Loading...
HomeMy WebLinkAboutRFP - Document Scanning and Destruction ServicesPage 1 of 17 REQUEST FOR PROPOSALS (RFP) Document Scanning and Destruction Services CITY OF BOZEMAN Bozeman, MT City of Bozeman PO Box 1230 Bozeman, MT 59771-1230 September 2021 NOTICE IS HEREBY given that the City of Bozeman (City) is seeking proposals from firms to provide document scanning and destruction services. Copies of the Request for Proposals are available on the City’s website at https://weblink.bozeman.net/WebLink/DocView.aspx?id=254997&dbid=0&repo=BOZEMAN All proposals must be provided as a single, searchable PDF document file and be submitted digitally as an email attachment to the RFP Recipient email address below. Respondents are advised that Recipient’s email attachment size limit is 25MB and that only one PDF file will be allowed per response. The subject line of the transmittal email shall clearly identify the RFP title, company name and due date/time. File sizes greater than 25MB in size may be uploaded to bzncloud.bozeman.net upon special arrangement of the Recipient; however, it is the respondent’s sole responsibility to ensure the file upload is completed, and that the Recipient is separately notified via email of same, prior to the given deadline. Deliver RFPs via email to the City Clerk by Thursday, October 28, 2021 at 4:00PM MDT. It is the sole responsibility of the proposing party to ensure that proposals are received prior to the closing time as late submittals will not be accepted and will be returned unopened. The email address for submission is: agenda@bozeman.net NON-DISCRIMINATION AND EQUAL PAY The City of Bozeman is an Equal Opportunity Employer. Discrimination in the performance of any agreement awarded under this RFP on the basis of race, color, religion, creed, sex, age, marital status, national origin, or actual or perceived sexual orientation, gender identity or disability is prohibited. This prohibition shall apply to the hiring and treatment of the awarded entity’s employees and to all subcontracts. As such, each entity submitting under this notice shall include a provision wherein the submitting entity, or entities, affirms in writing it will not discriminate on the basis of race, color, religion, creed, sex, age, marital status, national origin, or because of actual or perceived sexual orientation, gender identity or disability and which also recognizes the eventual contract will contain a provision prohibiting discrimination as described above and that this prohibition on discrimination shall apply to the hiring and treatment of the submitting entity’s employees and to all subcontracts. In addition, pursuant to City Commission Resolution 5169, the entity awarded a contract under this RFP and any subcontractors must abide by the Equal Pay Act of 1963 and Section 39-3-104, MCA (the Montana Equal Pay Act), and affirm it will abide by the above and that it has visited the State of Montana Equal Pay for Equal Work “best practices” website, https://wayback.archive- it.org/499/20210701223409/https:/equalpay.mt.gov/, or equivalent “best practices publication and has read the material. Any administrative questions regarding proposal procedures should be directed to: City Clerk’s Office (406) 582-2320, agenda@bozeman.net. Questions relating to the RFP should be directed to: Mike Maas, City Clerk, mmaas@bozeman.net. DATED at Bozeman, Montana, this September 23, 2021. Mike Maas City Clerk City of Bozeman For publication on: Sunday, September 26, 2021 Sunday, October 17, 2021 I. INTRODUCTION The City seeks proposals from firms to undertake scanning of paper documents into the City’s Laserfiche Records Management system with specified meta data. The quantity of documents is estimated to be up to 850 standard banker boxes of materials. The City intends to enter into a contract with the selected firm that will include: • Inventory and Scanning of paper documents; • Capturing of specified meta data while scanning; • Verification of scans to insure quality; and • Destruction of specifically identified paper documents if such services can be provided by vendor. This RFP shall not commit the City to enter into an agreement, to pay any expenses incurred in preparation of any response to this request, or to procure or contract for any supplies, goods or services. The City reserves the right to accept or reject all responses received as a result of this RFP if it is in the Owner’s best interest to do so. This procurement is governed by the laws of the State of Montana and venue for all legal proceedings shall be in the 18th Judicial District Court, Gallatin County. By offering to perform services under this RFP, all Submitters agree to be bound by the laws of the State of Montana and of the City, including, but not limited to, applicable wage rates, payments, gross receipts taxes, building codes, equal opportunity employment practices, safety, non-discrimination, etc. II. PROJECT BACKGROUND AND DESCRIPTION The City would like to digitize all records with appropriate meta data into its Laserfiche Document Management System. The City intends to then dispose of any paper records allowed by Montana law. III. SCOPE OF SERVICES Purpose: The City requests the selected vendor have sufficient resources to be able to provide both scanning and destruction of documents in an efficient and accurate manner. The objective for these services is to: • Provide indexed access to electronic records via the City’s Laserfiche Document Management System (“Laserfische”); • Eliminate the cost associated with the storage of original hard copy; and • Destruction of paper documents after scanning has been completed and verified. The selected vendor must provide all labor, materials, and tools and equipment required for scanning, indexing, imaging and destruction of documents. Services: The City uses Laserfiche for its document management system. The City requests proposals for the following: • Document imaging/scanning services with indexing and proper orientation at a minimum of 300 dpi; • Optical Character Recognition (OCR) services. (this process shall provide an accurate conversion of image data into a searchable PDF format); • Scanning of documents into a searchable pdf format; • Scanning of drawings into both PDF and TIF formats; and • Destruction of allowable (City to determine) paper documents once scanned and verified. 1. Handling and Receiving requirements: a) Confidentiality, Accuracy and Security of Documentation: The City prefers work be done onsite but realizes this may be cost prohibitive. The City request that you provide pricing in your response for both onsite and offsite services if you provide both. It is critical that the vendor understands the required security of the documents. These documents are irreplaceable and must be safeguarded. Once the selected vendor receives the documents from the City, they are responsible for their safekeeping.The selected vendor must keep materials in a secure, dry location and take great care in handling of fragile originals. Safeguards against theft, loss, and/or damage must be maintained.The selected vendor will be held responsible for lost, stolen and/or damaged original documents. The selected vendor will be assessed up to $500 for a records box that is lost, stolen or damaged. These documents contain sensitive information. Once the documents are in the hands of the selected vendor, the selected vendor becomes solely responsible for the security of the documents. The selected vendor will have to sign a non- disclosure agreement regarding the contents of the documents scanned (see Appendix A). b) Tracking and Inventory of City Documents: The selected vendor will inventory and acknowledge the receipt of all items received. Any discrepancies between the City’s inventory transmittal and the items received by the Selected vendor are to be resolved within ten calendar days. After scanning services have been completed the selected vendor will be required to perform a final quality control step that compares the final output to the manifest that City provided that selected vendor to ensure every document has been digitized and indexed. The selected vendor must provide to the City a report comparing the documents provided to the final output with each product delivery. The City will implement this process in conjunction with the contract and is open to process re-engineering as suggested by the selected vendor. c) Pick-Up and Delivery: The City and the awarded selected vendor will mutually develop a procedure for pickup and delivery of documents if work is not done onsite. The safest method for pickup and delivery is for the selected vendor to pick up and return documents. If this is not possible and records must be shipped, they must be shipped with a reputable carrier that provides tracking. d) Hard Copy Storage: The Selected vendor will maintain the City hard copy documents in a secure environment while processing and until destroyed or returned to the City. Please specify the max amount of time the records can be held at your facility awaiting destruction or return after scanning and any costs associated with that storage time. 2. Preparation Requirements: a) The selected vendor shall perform document preparation as necessary to enable the ability to scan. This includes removing all staples and paperclips, repairing torn documents with non-reflective tape, straightening all folded documents and other- wise make the documents ready for processing. 3. Quality and Production Requirements: a) All data must be preserved in a form identical to, or functionally equal to, the original record. b) Scanned images shall be placed on a DVD, external hard drive, or other appropriate approved media for delivery to the City. If possible, the preference would be for the documents to be scanned directly into Laserfiche. c) Each scanned image shall have a unique file name specified by the City. File naming shall be in accordance with box and folder labelling and document title when possible. When document title is not available, individual files shall be named in numerical order in which they were originally filed. d) Documents shall rotate to provide maximum readability (e.g. letters shall be in proper orientation when document is displayed without rotation.) e) Vendor shall use 300 dpi or higher. f) The vendor shall not scan blank documents. g) Vendor shall perform a consistency check on 20% of the images. This shall include image clarity, orientation, and accuracy. h) Post process digital images (cropping, deskewing, despeckling, image rotation). i) A document may consist of one or many pages. If the document has more than one page this document must be scanned as a single file multi-page document. j) Please specify if you will scan directly into the City Laserfiche application or if your process is to scan documents using specified requirements and provide copies of the documents for the City to upload into their applications. 4. Record Accessibility: The City will require designated City Staff to have access to original City documents supplied to the selected vendor for scanning services in the event a document is needed. The selected vendor must provide the ability to locate and return to the City any original document that is in the possession of the selected vendor within two business days from the time of request of the City. 5. Records Destruction: Once the City receives its scanned images and indexed files from the selected vendor and has checked for both clarity and accuracy, the City may provide written approval to the selected vendor to shred specified original documents. The City prefers the selected vendor to do the shredding at the City location or at the selected vendor’s site, but the City will permit the selected vendor to hire an outside vendor that will perform the shredding. The City will not permit its documents to be taken off the selected vendor’s site for shredding. If the selected vendor hires an outside shredding vendor to do the shredding on the selected vendor’s site, the outside shredding vendor must be bonded. In either instance, the Selected vendor will be required to have at least one of their own employees present during the shredding of all City documents. Once the City documents have been destroyed, the selected vendor will be required to provide the City with certificate of destruction that the selected vendor signs along with a witness signature, verifying what documents have been destroyed, the date of destruction, the approval to destroy document, and that the security of the documents was safeguarded through the entire destruction process. The City reserves the right to have its own designated employee(s) present during the Selected vendor’s destruction process. The City also reserves the right to use a different alternative for destruction of its documents if it is determined to be in the best interest of the City. Specifications: Must meet or exceed the minimum specifications for use with Laserfiche. Quality control must occur during all phases of scanning (prior, during, while updating metadata/indexing, and after sending scanned documents to Laserfiche or emergency reporting. Laserfiche: Laserfiche requires that documents be scanned in as a searchable PDF. All drawings must be scanned in as PDF or TIF. Non Laserfiche Documents: Documents need to be scanned as a searchable pdf. 1. Description of materials to be processed: a) Source Documents: • Large format drawings of various sizes; • Index card, letter and legal size documents with largest being 11in. x 17in; • Pictures; • Spiral bound; and • Tabbed binders. b) Estimated Quantity: The following quantities are estimated. These figures are estimates and the City reserves the right to adjust them up or down accordingly. Unit costs to be quoted are based upon banker boxes with volume discounts anticipated for higher quantities. • Up to 850 standard banker boxes of materials IV. PROPOSAL REQUIREMENTS Firms interested in providing the services described above are requested to submit the following information. Responses to each item should appear in the same order as in this RFP and should identify the item to which the responses applies. a) Executive Summary • Please include general information about the firm, such as: description of services offered, total years in business, number of employees, office locations, basic qualifications and name, phone number and email for authorized contact concerning the proposal. b) Firm/Individual Profile • List persons who will work on this project, relevant experience and the role they will play. c) Proposed Project Work Plan • Provide a description of your proposed solution and an outline detailing your approach and concept for accomplishing this project. • Include timelines for the project start to finish and address any time/commitments you see City personnel needing to provide. • Explain how you will handle the inventory, tracking, security, storage, destruction, and processing of documents as requested in the various sections of the RFP. • The City will provide detailed directions to the selected vendor to finalize the plan for implementing the project. d) Related Experience with Projects Similar to the Scope of Services • Provide a list of a minimum of three (3) similar and relevant projects, together with information on the project scope, common issues and services provided. • Provide details on the amount of time needed to complete the projects. e) References • Provide client references, including names, titles, addresses, telephone and email addresses for at least three (3) clients for which you performed similar services. f) General and Technical Requirements The following issues should be fully responded to in the proposal. Even though a question could be answered with a “yes’ or “no” response the City requestes you respond in a concise and narrative form where possible. Some questions may be answered in other areas of the response. If so please identify the page where the answer is located. 1. If your company cannot do work onsite or the City decides to allow work offsite, describe the security protocols your company follow to safeguard City documents and the information contained within. 2. Please provide details on your company’s procedures for tracking inventory (your customers documents) once they are picked up. 3. Does your company use its own vehicles to transport documents if work is done offsite? Are your vehicles enclosed? 4. If the answer to question #3 is no, what carriers would you use to have our documents shipped to your operation for processing and what services would you use to best ensure safe delivery and return? 5. Please answer yes or no to the following requirements about the facility where the documents will be stored and scanning services performed: Air-conditioned ____ Yes ____ No Security Alarm system ____ Yes ____ No Fire sprinkler system ____ Yes ____ No Is your fire sprinkler system a wet or dry system ____ Wet ____ Dry Will all City records be kept two feet above the floor while in your facility?__Yes__No 6. Explain your process for creating TIFF or PDF files and file indexing. 7. Has your company ever scanned documents and delivered them to a client using Laserfiche? If so, how did you go about getting the documents into the Laserfiche Archive? 8. Where are your offices located? 9. How is customer support handled in your organization? 10. What is the name of your imaging/scanning product if you don’t scan directly into Laserfiche? 11. What types of images are supported by your system? Examples, TIFF, PDF etc. 12. What compression techniques are supported? 13. What size documents can your system handle? 14. What kind of imaging processing is scanner system capable of? a. Can it perform thresholding, deskewing, OCR, dynamic image enhancement and edge enhancement? 15. Is there an additional charge to reassemble in the same order and return to the City, their documents/plans after scanning is complete? 16. After the City has received the scanned files and confirms that everything looks good, what is the max time selected vendor will keep a copy of the City’s scanned files on your system? 17. After the City has received the scanned files and confirms that everything meets the required standards, what is the max time selected vendor will store hard copies of the City’s documents while awaiting approval for destruction? g) Price Proposal for Services Provide pricing in the following format: • Pricing for inventory, prepping and scanning/indexing services: Provide a total price per banker box. o Price this for both onsite and offsite if you provide both services. • Pricing for document destruction: Provide a price per pound for all destruction services. • Specify additional pricing (if any) for other documents such as large format drawings. • Please specify any storage costs for selected vendor to house City Documents while awaiting approval for destruction. h) Affirmation of Nondiscrimination/Gender Pay (see Appendix B) • Non-completion of the Affirmation of Nondiscrimination/Gender Pay may be cause for disqualification of firms. V. TIMELINES, DELIVERY DEADLINE, AND INSTRUCTIONS EVENT DATE/TIME Publication dates of RFP Sunday, September 26, 2021 Sunday, October 17, 2021 Deadline for receipt of proposals Thursday, October 28, 2021, at 4PM MDT Evaluation of proposals TBD Interviews (if necessary) and Selection of consultants TBD With the exception of the advertising dates and advertised due date, the City reserves the right to modify the above timeline. Deliver RFPs via email to the City Clerk (agenda@bozeman.net) by Thursday, October 28, 2021, at 4PM MDT. It is the sole responsibility of the proposing party to ensure proposals are received prior to the closing time as late submittals will not be accepted and will be returned unopened. All proposals must be provided as a single, searchable PDF document file and be submitted digitally as an email attachment to the RFP Recipient email address agenda@bozeman.net. Respondents are advised that Recipient’s email attachment size limit is 25MB and that only one PDF file will be allowed per response. The subject line of the transmittal email shall clearly identify the RFP title, company name and due date/time. File sizes greater than 25MB in size may be uploaded to bzncloud.bozeman.net upon special arrangement of the Recipient; however, it is the respondent’s sole responsibility to ensure the file upload is completed, and that the Recipient is separately notified via email of same, prior to the given deadline. VI. AMENDMENTS TO SOLICITATION Any interpretation or correction of this request will be published on the City’s webpage. The deadline for questions related to this document is 3:00 PM MDT on Wednesday, October 20, 2021. VII. CONTACT INFORMATION Any administrative questions regarding proposal procedures should be directed to: City Clerk’s Office, (406) 582-2320, agenda@bozeman.net Questions relating to scope of services should be directed to: Mike Maas, City Clerk, mmaas@bozeman.net. VIII. SELECTION PROCEDURE A review committee will evaluate all responses to the RFP that meet the submittal requirements and deadline. Submittals that do not meet the requirement or deadline will not be considered. The review committee will rank the proposals and may arrange interviews with the finalist(s) prior to selection. Selection may be made directly based on the written RFP submission. If interviews occur, the selection of finalists to be interviewed will be made by a selection committee representing the City. The selection of interview candidates will be based on an evaluation of the written responses to the RFPs. All submitted proposals must be complete and contain the information required as stated in the "Request for Proposals.” IX. SELECTION CRITERIA Proposals will be evaluated based on the following criteria: • [10 points] Executive Summary • [40 points] Qualifications of the Firm for Scope of Services; Cost • [30 points] Proposal Requirements • [20 points] Related Experience with Similar Projects X. FORM OF AGREEMENT The selected vendor will be required to enter into a contract with the City in substantially the same form as the professional services agreement attached as Attachment C. XI. CITY RESERVATION OF RIGHTS / LIABILITY WAIVER All proposals submitted in response to this RFP become the property of the City and public records and, as such, may be subject to public review. A SUBMISSION IN RESPONSE TO THIS REQUEST FOR PROPOSALS CONFERS NO RIGHTS UPON ANY RESPONDENT AND SHALL NOT OBLIGATE THE CITY IN ANY MANNER WHATSOEVER. THE CITY RESERVES THE RIGHT TO MAKE NO AWARD AND TO SOLICIT ADDITIONAL REQUEST FOR PROPOSALS AT A LATER DATE. A. This RFP may be canceled or any or all responses may be rejected in whole or in part, as specified herein, when it is in the best interests of the City. If the City cancels or revises this RFP, all Respondents who submitted will be notified using email. B. The City reserves the right to accept or reject any and all proposals; to add or delete items and/or quantities; to amend the RFP; to waive any minor irregularities, informalities, or failure to conform to the RFP; to extend the deadline for submitting proposals; to postpone award for up to 60 days; to award one or more contracts, by item or task, or groups of items or tasks, if so provided in the RFP and if multiple awards or phases are determined by the City to be in the public interest. C. The City reserves the right to reject the proposal of any person/firm who previously failed to perform properly to the satisfaction of the City, or complete on time agreements of similar nature, or to reject the proposal of any person/firm who is not in a position to perform such an agreement satisfactorily as determined by the City D. The City reserves the right to determine the best qualified selected vendor and negotiate a final scope of service and cost, negotiate a contract with another selected vendor if an agreement cannot be reached with the first selected vendor, or reject all proposals. E. The professional services contract between the City and the successful selected vendor will incorporate the selected vendor's scope of service and work schedule as part of the agreement (see Appendix C for form of professional services agreement; The professional services agreement presented to the selected vendor may differ from this form as appropriate for the scope of services). F. This RFP does not commit the City to award a contract. The City assumes no liability or responsibility for costs incurred by firms in responding to this request for proposals or request for interviews, additional data, or other information with respect to the selection process, prior to the issuance of an agreement, contract or purchase order. The Selected vendor, by submitting a response to this RFP, waives all right to protest or seek any legal remedies whatsoever regarding any aspect of this RFP. G. The City reserves the right to cancel, in part or in its entirety, this RFP including, but not limited to: selection procedures, submittal date, and submittal requirements. If the City cancels or revises this RFP, all vendors who submitted proposals will be notified using email. H. Projects under any contract are subject to the availability of funds. XII. NONDISCRIMINATION AND EQUAL PAY POLICY The City of Bozeman requires each entity submitting under this notice shall affirm, on a separate form provided, that it will not discriminate on the basis of race, color, religion, creed, sex, age, marital status, national origin, or because of actual or perceived sexual orientation, sexual preference, gender identity, or disability in fulfillment of a contract entered into for the services identified herein and that this prohibition on discrimination shall apply to the hiring and treatment of the submitting entity’s employees and to all subcontracts it enters into in the fulfillment of the services identified herein. Failure to comply with this requirement shall be cause for the submittal to be deemed nonresponsive. The City also requires each entity submitting under this notice shall affirm it will abide by the Equal Pay Act of 1963 and Section 39-3-104, MCA (the Montana Equal Pay Act), and has visited the State of Montana Equal Pay for Equal Work “best practices” website, https://wayback.archive-it.org/499/20210701223409/https:/equalpay.mt.gov/ or equivalent “best practices publication and has read the material. XIII. MISCELLANEOUS A. No Oral Agreements. No conversations or oral agreements with any officer, employee, or agent of the City shall affect or modify any term of this solicitation. Oral communications or any written/email communication between any person and City officer, employee or agent shall not be considered binding. B. No Partnership/Business Organization. Nothing in this solicitation or in any subsequent agreement, or any other contract entered into as a result of this solicitation, shall constitute, create, give rise to or otherwise be recognized as a partnership or formal business organization of any kind between or among the respondent and the City. C. Employment Restriction and Indemnity. No person who is an owner, officer, employee, contractor, or consultant of a respondent shall be an officer or employee of the City. No rights of the City’s retirement or personnel rules accrue to a respondent, its officers, employees, contractors, or consultants. Respondents shall have the responsibility of all salaries, wages, bonuses, retirement, withholdings, worker’s compensation and occupational disease compensation, insurance, unemployment compensation other benefits and taxes and premiums appurtenant thereto concerning its officers, employees, contractors, and consultants. Each Respondent shall save and hold the City harmless with respect to any and all claims for payment, compensation, salary, wages, bonuses, retirement, withholdings, worker’s compensation and occupational disease compensation, insurance, unemployment compensation other benefits and taxes and premiums in any way related to each respondent’s officers, employees, contractors and consultants. D. Accessibility. Upon reasonable notice, the City will provide assistance for those persons with sensory impairments. For further information please contact the ADA Coordinator Mike Gray at 406-582-3232 or the City’s TTY line at 406-582-2301. E. Procurement. When discrepancies occur between words and figures in this solicitation, the words shall govern. No responsibility shall attach to a City employee for the premature opening of an RFP not properly addressed and identified in accordance with these documents. F. Governing Law. This solicitation and any disputes arising hereunder or under any future agreement shall be governed and construed and enforced in accordance with the laws of the State of Montana, without reference to principles of choice or conflicts of laws. XIV. ATTACHMENTS The following exhibits are incorporated in this RFP: Appendix A: Non Disclosure Agreement Appendix B: Non-Discrimination Affirmation Appendix C: Form of Professional Services Agreement END OF RFP APPENDIX A NON-DISCLOSURE AGREEMENT (TO BE ADDED) APPENDIX B NONDISCRIMINATION AND EQUAL PAY AFFIRMATION ____________________________________(name of entity submitting) hereby affirms it will not discriminate on the basis of race, color, religion, creed, sex, age, marital status, national origin, or because of actual or perceived sexual orientation, gender identity or disability and acknowledges and understands the eventual contract will contain a provision prohibiting discrimination as described above and this prohibition on discrimination shall apply to the hiring and treatments or selected vendor’s employees and to all subcontracts. In addition, ____________________________________(name of entity submitting) hereby affirms it will abide by the Equal Pay Act of 1963 and Section 39-3-104, MCA (the Montana Equal Pay Act), and has visited the State of Montana Equal Pay for Equal Work “best practices” website, https://wayback.archive-it.org/499/20210701223409/https:/equalpay.mt.gov/ or equivalent “best practices publication and has read the material. ______________________________________ Name and title of person authorized to sign on behalf of submitter APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 1 of 13 PROFESSIONAL SERVICES AGREEMENT THIS AGREEMENT is made and entered into this _____ day of ____________, 202__ (“Effective Date”), by and between the CITY OF BOZEMAN, MONTANA, a self-governing municipal corporation organized and existing under its Charter and the laws of the State of Montana, 121 North Rouse Street, Bozeman, Montana, with a mailing address of PO Box 1230, Bozeman, MT 59771, hereinafter referred to as “City,” and, ____________, _______________, hereinafter referred to as “Contractor.” The City and Contractor may be referred to individually as “Party” and collectively as “Parties.” In consideration of the mutual covenants and agreements herein contained, the receipt and sufficiency whereof being hereby acknowledged, the parties hereto agree as follows: 1. Purpose: City agrees to enter this Agreement with Contractor to perform for City services described in the Scope of Services attached hereto as Exhibit A and by this reference made a part hereof. 2. Term/Effective Date: This Agreement is effective upon the Effective Date and will expire on the _____ day of ______________, 202_, unless earlier terminated in accordance with this Agreement. 3. Scope of Services: Contractor will perform the work and provide the services in accordance with the requirements of the Scope of Services. For conflicts between this Agreement and the Scope of Services, unless specifically provided otherwise, the Agreement governs. Contractor agrees to be bound by its responses to the City’s Cloud Questions, attached to this Agreement as Exhibit B and made part of this Agreement. Such responses constitute material consideration for the City to enter into this Agreement and the responses are material representations regarding the Contractor’s performance. APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 2 of 13 4. Payment: City agrees to pay Contractor the amount specified in the Scope of Services. Any alteration or deviation from the described services that involves additional costs above the Agreement amount will be performed by Contractor after written request by the City, and will become an additional charge over and above the amount listed in the Scope of Services. The City must agree in writing upon any additional charges. 5. Contractor’s Representations: To induce City to enter into this Agreement, Contractor makes the following representations: a. Contractor has familiarized itself with the nature and extent of this Agreement, the Scope of Services, and with all local conditions and federal, state and local laws, ordinances, rules, and regulations that in any manner may affect cost, progress or performance of the Scope of Services. b. Contractor represents and warrants to City that it has the experience and ability to perform the services required by this Agreement; that it will perform the services in a professional, competent and timely manner and with diligence and skill; that it has the power to enter into and perform this Agreement and grant the rights granted in it; and that its performance of this Agreement shall not infringe upon or violate the rights of any third party, whether rights of copyright, trademark, privacy, publicity, libel, slander or any other rights of any nature whatsoever, or violate any federal, state and municipal laws. The City will not determine or exercise control as to general procedures or formats necessary to have these services meet this warranty. 6. Independent Contractor Status/Labor Relations: The parties agree that Contractor is an independent contractor for purposes of this Agreement and is not to be considered an employee of the City for any purpose. Contractor is not subject to the terms and provisions of the City’s personnel policies handbook and may not be considered a City employee for workers’ compensation or any other purpose. Contractor is not authorized to represent the City or otherwise bind the City in any dealings between Contractor and any third parties. Contractor shall comply with the applicable requirements of the Workers’ Compensation Act, Title 39, Chapter 71, Montana Code Annotated (MCA), and the Occupational Disease Act of Montana, Title 39, Chapter 71, MCA. Contractor shall maintain workers’ compensation coverage for all members and employees of Contractor’s business, except for those members who are exempted by law. APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 3 of 13 Contractor shall furnish the City with copies showing one of the following: (1) a binder for workers’ compensation coverage by an insurer licensed and authorized to provide workers’ compensation insurance in the State of Montana; or (2) proof of exemption from workers’ compensation granted by law for independent contractors. Contractor shall post a legible statement of all wages and fringe benefits to be paid to the Contractor’s employees and the frequency of such payments (i.e., hourly wage employees shall be paid weekly). Such posting shall be made in a prominent and accessible location at the Contractor’s normal place of business and shall be made no later than the first day of services provided under this Agreement. Such posting shall be removed only upon expiration or termination of this Agreement. In performing the services under this Agreement, Contractor shall give preference to the employment of bona fide residents of Montana, as required by §18-2-403, MCA, as such term is defined by §18-2-401(1), MCA. When making assignments of work, Contractor shall use workers both skilled in their trade and specialized in their field of work for all work to which they are assigned. Pursuant to §§18-2-403 and 18-2-422, MCA, Contractor shall pay wages, fringe benefits, and expenses, including travel allowances as set forth in the current Montana Prevailing Wage Rate for Non Construction Services in effect and applicable to Gallatin County, Montana, which schedule is incorporated herein. Contractor shall pay all hourly wage employees on a weekly basis. Violation of the requirements set forth in the above State of Montana schedule of prevailing wage rates may subject the Contractor to the penalties set forth in §18-2-407, MCA. Contractor shall maintain payroll records during the term of this Agreement and for a period of three (3) years following termination of this Agreement. The Contractor shall ensure that any person, firm or entity performing any portion of the services under this Agreement for which the contractor, subcontractor or employer is responsible, is paid the applicable standard prevailing rate of wages. In the event that, during the term of this Agreement, any labor problems or disputes of any type arise or materialize which in turn cause any services to cease for any period of time, Contractor specifically agrees to take immediate steps, at its own expense and without expectation of reimbursement from City, to alleviate or resolve all such labor problems or disputes. The specific steps Contractor shall take shall be left to the discretion of Contractor; provided, however, that APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 4 of 13 Contractor shall bear all costs of any related legal action. Contractor shall provide immediate relief to the City so as to permit the services to continue at no additional cost to City. Contractor shall indemnify, defend, and hold the City harmless from any and all claims, demands, costs, expenses, damages, and liabilities arising out of, resulting from, or occurring in connection with any labor problems or disputes or any delays or stoppages of work associated with such problems or disputes and for any claims regarding underpaid prevailing wages. 7. Indemnity/Waiver of Claims/Insurance: For other than professional services rendered, to the fullest extent permitted by law, Contractor agrees to release, defend, indemnify, and hold harmless the City, its agents, representatives, employees, and officers (collectively referred to for purposes of this Section as the City) from and against any and all claims, demands, actions, fees and costs (including attorney’s fees and the costs and fees of expert witness and consultants), losses, expenses, liabilities (including liability where activity is inherently or intrinsically dangerous) or damages of whatever kind or nature connected therewith and without limit and without regard to the cause or causes thereof or the negligence of any party or parties that may be asserted against, recovered from or suffered by the City occasioned by, growing or arising out of or resulting from or in any way related to: (i) the negligent, reckless, or intentional misconduct of the Contractor; or (ii) any negligent, reckless, or intentional misconduct of any of the Contractor’s agents. For the professional services rendered, to the fullest extent permitted by law, Contractor agrees to indemnify and hold the City harmless against claims, demands, suits, damages, losses, and expenses, including reasonable defense attorney fees, to the extent caused by the negligence or intentional misconduct of the Contractor or Contractor’s agents or employees. Such obligations shall not be construed to negate, abridge, or reduce other rights or obligations of indemnity that would otherwise exist. The indemnification obligations of this Section must not be construed to negate, abridge, or reduce any common-law or statutory rights of the City as indemnitee(s) which would otherwise exist as to such indemnitee(s). Contractor’s indemnity under this Section shall be without regard to and without any right to contribution from any insurance maintained by City. Should the City be required to bring an action against the Contractor to assert its right to APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 5 of 13 defense or indemnification under this Agreement or under the Contractor’s applicable insurance policies required below, the City shall be entitled to recover reasonable costs and attorney fees incurred in asserting its right to indemnification or defense but only if a court of competent jurisdiction determines the Contractor was obligated to defend the claim(s) or was obligated to indemnify the City for a claim(s) or any portion(s) thereof. In the event of an action filed against the City resulting from the City’s performance under this Agreement, the City may elect to represent itself and incur all costs and expenses of suit. Contractor also waives any and all claims and recourse against the City, including the right of contribution for loss or damage to person or property arising from, growing out of, or in any way connected with or incident to the performance of this Agreement except “responsibility for [City’s] own fraud, for willful injury to the person or property of another, or for violation of law, whether willful or negligent” as per 28-2-702, MCA. These obligations shall survive termination of this Agreement and the services performed hereunder. In addition to and independent from the above, Contractor shall at Contractor’s expense secure insurance coverage through an insurance company or companies duly licensed and authorized to conduct insurance business in Montana which insures the liabilities and obligations specifically assumed by the Contractor in this Section. The insurance coverage shall not contain any exclusion for liabilities specifically assumed by the Contractor in this Section. The insurance shall cover and apply to all claims, demands, suits, damages, losses, and expenses that may be asserted or claimed against, recovered from, or suffered by the City without limit and without regard to the cause therefore and which is acceptable to the City. Contractor shall furnish to the City an accompanying certificate of insurance and accompanying endorsements in amounts not less than as follows: • Workers’ Compensation – statutory; • Employers’ Liability - $1,000,000 per occurrence; $2,000,000 annual aggregate; APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 6 of 13 • Commercial General Liability - $1,000,000 per occurrence; $2,000,000 annual aggregate; • Automobile Liability - $1,000,000 property damage/bodily injury per accident; and • Professional Liability - $1,000,000 per claim; $2,000,000 annual aggregate. The above amounts shall be exclusive of defense costs. The City shall be endorsed as an additional or named insured on a primary non-contributory basis on the Commercial General, Employer’s Liability, and Automobile Liability policies. The insurance and required endorsements must be in a form suitable to City and shall include no less than a thirty (30) day notice of cancellation or non-renewal. Contractor shall notify City within two (2) business days of Contractor’s receipt of notice that any required insurance coverage will be terminated or Contractor’s decision to terminate any required insurance coverage for any reason. The City must approve all insurance coverage and endorsements prior to the Contractor commencing work. 8. Termination for Contractor’s Fault: a. If Contractor refuses or fails to timely do the work, or any part thereof, or fails to perform any of its obligations under this Agreement, or otherwise breaches any terms or conditions of this Agreement, the City may, by written notice, terminate this Agreement and the Contractor’s right to proceed with all or any part of the work (“Termination Notice Due to Contractor’s Fault”). The City may then take over the work and complete it, either with its own resources or by re-letting the contract to any other third party. b. In the event of a termination pursuant to this Section 8, Contractor shall be entitled to payment only for those services Contractor actually rendered. c. Any termination provided for by this Section 8 shall be in addition to any other remedies to which the City may be entitled under the law or at equity. d. In the event of termination under this Section 8, Contractor shall, under no circumstances, be entitled to claim or recover consequential, special, punitive, lost business APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 7 of 13 opportunity, lost productivity, field office overhead, general conditions costs, or lost profits damages of any nature arising, or claimed to have arisen, as a result of the termination. 9. Termination for City’s Convenience: a. Should conditions arise which, in the sole opinion and discretion of the City, make it advisable to the City to cease performance under this Agreement, the City may terminate this Agreement by written notice to Contractor (“Notice of Termination for City’s Convenience”). The termination shall be effective in the manner specified in the Notice of Termination for City’s Convenience and shall be without prejudice to any claims that the City may otherwise have against Contractor. b. Upon receipt of the Notice of Termination for City’s Convenience, unless otherwise directed in the Notice, the Contractor shall immediately cease performance under this Agreement and make every reasonable effort to refrain from continuing work, incurring additional expenses or costs under this Agreement and shall immediately cancel all existing orders or contracts upon terms satisfactory to the City. Contractor shall do only such work as may be necessary to preserve, protect, and maintain work already completed or immediately in progress. c. In the event of a termination pursuant to this Section 9, Contractor is entitled to payment only for those services Contractor actually rendered on or before the receipt of the Notice of Termination for City’s Convenience. d. The compensation described in Section 9(c) is the sole compensation due to Contractor for its performance of this Agreement. Contractor shall, under no circumstances, be entitled to claim or recover consequential, special, punitive, lost business opportunity, lost productivity, field office overhead, general conditions costs, or lost profits damages of any nature arising, or claimed to have arisen, as a result of the termination. 10. Limitation on Contractor’s Damages; Time for Asserting Claim: a. In the event of a claim for damages by Contractor under this Agreement, Contractor’s damages shall be limited to contract damages and Contractor hereby expressly APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 8 of 13 waives any right to claim or recover consequential, special, punitive, lost business opportunity, lost productivity, field office overhead, general conditions costs, or lost profits damages of any nature or kind. b. In the event Contractor wants to assert a claim for damages of any kind or nature, Contractor shall provide City with written notice of its claim, the facts and circumstances surrounding and giving rise to the claim, and the total amount of damages sought by the claim, within thirty (30) days of the facts and circumstances giving rise to the claim. In the event Contractor fails to provide such notice, Contractor shall waive all rights to assert such claim. 11. Representatives and Notices: a. City’s Representative: The City’s Representative for the purpose of this Agreement shall be _________________ or such other individual as City shall designate in writing. Whenever approval or authorization from or communication or submission to City is required by this Agreement, such communication or submission shall be directed to the City’s Representative and approvals or authorizations shall be issued only by such Representative; provided, however, that in exigent circumstances when City’s Representative is not available, Contractor may direct its communication or submission to other designated City personnel or agents as designated by the City in writing and may receive approvals or authorization from such persons. b. Contractor’s Representative: The Contractor’s Representative for the purpose of this Agreement shall be _____________________ or such other individual as Contractor shall designate in writing. Whenever direction to or communication with Contractor is required by this Agreement, such direction or communication shall be directed to Contractor’s Representative; provided, however, that in exigent circumstances when Contractor’s Representative is not available, City may direct its direction or communication to other designated Contractor personnel or agents. c. Notices: All notices required by this Agreement shall be in writing and shall be provided to the Representatives named in this Section. Notices shall be deemed given when delivered, if delivered by courier to Party’s address shown above during normal business APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 9 of 13 hours of the recipient; or when sent, if sent by email or fax (with a successful transmission report) to the email address or fax number provided by the Party’s Representative; or on the fifth business day following mailing, if mailed by ordinary mail to the address shown above, postage prepaid. 12. Permits: Contractor shall provide all notices, comply with all applicable laws, ordinances, rules, and regulations, obtain all necessary permits, licenses, including a City of Bozeman business license, and inspections from applicable governmental authorities, and pay all fees and charges in connection therewith. 13 Laws and Regulations: Contractor shall comply fully with all applicable state and federal laws, regulations, and municipal ordinances including, but not limited to, all workers’ compensation laws, all environmental laws including, but not limited to, the generation and disposal of hazardous waste, the Occupational Safety and Health Act (OSHA), the safety rules, codes, and provisions of the Montana Safety Act in Title 50, Chapter 71, MCA, all applicable City, County, and State building and electrical codes, the Americans with Disabilities Act, and all non-discrimination, affirmative action, and utilization of minority and small business statutes and regulations. 14. Nondiscrimination and Equal Pay: The Contractor agrees that all hiring by Contractor of persons performing this Agreement shall be on the basis of merit and qualifications. The Contractor will have a policy to provide equal employment opportunity in accordance with all applicable state and federal anti-discrimination laws, regulations, and contracts. The Contractor will not refuse employment to a person, bar a person from employment, or discriminate against a person in compensation or in a term, condition, or privilege of employment because of race, color, religion, creed, political ideas, sex, age, marital status, national origin, actual or perceived sexual orientation, gender identity, physical or mental disability, except when the reasonable demands of the position require an age, physical or mental disability, marital status or sex distinction. The Contractor shall be subject to and comply with Title VI of the Civil Rights Act of 1964; Section 140, Title 2, United States Code, and all regulations promulgated thereunder. Contractor represents it is, and for the term of this Agreement will be, in compliance with the requirements of the Equal Pay Act of 1963 and Section 39-3-104, MCA (the Montana Equal Pay Act). Contractor must report to the City any violations of the Montana Equal Pay Act that Contractor has APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 10 of 13 been found guilty of within 60 days of such finding for violations occurring during the term of this Agreement. Contractor shall require these nondiscrimination terms of its subcontractors providing services under this Agreement. 15. Intoxicants; DOT Drug and Alcohol Regulations/Safety and Training: Contractor shall not permit or suffer the introduction or use of any intoxicants, including alcohol or illegal drugs, by any employee or agent engaged in services to the City under this Agreement while on City property or in the performance of any activities under this Agreement. Contractor acknowledges it is aware of and shall comply with its responsibilities and obligations under the U.S. Department of Transportation (DOT) regulations governing anti-drug and alcohol misuse prevention plans and related testing. City shall have the right to request proof of such compliance and Contractor shall be obligated to furnish such proof. The Contractor shall be responsible for instructing and training the Contractor's employees and agents in proper and specified work methods and procedures. The Contractor shall provide continuous inspection and supervision of the work performed. The Contractor is responsible for instructing its employees and agents in safe work practices. 16. Modification and Assignability: This Agreement may not be enlarged, modified or altered except by written agreement signed by both parties hereto. The Contractor may not subcontract or assign Contractor’s rights, including the right to compensation or duties arising hereunder, without the prior written consent of the City. Any subcontractor or assignee will be bound by all of the terms and conditions of this Agreement. 17. Reports/Accountability/Public Information: Contractor agrees to develop and/or provide documentation as requested by the City demonstrating Contractor’s compliance with the requirements of this Agreement. Contractor shall allow the City, its auditors, and other persons authorized by the City to inspect and copy its books and records for the purpose of verifying that the reimbursement of monies distributed to Contractor pursuant to this Agreement was used in compliance with this Agreement and all applicable provisions of federal, state, and local law. The Contractor shall not issue any statements, releases or information for public dissemination without prior approval of the City. APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 11 of 13 18. Non-Waiver: A waiver by either party of any default or breach by the other party of any terms or conditions of this Agreement does not limit the other party’s right to enforce such term or conditions or to pursue any available legal or equitable rights in the event of any subsequent default or breach. 19. Attorney’s Fees and Costs: In the event it becomes necessary for either Party to retain an attorney to enforce any of the terms or conditions of this Agreement or to give any notice required herein, then the prevailing Party or the Party giving notice shall be entitled to reasonable attorney's fees and costs, including fees, salary, and costs of in-house counsel including the City Attorney’s Office staff. 20. Taxes: Contractor is obligated to pay all taxes of any kind or nature and make all appropriate employee withholdings. 21. Dispute Resolution: a. Any claim, controversy, or dispute between the parties, their agents, employees, or representatives shall be resolved first by negotiation between senior-level personnel from each party duly authorized to execute settlement agreements. Upon mutual agreement of the parties, the parties may invite an independent, disinterested mediator to assist in the negotiated settlement discussions. b. If the parties are unable to resolve the dispute within thirty (30) days from the date the dispute was first raised, then such dispute may only be resolved in a court of competent jurisdiction in compliance with the Applicable Law provisions of this Agreement. 22. Survival: Contractor’s indemnification shall survive the termination or expiration of this Agreement for the maximum period allowed under applicable law. 23. Headings: The headings used in this Agreement are for convenience only and are not be construed as a part of the Agreement or as a limitation on the scope of the particular paragraphs to which they refer. APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 12 of 13 24. Severability: If any portion of this Agreement is held to be void or unenforceable, the balance thereof shall continue in effect. 25. Applicable Law: The parties agree that this Agreement is governed in all respects by the laws of the State of Montana. 26. Binding Effect: This Agreement is binding upon and inures to the benefit of the heirs, legal representatives, successors, and assigns of the parties. 27. No Third-Party Beneficiary: This Agreement is for the exclusive benefit of the parties, does not constitute a third-party beneficiary agreement, and may not be relied upon or enforced by a third party. 28. Counterparts: This Agreement may be executed in counterparts, which together constitute one instrument. 29. Integration: This Agreement and all Exhibits attached hereto constitute the entire agreement of the parties. Covenants or representations not contained herein or made a part thereof by reference, are not binding upon the parties. There are no understandings between the parties other than as set forth in this Agreement. All communications, either verbal or written, made prior to the date of this Agreement are hereby abrogated and withdrawn unless specifically made a part of this Agreement by reference. 30. Consent to Electronic Signatures: The Parties have consented to execute this Agreement electronically in conformance with the Montana Uniform Electronic Transactions Act, Title 30, Chapter 18, Part 1, MCA. 31. Extensions: this Agreement may, upon mutual agreement, be extended for a period of one year by written agreement of the Parties. In no case, however, may this Agreement run longer than __________________________. **** END OF AGREEMENT EXCEPT FOR SIGNATURES **** APPENDIX C Professional Services Agreement for Document Scanning and Destruction Services Page 13 of 13 IN WITNESS WHEREOF, the parties hereto have executed this Agreement the day and year first above written or as recorded in an electronic signature. CITY OF BOZEMAN, MONTANA ____________________________________ CONTRACTOR (Type Name Above) By________________________________ By__________________________________ Jeff Mihelich, City Manager Print Name: ___________________________ Print Title: ____________________________ APPROVED AS TO FORM: By_______________________________ Greg Sullivan, Bozeman City Attorney