HomeMy WebLinkAbout93- HRDC/Bozeman CDBG Agreement
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HRDC/BOZEMAN CDBG AGREEMENT
THIS CONTRACT is entered into by and between the City of
Bozeman, Montana, herein referred to as the "City" and the Human
Resource Development Council, District IX, Inc. hereinafter
referred to as "HRDC' .
WITNESSETH:
WHEREAS, the City and HRDC worked cooperatively to submit a
Community Development Block Grant (CDBG) application to obtain
funding for certain specified site improvements on a tract of land
owned by HRDC to be developed as a site for housing units for low-
and moderate-income householdsi and
WHEREAS, the City received the CDBG to install the site
improvements proposed for HRDC's propertYi and
WHEREAS, the City in its capacity as the CDBG grantee, has
determined that the HRDC, due to its expertise in housing programs,
should implement and administer the CDBG site improvements projecti
and
WHEREAS, this contract between the City and HRDC will
facilitate mutual cooperation in implementing the CDBG for site
improvements on HRDC's propertYi and
WHEREAS, the City has staff who are experienced in planning,
structuring and implementing site improvements, and its input will
assist HRDC in implementing the site improvements projecti and
WHEREAS, the Montana Department of Commerce, hereinafter
referred to as "Department", has required the City to enter into a
contract with HRDC specifying the terms and conditions for the
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City's delegation of CDBG responsibilities to HRDC; and
WHEREAS, this contract affects only those specific site
improvements identified in the City's CDBG, attached hereto as
Exhibit A, and does not affect or govern any other improvements or
construction undertaken by HRDC on its properties; and
WHEREAS, both parties to this agreement understand that
neither party involved herein has in any way, expressly or implied,
abrogated any of its individual powers, and that this agreement
does not create any new organization or legal entity.
NOW, THEREFORE, the parties mutually agree as follows:
I. Responsibilities deleoated to HRDC.
A. HRDC will, subject to prior approval by the City
Commission, retain the services of a consulting
engineering firm to design and supervise the installation
of site improvements under this CDBG grant. Selection of
the consulting engineering firm will be made in
accordance with State law and City consultant selection
policy. "
B. HRDC will be responsible for all facets of the design and
construction phases of the site improvement project,
including the following:
1- Design engineering to include but not limited to
contract administration, inspection and testing,
engineering, certification, and provision of as-built
drawings;
2 . Construction engineering;
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3. Except as provided by paragraph IV, Administration
below, compliance with all applicable Sate and Federal
requirements contained in the Statement of Assurances
submitted to he Department with the City's application or
CDBG assistance, dated September 14, 1992;
4. Except as provided by paragraph IV, Administration
below, compliance with all other State and Federal
requirements as described in the Montana Community
Development Block Grant Program, Grant Administration
Manual;
5 . Preparation of Construction Bid Documents;
6. Supervision of the Bid Process, and construction of
the project. The awarding of the site improvements
project contract will be subject to approval by the
Bozeman City Commission and bid solicitation documents
will reflect this requirement.
C. HRDC and its consulting engineer will receive, review,
and certify for payment all requests for payment for
items contained in paragraph B. above, and prepare and
submit such requests through the Finance Director to the
City Commission in a timely fashion in accordance with
City procedure. The issuance of a certificate for
payment shall constitute a representation that the
contractor or engineer is entitled to payment in the
amount certified.
D. During the term of this contract, HRDC will maintain
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reasonable records of its performance hereunder in a
manner consistent with generally accepted accounting
principles and with State and federal grant requirements.
HRDC will allow the City and Department, and their
authorized representatives, access to those records at
any time during normal business hours. At the request of
the City, HRDC will submit to the City, in the format
prescribed by the City, monthly status reports on its
performance under this contract, unless more frequent
status reports are required by the City.
II. Payment of Desiqn and Construction Costs Incurred:
A. HRDC shall be responsible for reviewing and certifying
all payment requests in connection with the design and
installation of site improvements. Requests for payment
from CDBG funds shall be submitted to the Finance
Director for payment by the City.
B. Upon receipt of a certification for payment from HRDC for
allowable project costs as specified in the City's grant
agreement with the Department, a copy of which is
appended as Attachment B of this agreement, and which by
this reference is made a part hereof, the City will
request the required CDBG funds from the Department, and
upon receipt of these funds, the City will pay the funds
directly to the engineer, contractor, other parties
accordingly.
c. The City will deduct a retainage from each payment
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request not to exceed 10% of the request, submitted by
HRDC for installation costs and hold this retainage until
construction is completed, the engineer approves final
payment, and the project is accepted, all in accordance
with the conditions of the construction contract.
D. The City will also withhold 1% of the amount of any claim
submitted by HRDC for payment of site improvements
construction costs and will forward this amount to the
Montana Department of Revenue pursuant to MCA SlS-50-
206(2).
E. The City may refuse to pay any claim which it deems not
valid under the terms of this CDBG Agreement (Attachment
A) .
III. Duration of the Contract.
A. This Contract takes effect when the following conditions
are satisfied:
1. The Department and the City have executed the CDBG
Grant Agreement~
2 . The Department has approved the City's "Request for
Release of Funds and Certification";
3 . The City's attorney and the attorney for HRDC have
approved this Contract as to form; and
4 . The City Corrunission and HRDC Board of Directors
have each approved this Contract.
B. This Agreement will terminate 90 days after the project
engineer files a certificate of completion with the
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Department or Department closes out the CDBG grant with
the City, whichever occurs later.
IV. Administration.
A. The City and HRDC shall each designate liaison for
ongoing corrununication concerning performance of this
Agreement. The liaisons will meet on a regular basis,
but no less than monthly, to provide for the smooth and
efficient implementation of this Agreement and shall
report to their respective entities as necessary.
B. HRDC will comply with the federal administrative
requirements contained in 24 CFR Section 570.502, as
applicable.
C. HRDC will carry out each activity under this Contract in
compliance with all federal laws and regulations
described in 24 CFR Sections 570.600 through 570.612
(Subpart K), except that:
l. HRDC does not assume the City's environmental
responsibilitie~ described at 24 CFR Section
570.604, and
2. HRDC does not assume the City's responsibility for
initiating the review process under the provisions
of 24 CFR Part 58, provided, however, that HRDC
shall advise the City when this responsibility
arises and shall assist the City in initiating the
review process.
V. Disposition of Real Property or Equipment Acquired.
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A. With respect to any equipment under HRDC control that was
acquired or improved in whole or in part with CDBG funds
in excess of $25,000, HRDC will, upon expiration of this
Agreement and subject to paragraph B below, either:
l- Use the property to meet one of the national
objectives contained din 24 CFR Section 570.901 for
five years after expiration of the agreement or for
such longer period of time as is determined to be
appropriate by the City; or
2 . Dispose of the property in a manner that results in
the City being reimbursed in the amount of the
current fair market value of the property less any
portion of the value attributable to expenditures
of non-CDBG funds for acquisition of, or
improvements to, the property. The proceeds from
such disposition will be subject to the applicable
provisions of 24 CFR 570.504 (Program income), 24
CFR Part 85.25,c.24 CFR 570.504 (Program Income) ,
and Part 85.32 (equipment) .
B. Site improvements installed under this Agreement shall,
upon expiration of this Agreement, become the property of
the City and the City may accept ownership, operate and
maintain those facilities.
C. HRDC will maintain the real property upon which the site
improvements are located for the sole purpose of
providing housing for low- and moderate-income occupants
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for a period of at least twenty (20) years.
VI. Indemnification.
HRDC waives any and all claims and recourse against the City,
including the right of contribution for loss or damage to
persons or property arising from, growing out of or in any way
connected with or incident to HRDC's performance under this
contract, except claims arising from the sole negligence of
the City or its officers, agents, or employees. HRDC will
indemnify, hold harmless, and defend the City against all
claims, demands, damages, costs, expenses, or liability
arising out of HRDC's performance of this Contract except for
liability arising out of the sole negligence of the City or
its officers, agents, or employees.
. VII. Payback bv additional users of site improvements.
A. If additional property owners seek access to sewer and
water services made available through site improvements under
this Contract, the City and the HRDC will jointly establish a
method to implement the paybacks and to prorate the cost of
the improvements between the HRDC's low and moderate income
housing project and other users, and the City will require
that other users pay a hookup fee or assessment which will
fully reimburse the cost of installation of those services.
B. Upon receipt of paybacks due from property owners under
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Paragraph!3. . above, the will place those funds in a
designated "West Babcock housing account". The West Babcock
housing account is to be maintained by the HRDC. Proceeds of
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the West Babcock housing account may only be used in
connection with the provision of housing to low and moderate
income households, in accordance with the terms of the CDBG
application and any subsequent agreement with the Department
of Commerce. The HRDC will be required to reimburse to the
West Babcock housing account for any unauthorized expenditures
from the account.
C. The HRDC will provide the City with access to the West
Babcock housing account books and records at any time to allow
the City to monitor expenditures from the account to insure
that all CDBG requirements are met. The HRDC will cooperate
in meeting all informational requests by the City in
connection with the West Babcock housing account. The West
Babcock housing account will be audited during annual HRDC
audits, and may be audited by the City at its discretion.
Upon the request of the City, the HRDC will provide monthly
reports describing in detail all transactions made in
connection with the West aabcock housing account.
VIII.Suspension and Termination.
In accordance with 24 CFR 85.43/ the City may suspend or
terminate this Contract if HRDC materially fails to comply
with any term of the City's grant agreement with the
Department. In addition, the City may terminate this Contract
if its CDBG Grant Agreement with the Department is terminated
by the Department for convenience in accordance with 24 CFR
85.44.
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IX. Independent Contractor.
It is understood by the parties hereto that HRDC is an
independent contractor and as such neither it nor its
employees, if any, are employees of the City for any purposes
including but not limited to taxes, retirement system, or
social security (FICA) withholding.
X. Assiqnment.
HRDC shall not assign any right or obligation hereunder in
whole or in part, without the prior written consent of the
City.
XI. Nondiscrimination.
HRDC will not discriminate on the basis of race, color,
religion, creed, sex, age, marital status, national origin, or
disability in employment or provision of services.
XII. Attornev's fees and costs.
That in the event it becomes necessary for either party to
this agreement to retain an attorney or use an in-house
counsel, to include the Chty Attorney, to enforce any of the
terms or conditions of this contract, then the prevailing
party shall be entitled to reasonable attorney's fees and
costs to include fe~s, costs and salary of in-house counsel.
XIII.Modifications.
Any amendments or modifications to this Agreement or any
provision herein shall be made in writing and executed in the
same manner as the original document and shall after execution
become a part of this agreement.
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This contract has been approved by the City and HRDC.
Dated this ~ day of f
ATTEST: n
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Dated this ~ day of
: /JJ . ~cS
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Bd. of Directors
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May 12, 1993 ~:r ............. '\'
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Mayor Tim Swanson &
the Bozeman City Commission
City of Bozeman
P.O. Box 640
Bozeman, MT 59715
Dear Mayor Swanson and Commissioners:
Attached please find the signed local agreement, between the City
of Bozeman and the Human Resource Development Council of District
IX, Inc., governing the administration of the City's 1992 Community
Development Block Grant (CDBG). This document will be an addendum
to the principal CDBG Contract between the Montana Department of
Commerce and the City of Bozeman.
Due to the above mentioned contractual structure, there are several
issues, effecting the viability of the project, that the City needs
to include in its negotiations with Commerce. These items were not
incl uded in the attached agreement because the ci ty could not
approve their inclusion without the Department of Commerce's
authorization.
1. That all hook-up fees paid by the adjoining property
owners and any other revenues generated by the project be dedicated
to HRDC' s Land Trust. These revenues, regardl ess of time of
receipt, will not impact the negotiated grant award.
2. That the above stated Land Trust revenues are constituted
as committed for the purpose of future CDBG activities.
3. That the Land Trust revenues will be used to promote and
perpetuate affordable housing forever, and will be governed solely
by CDBG regulations.
In closing, I feel the need to publicly acknowledge and thank your
staff for the many hours they have given to this project.
Specifically, the City Manager and Debbie Arkell, without whom we
would not be here
Suite 300 . 321 E. Main St. . Bozeman, MT 59715 232 S. Main St. . Livingston, MT 59047
406 / 587-4486 . FAX 406/585-3538 800/332-2796 406 / 222-0896
C1.1ENTSONI.Y