HomeMy WebLinkAbout93- HRDC/Bozeman CDBG Agreement (2)
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HRDC/BOZEMAN CDBG AGREEMENT
THIS CONTRACT is entered into by and between the City of
Bozeman, Montana, herein referred to as the "City" and the Human
Resource Development Council, District IX, Inc. hereinafter
referred to as "HRDC' .
WITNESSETH:
WHEREAS, the City and HRDC worked cooperatively to submit a
Community Development Block Grant ( CDBG ) application to obtain
funding for certain specified site improvements on a tract of land
owned by HRDC to be developed as a site for housing units for low-
and moderate-income households; and
WHEREAS, the HRDC is committed to maintaining its project as
a site for housing units for low- and moderate-income households
for a minimum of twenty (20 ) years; and
WHEREAS, the property owned by the HRDC and its housing
project will be maintained and operated by a community land trust
to be established by the HRDC; and
WHEREAS, the CDBG Program is a program funded by the federal
Department of Housing and Urban Development (HUD) and administered
by the Montana Department of Commerce, hereinafter referred to as
the "Department"; and
WHEREAS, the City received CDBG funding to install site
improvements proposed for HRDC's project; and
WHEREAS, the City in its capacity as the CDBG grantee, has
determined that the HRDC, due to its expertise in housing programs,
should implement and administer the CDBG site improvements proj ect;
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and
WHEREAS, this contract between the City and HRDC will
facilitate mutual cooperation in implementing the CDBG for site
improvements on HRDC's property; and
WHEREAS, the City has staff who are experienced in planning,
structuring and implementing site improvements, and its input will
assist HRDC in implementing the site improvements project; and
WHEREAS, the Department has required the City to enter into a
contract with HRDC specifying the terms and conditions for the
City;s delegation of CDBG responsibilities to HRDC; and
WHEREAS, this contract affects only those specific site
improvements identified in the City's CDBG application, which is
incorporated herein by reference, and does not affect or govern any
other improvements or construction undertaken by HRDC on its
properties; and
WHEREAS, both parties to this agreement understand that
neither party involved herein has in any way, expressly or implied,
abrogated any of its individual powers, and that this agreement
does not create any new organization or legal entity.
NOW, THEREFORE, the parties mutually agree as follows:
I. Responsibilities deleqated to HRDC.
A. HRDC will, subject to prior approval by the City
Commission, retain the services of a consulting
engineering firm to design and supervise the installation
of site impro",::ements under this CDBG grant. Selection of
the consulting engineering firm will be made in
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accordance with State law, CDBG requirements and City
consultant selection policy.
B. HRDC will be responsible for all facets of the design and
construction phases of the site improvement project,
including the following:
1. Design engineering to include but not limited to
contract administration, inspection and testing,
engineering, certification, and provision of as-built
drawings;
2. Construction engineering;
3. Except as provided by paragraph IV, Administration
below, compliance with all applicable State and Federal
requirements contained in the Statement of Assurances
submitted to the Department with the City's application
for CDBG assistance, dated September 14, 1992;
4 . Except as provided by paragraph IV, Administration
below, compliance with all other State and Federal
requirements as described in the Montana Community
Development Block Grant Program, Grant Administration
Manual;
5. Preparation of Construction Bid Documents;
6 . Supervision of the Bid Process, and construction of
the project. The awarding of the site improvements
project contract will be subject a determination by the
City that all design and construction proposals meet City
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standards and to approval by the Bozeman City Commission
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and bid solicitation documents will reflect this
requirement.
C. HRDC and its consulting engineer will receive, review,
and certify for payment all requests for payment for
items contained in paragraph B. above, and prepare and
submit such requests through the Finance Director to the
City Commission in a timely fashion in accordance with
City procedure. The issuance of a certificate for
payment shall constitute a representation that the
contractor or engineer is entitled to payment in the
amount certified.
D. During the term of this contract, HRDC will maintain
reasonable records of its performance hereunder in a
manner consistent with generally accepted accounting
principles and with State and federal grant requirements.
HRDC will allow the City and the Department, and their
authorized representatives, access to those records at
any time during normal business hours. At the request of
the City, HRDC will submit to the City, in the format
prescribed by the City, monthly status reports on its
performance under this contract, unless more frequent
status reports are required by the City.
II. Payment of Desiqn and Construction Costs Incurred:
A. HRDC shall be responsible for reviewing and certifying
all payment requests in connection with the design and
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installation of site improvements. Requests for payment
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from CDBG funds shall be submitted to the Finance
Director for payment by the City.
B. Upon receipt of a certification for payment from HRDC for
allowable project costs as specified in the City's CDBG
grant agreement with the Department, a copy of which
shall, upon execution, be appended as Attachment A of
this agreement, and which by this reference is made a
part hereof, the City will request the required CDBG
funds from the Department, and upon receipt of these
funds, the City will pay the funds directly to the
engineer, contractor, and other parties accordingly.
C. The City will deduct a retainage from each payment
request not to exceed 10% of the request, submitted by
HRDC for installation costs and hold this retainage until
construction is completed, the engineer approves final
payment, and the project is accepted by the City, all in
accordance with the conditions of the construction
contract.
D. The City will also withhold 1% of the amount of any claim
submitted by HRDC for payment of site improvements
construction costs and will forward this amount to the
Montana Department of Revenue pursuant to MCA !HS-SO-
206 (2) .
E. The City may refuse to pay any claim which it deems not
valid under the terms of the CDBG application or CDBG
agreement between the Department and the City.
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III. Duration of the Contract.
A. This Contract takes effect when the following conditions
are satisfied:
1. The Department and the City have executed the CDBG
Grant Agreement;
2. The Department has approved the City's "Request for
Release of Funds and Certification";
3. The City's attorney and the attorney for HRDC have
approved this Contract as to form; and
4. The City Commission and HRDC Board of Directors
have each approved this Contract.
B. As it relates to site improvement installation, this
Agreement will terminate 90 days after the project
engineer files a certificate of completion with the
Department or the Department closes out the CDBG grant
with the City, whichever occurs later. The obligations
of the City and the HRDC under Paragraph VII.
Reimbursement of Development Costs shall remain in effect
until such time as all affected properties have provided
reimbursement or the HRDC is no longer maintaining its
project solely for the benefit of low- and moderate-
income households, whichever first occurs.
IV. Administration.
A. The City and HRDC shall each designate a liaison for
ongoing communication concerning performance of this
Agreement. The liaisons will meet on a regular basis,_
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but no less than monthly, to provide for the smooth and
efficient implementation of this Agreement and shall
report to their respective entities as necessary.
B. HRDC will comply with the federal administrative
requirements contained in 24 CFR Section 570.502, as
applicable.
C. HRDC will carry out each activity under this Contract in
compliance with all federal laws and regulations
described in 24 CFR Part 570, except that:
1. HRDC does not assume the City's environmental
responsibilities described at 24 CFR Section
570.604, and
2. HRDC does not assume the City's responsibility for
initiating the review process under the provisions
of 24 CFR Part 58, provided, however, that HRDC
shall advise the City when this responsibility
arises and shall assist the City in initiating the
review process.
V. Disposition of Real Property or Equipment Acquired.
A. With respect to any equipment, site improvements or real
property under HRDC or City control that was acquired or
improved in whole or in part with CDBG funds in excess of
$25,000, HRDC will, upon expiration of this Agreement and
subject to paragraph B below, either:
1. Use the property to meet one of the national
objectives contained in 24 CFR Section 570.901 and.
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applicable state CDBG; state program final rule
under 24 CFR Part 570, for five years after
expiration of the agreement or for such longer
period of time as is determined to be appropriate
by the City; or
2 . Dispose of the property in a manner that results in
the City being reimbursed in the amount of the
current fair market value of the property less any
portion of the value attributable to expenditures
of non-CDBG funds for acquisition of, or
improvements to, the property. The proceeds from
such disposition will be subject to the applicable
provisions of 24 CFR 570.489E (program income), 24
CFR Part 85.25, 24 CFR 570.504 (program Income) ,
and Part 85.32 (equipment) and 24 CFR 570.489(J)
(change of use of real property) .
B. Site improvements installed under this Agreement shall,
upon expiration of this Agreement, become the property of
the City and the City will accept ownership, operate and
maintain those facilities subsequent to acceptance of
ownership by the City.
C. HRDC will maintain the real property upon which the site
improvements are located for the sole purpose of
providing housing for low- and moderate-income occupants
for a period of at least twenty (20 ) years.
VI. Indemnification.
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HRDC waives any and all claims and recourse against the City,
including the right of contribution for loss or damage to
persons or property arising from, growing out of or in any way
connected with or incident to HRDC's performance under this
contract, except claims arising from the sole negligence of
the City or its officers, agents, Or employees. HRDC will
indemnify, hold harmless, and defend the City against all
claims, demands, damages, costs, expenses, or liability
arising out of HRDC's performance of this Contract except for
liability arising out of the sole negligence of the City or
its officers, agents, or employees.
VII. Reimbursement of Develooment Costs.
A. If additional property owners seek access to sewer and
water services made available through site improvements
installed under this Contract, the City and the HRDC will
jointly establish a method to implement the payback of
development costs and to prorate the cost of the improvements
between the HRDC's low and moderate income housing proj ect and
other users, and the City will require that other users pay an
assessment which will fully reimburse the cost of installation
of those services.
B. Upon receipt of reimbursement assessments from property
owners under Paragraph A above, the City will transfer those
funds to a Land Trust LMI Housing account designated for
deposit of CDBG funds. The Land Trust LMI Housing account is
to be maintained by the HRDC. Proceeds of the Land Trust LMI
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Housing account which constitute program income from the CDBG
grant may only be used for eligible CDBG activities in
connection with the provision of housing to low and moderate
income households, in accordance with the terms of the City's
CDBG application and the CDBG agreement to be entered into
between the City and the Department. Eligible activities
shall facilitate and expand homeownership among persons of low
and moderate income, including but not limited to the
following activities:
- subsidize interest rates and mortgage principal amounts
for low- and moderate-income homebuyers;
- finance the acquisition by low- and moderate-income of
housing that is occupied by the homebuyers;
- acquire guarantees for mortgage financing obtained by
low- and moderate-income homebuyers from private lenders;
- provide up to 50% of any downpayment required from low-
and moderate-income homebuyers;
- pay reasonable closing costs incurred by low- and
moderate-income homebuyers; and
- reasonable administrative costs of the project.
Such funds may also be used to expand the supply of available
housing for low and moderate income occupants through expansion of
the HRDC project or new construction or acquisition of new
properties. The HRDC will be required to reimburse to the Land
Trust LMI Housing account for any unauthorized expenditures from
the account.
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C. The HRDC will provide the City with access to the Land
Trust LMI Housing account books and records at any time to
allow the City to monitor expenditures from the account to
insure that all CDBG requirements are met. The HRDC will
cooperate in meeting all informational requests by the City in
connection with the Land Trust LMI Housing account. The Land
Trust LMI Housing account will be audited during annual HRDC
audits, and may be audited by the City at its discretion.
Upon the request of the City, the HRDC will provide monthly
reports describing in detail all transactions made in
connection with the Land Trust LMI Housing Housing account.
VIII.Suspension and Termination.
In accordance with 24 CFR 85.43, the City may suspend or
terminate this Contract if HRDC materially fails to comply
with any term of the City's grant agreement with the
Department. In addition, the City may terminate this Contract
if its CDBG agreement with the Department is terminated by the
Department for convenience in accordance with 24 CFR 85.44.
IX. Indeoendent Contractor.
It is understood by the parties hereto that HRDC is an
independent contractor and as such neither it nor its
employees, if any, are employees of the City for any purposes
including but not limited to taxes, retirement system, or
social security (FICA) withholding.
X. Assiqnment.
HRDC shall not assign any right or obligation hereunder in
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whole or in part, without the prior written consent of the
City.
XI. Nondiscrimination.
HRDC will not discriminate on the basis of race, color,
religion, creed, sex, age, marital status, national origin, or
disability in employment or provision of services.
XII. Attorney's fees and costs.
That in the event it becomes necessary for either party to
this agreement to retain an attorney or use an in-house
counsel, to include the City Attorney, to enforce any of the
terms or conditions of this contract, then the prevailing
party shall be entitled to reasonable attorney's fees and
costs to include fees, costs and salary of in-house counsel.
XIII.Modifications.
Any amendments or modifications to this Agreement or any
provision herein shall be made in writing and executed in the
same manner as the original document and shall after execution
become a part of this agreement.
This contract has been approved by the City and HRDC.
Dated this 21st day of June , 19~.
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~N L .~LIVAN' Clerk of
Commission
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Dated this ~ day
., HRDC
ATTEST:
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P sident, of Directors
APPROVED AS TO FORM:
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