Justice William J. Brennan Jr.,
San Diego Gas &Electric v. City of San Diego
People whose rights are potentially affected by your decisions have a right to access
the same information that the council or commission will depend on as a basis for
decision.
Due Process - procedural and substantive
Effective notice
A fair hearing before an impartial tribunal
Decisions based on evidence
Types of meetings
Public Meetings
Conducting business
Informative - share information / education
Public hearings
Listen, get information both in written and spoken
testimony
Open meetings
Executive sessions
Minutes and Findings
"If it's not written down, it didn't happen."
Reviewing courts have established prerequisites for
adequate judicial review:
A well-defined record, identifying the nature of the
decision and its basis.
Findings that identify the standards considered and
the factual basis for action.
A clear expression of action taken by the decision-
making body, the persons or entities affected by the
action, and the extent of such effects.
Approval of minutes
Bylaws
Ethics, ex parte contacts, conflicts of interest
PART TWO
Political and legal mistakes made in public meetings and hearing
Inadequate notice and agenda
Meetings arranged for convenience of staff and not the public
Executive sessions
Treating people differently
Taking a tally
Incomplete Minutes and Findings of Fact
Use of acronyms and jargon in printed materials and discussions
Laws are made for men of common understanding and should therefore be
construed by ordinary rules of common sense. Thomas Jefferson
PART THREE
A suggestion for more effective meetings
Be Prepared - Detail, detail, detail
Some common sense questions you can ask yourself to test the
correctness of your procedures:
*Is an accurate agenda published well in advance of your meetings? Does
everyone who is likely to be affected by your decisions have a reasonable
chance of knowing about your hearings?
*Do all sides have an opportunity to present all their views?
*Are you following clear rules for your proceedings? Do you use bylaws and
rules for your proceedings?
*Are your actions or recommendations consistent with adopted plans? Have you
checked?
*Are your decisions made based on the evidence and facts presented — clear of
bias or prejudice? Are any conflicts of interest (personal, financial, professional)
identified?
•Do your regulations advance a legitimate public interest?
*Are your regulations a reasonable way to accomplish that public interest? Is
there a logical and reasonable connection (nexus) between the actions taken and
the problem?
*Are regulations fairly applied? Are similarly situated properties treated equally?
•Are your decisions made within a reasonable period of time?
*Can you explain your actions to the applicant or the neighbors about what you
have done by pointing to specific policies or regulations that helped you reach
your decision?
elf someone reads your minutes a year later, will they understand from that
information alone why you did what you did? Do your records include written
information provided by witnesses, staff reports and recommendations, and all
other information received?
The Role of Education in Public Hearings and Meetings
Some interesting websites with information on public hearings and meetings:
Park City Municipal Corp, City Attorney's Office & Citizens Allied for Responsible Growth -
Citizens Public Hearing Handbook
http://www:parkcity.org then go to City Departments, then click on City Attorney, then on the
bottom of that page, you'll see Public Hearing Workshop document.
Seldovia, Alaska (284 city residents, 100 out of town residents and 50 resident eagles)
www.seldovia.com/sub—Cityruieswofprocedure.htm
New York—Conducting Meetings and Hearings
hftp://www.co.suffolk.ny.us/planning/scpLrm_2002—secO6.pdf
Ohio State University
Ohioline.osu.edu/cd-fact/l 555.html
Municipal Research & Services Center of Washington
http://www.mrsc.org/subjects/governance/participation/effective.aspx
Preparing written finding of facts
www:nrpcvt.com/documents/findingsfact.pdf
A news writer's point of view
University of Missouri
http://foi.missouri.edu/informal.html
r CITIZEN' S PUBLIC HEARING
HANDBOOK
*� Prepared by
rw �.
' ' Corporation, City Attorne 's Office
'- Park City Municipal Cop ty Y
& Citizens Allied for Responsible Growth
' January,2003
June, 2005 Update
�� : • Park City Municipal Corporation Citizens Allied for
City Attorney's Office Responsible Growth
'' P. O. Box 681764
•; ,,� �,=.� �` P.O. Box 1480
Park City,UT 84060 Park City,UT 84068
(435) 615-5025 mail@carg.org
'� '' i www.parkcity.org www.carg.org
TABLE OF CONTENTS
I. The Public Hearing
A. What exactly is a Public Hearing and why is a Hearing part of the process? . . . . . . . . . . 5
B. Notice—Legal Notice: Published and Posted; Courtesy/Mailed . . . . . . . . . . . . . . . . . . . . 5
C. Who attends and why . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
D. Public Hearing Process—Order of Business. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
E. Types - Legislative v. Administrative/Quasi-judicial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
F. Demystification and Deconstruction: The Utah Public Clamor Doctrine . . . . . . . . . . . . . .8
II. Procedural Due Process
A. What is Procedural Due Process? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
B. Vesting and the Multiple Approval Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
III. Findings of Fact, Conclusions of Law and Conditions of Approval
A. Findings of Fact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
B. Conclusions of Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
C. Conditions of Approval . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12
IV. Standards of Approval
A. CUP (Conditional Use Permit) Review Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14
B. MPD (Master Plan Development) Review Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
• Public Pre-Application Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .15
■ Findings . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
C. Subdivisions Review Process . . . . . . . . . . . . . . .
■ Preliminary Plat Pre-Application Requirements . . . . . . . . . . . . . . . . . . . . . . .17
• Review of Preliminary Plat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17
• Planning Commission Review of Preliminary Plat . . . . . . . . . . . . . . . . . . . . 17
• Preliminary Approval . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
• Zoning Regulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18
• Final Subdivision Plat: Planning Commission and City Council Review . . .18
D. Plat Amendments Review Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
E. Variances Review Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
F. Code and Zoning Amendments Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
• Amendments to the Land Management Code and Zoning Map . . . . . . . . . . . 19
• Hearings Before Planning Commission. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20
• Action By Planning Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
• Hearings Before City Council . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20
• Joint Hearings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
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Presented by Pat Comerall
Why Does Conflict Happen?*
Conflict is never about things, it is about fear and respect
Why Fear? The need for respect --
Controversies are inevitable in planning . Respect for them -- Citizens need to
(1)because planning and zoning are know the government officials are
such powerful tools shaping a listening, caring, interested in what
community, and (2)they arise from they have to say, and what their
values clashing and the fear of what concerns are. Individuals must feel:
might result. o fairly treated
o their input is valuable in making
• By their very nature, controversies decisions
generate fear--of what will change, o they have some power to
of the unknown outcome, of a bad influence government
experience repeating itself, and from
the stereotypes of government; • Respect for you -- Citizens want
developers, and bureaucrats which elected and appointed city officials
one may have. that they can respect, identify with,
learn from
• In addition, disagreements often
happen because each participant in o They expect you to make good
the process approaches the issue decisions which solve problems.
playing different roles, and each role
necessitates a different "view of o They will expect you to act
land." (See below) reasonably and responsibly.
• Lastly, the decisionmakers must o But, if they feel that a major
make value judgments based on decision was made in a manner
assumptions and information that is which is not appropriate or
provided. Sometimes,these legitimate,they will not accept
assumptions and information may the decision (irrespective of
seem inadequate to base decisions whether the vote on the issue
on. went for or against what they
wanted to happen).
*Prepared by Pat Comarell for Utah Risk Management Mutual Association 1
The need to know what to person has depends on the role
expect they are asked to play at the time,
e.g.,the Planning Commission
When citizens (staff, applicants) come to concern with health, safety and
public meetings,they need to know what welfare, the neighbors wanting to
the rules are.People need structure, a conserve land for open space,
framework,where everything else fits. etc.
Not having rules stated upfront or not
knowing what to expect makes people • Fears,myths and rumors
nervous and contributes to the negative
image of"politics." • Stereotypes
To address this need, reviewing the • History of relationships,e.g.,
procedures to be followed during the the neighbor who went to school
meeting will let citizens know how the with one of the councilmembers,
meeting will be conducted and when the developer who was once
they will have the opportunity to married to a commissioner's
comment. sister,etc.
And, of course, each individual expects • Assigning motives, e.g.,
the rules will apply equally and fairly to expressing what you think the
everyone. others taking part in the meeting
want,think, or feel without
_ asking them
Dealing with the Intangibles • Credibility of the city/staff
As mentioned earlier,planning by its • Communication and use of
very nature is controversial because it words
involves the values of a community.
To make effective decisions, it is
What is not so obvious is the important for you to distinguish these
"intangibles"present during the and base your decisions on:
discussion, i.e.,the many ideas,
concepts, and thoughts which go through • The information presented into
an individual's mind while listening the public record
during the meeting and which go beyond
the details of the proposal being • Procedural and substantive due
presented. These might include: process
• How one views land: need to • The objective of the maintaining
conserve land, land as a the health, safety and welfare of
commodity;the right to do what your community
you want with your property;
health, safety and welfare; • Your own experience
aesthetics, etc. Which view a
*Prepared by Pat Comarell for Utah Risk Management Mutual Association 2
Tools to Deal with Controversy
Preparing for the meeting
o Handouts needed. If maps,
To deal with controversy, the Planning graphics, and general data are to be
Commission and Council can use presented, it often helps the public to
techniques to structure a meeting so they have a handout of these so they can
are effective in getting everyone's ideas more easily see the information and
and concerns out, and still avoid the can share it with their friends and
meeting turning into chaos. Such associates after they leave the
techniques include: meeting. It also allows them to
overcome the stereotype of
• Information. The Council,Planning government trying to "hide" things.
Commission, and their staffs should
anticipate the questions which will
come up at the meeting and
determine if the information in the Conduct of the Meeting
presentations and any handouts are
sufficient to address those questions. . At the meeting,the Chair sets the
Typical questions might be: tone and the rules.
o The Chair lets everyone know
o Are all the key stakeholders what to expect. The rules should
affected by this proposal in the be given upfront before the
room? proposal is presented.
o What were the key points made
in the Staff reports? o The Chair structures the meeting
o What were the recommendations so all can express their ideas and
of the Commission or advisory concerns, and yet, keeps it from
committee? Why did they getting out of hand. For example:
recommend what they did?
o What options does the Council or ■ The Chair gives an
Commission have in making a introduction of the proposal
decision? ■ The Staff gives an overview
o How are they limited? of the issues and ordinances
requirements
• Graphics needed. The Staff should • The developer makes his/her
prepare information which includes: presentation
o an overview of the proposal, ■ The public is asked to
data, and recommendations being comment
made, and ■ Discussion amongst the
o graphics which illustrate those Council or Commission
points (people respond better to a ■ A motion is made to approve,
visual display of the important not approve, approve with
points than having a lot of words changes, or table.
on the screen).
*Prepared by Pat Comarell for Utah Risk Management Mutual Association 3
• The way a Planning Commissioner • At the end of the hearings,
or Councilmember expresses summarize the basic concerns so the
themselves will affect the tone of the public knows you have heard them.
meeting
• Keep track of what the real question
• The Commission or Council must is. Sometimes in the midst of battle,
frame the meeting -but not be it is hard to remember what the basic
controlling. questions are that the planning
commission or council is asked to
• The Commission must seek to decide. This is especially true if
understand what the concerns are those giving input to the Council or
before answering those concerns. Commission ask questions which
takes the discussion off the topic at
• Explaining why the Commission has hand (which often happens when
taken the action you have will help people are upset.)
the public understand the action and
determine whether they think it is • Take a break. If the meeting gets
legitimate and reasonable. too intense or personal, call a fifteen
_ minute break for everyone to take a
moment to relax and get their
Techniques to keep meeting thoughts together. It will have a
from moving into chaos calming effect on the meeting. It is
important, however,to state how
• Place the rules on the back of the long the break will be and to
agenda. By putting the steps of how reconvene at that time.
and when the public can have input
on the back of the agenda, it allows • Specify a time for comments. Some
the Chair to walk the public and cities announce and enforce strict
d beginning and ending times for all
developers through the procedures
for the meeting. This keeps discussions.
individuals from interrupting
because they will know when they • Cut the elephant into parts.
will be called on to comment. Sometimes proposals or issues are so
complex,people get confused or
• Let everyone talk, but keep the overwhelmed by the discussion. To
procedures tight. The procedures make this more manageable,try
are meant to set the rules of etiquette breaking the proposal into parts,
for the meeting. This also keeps the making decisions on the easy ones
meetings from getting out of order. first,then having more discussion on
the one or two more difficult issues
At the point people start repeating after that.
comments/thoughts made before,
request those coming next to limit • If you have to postpone an issue,
give a specific
their comments to new ideas and fic reason(s) why and a
specific date when this item will be
concerns.
placed on a future agenda.
*Prepared by Pat Comarell for Utah Risk Management Mutual Association 4
SALT WE CITY GouNQI Date
Pusuc MaTum REmigMT10m Fow+
Agenda Item
a�a
k
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(lip ldM arty)
Address
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To learn more about Salt Lake City government, view cable Wevision channel 71 or visit our web site at
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City Council, call the 24-hour comment line at 535-7654; send a fax to 535-7651; e-mail individual Council
Members from the web site or e-mail all Council Members at council.comments@ci.sic.ut.us