HomeMy WebLinkAboutResolution 2095 Sale of SID No. 587
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COMMISSION RESOLUTION NO. 2095
RESOLUTION AWARDING SALE OF $80,000 SPECIAL IMPROVEMENT DISTRICT NO. 587
BONDS, AND PRESCRIBING THEIR FORM AND TERMS AND COVENANTS OF THE CITY FOR
THE SECURITY OF THE HOLDERS THEREOF
I BE IT RESOLVED by the
City Commission of the City of Bozeman, Montana, as follows:
Section 1.
Recitals. It is hereby found, determined and declared as follows:
1.01.
By Resolution No. 1944, adopted
February 1, 1978, this Commission
declared its
intention to create Special Improvement District No.
587 for the purpose of making special
improvements within and for the special benefit of said district, which resolution designated
the number of the district,
described the boundaries thereof, and stated the general character
of the improvements to be made therein,
in accordance with the provisions of Montana Code
Annotated, Title 7,
Chapter 12, Parts 41 and 42. By said resolution this Commission
also
declared its intention to cause the cost and expense of making such improvement to be assessed
against the properties included within the boundaries of the district.
1.02.
Notice of the passage of said resolution was given by publication in the Bozeman
Daily Chronicle, a legal,
daily newspaper published within the City and by mailing a copy
of such notice to every person,
firm or corporation, or the agent of such person,
firm or
corporation, having real property within the proposed district listed in his name upon the
last completed assessment roll for state,
county or school district taxes, at his last known
address. Said notice described the general
character of the improvements proposed to be
made, stated the estimated cost of the improvements,
designated the time when and the place
where the Commission would hear and pass upon all protests made against the making of such
improvements or the creation of such district, and referred to the resolution of intention,
designated above, as being on
file in the office of the Clerk of the Commission for the
I description of the boundaries of said district,
all as provided in said resolution of in-
tention.
1.03.
At the time and place specified in the notices hereinabove described,
this
Commission met to hear,
consider and pass upon all protests made against the making of
such improvements for the creation of such district, and after consideration thereof,
it
,
was determined and declared that insufficient protests against the creation of the district
or the proposed work had been filed in the time and manner provided by law by the owners
of the property to be assessed for said improvements,
and the Commission did therefore by
Resolution No. 1949,
adopted March 1, 1978,
create Special Improvement District No. 587,
and did order the proposed improvements in accordance with the resolution of intention
designated in paragraph 1.01 hereof.
1.04.
Plans, specifications, maps, profiles and surveys for construction of the im-
provements in Special Improvement District No.
587 were prepared by the engineers acting
for the City, and were thereupon
examined and approved by this Commission. An advertise-
ment for bids for construction of said improvements was published in the official newspaper
of the City on October 10 and October 17,
1978, calling for bids to be received on November
1, 1978, on which date
the bids theretofore received were opened and examined. After re-
ferring the bids to the engineers for the City it was determined that the lowest regular
proposal for the furnishing of all work and materials required for construction of said
improvements in accordance with approved plans and specifications was the proposal sub-
I mitted by Clause Excavating,
in Worden, Montana, whose bid specified unit prices aggregating
the sum of $61,923.75, based upon quantities of work and materials estimated in the plans
and specifications. A contract for
construction of said improvements was therefore awarded
to said bidder, subject to the right of owners
of property liable to be assessed to elect
to take the work and enter into a written contract therefor in the manner provided by
Montana Code Annotated,
Section 7-12-4147, which election the property owners failed to
make, whereupon the City and said bidder entered into a written contract for construction
of said improvements upon the bidder having executed and filed a satisfactory bond with
respect thereto.
LOS.
It is presently estimated that the cost and expense connected with and incidental
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264
to the formation of said improvement district,
including costs of preparation of plans,
specifications, maps, profiles, engineering superintendence and inspection, preparation
of assessment rolls, expenses of making the assessments,
the cost of work and materials
under the construction contract, and all other costs and expenses,
will be $80,000, which
amount will be levied and assessed upon all property within the improvement district on
the basis described in the resolution of intention.
The Commission has jurisdiction and I
is required by law to levy and assess such balance,
to collect such special assessments
and credit the same to the special improvement district fund created for said district,
which fund is to be maintained on the official books and records of the City separate
from all other City Funds, to be used solely for payment
of interest when due on the bonds
herein authorized and for redemption of such bonds in order of their registration whenever
and as often as the balance in said fund after payment of interest due is sufficient for
the purpose.
1.06. For the purpose of paying the total cost and expense of
making the improvements,
which is to be assessed against the property within the district,
this Commission called
for the sale of bonds in the principal amount of $80,000.
After a public sale noticed
and conducted in accordance with applicable statutory provisions,
the bonds were sold to
D.A. Davidson & Co., of Great Falls, Montana.
1.07. All acts, cond
itions and things required by the Constitution and laws of the
State of Montana, including Montana Code Annotated, Title 7, Chapter 12, Parts
41 and 42,
in order to make the bonds herein authorized valid and binding special obligations in a-
ccordance with their terms and in accordance with the terms of this resolution have been
done, do exist, have happened and have been performed in regular and due form,
time and
matter as so requied.
Section 2. Special Improvement District No.
587 Bonds. For the purpose of paying the
costs and expenses incurred in construction of the improvements authorized to be constructed
I
in Special Improvement District No. 587,
and in anticipation of collection of special assess-
ments to be levied therefor, and in accordance with the public offering and contract of
sale described in paragraph 1.06 hereof,
the City of Bozeman shall forthwith issue and
deliver to the purchaser its Special Improvement District No.
587 Bonds in the total
principal amount of $80,000, payable solely from the Special Improvement District No.
587
Fund. The bonds shall be dated and registered as of August 1,
1979 and shall be 80 in ,
number and numbered serially from 1 through 80, each in the denomination of $1,000.
The
bonds shall mature on January 1, 1999,
subject to redemption and prepayment prior thereto
in accordance with Section 3 hereof. The bonds
shall be payable to bearer, and shall bear
interest from their date of registration until called for redemption or paid in full at the
basic and additional rates and for the periods of time set forth on Exhibit B attached
hereto.
EXHIBIT B
$80,000 SPECIAL IMPROVEMENT DISTRICT NO. 587 BONDS
Dated August 1,
1979
Basic
Additional Period
of
Bond Numbers
Amount
Rate
Rate Additional Interest
1 - 80
$80,000
7.70%
1. 05 %
8-1-79 - 1-1-99
Interest shall be payable on the 1st day of January of each year,
commencing January 1, I
1980, represented by coupons appurtenant to each bond.
Section 3. Payment of Principal and Interest.
The principal of and interest on the
bonds shall be payable at the office of the Director of Finance.
The interest shall be
paid by the Director of Finance from the Special Improvement District No.
587 Fund on
presentation of the coupons belonging thereto when due, and any balance remaining in the
fund shall be applied to the payment of the principal and the redemption of the bonds in
the order of their registration as evidenced by their serial numbers.
Whenever there is
any balance in the fund after paying the interest due on all bonds drawn against it,
the
Director of Finance shall call in for payment outstanding bonds in an amount which,
to-
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26.5
gether with the interest thereon to the date of redemption. will equal the amount of the
fund on that date. The date of redemption shall be
fixed by the Director of Finance. who
shall give notice by publication once in a newspaper published in the City and by written
notice to any holder or holders of such bonds if their addresses be known.
of the numbers
of the bonds and the date on which payment will be made. which date shall be not less than
I ten days after the date of publication or of service of notice.
On the date so fixed in-
terest shall cease.
Section 4. Form of Bonds.
The bonds and the interest coupons appurtenant thereto shall
be drawn in substantially the form set forth in Montana Code Annotated.
Section 7-12-4202.
as more fully set forth in Exhibit A attached hereto and by this reverence made a part
hereto.
,)
EXHIBIT A
UNITED STATES OF AMERICA
STATE OF MONTANA
SPECIAL IMPROVEMENT DISTRICT NO. 587
Basic interest at the
rate of 7.70% per annum
and additional interest
at the rate of 1.05% per annum
Payable on January 1.
1980., and annually thereafter
on the 1st day of January in each year.
SPECIAL IMPROVEMENT DISTRICT NO. 587 BOND
Issued by the City of Bozeman
Gallatin County. Montana
I No.
$1.000
The Director of Finance of the City of Bozeman. Montana. will pay to bearer on or
before January 1. 1999 the sum of
ONE THOUSAND DOLLARS
as authorized by Resolution No.
1949 as passed on the 1st day of March. 1978.
creating
Special Improvement District No.
587 for the construction of the improvements and the
performance o~ work as authorized by said resolution to be done in said District. and
all laws. resolutions.
and ordinances relating thereto. in payment of the contract in
.~ accordance therewith. The principal of and interest on this bond
are payable at the office
of the Director of Finance of Bozeman. Montana.
This bond bears interest from the day of registration of this bond. as expressed herein.
until the date called for redemption by the Director of Finance.
at the basic rate of seven
and seventy hundredths percent
(7.70%) per annum and at the additional rate of one and
five hundredths percent (1.05%) per annum.
The interest on this bond is payable annually
on the first day of January in each year. unless paid previous thereto. and as expressed
by the interest coupons hereto attached. which bear the engraved facsimile signatures of
the Mayor and Clerk of the Commission.
This bond is payable from the collection of a special tax or assessment which is a lien
I against the real estate within said Improvement District,
as described in said resolution
hereinbefore referred to.
This bond is redeemable at the option of the City at any time there are funds to the
credit of said special improvement district fund for the redemption thereof. and in the
manner provided for the redemption of the same.
The date of redemption shall be fixed by
the Director of Finance. who shall give notice by publication once in a newspaper in
Bozeman. or at the option of the Director of Finance. by written notice to the holders
of such bonds if their addresses be known. of the numbers of bonds and the date on which
payment will be made. which date shall not be less than ten days after the date of pub-
lication or of service of notice on which date so fixed interest shall cease.
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266
IT IS HEREBY CERTIFIED AND RECITED, that all things required to be done, precedent
to the issuance of this bond, have been properly done, happened and been performed, in the
manner prescribed by the laws of the State of Montana and the resolutions and ordinances
of the City of Bozeman, Montana, relating to the issuance thereof.
Dated at Bozeman, Montana, this 1st day of August, 1979.
CITY OF BOZEMAN I
E CITY COMMISSION
Registered at the office of the Director
of Finance of Bozeman, Montana, as of
this 1st day of August, 1979.
&. // c"./ ~
4-. 'f ~ J2)'~ -
GRANT D. MURIE, DIRECTO F FINANCE
(FORM OF COUPON)
No. $ I
Unless the bond described below is called for earlier redemption, on the first day
of January 19 , the City of Bozeman, Montana, will pay to bearer at the office of the
Director of Finance of Bozeman, Montana, the amount shown hereon in lawful money of the
United States of America, from the special tax or assessment referred to in the bond to
which this coupon appertains, for interest then due on its Special Improvement District
No. 587 Bond, dated August 1, 1979, No. .
'} }:i f:-f,./
ER V. HARDING, CLERK 0 COMMISSION
Section 5. Execution, Registration and Delivery of Bonds. The bonds shall be prepared
under the direction of the Clerk of the Commission and shall then be signed by the facsimile
signature of the Mayor and the manual signature of the Clerk, and the interest coupons appur- I
tenant thereto shall be executed and authenticated by the printed, lithographed or engraved
facsimile signatures of the Mayor and the Clerk. The bonds and coupons of each issue shall
then be registered in order of their serial numbers by the Director of Finance, as of August
1, 1979, and shall be delivered by the Director of Finance to the purchaser upon payment of
the par value thereof plus accrued interest from the registration date to the date of such
delivery and payment. The purchasers shall not be obligated to see to the application of
the purchase price, but the proceeds of the bonds shall be credited by the Director of
Finance forthwith to the Special Improvement District No. 587 Fund, and used solely for the
payment of the cost and expenses necessarily incurred in the completion of the improvements
COMMIS~ION RESOLUtION NQ. 2095
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2;&7
heretofore ordered, except that the
accrued interest received shall be applied in payment
of interest on the bonds when due.
Section 6. Special Improvement District No.
587 Fund.
6.0l. There is hereby created and established a fund designated
as "Special Improvement
I District No. 587 Fund," which shall be maintained by the
Director of Finance of the City on
the books and records of the City separate and apart from all other funds of the
City. Within
said Fund there shall be maintained separate accounts,
designated as the "Bond Account" and
"Interest Account," respectively. Upon
the collection of the installment of principal and
interest due on November 30 of each year on the special assessments to be levied with respect
to the improvements in said District,
the Director of Finance shall credit to the Interest
Account in the District Fund so much of said special assessments as is collected as interest
payment. Any installment of any special assessment paid prior to
its due date with interest
accrued thereon to the nearest bond call date shall be credited with respect to principal
and interest payments and same as other assessments are credited to the District Fund.
All
moneys in the Interest Account and the Bond Account shall be used first to pay interest due,
and any remaining moneys shall be used to pay bonds.
Redemption of bonds therefrom shall
be in order of their registration numbers, and interest shall be paid as accrued thereon
to the date of redemption, in accordance
with the provisions of Montana Code Annotated,
Sections 7-12-4203 and 7-12-4206.
6.02. The Commission shall annually or more often if necessary
issue an order author-
izing a loan or advance from the Special Improvement District Revolving Fund to said District
Fund in an account sufficient to make good any deficiency then existing in the Interest Account
in said District Fund, and shall
issue an order authorizing a loan or advance from the Revolving
Fund to the District Fund in an amount sufficient to make good any deficiency then existing
in the Bond Account of said District Fund to the extent that moneys are available in the
I Revolving Fund. Pursuant to Ordinance No.
612, the City has undertaken and agreed to provide
funds for the Revolving Fund by levying such tax or making such loan from the General Fund
as authorized by Montana Code Annotated,
Section 7-12-4222. In the event that the balance
on hand in the Revolving Fund fifteen days prior to any
date when interest is due on special
improvement district bonds of the City is not sufficient to make good all deficiencies then
existing in the improvement district fund for which the City has promised to make loans
from the Revolving Fund, the balance
on hand in the Revolving Fund shall be allocated to
the funds of the improvement district in which such deficiencies then exist in proportion
to the amounts of the deficiencies on the respective dates of receipt of such money, until
all interest accrued on such special improvement district bonds of the City has been paid.
On any date when all accrued interest on improvement district bonds of the City payable from
funds for which the City has promised to make loans from the Revolving Fund has been paid,
any balance remaining in the Revolving Fund shall be loaned or advanced to the improvement
district fund for payment and redemption of bonds to the extent the improvement district
fund is deficient for such purpose,
in an amount proportionate to the amount of such defic-
iency. A deficiency shall be deemed to exist in the Bond Account
of the Special Improvement
District No. 587 Fund on any date on which interest is due
on bonds payable therefrom unless
the City has then or theretofore redeemed bonds in a principal amount equal to the sum of
all installments of special assessments paid prior to their due dates plus a fraction of the
remaining principal amount of the special assessments originally levied and appropriated
to said Improvement District Fund equal to the number of installments of such assessments
I then and theretofore due divided by the total number of installments in which such special
assessments are permitted to be paid.
Section 7. Covenants.
The City of Bozeman covenants and agrees with the holder from
time to time of each of the bonds issued pursuant to this resolution that until all such
bonds and interest thereon are fully paid:
7.0l. The City will hold the Special Improvement District
No. 587 Fund and the Special
Improvement District Revolving Fund described above as trust funds,
separate and apart from
all of its other funds, and the
City, its officers and agents, will comply with all covenants"
and agreements contained in this resolution.
The provisions hereinabove made with respect
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268
to the Improvement District Fund and Revolving Fund are in accordance with the undertaking
and agreement of the City made in connection with the public offering of the bonds herein
authorized.
7.02. The City will do all acts and things necessary to enforce the provisions of the
construction contracts and bonds referred to in paragraph 1.04 and to assure the completion
of the improvements in Special Improvement District No. 587 in
accordance with the plans and
I
specifications and within the time therein provided, and will pay all
costs thereof promptly
as incurred and allowed, out of the Special Improvement District Fund and within the amount
of the bond proceeds appropriated thereto.
7.03. The City will do all acts and things necessary for the final and valid levy of
special assessments upon all property within the boundaries of Special Improvement District
No. 587 in accordance with the Constitution and laws of the State of Montana and the Constit-
ution of the United States, in an aggregate principal amount not less than $80,000.
Such
special assessm~nts shall be levied in accordance with the basis therefore prescribed in the
resolution of intention described above, 'payable in annual installments over a period of
ninete.en years, each annual installment being due in an amount equal to one-twentieth of
the principal amount of each assessment, with interest on the whole amount remaining unpaid
at the rate or rates borne by the bonds, interest being payable with
principal installments.
The assessments to be levied will be payable on the 30th day of November in each of the years
1979 through 1998, inclusive, if not
theretofore paid, and shall become delinquent on that
date unless paid in full.
The first partial payment of each assessment shall include interest
on the entire assessment from the date of registration of the bonds herein authorized to
January 1, 1999, and each subsequent partial payment shall include interest from one year
on that payment and then remaining balance of the special assessment.
The assessments shall
constitute a lien upon and against the property against whi~h they are made and levied,
which lien may only be extinguished for payment of the assessment with all penalties, cost
I
and interest as provided in Montana Code Annotated, Section 7-12-4191.
No tax deed
issued with respect to any lot or parcel of land shall operate as payment of any install-
ment of the assessment thereon which is payable after the execution of such deed,
and any
tax deed so issued shall convey title subject only to the lien of said future installments,
as provided in Montana Code Annotated, Section 15-18-309.
7.04. If at any time and for whatever reason any special assessment or tax herein agreed
to be levied is held invalid, the City and this Commission,
its officers and employees, will
take all steps necessary to correct the same and to re-assess and levy the same,
including
the ordering of work, with the same force and effect as if made at the time provided by law,
ordinance or resolution relating thereto, and will re-assess and re-levy
the same with the
Same force and effect as an original levy thereof, as authorized in
Montana Code Annotated,
Section 7-12-4186. Any special assessment, or re-assessment or re-levy shall,
so far as is
practicable, be levied and collected as it would have been if the first levy had been enfored
including the levy and collection of any interest accrued on he first levy.
7.05. There is now no litigation threatened or pending questioning the validity or reg-
ularity of the creation of Special Improvement District No. 587,
the contracts for construction
of improvements therein or the undertaking and agreement of the City to levy special assess-
ments therefor and to make good any deficiency in the collection thereof through the levy of
taxes for and the making of advances from the Special Improvement District Revolving Fund,
or the right and power of the City to issue the bonds herein authorized, or
in any manner
questioning the existence of any condition precedent to the exercise of the City's powers
I
in these matters. If any such litigation whould be initiated or threatened,
the City will
forthwith notify in writing the original purchasers of the bonds herein authorized and will
furnish the purchasers with a copy of all documents, including pleadings,
in connection
with such litigation.
7.06. The City will make no use of the proceeds of bonds issued hereunder which,
if
such uses had been reasonably expected on the date of issue thereof, would have caused
them to be arbitrage bonds under the provisions of Section l03(c) of the Internal Revenue
Code of 1954, as amended, and the regulations thereunder.
COMMISSION RESOLUTION NO. 2095
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., 268
Section 8. Authentication of Transcript.
The City officers are hereby authorized and
directed to furnish to the purchaser of said bonds, and to the
attorneys approving legality
thereof, certified
copies of all proceedings relating to the issuance of said bonds and such
other certificates and affidavits as may be required to show
the right, power and authority
of the City to issue said bonds, and all statements contained
in and shown by such instru-
I ments, including any heretofore
furnished, shall constitute representations of the City as
to the truth of the statements purported to be shown thereby.
Section 9. Effective Date.
This resolution shall be in full force and effect from and
after its passage.
Passed and adopted by the City Commission of Bozeman, Montana, this 29th day of August,
1979.
COMMISSION
State of Montana
County of Gallatin
I
City of Bozeman
I, Erna V. Harding, Clerk of the City Commission of the City of
Bozeman, do hereby certify that the foregoing Resolution No. 2095 was
published in length in the Bozeman Daily Chronicle, a newspaper of
general circulation printed and published in said City,
in the issue
dated the 12th day of September, 1979, and due proof of such publi-
cation is on file in my office.
IN WITNESS WHEREOF r hereunto set my hand and affix the corporate
seal of my office this 22nd day of October, 1979.
I
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