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HomeMy WebLinkAbout03- Professional Services, Thomas, Dean & Hoskins .. t " . ., " PROFESSIONAL SERVICES AGREEMENT THIS IS AN AGREEMENT made as of March 17. 2003 ,between THE CITY OF BOZEMAN, a Municipal Corporation, Bozeman, Montana, 59715 (OWNER) amI THOMAS, DEAN & HOSKINS, INC., of Bozeman, Montana, 59715 (ENGINEER). Whereas the accomplishment of the work and services described in this Agreement is essential to the OWNER'S public works improvement program. Whereas the OWNER intends to and has selected the ENGINEER to provide necessary and professional engineering services for the project. Whereas the ENGINEER represents that it is willing and qualified to perform the professional engineering services for this project described in this Agreement. Therefore, in consideration of the foregoing recitals and the mutual covenants and conditions contained herein, the parties agree as follows: The conditions and provisions set forth in the attached EXHIBIT A-ENGINEER'S STATUS DURING CONSTRUCTION, and EXHIBIT B-A LISTING OF THE DUTIES, RESPONSIBILITIES AND LIMITATIONS OF AUTHORITY OF THE RESIDENT PROJECT REPRESENTATIVE, arc hereby incorporated in and made part of this Agreement. ARTICLE 1 - ENGINEERING SERVICES 1.1 The detailed description of the specific project components is described as follows: This project includes the engineering design services necessary to widen North 19th Avenue from Baxter Lane to Valley Center Road, and Valley Center Road from North 19th Avenue to North 27'h Avenue, in Bozeman, Montana. The engineering services include providing special improvement district creation assistance, topographic survey, utility location survey, geotechnical investigation, environmental documentation, hydraulics report, preliminary and final design, including coordination with the Montana Department of Transportation. The detailed description of the specific project scope components is described below. 1.2 The scope of services under this contract are set forth in this agreement and the attached EXHIBITS. 1.3 Detailed Scope of Services 1.3.1. DEVELOPMENT 1.3.1.1. The project will be developed with the assumption that a MEP A checklist will be required for environmental review. If during the development of this project it becomes necessary to change the environmental document to a more complex form, such as a Categorical Exclusion, an Environmental Assessment or 4-f statement, the fees will be negotiated. 1.3.1.2. All design work will be accomplished utilizing Micro Station Software. Road design work will be completed using GEOPAK Software. Design and plans will be in metric units. " , )"-- 1 .. Project revicws will include reviews with the OWNER and Montana Dcpartment of Transportation, as described in the Memorandum of Agreement between OWNER and Montana Department of Transportation. 1.3.2. SPECIAL IMPROVEMENT DISTRICT 1.3.2.1. Hold a meeting with potentially affected landowners to gauge intercst and support for the projcct. 1.3.2.2. Review Waivers of Right to Protest on rccord with the City of Bozeman. 1.3.2.3. Propose SID district boundaries, method of assessment and estimated total cost of the SID. 1.3.2.4. Prepare spreadshccts of property owncrs and assessments associated with the project. 1.3.2.5. Prepare Resolution of Intent to Create a Special Improvement District in cooperatilln with the City's attorney. 1.3.2.6. Attend City Commission meetings for Rcsolution of Intcnt, and Resolution of Creation. 1.3.3. SURVEY 1.3.3.1. Surveys included in the project arc: topography, contours, utility location, hydraulic, locate and tie existing property corners, and control traverse survey. 1.3.3.2. All survcy work will be performed in accordance with the MDT surveying manual and their procedures for a control traverse system, control travcrse diagram and plotting, and property corner ties. 1.3.4. TRAFFIC ANALYSIS 1.3.4.1. Develop QRSII micro-model of dcvelopment arca. 1.3.4.2. Run model with future area development, assumed external growth and planned street system. 1.3.4.3. Evaluate alternative link configurations and relative level of traffic control devices. 1.3.4.4. Determine internal capture rates and adjacent street traffic attributable to each property. 1.3.4.5. Prepare preliminary lane assignment and pavement marking layout. 1.3.4.6. Evaluate access locations and determine access control geometric featurcs. 1.3.4.7. Signal warrant analysis in MDT format for Deadman's Gulch intersection with North 19th Avenue and at N. 27th Avenue intersection with Valley Center Road. 1.3.4.8. Evaluate intersection operations and develop pre-design layout of new signals at the intersection of North 19th Avenue and Deadman's Gulch and modifications at the intersection of Valley Center Road and North 19u1 Avenue. Evaluate future signal operations at Valley Center Road and North 27th Avenue and determine optimum level of signal infrastructure installation required on this project. 2 " w . 1.3.4.9. Perform lighting warrant analysis, lighting calculations and pole configurations on Valley Centcr and North 19th A venue. 1.3.4.10. Prepare traffic design report and signal warrant analysis report. 1.3.5. MATERIALS 1.3.5.1. TD&I-l's geotechnical engineer will perform preliminary soil survey investigations and evaluation based on existing information available through the Montana Department of Transportation. 1.3.5.2. A report with design recommendations will be prepared and distributed for review and comment including preliminary recommendations for surfacing and typical sections. 1.3.5.3. Existing MDT "R" values and corrosion tests will be used for the analysis. 1.3.6. ENVIRONMENTAL 1.3.6.1. TD&H's subconsultant will perform a record search, a tield investigation and wetland delineation, and compile a report describing wetlands identified within the project area. 1.3.6.2 TD&H's subconsultant will acquire the necessary 310 permits and 404 permits for impacts to streams. 1.3.6.3 TD&H will perform a preliminary hazardous waste study. No noise studies, biological resources reports, or cultural research surveys/l06 clearances will be performed unless specifically negotiated. 1.3.7. RIGHT-OF-WAY 1.3.7.1. TD&H will prepare the right-of-way plans. 1.3.7.2. The City will acquire any additional right-of-way necessary for the project. No right-of- way appraisal or acquisition is included in the scope of services for this project. 1.3.8. UTILITIES 1.3.8.1. Utility plans will be prepared for this project. 1.3.8.2. Existing utilities will be located and shown on the plans. 1.3.8.3. The City has indicated their intent to extend the waterline from its existing north terminus on Valley Center Road north and west to the intersection of North 27th Avenue, approximately 1500 feet. 1.3.8.4. No negotiations are anticipated between the City of Bozeman and utility companies. 1.3.8.5. A subsurface utility investigation will be performed. 1.3.9. ROAD DESIGN AND PLANS 1.3.9.1. A complete urban design for a four lane roadway with appropriate turning lanes will be prepared for the project. The design will include all necessary design elements: storm drainage, curb and gutter, lighting, traffic signals, signing, pavement markings, 3 ~ 10 ," I geomctrics, crosswalks, and handicapped facilities. No special landscaping design IS required. 1.3.9.2. TD&lI will prepare the special provisions, traffic control plan and erosion control plan for the project in accordance with MDT standards. 1.3.9.3. The design will meet current MDT standards and all work will be in accordance with the Metric Road Design Manual. 1.3.10. HYDRAULIC DESIGN 1.3.10.1. A hydraulic design of drainage and irrigation facilities will bc developed. 1.3.10.2. The MDT culvert selection guidelines will be uscd to ensure the rcquired culvert service life. 1.3.10.3. All design will be prepared 111 accordance with the MDT Hydraulics Manual and Procedures. 1.3.11. LIGHTING 1.3.11.1. A lighting system meeting MDT criteria will be developed to provide continuous illumination. 1.3.11.2. TD&H's subconsultant will perform lighting warrant analysis, lighting calculations, and pole configurations on Valley Center Road and North 19'h Avenue. 1.3.11.3. Lighting plans will be prepared with circuit drawings and standard details as well as pole locations and specit1cation tables, quantity summaries, and special provisions for clectrical work. 1.3.12 SIGNALS 1.3.12.1 Complete traffic signal designs for the intersections of Valley Center Road and N. 19th Avenue and N. 19th Avenue and Deadman's Gulch will he developed based on capacity and operations analysis. 1.3.12.2 Develop phasing diagrams, winng runs, detection methods, pole locations, interconnect requirements, and optional features for the two above noted intersections. 1.3.12.3 Prepare traffic signal plans according to MDT standard format as well as quantity summaries, special provisions, and cost estimates for signal installation. ARTICLE 2 . ENGINEER'S RESPONSIBILITIES 2.1 ENGINEER shall perform for OWNER professional engineering services in all phases of the Project to which this Agreement applies as hereinafter provided. These services will include, but not be limited to, serving as OWNER's professional engineering representative for the Project, providing professional engineering consultation and advice and furnishing customary civil and structural engineering services incidental thereto. 2.2 The ENGINEER shall furnish all labor, materials, equipment, supplies, and incidentals necessary to conduct and complete the ENGINEER'S portions of the Project and to prepare and deliver to the OWNER all data, reports, plans, specifications, and recommendations as designated herein. 4 .~ " ') ~ ~._) The ENGINEER shall ascertain such information as may have a bearing on the work from local units of government, public, and private organizations and shall be authorized to procure information from other authorities as to the extent of these contacts and the results thereof. 2.4 The ENGINEER'S work shall be in accordance with the standards of sound engineering practices. 2.5 The ENGINEER shall name a Principal-In-Charge for the duration of the project. The Principal-In-Charge shall be David J. Crawford. 2.6 The ENGINEER shall name a Project Manager who shall be the liaison between the ENGINEER and the OWNER. The Project Manager shall be David J. Crawford . The OWNER may name a Task Director who would be the liaison between the ENGINEER and the OWNER during the design segment of the Project. 2.7 The ENGINEER shall submit an estimated progress schedule at the beginning of the work, and monthly progress reports thereafter until the project is completed. ARTICLE 3 - OWNER'S RESPONSIBILITIES 3.1 The OWNER shall name a Task Director who shall be the liaison between the ENGINEER and the OWNER during DESIGN segment of the Project. The Task Director designated shall be Sue Stodola 3-2 The OWNER shall have the right of review and examination of the ENGINEER'S work at all times. 3.3 The OWNER shall make available all records (as-built drawings, construction records, etc.) indicating the existing configuration of the city utilities. 3.4 The OWNER will be responsible for Advertising Bid Openings. 3.5 The OWNER shall attend the pre-bid conferences, bid openings, pre-construction conferences, construction progress and other job related meetings, substantial completion inspections and final payment inspections. ARTICLE 4. BASIC ENGINEERING SERVICES The ENGINEER shall render professional Engineering Services as follows: 4.1 PRE-DESIGN INVESTIGATION PHASE After written authorization to proceed, ENGINEER shall: 4.1.1. Consult with OWNER to clarify and define OWNER's requirements for the Project and review available data. 4.1.2. Advise OWNER as to the necessity of OWNER's providing or obtaining from others, data or services and assist OWNER in obtaining such data or services. 4.1.3. Identify and analyze requirements of governmental authorities having jurisdiction to approve the design of the Project and participate in consultations with such authorities. 4.1.4. Assist in formation of Special Improvement Districts (SID) by preparing district boundary descriptions and maps, preparing a property owner's and assessments role lists including project assessment costs based on the preliminary project cost estimates, and providing technical information at SID public hearings, if applicable. 5 '" . I \ 4.1.5 Prepare a Report containing schematic layouts, sketches and conceptual design criteria with appropriate exhibits to indicate clearly the considerations involved (including applicable requirements of governmental authorities having jurisdiction as aforesaid) and the alternative solutions available to OWNER and setting forth ENGINEER's findings and recommendations. This Report will be accompanied by ENGINEER's opinion of probable costs for the Project, including the following which will be separately itemized: Construction Cost, allowance for engineering costs and contingencies, and (on the basis of information furnished by OWNER) allowances for such other items as charges of all other professionals and consultants, for the cost of land and rights-of-way, for compensation for or damages to properties, for interest and financing charges and for other services to be provided by others for Owner. The total of all such costs, allowance, etc. are hereinafter called "Total Project Costs". 4.1.6. Furnish OWNER. 5 copies of the Study and Report documents and review them in person with The Pre-design Investigation Phase will be completed and submitted within 90 calendar days following execution of this agreement. 4.2 PRELIMINARY DESIGN PHASE After acceptance of the pre-design report and receipt of written authorization to proceed with the Preliminary Design Phase, ENGINEER shall: 4.2.1 In consultation with OWNER determine general scope, extent and character of the Project. 4.2.2 ENGINEER shall then prepare a Preliminary Design Report, preliminary plans and specitlcations and a written description for the Project. 4.2_3 Preliminarv Design Report: Specific items to be addressed in the design report will include, but not be limited to: 4.2.3.1 Summary of construction requirements with appropriate drawings for each task included in the project. 4.2.3.2 Plans for providing water and sewer services for affected properties during construction. 4.2.3.3 Summary geotechnical report for specific tasks, if needed. 4.2.3.4 Special design considerations for Project tasks with conditions not covered in standard construction methods or specifications. 4_2.3.5 A traffic control plan for each project task, if necessary. 4.2.4 Design and Construction Survev: The ENGINEER shall conduct a design field survey of the project areas, as necessary, for locating existing utilities (such as gas, power, telephone, TV cables, watcr and sewer lines, irrigation facilities, fences, and approach driveways), existing right- of-way and easements, and making measured drawings of or investigating conditions of existing facilities. The ENGINEER shall provide suitable horizontal and vertical reference control points for the construction phase. 4.2.5 Permits and Rights-of-Way: The ENGINEER shall assist the OWNER in obtaining right-of-way, approved permits, licenses, and/or easement agreements from private landowners and any other agencies or entities requiring similar approvals prior to bidding. These approvals will be 6 .. . 'I coordinated with the OWNER and will be made on easement and permit documents approved by the OWNER. Information and easement dcscriptions provided in the l3asic Engineering Serviccs will be based on data available from design surveys and courthouse records. 4.2.6 Geotechnical Analysis: The ENGINEER shall conduct a geotechnical review, based upon existing geotechnical rcports by the Montana Department of Transportation for North 19th Avenue and Valley Center Road. A summary geotechnical review report will be prepared with recommendations relating to conditions pertinent to the design and construction of the Project. The ENGINEER shall furnish copies of a geotechnical report as requested to OWNER for use by OWNER and Contractors, and review the results of the report with Contractors in a pre-bid meeting. The report is to be prepared for design purposes; ENGINEER will not be responsible if it is used by others for other purposes. 4.2.7 Preliminary Plans and Specifications. Prepare preliminary construction plans and specifications with information which addresses the special features of each project task. 4.2.8 Based on the information contained in the preliminary design documents, ENGINEER will submit a revised opinion of probable Total Project Costs to the OWNER. 4.2.9 ENGINEER shall prepare and furnish complete copies of preliminary bidding documents and design report as requested to OWNER and at the same time furnish copies as directed by OWNER to agencies and/or partics having regulatory responsibilities or direct financial participation in any part of the Project; provide any technical criteria, written descriptions and design data necessary for securing permits or approval from authorities having jurisdiction to review and approve the design, and assist owncr in securing such approvals; and review documents in person with OWNER and review authorities, and, if necessary, conduct a plan-in-hand site review. All changes agreed to between ENGINEER and OWNER will be noted in a memorandum from the ENGINEER to the OWNER and incorporated into the final plans and specifications. The Preliminary Design Phase will be completed and submitted within ~calendar days following written authorization from OWNER to ENGINEER to proceed with that phase of servIces. 4.3 FINAL DESIGN PHASE After written authorization to proceed with the Final Design Phase, ENGINEER shall: 4.3.1 On the basis of the accepted Preliminary Design documents and the revised opinion of probable Total Project Costs, prepare for incorporation in the Contract Documents final drawings and Technical Specitlcations of sufficient detail to show the general scope, extent and detailed character of the work to be furnished and performed by the Contractor(s) suitable for use in the project bidding and construction. 4.3.2 Advise OWNER of any adjustments to the latest opinion of probable Total Project Costs caused by changes in general scope, extent or character or design requirements of the Project or Construction Costs. Furnish to OWNER a revised opinion of probable Total Project Costs based on the Drawings and Specifications. 4.3.3 Prepare for review and approval by OWNER, its legal counsel and other advisors, contract agreement forms, general conditions and supplementary conditions, and (where appropriate) bid forms, invitations to bid and instructions to bidders, special provisions, technical specifications, and standard drawings, and other related contract documents in conformance with the MDT's Standard Specifications for Road and Bridge Construction. 7 .( 43.4 Furnish OWNER six copies of the Contract Documents (including dcsign drawings, specifications and contracts). The Final Design Phase will be complcte and submitted within ~calenclar days following written authorization from OWNER to ENGINEER to proceed with that phase of services. 4.4 BIDDING OR NEGOTIATING PHASE After written authorization to proceed with the Bidding or Negotiating Phase, ENGINEER shall: 4.4.1 Assist OWNER in advertising for and obtaining bids or negotiating proposals for construction contract(s) and record prospective bidders to whom Bidding Documents have been issued, receive and process deposits for Bidding Documents and conduct pre-bid conferences. 4.4.2 Providc interpretation or clarification to prospective bidders regarding the Bidding Documents, and issue addenda as appropriate. 4.4.3 Consult with and advise OWNER as to the acceptability of the prime contractor, subcontractors, suppliers and other persons and organizations proposed by the prime contractor(s) (herein call "Contractor(s)") for those portions of the work as to which such acceptability is required by the Bidding Documents. 4.4.4 Consult with OWNER concerning and determine the acceptability of substitute materials and equipment proposed by Contractor(s) when substitution prior to the award of contracts is allowed by the Bidding Documents. 4.4.5 Attend the Bid opening, prepare bid tabulation, evaluate bids, assess bidders' responsiveness and responsibility and make award recommendation to OWNER. 4.4.6 Facilitate contract award, and the execution and distribution of the contract documents for construction, materials, equipment and services. Furnish Owner two original signature sets of executed contract documents (including design drawings, specifications and contracts). Furnish contractor with one set of original signature executed contract documents and up to three sets of construction documents. 4.5 CONSTRUCTION PHASE OWNER and ENGINEER will negotiate the scope of services to be provided for the construction phase of the project, once a written Memorandum of Agreement is executed between the OWNER and the Montana Department of Transportation. This contract will be amended to include the balance of services at a later date. It is anticipated the responsibilities of the ENGINEER during thc Construction Phase will be as follows: 4.5.1 General Administration of Construction Contract. ENGINEER shall consult with and advise OWNER and act as OWNER'S representative as provided in EXHIBIT A - ENGINEER'S STA TUS DURING CONSTRUCTION, attached to and made part of this Agreement and may be further provided under the General Conditions of the contract documents. The extent and limitations of the authority, duties, and responsibilities of the ENGINEER on the construction job site as assigned here-in shall not be modified except as the ENGINEER may otherwise agree in writing. All of OWNER's instruction to Contractor(s) will be issued through ENGINEER who will have authority to act on behalf of OWNER to the extent provided in the General Conditions except as otherwise provided in writing. 8 In addition to the services provided under Article 10 (Exhibit A) the ENGINEER shall provide the following services during construction: 4.5.1.1 Schedule and conduct a pre-construction conference. 4.5.1.2 Provide personnel, equipment and supplies for construction layout and control, including establishment of line, grade, and blue top control staking. 4.5.1.3 Review Contractors' construction schedules and operations, and the Contractors' traffic control plans and its implementation prior to the start of construction. 4.5.1.4 Ascertain that the Contractor has secured required permits needed to accomplish his work. 4.5.1.5 Prepare and provide weekly acti vity and progress reports to the City's Task Director. 4.5.1.6 ENGINEER shall provide OWNER copies of all correspondence between the ENGINEER and Contractor. 4.5.1.7 Issue stop and resume work orders, in whole or in part, when work is not or cannot be performed in accordance with the Contract Documents. 4.5.1.8 Review and approve, for conformance with the project technical specifications all shop drawings, and other Contractor submittals required by the Contract Documents. 4.5.1.9 During construction review Contractors' construction schedules and evaluate conformance and progress under the Contract time provisions. 4.5.1.10 Prepare for OWNER'S approval any plan and specitlcation changes which due to any initial design or engineering deficiencies are required to complete the project original design concept. 4.5.1.11 Inspect the project and when appropriate, and after conferring with OWNER, issue a Certificate of Substantial Completion to the Contractor. 4.5.1.12 Prior to reconuTIendingfinal payment, schedule and conduct with the OWNER a final project inspection and submit a report to the OWNER documenting any outstanding items or deficiencies requiring correction prior to final payment. Upon satisfactory project completion ENGINEER shall certify in writing to the OWNER, and any required regulatory agencies, that the construction was completed in accordance with the approved plans and specifications and is performing in accordance with the design concept. 4.5.1.13 Eleven months after project substantial completion schedule and conduct with the Owner a One Year Warranty Inspection of the project and advise the owner in writing whether project deficiencies exist and if the project is performing in accordance with the design concept. 4.5.2 Resident Proiect Representative. ENGINEER shall provide a qualified Resident Project Representative at the job site to provide observation of the work as provided in EXHIBIT B - A LISTING OF THE DUTIES. RESPONSIBILITIES AND LIMIT A TIONS OF AUTHORITY OF THE RESIDENT PROJECT REPRESENT A TIVE, attached to and made part of this Agreement. The ENGINEER shall submit to the OWNER, for review and acceptance, the resume of each Resident Project Representative who may be assigned to the job site during the course of the 9 10 . J '. Project not less than 10 calendar days prior to the pre-construction mccting. Any subsequent change in the resident representative shall also be subject to the OWNER'S approval. 4.5.3 Limitations of Resnonsibilities. ENGINEER will not bc responsible for CONTRACTOR's means, methods, techniques, sequences or procedmes of construction, or the safety precautions and programs incident thereto, and ENGINEER will not be responsible for CONTRACTOR's failure to perform or furnish the Work in accordance with the Contract Documents; however, nothing contained in this agreement shall be construed to release ENGINEER from liability for failure to properly perform duties and responsibilities assumed by ENGINEER in the Contract Documents. 4.6 PROJECT DOCUMENT A TION ENGINEER shall furnish OWNER with (a) one mylar copy and two paper copies of the Project Record Drawings ("As-Builts"), (b) written monthly progress reports, and (el a project notebook containing such correspondence and documentation as requested by OWNER. 4.7 CONSTRUCTION TESTING The inspection services shall include material testing and verification of contract compliance with job site requirements, plans and specifications. The ENGINEER shall provide and maintain detailed documentation of the following material testing: I) Concrete strength, air content and slump 2) Embankment, trench backfill, and gravel and pavement densities 3) Aggregate gradations 4) Plant mix strength, flow and asphalt content ARTICLE 5 - ADDITIONAL SERVICES 5.1 If OWNER wishes ENGINEER to perform any of the following Additional Services, OWNER shall so instruct ENGINEER in writing, and ENGINEER shall perform or obtain from others such services and will be paid therefor as provided in the Agrccment: 5.1.1 Legal land surveys performed to obtain data for preparing easements and rights-of-way descriptions. 5.1.2 Preparation of applications and supporting documents for governmental agencies in addition to those required under Basic Services. 5.1.3 Serviccs resulting from signiticant changes in the general scope, extent or character of the Project or major changes in documentation previously accepted by OWNER where changes are due to causes beyond ENGINEER's control. 5.1.4 Providing renderings or models. 5.1.5 Preparing documcnts for alternate bids requested by OWNER for work not executed or for out-of- sequence work. 5.1.6 Providing other services not otherwise provided for in the Agreement, including services normally furnished by the OWNER as elsewhere herein described, 5.1.7 Furnishing the services of independent professional associates or consultants for other than Basic Services, ; 5.2 When rcquired by the Contract Documents in circumstances beyond ENGINEER's control, ENGINEER shall perform or obtain from others any of the following Additional Services as circumstances require during construction and without waiting for spccific instructions from OWNER, and ENGINEER will be paid therefor as provided in this Agreement: 5.2.1 Services in connection with work directive changes and change orders to reflect the changes requested by OWNER if the resulting change in compensation for Basic Services is not commensurate with the additional services rendered. 5.2.2 Services in making revisions to Drawings and Specifications occasioned by the OWNER'S acceptance of substitutions proposed by Contractor(s); services after the award of each contract in evaluating and determining the acceptability of an unreasonable or excessive number of substitutions proposed by Contractor; and evaluating an unreasonable or extensive number of claims submitted by Contractor(s) or others in connection with the work. 5.2.3 Services resulting from significant delays, changes or price increases occurring as a direct result of materials, equipment or energy shortages. 5.2.4 Additional or extended services during construction made necessary by (1) work damage by fire or other causes during construction, (2) a significant amount of defective or neglected work of any Contractor, (3) acceleration of the progress schedule involving services beyond normal working hours, (4) default by any Contractor. ARTICLE 6 - COMPENSATION FOR ENGINEERING SERVICE 6.1 LUMP SUM AGREEMENT FOR BASIC SERVICES AND EXPENSES OF ENGINEER 6.1.1 Payment. The OWNER shall for design phase services performed as Basic Engineering Services under sections 4.1 through 4.4 of this agreement pay a total sum in the amount of $ 340,000 for such services. 6.1.2 Payment Schedule. Total cumulative payments for the design phase engineering services (sections 4.1 through 4.4) shall not exceed the following ceilings: $102,000 (30 % of design fee) until the Pre-design lnvcstigation, SID creation services and Preliminary Design Report have been submitted to the OWNER. $204,000 (60% of design fee) until the Preliminary Plans and Specifications have been submitted to the OWNER and review authorities. $323.000 (95% of design fee) until the Final Plans and Specifications have been submitted to the OWNER and review authorities. 6.1.3 General. Engineer shall submit monthly statements for services rendered. The statements shall be based upon Engineer's estimate of the proportion of the total services actually completed at the time of billing, subject to any limitations on Payments based on completion of tasks or specific retainage requirements pursuant to the payment provisions of the Agreement. 6.1.4 Reimbursable Expenses. Only those expenses specifically identified for payment under section 6.2 of this Agreement are reimbursable. All other design related expenses are included in the Lump Sum Payment for the Basic services (4.1 through 4.4) and are not separately reimbursable. Additional Services specifically identified under the scope of design services for payment under 6.1 are not separately reimbursable. 11 . .J 6.2 \ DIRECT LAfiOR COST PAYMENT FOR BASIC SERVICES AND EXPENSES OF ENGINEER. Construction and project documentation services performed as Basic Engineering Services under sections 4.5 through 4.7 including General Administration of Construction Contract, Resident Project Representation, Project Documentation, and Construction Testing, shall be compensated in accordance with the following: 6.2.1 The OWNER shall pay for Construction Phase and Project Documentation Services an amount not to exceed $ except as provided under 6.2.1.2 and 6.2.4. 6.2.1.1 Costs Compensation. Compensation for these services shall be based on the ENGINEER's Direct Labor Cost times a factor of for services rendered which shall cover Direct Labor, Direct Labor Overhead, General & Administrative Overhead and Profit. 6.2.1.2 Notification. At any time during the construction that it becomes apparent that the Construction Phase and Project Documentation Services rendered under this Agreement will exceed the negotiated compensation for these services, and prior to performing services in excess of the contract ceiling, the ENGINEER shall give OWNER written notice thereof. Promptly thcreafter OWNER and ENGINEER shall review the scope and progress of the project work. ENGINEER shall obtain written authorization from OWNER, prior to any additional costs being incurred undcr paragraph 6.2.1.3. [f it is determined that due to a change in project scope under paragraph 5.2.1, the ENGINEER is entitled to additional compensation, OWNER and ENGINEER may negotiate terms as provided under 6.2.1.1. The amount and terms of any additional compensation under 6.2.1.101' 6.2.1.3 shall be negotiated and agreed in writing pursuant to 9.16. 6.2.1.3 Costs Excecding Estimated Compensation. Except as allowed under 5.2.1, whcn the total cost of the original scope Construction Phase and Project Documentation Services exceeds the negotiated compensation for these serviccs, the OWNER shall pay only for the direct costs incurred in excess of the estimated compensation. These costs consist of an amount equal to the ENGINEER'S Direct Labor Cost times a factor of for services rendered which shall include Direct Labor, the federally audited payroll Direct Labor Overhead, and General & Administrative Overhead costs, but shall not include any allowance for profit. 6.2.2 Reimbursable Expenses, as defined in section 7.4 of this Agreement, for Basic Services and Approved Additional Services shall be paid to the ENGINEER by the OWNER in the actual amount of the costs incurred up to an amount not to exceed $ which includes $ for consultants employed by the Engineer and $ for all other reimbursable expenses. The estimated reimbursable expenses are identified in Exhibit "_~ ". 6.2.3 Failed Test Expenses. The ENGINEER shall maintain and provide to thc OWNER, a record of the costs associated with failing quality control tests performcd for the OWNER during the course of the construction of the project and recommend an amount the OWNER deduct from the contractor(s) payments. 6.2.4 The OWNER shall pay an amount for Additional Scrvices rendered by the ENGINEER and approved in writing by the OWNER on the basis of the ENGINEER'S Direct Labor Costs times a factor of , or an amount otherwise negotiated at the time such services are requested and approved by the OWNER. 12 ...' ARTICLE 7 - MEANING OF TERMS 7.1 AGREEMENT As used herein the term "this Agrcement" refers to the contcnts of this document and its Exhibits attached hcreto and referred to as if they were part of one and thc same document. 7.2 CONSTRUCTION COSTS The construction cost of the entire Project (herein referred to as "Construction Cost") means the total cost to OWNER of those portions of the entire Project designed and specified by ENGINEER, but it will not include ENGINEER's compensation and expenses, the cost of land, rights-of-way, or compensation for or damages to, properties unless this Agreement so specifies, nor will it include OWNER's legal, accounting, insurance counseling or auditing services, or interest and financing charges incurrcd in conncction with the Project or the cost of other services to be provided by others to OWNER. 7.3 DIRECT LABOR COSTS Direct Labor Costs used as a basis for paymcnt mcan the actual salaries and wages paid to all ENGINEER's personnel engagcd directly on the Project, including, but not limited to, engineers, architects, surveyors, designers, draftcrs, specification writers, estimators, othcr technical and business personnel; but does not include indirect payroll related costs or fringe benefits. For the purposes of this Agreement the principals and employces of the ENGINEER maximum billable Direct Labor Costs are: Principals Project Manager Senior Engineer Staff Engineer Senior Technicians CADD Drafter Technicians Construction Inspector Two Person Survey Crew Clerical 7.4 REIMBURSABLE EXPENSES $/hour $/hour $/hollr $/hour $/hour $/hour $/hour $/hour $/hour $/hour Reimbursable Expenses mean the actual expenses incurred by ENGINEER or ENGINEER's independent professional associates or consultants directly in connection with the Projcct, such as expenses for: transportation and subsistence incidental thereto; obtaining bids or proposals from Contractor(s); subsistence and transportation of Resident Project Representatives and their assistants; toll telephone calls and telegrams; reproduction of reports, Drawings, Specifications, Bidding Documents and similar Project- related items; and if authorized in advance by OWNER, overtime work requiring higher than regular rates. In addition, when compensation for Basic Services is on the basis of Direct Labor Costs method of payment, Reimbursable Expenses will also include the amount billed to ENGINEER by special consultants employed by ENGINEER and authorized by OWNER (other than as an authorized Additional Services) and will also include expenses incurred for computer time and other specialized equipment, including an appropriate charge for previously established programs and expenses of photographic production techniques. 13 , .J ARTICLE 8 - PA YMENT PROVISIONS 8.1 TIMES OF PAYMENTS. ENGINEER may submit monthly statements for Basic Services and approved Additional Services rendered and for Reimbursable Expenses incurred; howcvcr, payments shall not exceed the ceilings provided in 6.1 and 6.2. Final payment shall be made only after acceptance of the project by the OWNER. If OWNER disputes the amount of the biUing, OWNER wiU notify the ENGINEER in writing within ten (10) calendar days of the receipt of biU of the dispute. 8.2 REQUESTS FOR PAYMENT. Each request for payment shall include a documentation summary of the period incremental man hours incurred, direct labor rates and billed rates, detail of reimbursable costs, total period billing, and total cumulative billing. When requested by OWNER services for distinct project segments shall be accounted and billed separately. 8.3 PA YMENT UNDER TERMINA TION. In the event of termination by the OWNER upon the completion of any phase of the Basic Services, progress payments due ENGINEER for services rendered through such phase shall constitute total payment for such services. In the evcnt of such termination by OWNER during any phase of the Basic Services, ENGINEER also will be reimbursed for the charges of pre-approved independent professional associates and consultants employed by ENGINEER to render Basic Services, and paid for services rcndered during that phase on the basis of the payment provisions of the Agreement. In the event of any such termination, ENGINEER will be paid for unpaid prc-approved Additional Services and unpaid Reimbursable Expenses which are authorized undcr this agreement. ARTICLE 9 - GENERAL CONSIDERA nONS 9.1 TERMINATION OF AGREEMENT 9.1.1. The sole right is hereby reserved to the OWNER to terminate this Engineering Agreement for any and all causes or for its convenience at any time upon fifteen (15) days written notice to the ENGINEER. 9.1.2. If termination for default is effected by the OWNER, an equitable adjustment in the price provided for in this Agreement shaU be made, but (1) no amount shall be allowed for anticipatcd profit on unperformed services or other work, and (2) any payment due to the ENGINEER at the time of termination may be adjustcd to cover any additional costs to the OWNER because of the ENGINEER's default. If termination for convenicnce is effected by the OWNER, the equitable adjustment shall include a reasonable profit, as deterrnined by owner, for services or other work performed. The equitable adjustment for any termination shall provide for payment to the ENGINEER for services rendered and expenses incurred prior to the termination, in addition to termination settlement costs reasonably incurred by the ENGINEER relating to commitments which had become firm prior to the termination. 9.1.3. Upon receipt of a termination action under paragraph 9.1.2, the ENGINEER shall (1) promptly discontinue all affected work (unless the notice directs otherwise), and (2) deliver or otherwise make available to the OWNER within ten (10) days copies of aU data, design drawings, specifications, reports, estimates, summaries and such other information and materials as may have been accumulated by the ENGINEER in performing this Agreement, whether completed or in process. 9.1.4. In the event this Contract is terminated prior to completion, the original copies of the ENGINEER'S data, recommendations, plans, specifications, analysis and other related documents prepared by the ENGINEER prior to said termination shall be delivered to and become the property of the OWNER. 9.1.5. Upon termination, the OWNER may take over the work and may award another party an Agreement to complete the work under this Agreement. 14 9.1.6. OWNER'S right to terminatc is in addition to any other remedies OWNER may have under the law. 92 INSPECTION AND AUDIT All books, papers, records, payrolls, vouchers and invoices relating to costs and expenditures incurred as to the performance of the services by the ENGINEER hereunder shall bc made available to the OWNER, or their authorized representatives for audit and review, at the ENGINEER'S respective offices at all reasonable times during the contract period and for three years from the date of final payment. 9.3 EMPLOYMENT The ENGINEER warrants that he has not employed or retained any company or persons, other than a bona fide employee, working solely for thc ENGINEER, to solicit to secure this contract, and that he has not paid or agreed to pay any company or person, other than bona fide employees working solely for the ENGINEER, any fee, commission, pcrccntage, brokerage fee, gifts or any other considerations contingent upon or resulting from the award or making of this Contract. For breach or violation of this warranty, the OWNER shall have the right to annul the Contract without liability or in its discretion to deduct from the price or consideration or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, gift or contingent fee. All employees of the ENGINEER or other persons while engaged in the performance of work or services required by the ENGINEER shall be considered employees of the ENGINEER only and not of the OWNER. 9.4 NONDISCRIMINA TION The ENGINEER will not discriminate on the basis of race, color, religion, creed, political ideas, sex, age, marital status, national origin or disability in employment or provision of services. The ENGINEER shall be subject to and comply with Title VI of the Civil Rights Act of 1964; Section 140, Title 2, United States Code, and all regulations promulgated thereunder. 9.5 SUBLETTING OR ASSIGNING OF WORK The ENGINEER shall not sublet or assign any of the work covcred herein without prior written approval of the OWNER. 9.6 STANDARD OF CARE In providing services under this agreement, the ENGINEER will perform in a manner consistent with the degree of care and skill ordinarily exercised by members of the same profession currently practicing under similar circumstances. If any service should be found to be not in conformance with this standard, the ENGINEER shall, at the OWNER's request, re-perform the service at its own expense. Engineer shall also, at its own expense, make such changes, modifications or additions to the project which are made necessary as a result of the initial non-performance or the re-performance of services. The OWNER's rights herein are in addition to any other remedies the OWNER may have under the law. 9.7 LEGAL RELATIONS 9.7.1. The ENGINEER shall comply with all Federal, State, and Local laws and ordinances applicable to the work to be done. 15 9,72_ The ENGINEER agrees to indemnify, hold harmless, and defend the OWNER, its officers, directors, agents, and employees from and against any suits, causes of action, claims, demands, damages, costs, expenses, obligations, and liability of any character, including attorney's fees, arising out of or resulting from or in connection with the ENGINEER's negligent performance of the services specified in this agreement. In the event the OWNER is found proportionately responsible, the ENGINEER will be held responsible only for those damages, costs, attorney's fees, and liabilities as are attributable to the ENGINEER's percent of fault as compared with 100% of the fault giving rise to the damages. 9.7.3. The ENGINEER agrees to indemnify, hold harmless and defend the OWNER, its officers, directors, agents, and employees from and against any suits, causes of action, claims, demands, damages, costs, expenses, obligations, and liability of any character, including attorney's fees, arising out of or resulting from or in connection with the ENGINEER's non-negligent performance of the services specified in this agreement. In the event the OWNER is found proportionately responsible, the ENGINEER will be held responsible only for those damages, costs, attorney's fees, and liabilities as are attributable to the ENGINEER's percent of fault as compared with 100% of the fault giving rise to the damages. 9.7.4. In an appropriate case in which attorney's fees are awarded to the OWNER following a wrongful refusal of a tender of defense, said fees may include fees and salary paid by the OWNER to the City Attorney or other in-house counsel. 9.7.5. The indemnity required herein shall not be limited by reason of the specification of any particular insurance coverage in this agreement. 9.7,6. The ENGINEER shall perform this agreement as an independent contractor, and as such, is responsible to the OWNER only as to the results to be obtained in the work herein specified, and to the extent that the work shall be done in accordance with the terms, plans and specifications, The ENGINEER shall have and maintain complete control over all of its employees, subcontractors, agents and operations, being responsible for any required payroll deductions and providing required benefits, such as, but not limited to, worker's compensation with statutory limits, and unemployment insurance. 9.8 INSURANCE The ENGINEER shall secure and furnish to the OWNER certificate of insurance, therein, naming the OWNER as an additional insured, to include thirty (30) days notice of cancellation or non-renewal. Without limiting any of ENGINEER's obligations hereunder, ENGINEER shall secure and maintain, until the work is completed and accepted by the OWNER, insurance coverage naming the OWNER as additional insured with minimum insurance coverage as follows: 16 , .' Type of Coverae:c Limits Employers'Liahility: $ 100.000 per accident General Liahility: Bodily Iniury & Property Damage Single and comhined $ 1,000,000 per accident Gencral Aggregate: $ 2,000,000 Excess Liability coverage (umbrella): $ 1,000,000 each occurrence Automobile: Bodily Iniury covering all automobiles, trucks. tractors, trailers. or other automotive equip- ment whether owned or rentcd by Engineer or owned by employees of Engineer. $ LOOO.OOO each person $1.000.000 each occurrence Property Damae:e covering: all automobiles. trucks. tractors. trailers or other automotive equipment whether owned or rented bv Engineer or owned by employees of Engineer $ 100.000 each occurrence OR Bodily Iniury & Property Damage Simde and combined $1.000.000 each occurrence In addition to the above insurance coverage, the ENGINEER shall secure and maintain, until the work is completed and accepted by the OWNER, and without naming OWNER as an additional insured, Professional Errors and Omissions insurance coverage as follows: Professional Errors & Omissions: $ 1,000.000 per claim and aggregate each occurrence 9.9 ENDORSEMENT The ENGINEER shall place his endorsement on all drawings and other data furnished by him. 17 " 'j, 9.10 OWNERSHIP OF DOCUMENTS The parties admit and agree the documents produced under this agreement are not intended or represented to be suitable for reuse by OWNER or any other individual on any other project. Any reuse without written verification or adaptation by ENGINEER will be at OWNER's sole risk ancl without liability or legal exposure to ENGINEER, or to ENGINEER's independent professional associates or consultants. Files in electronic media format of text, data, graphics, or of other types that are furnished by ENGINEER to OWNER are only for convenience of owner. Any conclusion or information obtained or derived from such electronic files will be at the user's sole risk. 9.11 PUBLIC INFORMATION 'l'he ENGINEER shall not issue any statements, releases or information for public dissemination without prior approval of the OWNER. 9.12 PROPRIETARY RIGHTS If patentable discoveries or inventions should result from work required herein, all rights accruing from such discoveries or inventions shall be joint property of the ENGINEER and the OWNER. Provided that the OWNER, state agencies or political subdivisions and the United States Government shall have the irrevocable, nonexclusive, nontransferable and royalty-free license to use each invention in the manufacture, use and disposition, according to law, of any article or material, and in the use of any method that may be developed as part of the work described and contemplated herein. 9.13 RECORDS The ENGINEER shall maintain accounting records and other evidence pertaining to the cost incurred and to make the records available at all reasonable times during the Contract term and for one (1) year from the date of final payment. Such accounting records and other evidence pertaining to the cost incurred will be made available for inspections by OWNER. 9.14 SUCCESSORS IN INTEREST The covenants, agreements and all statements in this Contract apply to and shall be binding on the heirs, personal representatives, successors and assigns of the respective parties. 9.15 ATTORNEY'S FEES AND COSTS That in the event it becomes necessary for either Party of this Contract to retain an attorney to enforce any of the terms or conditions of this Contract or to give any notice required herein, then the prevailing Party or the Party giving notice shall be entitled to reasonable attorney's fees and costs, including fees, salary, and costs of in-house counsel to include City Attorney. 9.16 MODIFICATIONS AND AMENDMENTS That any amendment or moditlcation of this Contract or any provisions herein shall be made in writing or executed in the same manner as this original document and shall after execution become a part of this Contract. 18 . .. " In witness Whereof, the Parties hereto cia make and execute this Agreement. CITY OF BOZEMAN, MONTANA THOMAS, DEAN & HOSKINS, INC. (City Manager) ~ -1-L DATE: March 17. 2003 DATE: 3:>/(0/03 Al'TEST: B7l1{:~~ ATTEST: BY:~~(/ d- ~~ 19 , , EXHIBIT ^ TO AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES ENGINEER'S STATUS DURING CONSTRUCTION This Exhibit is attached to, made a part of and incorporated by reference with the Agreement made on ,_ 03, between CITY OF BOZEMAN (OWNER) and Thomas, Dean & Hoskins, Inc. (ENGINEER) providing for professional enginecring services. ARTICLE 10 - ENGINEER'S STATUS DURING CONSTRUCTION 10.1 OWNER'S REPRESENTATIVE ENGINEER will be OWNER's representative during the construction period. The duties and responsibilities and the limitations of authority of ENGINEER as OWNER's representative during construction are set forth in the Contract Documents and shall not be extended without written consent of OWNER and ENGINEER. 10.2 VISlTS TO THE SITE ENGINEER will make visits to the site at intervals appropriate to the various stages of construction to observe the progress and quality of the executed Work and to determine, in general, if the Work is proceeding in accordance with the Contract Documents. ENGINEER will not be required to make exhaustive or continuous on-site inspections to check the quality or quantity of the Work. ENGINEER's efforts will be directed toward providing for OWNER's greater degree of confidence that the completed Work will conform to the Contract Documents_ On the basis of such visits and on-site observations as an experienced and qualified design professional, ENGINEER will keep OWNER informcd of the progress of the Work and will endeavor to guard OWNER against defects and deficiencies in the Work. 10.3 PROJECT REPRESENTATION If OWNER and ENGINEER agree, ENGINEER will furnish a Resident Project Representative to assist ENGINEER in observing the performance of the Work. The duties, responsibilities and limitations of authority of any such Resident Project Rcpresentative and assistants will be as provided in EXHIBIT B, A LISTING OF THE DUTIES, RESPONSIBILITIES AND LIMITATIONS OF AUTlIORITY OF THE RESIDENT PROJECT REPRESENTATIVE. 10.4 CLARIFICA TIONS AND INTERPRETATIONS ENGINEER will issue with reasonable promptness such written clarifications or interpretations of the requirements of the Contract Documents (in the form of Drawings or otherwise) as ENGINEER may determine nccessary, which shall be consistent with or reasonably inferable from the overall intent of the Contract Documents. If CONTRACTOR believes that a written clarification or interpretation justifies an increase in the Contract Price or an extension of the Contract Time and the parties are unable to agree to the amount or extent thereof, CONTRACTOR may make a claim thercfor as providcd in thc General Provisions of the construction Contract Document. 10.5 AUTHORIZED VARIATIONS IN WORK ENGINEER may authorize minor variations in the Work from the requirements of the Contract Documents which do not involve an adjustment in the Contract Price or the Contract Time and are consistent with the overall intent of the Contract Documents. These may be accomplished by a Field Order and will be 20 " ') " I .. binding on OWNER, and also on CONTRACTOR who shall perform the Work involved promptly. If CONTRACTOR believes that a Field Order justifics an increase in the Contract Price or an extension of the Contract Time and thc parties are unable to agree as to the amount or extent thereof, CONTRACTOR may make a claim therefor as provided in the General Conditions of the Construction Contract. 10.6 REJECTING DEFECTIVE WORK ENGINEER will have authority to disapprove or reject Work which ENGINEER bclicves to be defective, and will also havc authority to requirc special inspection or testing of the Work as provided in the General Provisions of the construction Contract Document whether or not the work is fabricated, installed, or completed. 10.7 SHOP DRA WINGS, CHANGE ORDERS AND PAYMENT 10.7.1 The ENGINEER's responsibility for Shop Drawings and samples shall comply with the shop drawing provisions of the General Provisions of the construction Contract Document 10.7.2 The ENGINEER's responsibilities for Change Orders shall comply with the changc ordcr provisions of the Gencral Provisions of the construction Contract Document. 10.7.3 The ENGINEER's responsibilities for contractor's Application for Payment shall comply with the payment provisions of the General Provisions of the construction Contract Document lO.8 DETERMINA TIONS FOR UNIT PRICES ENGINEER will determine the actual quantities and classifications of Unit Price Work performed by CONTRACTOR. ENGINEER will review with CONTRACTOR the ENGINEER's preliminary determinations on such matters before rendering a written recommendation thereon (by recommendation of an Application for Payment or otherwise) to OWNER. 10.9 DECISION ON DISPUTES 10.9.1 ENGINEER will be the initial interprcter of the requircmcnts of the Contract Documents and judge of the acceptability of the Work thereunder. Claims, disputes and other matters relating to the acceptability of the Work or the intcrpretation of the requirements of the Contract Documents pertaining to the performance and furnishing of the Work and claims under The General Conditions of the Construction Contract in respect of changes in the Contract Price or Contract Time will be referred initially to ENGINEER in writing with a rcquest for a formal decision in accordance with this paragraph, which ENGINEER will render in writing within a reasonable time. Written notice of each such claim, dispute and other matter shall be promptly reported and copied to the OWNER. 10.9.2 When functioning as interprcter under paragraphs 10.8 and 10.9.1, ENGINEER will not show partiality to OWNER or CONTRACTOR and will not be liable in connection with any interpretation or decision rendered in good faith in such capacity. The rendering of a decision by ENGINEER pursuant to paragraphs 10.8 and 10.9.1 with respect to any such claim, dispute or other matter will be a condition precedent to any exercise by OWNER or CONTRACTOR of such rights or remedies as either may otherwise have under the Contract Documents or by Laws or Regulations in rcspect of any such claim, dispute or other matter. 10.10 LIMITATIONS ON ENGINEER'S RESPONSIBILITIES 10.10.1 Neither ENGINEER's authority to act under this Article or elsewhere in the Contract Documents nor any decision made by ENGINEER in good faith either to exercise or not exercise such 21 .. , ( authority shall give rise to any duty or rcsponsibility of ENGINEER to CONTRACTOR, any Sub- contractor, any Supplier, or any other person or organization performing any of the Work, or to any surety for any of them. 10.10.2 Whenever in the Contract Documents the terms "as ordered", "as directcd", "as required", "as allowed", "as approved" or tcrms of like effcct or import arc used, or the adjectives "rcasonable", "suitable", "acceptable", "Proper" or "satisfactory" or adjectives of likc cffcct or import are used to dcscribe a requirement, direction, review or judgment of ENGINEER as to the Work, it is intended that such requirement, direction, review or judgment will be solely to cvaluate the Work for compliance with the Contract Documents (unless there is a specific statement indicating otherwisc). The use of any such term or adjectivc shall not be effective to assign to ENGINEER any duty or authority to supervise or direct the furnishing or performance of the Work or any duty or authority to undertake responsibility contrary to the provisions of paragraph 4.5.3. 22 . ~ " I " EXHIB IT B TO AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES A LISTING OF' THE DUTIES, RESPONSIBILITIES AND LIMITATIONS OF AUTHORITY OF THE RESIDENT PROJECT REPRESENTATIVE. This Exhibit is attached to, made a part of and incorporated by reference with the Agreement made on ,20 , between CITY OF BOZEMAN (OWNER) and Thomas, Dean & Hoskins, Inc, (ENGINEER) providing for professional engineering scrvices. ARTICLE 11 - DUTIES, RESPONSIBILITIES AND LIMITATIONS OF AUTHORITY OF THE RESIDENT PROJECT REPRESENTATIVE ENGINEER shall furnish a Resident Project Representative (RPR), assistants and other field staff to assist ENGINEER in observing performance of the work of Contractor. Through more extensive on-site observations of the work in progress and field checks of materials and equipment by the RPR and assistants, ENGINEER shall endeavor to provide further protection for OWNER against defects and deficiencies in the work of CONTRACTOR; but, thc furnishing of such scrvices will not make ENGINEER responsible for or givc ENGINEER control over construction means, methods, techniques, sequences or procedures or for safety precautions or programs, or responsibility for CONTRACTOR's failure to perform the Work in accordance with the Contract Documents and in particular the specific limitations set forth in section 8.5 of the Agreement are applicable. The duties and responsibilities of the RPR are limited to those of ENGINEER In this agreement and in the construction Contract Documents, and are further limited and described as follows: ILl GENERAL RPR is ENGINEER's agent at thc site, will act as directed by and undcr the supervision of ENGINEER, and will confer with ENGINEER regarding RPR's actions. RPR's dealings in matters pertaining to the on- site work shall in general be with ENGINEER and CONTRACTOR keeping OWNER advised as necessary. RPR's dealings with subcontractors shall only be through or with the full knowledge and approval of CONTRACTOR. RPR shall generally communicate with OWNER with the knowledge of and under the direction of ENGINEER. 11.2 DUTIES AND RESPONSIBILITIES OF RPR 11.2.1 Schedules: Review the progress schedule, schedule of Shop Drawing submittals and schedule of values prepared by CONTRACTOR and consult with ENGINEER concerning acccptability. 11.2.2 Conferences and Meetings: Attend meetings with CONTRACTOR, such as preconstruction conferences, progress meetings, job conferences and thc project-related meetings, and prepare and circulate copies of minutes thereof. 11.2.3 Liaison: I I .2.3.1 Serve as ENGINEER's liaison with CONTRACTOR, working principally through CONTRACTOR's superintendent and assist in understanding the intent of the Contract 23 L.. ." r' l " Documents; and assist ENGINEER Il1 serving as OWNER's liaison with CONTl{ACTOR. 11.2.3.2 Assist in ubtaining from OWNER additional details or information, when required for proper execution of the Work. 11.2.4 Shop Drawings and Samples: 11.2.4.1 Record date of receipt of Shop Drawings and samples. 11.2.4.2 Receive samples which are furnished at the site by CONTRACTOR, and notify ENGINEER of availability of samples for examination. 11.2.4.3 Advise ENGINEER and CONTRACTOR of the commencement of any Work requiring Shop Drawing or sample if the submittal has not been approved by ENGINEER. 11.2.5 Review of Work, Reiection of Defective Work. Inspcctions and Tests: 11.2.5.1 Conduct on-site observations of the Work in progress to assist ENGINEER in determining if the Work is in general proceeding in accordance with the Contract Documents. 11.2.5.2 Report to ENGINEER whenever RPR believes that any Work is unsatisfactory, faulty or defective or does not conform to the Contract Documents, or has been damaged, or does not meet the requirements of any inspection, test or approval required to be made; and advise ENGINEER of Work that RPR believes should be corrected or rejected or should bc uncovered for observation, or requires special testing, inspection or approval. 11.2.5.3 Verify that tests, equipment and systems startup and operating and maintenance training are conducted in the presence of appropriate personnel, and the CONTRACTOR maintains adequate records thereof; and observe, record and rcport to ENGINEER appropriate details relative to the test procedures and startup. 11.2.5.4 Accompany visiting inspectors representing public or other agencies having jurisdiction over the Projcct, record the results of these inspections and report to ENGINEER, 11.2,6 Interpretation of Contract Documents: Report to ENGINEER when clarifications and intcrpretations of the Contract Documents are needed and transmit to CONTRACTOR clarif1cations and interpretations as issued by ENGINEER. 11.2.7 Modifications: Consider and evaluate CONTRACTOR's suggestions for modifications in Drawings or Specifications and rcport with RPR's recommendations to ENGINEER. Transmit to CONTRACTOR decisions as issued by ENGINEER. 11.2.8 Records: 11.2.8.1 Maintain at the job site orderly fi les for correspondence, reports of job conferences, Shop Drawings and samples, reproductions of original Contract Documents including all Work Directive Changes, Addenda, Change Orders, Field Orders, additional Drawings issued subsequent to the execution of the Contract, ENGINEER's clarifications and interpretations of the Contract Documents, progress reports, and other Project related documents. 24 t.' I ~ j .... ." t 11.2.8.2 Keep a detailed and accurate diary or log book, recording CONTRACTOR hours on the job site, weather conditions, prime and subcontractor uaily work force, daily log of equipment onsite or on standby, data relative to questions of Work Directive Changes, Change Orders or changed conditions, list of job sitc visitors, daily activities, decisions, observations in general, and specific observations in more detail as in the case of observing test procedures; and scnd copies to ENGINEER. 11.2.8.3 Record names, addresses and telephone numbers of all CONTRACTORS, subcontractors and major suppliers of materials and equipment. 11.2.9 Reports: 11.2.9.1 Furnish ENGINEER periodic reports as required of progress of the Work and of CONTRACTOR's compliance with the progress schedule and schedule of Shop Drawing and sample submittals. 11.2.9.2 Consult with ENGINEER in advance of scheduled major tests, inspections or start of important phases of the Work. 11.2.9.3 Draft proposed Change Orders and Work Directive Changes, obtaining backup material from CONTRACTOR and recommend to ENGINEER Change Orders, Work Directive Changes, and Field Orders. 11.2.9.4 Report immediately to ENGINEER and OWNER upon the occurrence of any accident. 11.2.10 Payment RCl]Uests: Review applications for payment with CONTRACTOR for compliance with the established procedure for their submission and forward with recommendations to ENGINEER, noting particularly the relationship of the payment requested to the schedule of values, Work completed and materials and equipment delivered at the site but not incorporated in the Work. 11.2.11 Certificates, Maintenance and Operation Manuals: During the course of the Work, verify that certificates, maintenance and operation manuals and other data required to be assembled and furnished by CONTRACTOR are applicable to the items actually installed and in accordance with the Contract Documents, and have this material delivered to ENGINEER for review and forwarding to OWNER prior to tinal payment for the Work. 11.2.12 Completion: 11.2.12.1 Submit to CONTRACTOR, and ENGINEER a list of observed items requiring completion or correction before ENGINEER may issue a Certiticate of Substantial Completion. 11.2.12.2 Assess completion or correction of items noted under 11.2.12.1, advise ENGINEER on their status, and make recommendation to Engineer regarding issuance of a Certificate of Substantial completion. 11.2.12.3 Conduct final inspection in the company of ENGINEER, OWNER, and CONTRACTOR and prepare a tinallist of items to be completed or corrected. 11.2.12.4 Observe that all items on tinal list have been completed or corrected and make recommendations to ENGINEER concerning final acceptance. 25 .. , I , . . 11.3 LIMITATIONS OF AUTHORITY Resident Project Representative: 11.3.1 Shall not authorize any deviation from the Contract Documents or substitution of materials or equipments, unless authorized by ENGINEER. 11.3.2 Shall not exceed limitations of ENGINEER's authority as set forth in the Agreement or the Contract Documents. 11.3.3 Shall not undertake any of the responsihilities of CONTRACTOR, subcontractors or CONTRACTOR's superintendent. 11.3.4 Shall not advise on, issue directions relative to or assume control over any aspect of the means, methods, techniques, sequences or procedures of construction unless such advice or directions are specifically required by the Contract Documents. 11.3.5 Shall not advise on, issue directions regarding or assume control over safety precautions and programs in connection with the Work. 11.3.6 Shall not accept Shop Drawing or sample submittals from anyone other than CONTRACTOR. 11.3.7 Shall not authorize OWNER to occupy the Project in whole or in part. 11.3.8 Shall not participate in specialized tield or laboratory tests or inspections conducted by others except as specifically authorized by ENGINEER. 26 , . I 1 II .. 1 Amendment No.1 to Professional Services Agreement }'or North 19th Avenue and Valley Center Road Engineering THIS AGREEMENT is made as of this 10th day of January ,2005, between THE CITY OF BOZEMAN, a Municipal Corporation, Bozeman, Montana, herein referred to as OWNER and Thomas, Dean & Hoskins, Inc., an Engineering Consulting Firm of Bozeman, Montana, herein referred to as ENG INEER. WHEREAS, the parties have entered into a Professional Services Agreement dated March 17,2003, herein referred to as Original Agreement for professional engineering services; and WHEREAS, the parties desire to further amend the provisions of this Agreement. NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL COVENANTS CONTAINED HEREIN, the parties agree as follows: ARTICLE I-ENGINEERING SERVICES Section 1.3 of the Original Agreement is amended to include the following: 1.3.3 SURVEY 1.3.3.1 Surveys included in the project are: topography, contours, utility location, hydraulic, locate and tie existing property comers, control traverse survey, surveying of wetlands mitigation area, and preliminary layout surveying of Rawhide Ridge and Deadmans Guleh properties' catch limits. 1.3.4 TRA}'}'IC ANALYSIS 1.3 A.ll Traffic engineering design including: A. Redesign of approaches for new design vehicle standard B. Rawhide Ridge alternative access designs for right-of-way issues C. Bozeman Ford southbound left turn analysis D. Valley Center Road realignment analysis for gas main issues 1.3.6 ENVIRONMENTAL 1.3.6.4 wetland mitigation design and permitting services by cnvironmental consultant as required by regulatory agencies, as condition of approval. 1.3.8 UTILITIES Delete 1.3.8.3 regarding design of water main system. 1.3.9 ROAD DESIGN AND PLANS 1.3.9.4 Design to preparc preliminary plans for bicycle and pedestrian path. Later it was decidcd not to include the design in the plans. ., ' ... t.. J. 1.3.9.5 Design to accommodate gas main along Valley Center Road. 1.3.9.6 Coordination, specifications, and details associated with median inigation system. 1.3.11 LIGHTING 1.3.11.4 Final plan modifications for new MDT electrical metering standards ARTICLE 4-BASIC ENGINEERING SERVICES 4.5 CONSTRUCTION PHASE Section 4.5.1 of the Original Agreement is amended to include the following: 4.5 .1.14 Wetland mitigation construction and revegetation services by subconsultant. ARTICLE 6-COMPENSATION FOR ENGINEERING SERVICES 6.1 LUMP SUM AGREEMENT }'OR BASIC SERVICES AND EXPENSES OF ENGINEER Section 6.1 of the Original Agreement is amended to include the following: 6.1.1 Payment. The OWNER shall for design phase services performed as Basic Engineering Services under sections 4.1 through 4.4 of this agreement pay a total sum in the amount of $ 384,603 for such services. 6.1.2 Payment Schedule. Total cumulative payments for the design phase engineering serVlees (sections 4.1 through 4.4) shall not exceed the following ceilings: $ 115.381 (30 % of design fee) until the Pre-design Investigation, SID creation services and Preliminary Design Report have been submitted to the OWNER. L 230.762 (60% of design fee) until the Preliminary Plans and Specifications have been submitted to the OWNER and review authorities. L__365.373 (95% of design fee) until the Final Plans and Specifications have been submitted to the OWNER and review authorities. 6.2 DIRECT LABOR COST PAYMENT FOR BASIC SERVICES AND EXPENSES 01" ENGINEER Section 6.2 ofthe Original Agreement is amended to include the following: 6.2.1 The OWNER shall pay for Construction Phase and Project Documentation Services an amount not to eX~I<~9. $443.391 except as provided under 6.2.1.2 and 6.2.4. 2 . . . t . , 6.2.1.1 Costs Compensation. Compensation for thcse services shall bc based on the ENGINEER's Direct Labor Cost times a factor of'-JjL for services rendered which shall cover Direct Labor, Direct Labor Overhead, General & Administrative Overhead and Profit. 6.2.1.2 Notification. At any time during the construction that it becomes apparent that the Construction Phase and Project Documentation Services rendered under this Agrcement will exceed the negotiated compensation for these services, and prior to perfonning services in excess of the contract ceiling, the ENGINEER shall give OWNER written notice thereof. Promptly thereafter OWNER and ENGINEER shall review the scope and progress of the project work. ENGINEER shall obtain written authorization from OWNER, prior to any additional costs being incurred under paragraph 6.2.1.3. If it is detennined that due to a change in project scope under paragraph 5.2.1, the ENGINEER is entitled to additional compensation, OWNER and ENGINEER may negotiate terms as provided under 6.2.1.1. The amount and terms of any additional compensation under 6.2.1.1 or 6.2.1.3 shall bc negotiated and agreed in writing pursuant to 9.16. 6.2.1.3 Costs Exceeding Estimated Compensation. Except as allowed under 5.2.1, when the total cost of the original scope Construction Phase and Project Documentation Services exceeds the negotiated compensation for these services, the OWNER shall pay only for the direct costs incurred in excess of the estimated compensation. These costs consist of an amount equal to the ENGINEERtS Direct Labor Cost times a factor of 2.668 for services rendered which shall include Direct Labor, the federally audited payroll Direct Labor Overhead, and General & Administrative Overhead costs, but shall not include any allowance for profit. 6.2.2. Reimbursable Expenses, as defmed in section 7.4 of this Agreement, for Basic Services and Approved Additional Services shall be paid to the ENGINEER by the OWNER in the actual amount of the costs incurred up to an amount not to exceed $ 99.918 which includcs $ 59.647 for consultants cmployed by the Engineer and $ 40.271 for all other reimbursable expenses. The estimated reimbursable expenses are identified in Exhibit "~ ". 6.2.3. Failed Test Expenses. The ENGINEER shall maintain and provide to the OWNER, a record of the costs associated with failing quality control tests performed for the OWNER during the course of the construction of the project and recommend an amount the OWNER deduct from the contractor(s) payments. 6.2.4 The OWNER shall pay an amount for Additional Services rendcred by the ENGINEER and approved in writing by the OWNER on the basis of the ENGINEER'S Direct Labor Costs times a factor of ~, or an amount otherwise negotiated at the time such serviccs are requested and approved by the OWNER. ARTICLE 7-MEANING OF TERMS 7.3 DIRECT LABOR COSTS Section 7.3 of the Original Agreement is amended to include thc following: Direct Labor Costs used as a basis for payment mean the actual salarics and wages paid to all ENGINEER's persolU1e1 cngaged dircctly on the Project, including, but not limited to, engineers, architects, surveyors, designers, drafters, specification writers, estimators, other technical and business personnel; but docs not include indirect payroll related costs or fringe benefits. For the purposes of this Agreement the principals and 3 . , employees ofthe ENGINEER maximum billable Direct Labor Costs are: Principal Senior Engineer Engineer Junior Engineer! Engincering Technician CADD Drafter Teclmician ConstlUctionlnspector Survey Party Chief /Professional Land Surveyor Surveyor Clerical $46.66/hour $36.00/hour $32.66/hour $20.50/hour $15.75/hour $12.00/hour $19.50/hour $21.00/hour $15.50/hour $ 13.00/hour Except as specifically amended herein, the original agreement shall remain in full force and effect and the Parties shall be bound by all terms and conditions therein. IN WITNESS WHEREOF, the parties hereto do make and execute this Agreement on the day and year first above written. i28:L~ Clerk of Commission ATTEST: BY~A'(&7CK-) C~J~1~\ ENGINEER By: Its: 4 ~( ~ n ')~~-:b-- , /--C.v- .~ V .._y ,. I _ cO- tL !1 ~ anuary 4, 2005 Task No.1 I Mileage Nuke Gauge I Photocopies CAD Station T Lath, Stakes I GPS I Total Station I Misc. I Subconsultant Task (mile) (month) (pages) (day) (lump sum) (day) (day) (dollars) (dollars) I ; i I , 1 ISubmittal Review : , ~- i ; -- I t : I : Traffic - Marvin & Assoc. : i ! ; $12,600.00 I ! .-. , i , 2 Inspection and Testing 3000 ! -~ i ! , M___ ------- Nuclear Densometer 7.5 Marshall ; i $13,500.00 I Concrete a.c. ! I $1 ,500.00 ! i u_ Gradations I I $1,750.00 Proctor Lab Testing ; $750.00 i i i ! ~, 3 !Construction Management 2282! i I i ~ ; I , I ; IWetland Mitigation i I i 4 I i , I I Vaughn Environmental i I ~ ! I $47,047.00 i I ; I ,- -~-- ; 5 : Construction Staki ng 2000! I I $1,500.00 I 10' 93.00 ; ; ---- , : '1--- ,~- , ! ---- i i ; 1 : " ---- i I , I I : ! I----- TOTAL QUANTITY ! 7282 7.5! $1,500.00, 10! 93 $17,500.00 $5~~ Rate ! $0.50 $400.00 i $0.10 $60.00. I $440.00i $110.00 Cost $3,641 : $3,OOO! ! $1,500 I $~ $10,230.00 $17,500.00. $59,647.00 : Total Reimbursables Cost: $99,918 : ! - I "EXHIBIT C" Reimbursable Expense Summary North 19th Avenue SID Construction Engineering Services Fee Schedule Prepared by Thomas Dean & Hoskins, Inc. J . ~ .. - w.. .. ~5 ""l t^- ^. 1,t.i:> (, THIS AGREEMENT IS made as OftlllS _. ; day of f4-'-'~'./> y ,~between THE CITY OF BOZEMAN, a Municipal CorporatlOn, Bozeman, Montana, herein referred to as OWNER and Thomas, Dean & Hoskms, Inc., an Engmeering Consultmg Firm of Bozeman, Montana, herem referred to as ENGINEER. Amendment No.2 to Professional Services Agreement For North 19th Avenue and Valley Center Road Engineering WHEREAS, the parties have entered mto a Professional Services Agreement dated March 17,2003, and herein referred to as Ongmal Agreement for professional engmeering services; and amended by Amendment No.1 dated Janumy 10. 2005; and WHEREAS, the parties desire to further amend the proviSIOns ofthls Agreement. NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL COVENANTS CONTAINED HEREIN, the parties agree as follows. ARTICLE 4-BASIC ENGINEERINq.SRRVICRS 4.5 CONSTRUCTION PHASE SectIOn 4.5.1 of the Amended Agreement IS amended as follows: 4.5.1.2 ProVide personnel, equipment, and supplies for construction layout and control, includmg establishment of hne, grade and blue top staking, and special staking for aU hght poles, ADA ramps, stripmg and miscellaneous structures 4.5 .1.14 Wetland mitigation scrVlees by subconsultant, to include design and wetland bankmg eash-m- heu payment to US Army Corps of Engmeers. No construction of wetlands mitigation improvements is rcqUlred. 4.5.1.15 Surveying and field engmeering to install ADA accessible ramps at aUmtersectlOns. 4.5.1.16 Traffic control coordlllahon for MDT overlay. ARTICLE 6-COMPENSAIIO_N FOR ENGINEERING SERVICES 6.2 DIRECT LABOR COST PAYMENT FOR BASIC SERVICES AND EXPENSES 01<' ENGINEER Section 6.2 of the Amended Agreement is amended to lllcIude the foUowmg: 6.2.1 The OWNER shall pay f()r Constructlon Phase and Project DocumentatIOn Servlccs an amount not to exceed $428,8.0} except as proVided undcr 6.2 1.2 and 6.2 4. 6.2.2 Reimbursable Expens~~, as defined m section 7.4 of this Agreement, for BaSIC SLTVICCS and Approved Additlonal Services shaU bc pmd to the ENGINEER by the OWNER In the actual amount of the costs lllcurred up to an amount not to execcd $ 55,850 which lllcIudes $ __J 2,6()() fix consultants employcd by thc Fngmeer and $ 43.250 for all othcr rCllnbursablc expCllSCS ~ Except as specifically amended herein, the original agreement shall remain in full force and effect and the Parties shall be bound by all terms and conditions therein. IN WITNESS WHEREOF, the parties hereto do make and execute this Agreement on the day and year first above written. Brit ontenot Clerk of Commission APPROVED A!}1fO FO~ J!u(P 4i()-f Paul Luwe City Attorney C~tf~~' Chris Kukulski City Manager ENGINEER tJw .} !2,.,tJ David J. Crawford / Vice President 2