HomeMy WebLinkAbout2019 Board of Ethics Annual Report
City of Bozeman
Board of Ethics
Report
2019
December 2019
Board of Ethics Report, 2019
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Table of Contents
Board of Ethics Summary ………………………………………………………………. Page 3
Members…..……………………………….……………………………………… Page 3
Support Staff……..………………………………………………………...…… Page 3
Membership Details………………………………………………………….. Page 3
Creation……..……………..……………………………………………………… Page 4
Duties and Responsibilities…………………………………………………Page 4
Requirement of Annual Report ………….………………………………Page 5
2019 Report………………………….…………………………………………………..……Page 7
2019 Ethics Training …………………………………………………………. Page 7
Summary of the Board’s Decisions and Opinions ……….…….. Page 7
Upcoming Recommendations………………….………………………….Page 7
Board of Ethics Report, 2019
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Board of Ethics Summary
Current Board Members:
Melissa Frost - Chair Appointed August, 2019 Term expires July, 2021
mfrost@bozeman.net
Carson Taylor Appointed September, 2018 Term expires July, 2020
ctaylor@bozeman.net
Sara Rushing Appointed August, 2019 Term expires July, 2021
srushing@bozeman.net
Support Staff:
Julie Hunter – Executive Assistant Administrative and Recording Services
jhunter@bozeman.net
Brenda Sweeney – Deputy City Clerk Administrative and Recording Services
dsweeney@bozeman.net
Greg Sullivan – City Attorney Legal and Procedural Recommendations
gsullivan@bozeman.net
Membership Details
The Board of Ethics is made up of three members appointed by the City Commission to two
year terms. Members cannot be city elected officials, city employees, or currently serving on
any other city board or commission.
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Creation of the Board of Ethics
2008 Bozeman City Charter
The Bozeman City Charter (the “Charter”) was proposed by the City of Bozeman’s 2004-2006
Local Government Study Commission and was approved by the voters at the November 7, 2006
general election. The Charter became effective on January 1, 2008. The Charter confers certain
powers and restrictions, prescribing procedures and governmental structure. The Charter was
created …to secure the benefits of local self-government and to provide for an honest and
accountable commission-manager government. (Preamble, City of Bozeman Charter)
Section 7.01 (b) of the Charter called for the establishment of an independent Board of Ethics
as well as the requirement for annual training and education of city officials, city board
members and employees regarding the state and city ethics codes.
Ordinance No. 1726, Creation of the Board of Ethics
To establish a Board of Ethics (the “Board”) as required in the voter approved Charter, the City
Commission adopted Ordinance No. 1726 which provide guidelines for the creation of the
board and other ethics related content required in the Charter. These provisions are codified in
the Bozeman Municipal Code at Chapter 2, Article 3, Division 4 (Sect. 2.03.460 et seq., BMC).
Duties and powers of the Board, who may request board action and the limitations of the
board’s power, are included. In May of 2009, the City Commission adopted Ordinance No. 1759
which amended the original Ordinance. Changes made relating to the board itself were minor.
Board Duties and Responsibilities
Bozeman Municipal Code, Chapter 2, Article 3, Division 4 – Code of Ethics
The Code of Ethics is an important piece of City law. As the declaration of policy section
2.03.460 states, The purpose of this code of ethics is to set forth standards of ethical conduct, to
assist public officials and employees in establishing guidelines for their conduct, to foster the
development and maintenance of a tradition of responsible, accountable and effective public
service, and to prohibit conflict between public duty and private interest.
Following are sections within the Code of Ethics directly related to the Board and a brief
summary of each. Other sections within the Code of Ethics provide additional direction to the
Board and the public in addressing ethical issues and violations.
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Sec. 2.03.580 - Board of Ethics.
This section defines the composition and terms of the Board, requirements for membership,
and lists the support City staff will provide.
Sec. 2.03.600 - Duties and powers of the board.
This section provides details about Board procedures related to meetings, conducting hearings,
and reporting and establishing procedures for administration and implementation of the Code
of Ethics. These duties include:
• Evaluating all aspects of the Code of Ethics to ensure the public and all public servants
have a reasonable opportunity and are encouraged to participate;
• Developing a plan to educate public servants about their rights, duties and
responsibilities;
• Submit an annual report of summary decisions, opinions and recommended actions
regarding ethical practices or policies;
• Arrange for an annual workshop or training program for all employees, elected officials
and board and committee members; and
• Conduct hearings as needed.
Sec. 2.03.610 - Who may request board action.
This section outlines that any person may file a complaint with the Board and further explains
who may request of the Board an ethics opinion.
Sec. 2.03.620 – Limitations on board’s power.
This section explains in detail what limitations are placed on the Board and that the Board may
refer a matter to the city attorney for review.
In addition to the City’s Code of Ethics, the Board has jurisdiction over State of Montana Ethics
laws. These provisions are codified in Title 2, Chapter 2, Part 1, MCA (Sect. 2-2-101, et seq.,
MCA).
Requirement of Annual Report
The annual report of the Board is a way to inform the public, officials and city employees of
what the Board has accomplished in the past year and report any decisions or opinions.
The Bozeman Municipal Code Sec. 2.03.600 specifically states that the board shall:
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4. No later than December of each year, submit an annual report to the city commission
concerning its action in the preceding year. The report shall contain:
a. A summary of its decisions and opinions, both open and confidential; the board
shall make any alterations in the summaries necessary to prevent disclosure of
any confidential information pertaining to any individual or to any organization if
the disclosure could lead to the disclosure of the identity of a person who is
entitled to confidentiality; and
b. Recommend any legislative or administrative actions regarding the city’s policies
and practices which the board believes would or could enhance the ethical
environment in which public servants work.
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2019 Year-End Report
2019 Ethics Training
This year’s employee ethics training was designed by City Manager Andrea Surratt with support
from City Attorney Greg Sullivan and Executive Assistant Julie Hunter. An Ethics Team was
formed of City department representatives and tasked to create realistic ethics scenarios with
resolutions that could be used for training and instruction. Variations of the training provided
customization for employees and boards. The Board of Ethics approved the curriculum and it
was provided to the Ethics Trainers, made up of HPO Members and Board Liaisons. A Train the
Trainers session was held to teach how to facilitate the training sessions among their teams
and/or boards. Trainers were walked through each scenario carefully to assure they were
comfortable with the resolutions. They were given multiple resources from which to draw from
including how-to documents, Municipal Code citations and City personnel who could guide
them at any time. The Trainers completed the Ethics Training sessions by the end of October,
2019.
The city continues to ask new employees and board members to complete ethics training
shortly after hiring/appointment to help familiarize them with the Code and to meet the yearly
training requirement even when joining the organization after the yearly training.
Summary of the Board’s Decisions and Opinions
In December, 2018 Roger Koopman brought an Ethics Complaint alleging that city public officials or City
public employees violated the Montana Code of Ethics or violated Bozeman’s Code of Ethics while
engaging in acts connected to the recently concluded bond issue election. The Board of Ethics held
public meetings in January and February, 2019 to address Mr. Koopmans’s Ethics Complaint. Upon
review of the complaint, and with the findings of the Office of the Commissioner of Political Practices
(COPP) (which issued a Dismissal of Mr. Koopman’s complaint) the Board of Ethics accordingly dismissed
the entirety of the allegations of Mr. Koopman’s Ethics Complaint. Please see COPP decision, Board of
Ethics Decision and District Court Decision here.
Upcoming Recommendations
City Attorney Greg Sullivan has asked the board to clarify whether benefits received by employees in
their status as members of a collective bargaining unit are considered gifts under the City’s ethics code.
Under state and federal regulations for state and federal employees, federally applicable benefits to an
employee through their union are not gifts. Mr. Sullivan is asking the Board of Ethics to clarify this is also
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the case for Bozeman. The same consideration was asked of discounts for professional affiliations.
Recommendations were put forth in a memo shared at the 10-09-2019 Board of Ethics meeting.