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HomeMy WebLinkAbout12-17-18 City Commission Packet Materials - A4. Comprehensive Annual Financial Report for FY 2018 Commission Memorandum REPORT TO: Honorable Mayor and City Commission FROM: Brian LaMeres, City Controller Kristin Donald, Finance Director (to be presented by Bill Mills, CPA, and Jessica Van Voast, CPA, of Anderson ZurMuehlen & Co., P.C.) SUBJECT: Comprehensive Annual Financial Report (CAFR) for Fiscal Year 2018 MEETING DATE: December 17, 2018 RECOMMENDED MOTION: “I move to accept the Fiscal Year 2018 Comprehensive Annual Financial Report and the accompanying Letter to Governance”. BACKGROUND: Section 2-7-503 MCA requires that a financial report be prepared for every fiscal year. This statute also requires a biannual audit of this report – including the accounts, financial records, and transactions of all administrative departments of the City – by independent certified public accountants selected by the City Commission. The City Commission and City Administration have historically believed that an annual audit provides a higher level of financial assurance and fiscal integrity than a biannual audit, and this intention is expressed in Section 5.09 of the City Charter. This policy, along with the State legal reporting requirement, has been followed for fiscal year 2018, and the clean unmodified opinion expressed by the audit firm of Anderson ZurMuehlen & Co., P.C, has been included in the accompanying CAFR report. At its meeting on December 7, 2018, the City’s Audit Committee reviewed and voted unanimously to accept the CAFR and the accompanying Management Letter. Additionally, the Audit Committee approved the General Fund Balance Assignments presented on page 30 of the CAFR. FISCAL EFFECTS: A clean unmodified audit opinion on the City’s financial statements is viewed favorably by investment analysts and strengthens the City’s ability to issue bonds or other debt at a lower interest cost. ALTERNATIVES: The CAFR is being presented in DRAFT form in case the Commission desires any changes to be made before the final publishing. Attachments: 1. CAFR Comprehensive Annual Financial Report 2. Auditor’s Letter to Governance Report compiled on December 06, 2018 449 CITY OF BOZEMAN, MONTANA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2018 Prepared by the City of Bozeman Finance Department DRAFT 450 CITY OF BOZEMAN, MONTANA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2018 TABLE OF CONTENTS I.INTRODUCTORY SECTION Letter of Transmittal ..................................................................................................................................................................................... 1-12 Government Financial Officers Association Certificate of Achievement ....................................................................................................... 13 Organizational Chart ....................................................................................................................................................................................... 14 City Elected Officials and Officers ............................................................................................................................................................ 15-16 II.FINANCIAL SECTION INDEPENDENT AUDITOR’S REPORT ................................................................................................................................................. 18-20 A.MANAGEMENT’S DISCUSSION AND ANALYSIS ............................................................................................................................. 22-37 B.BASIC FINANCIAL STATEMENTS Government-Wide Financial Statements Statement of Net Position .................................................................................................................................................................... 38-39 Statement of Activities .............................................................................................................................................................................. 40 Fund Financial Statements Governmental Fund Financial Statements Balance Sheet – Governmental Funds ............................................................................................................................................ 41-42 Reconciliation of the Balance Sheet to the Statement of Net Position – Governmental Funds .......................................................... 43 Statement of Revenues, Expenditures, and Changes in Fund Balances – Governmental Funds ........................................................ 44 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances to The Statement of Activities – Governmental Funds ........................................................................................................................... 45 Proprietary Fund Financial Statements Statement of Net Position – Proprietary Funds .............................................................................................................................. 46-47 Statement of Revenues, Expenses, and Changes in Net Position – Proprietary Funds ....................................................................... 48 Statement of Cash Flows – Proprietary Funds ............................................................................................................................... 49-50 Fiduciary Fund Financial Statements Statement of Fiduciary Net Position – Fiduciary Funds ..................................................................................................................... 51 Notes to Financial Statements ............................................................................................................................................................ 52-132 DRAFT 452 CITY OF BOZEMAN, MONTANA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2018 TABLE OF CONTENTS (CONTINUED) C. REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MANAGEMENT DISCUSSION AND ANALYSIS Schedule of Changes in Total OPEB Liability & Related Ratios ................................................................................................................. 133 Schedule of Proportionate Share of Net Pension Liability and Schedule of Contributions ................................................................... 134-136 Notes to Required Supplementary Information - Pension Plan Changes ............................................................................................... 137-144 Schedule of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual – General Fund ................................................. 145 Schedule of Revenues, Expenditures, and Changes in fund Balances – Budget to Actual – Other Major Funds Street Impact Fees Special Revenue ........................................................................................................................................................ 146 Street Maintenance Special Revenue ...................................................................................................................................................... 147 Notes to Required Supplementary Information- Budgetary Information ................................................................................................ 148 D. SUPPLEMENTAL INFORMATION Combining and Individual Fund Statements and Schedules – Nonmajor Funds Combining Balance Sheet – Nonmajor Governmental Funds ......................................................................................................... 149-155 Combining Statement of Revenues, Expenditures, and Changes in Fund Balance – Nonmajor Governmental Funds .................. 156-162 Budget-to-Actual Statements- Nonmajor Funds Schedules of Revenues, Expenditures, and Changes in Fund Balances - Budget to Actual – Nonmajor Governmental Funds ................................................................................................................................................... 163-181 Combining Nonmajor Proprietary Funds Combining Statement of Net Position .............................................................................................................................................. 182-183 Combining Statement of Revenues, Expenses, and Changes in Net Position ......................................................................................... 184 Combining Statement of Cash Flows ............................................................................................................................................... 185-186 Internal Service Funds Statements Combining Statement of Net Position ..................................................................................................................................................... 187 Combining Statement of Revenues, Expenses, and Changes in Fund Net Position ............................................................................... 188 Combining Statement of Cash Flows ............................................................................................................................................... 189-190 DRAFT 453 CITY OF BOZEMAN, MONTANA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2018 TABLE OF CONTENTS (CONTINUED) D.SUPPLEMENTAL INFORMATION (CONTINUED) Agency Funds Combining Statements of Fiduciary Net Position ................................................................................................................................... 191 Combining Statement of Changes in Assets and Liabilities ................................................................................................................... 192 III.STATISTICAL SECTION Financial Trends Section Net Position by Component ..................................................................................................................................................................... 193 Changes in Net Position ................................................................................................................................................................... 194-195 Fund Balances – Governmental Funds .................................................................................................................................................... 196 Changes in Fund Balances – Governmental Funds ................................................................................................................................. 197 Revenue Capacity Section Assessed value of Taxable Property ........................................................................................................................................................ 198 City Taxable Market and Taxable Values ............................................................................................................................................... 199 Tax Increment District Taxable Valuation Detail ................................................................................................................................... 200 Downtown Bozeman Improvement District & Comparison to City Taxable Value ............................................................................... 201 Property Tax Levies in the Downtown Bozeman Improvement District ................................................................................................ 202 Direct and Overlapping Property Tax Rates ........................................................................................................................................... 203 Principal Property Tax Payers ................................................................................................................................................................. 204 Principal Property Tax Payers in Downtown Bozeman Improvement District ...................................................................................... 205 Property Tax Levies and Collections ...................................................................................................................................................... 206 Water Sold by Type of Customer ............................................................................................................................................................ 207 Water and Sewer Rates ............................................................................................................................................................................ 208 DRAFT 454 CITY OF BOZEMAN, MONTANA COMPREHENSIVE ANNUAL FINANCIAL REPORT JUNE 30, 2018 TABLE OF CONTENTS (CONTINUED) Debt Capacity Section Ratios of Outstanding Debt by Type ....................................................................................................................................................... 209 Ratios of General Bonded Debt Outstanding .......................................................................................................................................... 210 Direct and Overlapping Governmental Activities Debt .......................................................................................................................... 211 Legal Debt Margin Information .............................................................................................................................................................. 212 Pledged Revenue Coverage ..................................................................................................................................................................... 213 Debt Service Requirements and Coverage for Downtown Tax Increment District ................................................................................ 214 Summary of Outstanding SIDs ................................................................................................................................................................ 215 Revolving Fund Balance and Bond Secured Thereby ............................................................................................................................. 216 Special Improvement District Assessment Billing and Collections ........................................................................................................ 217 Demographics and Economic Section Demographic and Economic Statistics .................................................................................................................................................... 218 Principal Employers for Gallatin County ................................................................................................................................................ 219 Operating Information Full-time Equivalent City Government Employees by Function/Program ............................................................................................. 220 Operating Indicators by Function/Program ............................................................................................................................................. 221 Capital Asset Statistics by Function/Program ......................................................................................................................................... 222 IV.REPORTS OF INDEPENDENT PUBLIC ACCOUNTANTS Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based On an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ......................................... 223-224 DRAFT 455 PART I INTRODUCTORY SECTION DRAFT 456 1 CITY OF BOZEMAN, MONTANA DATE To the Citizens of the City of Bozeman, Montana The Comprehensive Annual Financial Report of the CITY OF BOZEMAN, MONTANA for the fiscal year ended JUNE 30, 2018, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. Management’s Discussion and Analysis (MD&A) is a narrative introduction, overview and analysis written to accompany the basic financial statements and should be read in conjunction with the transmittal letter. CITY OF BOZEMAN PROFILE The City of Bozeman was incorporated in April of 1883 with a city council form of government, and later in January 1922 transitioned to its current city manager/city commission form of government. Bozeman encompasses an area over 19 square miles and is located on the eastern slope of the Rocky Mountains. The 2016 census estimate put Bozeman's population at 45,250 – which is a total increase of 61.3% from 2000 to 2016 – which continues Bozeman’s standing as the fourth largest city in the state. Bozeman is the county seat of Gallatin County and is the home to Montana State University – Bozeman, and the Fighting Bobcats. DRAFT 458 2 CITY OF BOZEMAN, MONTANA The government provides a full range of services. These services include police and fire protection; sanitation services; water, waste water & storm water utilities; the construction and maintenance of streets and infrastructure; recreational activities; cultural events; planning and zoning; and general administrative services. The City, as a primary government, is supported or works closely with certain entities to provide these services to the citizens of the City of Bozeman. The Bozeman Public Library Board of Trustees, Senior Advisory Council and the Parking Commission are excluded from presentation in these financial statements, since their relationship with the City is strictly advisory in nature at this time. BUDGET DEVELOPMENT PROCESS The City of Bozeman budget serves several purposes. For the citizens of the City of Bozeman, it presents a picture of the city government operations and intentions for the year. For the City Commission, it serves as a policy tool and as an expression of goals and objectives. For City Management, it is used as an operating guide and a control mechanism. The City Manager’s Recommended Budget is created and submitted to the City Commission. Public work sessions are then held by the Commissioners at which time the City Manager, Finance Director, and department staff explain the budget recommendations and underlying justification for the requests. The Commission also reviews departmental requests which could not be funded, as an indication of unmet needs. During (or following) the work sessions, the Commissioners may make adjustments to the proposed budget. Following any adjustments to the City Manager's budget recommendation, a tentative appropriation ordinance is prepared and a public hearing is held. The Commission may again make adjustments to the budget following the public hearing, after which time, the Commission passes the appropriation ordinance in final form. Fiscal Year 2018 marked the sixth year in a row where the final budget was adopted before start of the year. It was completed in late April and presented in early May with an adoption of a final budget before June 30th. This revised budget calendar was developed in Fiscal Year 2013 in an effort to improve understandability of our financial plans and to improve staff and commission efficiency. The overall goal of the City’s financial policies is to establish and maintain effective management of the City’s financial resources. DRAFT 459 3 CITY OF BOZEMAN, MONTANA ECONOMIC CONDITION AND OUTLOOK The charts contained on this page were developed from information obtained by using the Economic Profile System (EPS), for the City of Bozeman, made available from Headwaters Economics, an independent, nonprofit research group. The statistics are from multiple federal sources – Bureau of Economic Analysis and Bureau of the Census, U.S. Department of Commerce, and Bureau of Labor Statistics, as well as the U.S. Department of Labor. The other source of this information is the Bureau of Business and Economic Research (BBER) a research and public service branch of the University of Montana’s School of Business Administration. The Bureau is regularly involved in a wide variety of activities, including economic analysis and forecasting. Regionally, Bozeman is located in southwestern MT in Gallatin County. “Bozeman’s overall cost of living was 0.7 percent above the national average as of August 2017, compared to 253 other urban areas in the United States. As seen in the figure following, in the second quarter of 2017 the housing index score was 106.4, meaning that area housing was 6.4 percent above the national average for the quarter. The average price of a new 2,400 square foot home on an 8,000 square foot lot that met the index collection specifications was $363,894. The average monthly rental rate for a 950 square foot apartment in the Bozeman area that met the index collection specifications was $1,096. Mortgage rates are also taken into 0%5%10%15%20%25%30% Bozeman Employment by Industry, 2016 Ag, forestry, fishing and hunting, mining Construction Manufacturing Wholesale trade Retail trade Transportation, warehousing, and utilities Information Finance and insurance, and real estate Prof, scientific, mgmt, admin, & waste mgmt Education, health care, & social assistance Arts, entertainment, recr, accomodations, & food Other services, except public administration Public administration Bozeman Employment by Industry, 2016 DRAFT 460 4 CITY OF BOZEMAN, MONTANA consideration when computing the housing index score. For Bozeman residents, all expense categories except for utilities and transportation came in above national averages for the second quarter of 2017. To put Bozeman’s index scores in perspective, the table below includes the cities with the most expensive and least expensive composite scores for the quarter—Manhattan, New York and McCallen, Texas respectively. The table also includes the comparable cities to Bozeman in the Western region that participate in the index, as well as Prospera’s calculation of how expensive each city is in comparison to Bozeman.” -As cited by Prospera Business Network, 2018 Economic Profile of Gallatin and Park Counties, Montana. FOR THE YEAR Significant Developments during the year include: Continued Growth: Continued Growth – Bozeman’s most recent evidence of continued growth includes the US Census data showing an estimated population increase of 3.0% this year, on top of the 4.3% increase for last year. The City has experienced strong building permit activity and increased traffic counts and congestion on City streets. Much of this year’s budget was adopted in response to the prolonged growth that Bozeman continues to experience. Adoption of Strategic Plan: On April 16th, 2018, the Bozeman City Commission passed Resolution No 4852 which formally adopted the Bozeman Strategic Plan. The new plan included seven vision statements that will guide future City projects: An Engaged Community; An Innovative Economy; A Safe, Welcoming Community; A Well-Planned City; A Creative, Learning Culture, A Sustainable Environment; and a High Performance Organization. - 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Bozeman Population, Est. US Census BureauDRAFT 461 5 CITY OF BOZEMAN, MONTANA New Fuel Tax Dollars: House Bill 473, effective July 1, 2017 included several changes to the City of Bozeman’s allocation of collected taxes. The amount designated for the purposes of the Montana local technical assistance transportation program increased $50,000. The Gasoline and Special Fuel tax rate increased from 27 cents per gallon to 31.5 cents per gallon for fiscal year FY18, which in turned increased the amount received by the City of Bozeman. It also established the Bridge and Road Safety and Accountability Program funds of $12.5 million for FY18, of which the City received $263,495. This increased revenue from the state encouraged the City Commission to adopt an increase in the Arterial and Collector Street Assessment that was lower than originally planned. The adopted increase was 63% instead of the approximate 90% increased proposed for this fiscal year back in FY16. FOR THE FUTURE Bozeman Public Safety Facility: The Bozeman Public Safety Facility is a new project that will be on the November ballot for voter approval of a bond issuance to support the building of this proposed facility. This facility is part of the “Safe, Welcoming Community” value of the newly adopted strategic plan. The City is proposing to build this facility on the old MDOT property on Rouse Ave. It will include the Police Department, Municipal Court, City Prosecutors, and it will replace Fire Station #1. The property that currently houses Fire Station #1 and the Police sub-station is proposed to be sold. Parks Maintenance District: FY19 will see the last phase of consultant work for the creation of a new Parks Maintenance District. This district is the 5th action item of the FY19 goals as established by the City Commission with the FY19 budget adoption. With the creation of the district, the Parks department will no longer be funded by General Fund tax dollars, but instead will be a separate special assessment akin to the Forestry and Street annual assessments. DRAFT 462 6 CITY OF BOZEMAN, MONTANA Planning Processes: The City plans for the long-term needs of our community through a number of efforts and studies. These documents are usually developed by consultants and staff, with numerous public hearings and advisory board meetings held prior to their formal adoption by the Commission. Once adopted, City staff works diligently to implement the recommendations and changes outlined in the plans. The primary planning documents are: City Strategic Plan: Adopted April, 2018 Plans for Service Provision, Facility Expansion & Maintenance: • Bozeman Community Plan—Adopted 2010. Proposed update in fiscal year 2019 • Bozeman Area Transportation Plan—Adopted 2017. • Police Services Facility & Staffing Plan—Adopted 2007. Currently being updated. • Fire Services Master Plan— Adopted 2006. Currently being updated • Wastewater Facility Plan—Adopted 2015. • Water Facility Plan—Adopted 2006. • Stormwater Facility Plan—Presented February 2008. • Parks, Recreation, Open Space, and Trails Plan—Adopted 2007. • Municipal Climate Action Plan—Adopted 2008. • Community Climate Action Plan – Adopted 2011. • Economic Development Plan—Adopted 2017. • Downtown Improvement Plan—Adopted 2010. Plans for Facility Maintenance: • Downtown Improvement Plan—Adopted 2010. Currently being updated • Aquatics Facility Survey for Swim Center & Bogert Park Pool—July 2008. DRAFT 463 7 CITY OF BOZEMAN, MONTANA • City-Owned Facility Assessments—2008, with updates ongoing. Financial Plans: • Downtown Improvement Plan—Adopted 2010. • Annual Budget—Adopted each June. • Capital Improvements Plan - Updated & adopted each year; recently for FY19-FY23. • Water Rate Study (5 Years) – Updated for FY16-FY20. Currently being updated. • Wastewater Rate Study (5 Years) – Updated for FY16-FY20. Currently being updated • Impact Fee Studies (Water, Sewer, Streets, Fire) – Updated in FY18 Strategic Plan With the adoption of the Strategic plan, the FY19 budget incorporated efforts to implement each of the vision statements. The highlights of the impact on the budget include: 1. Engaged Community – The City’s first Communications Coordinator position, initially funded in FY18, plays a key role in our community engagement efforts in FY19. This position will significantly advance our work to foster a culture of civic engagement by creating a detailed communication plan for the organization, expand outreach to the community, and oversee a citizen engagement process. Communication and outreach is one of the seven priorities for this fiscal year. 2. Innovative Economy – Several Strategic Plan action items, which can also be found in the 2016 Economic Development Strategy, will be implemented through the ongoing work of the Economic Development Department this year. DRAFT 464 8 CITY OF BOZEMAN, MONTANA 3. Safe, Welcoming Community – The Bozeman Public Safety Facility is a safety-related priority for FY19; we will work towards supporting high quality public safety facilities and emergency preparedness by resolving the current Police, Fire, Prosecution and Courts space needs now and into the future. 4. Well Planned City – To consistently improve our community’s quality of life as it grows, the priorities of Planning and Land Use Initiatives and Annexation Analysis and Study are included in FY19’s efforts. We will be conducting studies in these areas to ensure we grow in a responsible manner. We will also be enhancing our affordable housing program to further the FY19 Affordable Housing priority, by using one-time monies from the General Fund. Included in the FY19 budget is the last phase of the consultant work for creation of a Parks Maintenance District. This work will give the Commission information on the possible paths toward defining a different funding source for park maintenance city-wide. 5. Creative, Learning Culture – We plan to partner with MSU, utilizing their student and faculty population to accomplish some strategic plan action items through college-level class assignments. This will be a new partnership for education and learning between the City and the University that has not existed in the past. 6. Sustainable Environment – Most notable in our sustainability efforts is the Climate Action & Resiliency Plan that is to begin in FY19. DRAFT 465 9 CITY OF BOZEMAN, MONTANA 7. High Performance Organization – Maintaining the City’s current levels of service and implementing action items in the Strategic Plan requires the additional staff that has been included in the FY19 budget. Key among them include civilian positions to support the Police Department according to the recommendations from the Police Staffing Plan, a plan review engineer to assist with workload created by development permitting, and a SCADA (supervisory control and data acquisition) Systems Manager for the Wastewater Division of Public Works. FINANCIAL POLICIES The overall goal of the City's financial policies is to establish and maintain effective management of the city's financial resources. Formal policy statements and major objectives provide the foundation for achieving this goal. The City avoids budgetary practices that balance current expenditures at the expense of meeting future years' expenses and seeks to maintain a diversified and stable revenue base that is estimated in a realistic and conservative manner. For one-time revenues, highest priority is given to the funding of capital assets or other non-recurring expenditures. DRAFT 466 10 CITY OF BOZEMAN, MONTANA On-going expenditures are limited to levels which can be supported by current revenues. Construction projects and capital purchases of $10,000 or more are included in the Capital Improvement Plan (CIP), with all capital purchases of $5,000 or more reported as capital outlays in the financial statements. Minor capital outlays of less than $5,000 are included in the regular operating budget. Spending of resources happen in the following order (they are categorized according to Generally Accepted Accounting Principles (GAAP) for state and local governments, with the following general definitions): • Restricted -- Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government) through constitutional provisions or by enabling legislation. • Committed -- Amounts constrained to specific purposes by the City Commission; to be reported as committed, amounts cannot be used for any other purpose unless the City Commission takes action to remove or change the constraint. • Assigned -- Amounts the City intends to use for a specific purpose; intent can be expressed by the Commission or by an official or body to which the Commission delegates the authority. The City Commission delegates this authority to the City Manager. • Unassigned -- Amounts that are available for any purpose; these amounts are reported only in the General Fund. Long-term debt is limited to capital improvements which cannot be financed from current revenues and repays borrowed funds within a period that does not exceed the expected useful life of the project. The City does not use long-term debt for financing current operations and adheres to a policy of full public disclosure with regard to the issuance of debt. A minimum level of general fund reserve equal to 2 months of annual revenues, or 16.67%, is maintained. This reserve is committed to be used for: cash flow purposes, accrued employee payroll benefits which are not shown as a liability, unanticipated equipment acquisition and replacement, and to enable the city to meet unexpected expenditure demands or revenue shortfalls. The City manages and accounts for its financial activity in accordance with Generally Accepted Accounting Principles (GAAP), as set forth by the Governmental Accounting Standards Board (GASB). DRAFT 467 11 CITY OF BOZEMAN, MONTANA The city maintains its accounting records for general governmental operations on a modified accrual basis, with revenues recorded when available and measurable, and expenditures recorded when services or goods are received and liabilities incurred. Accounting records for proprietary fund types and similar trust funds are maintained on an accrual basis, with all revenues recorded when earned and expenses recorded at the time liabilities are incurred, without regard to receipt or payment of cash. INTERNAL CONTROLS Internal accounting controls are designed to provide reasonable (but not absolute) assurance of the safeguarding of assets against loss, theft or misuse. They are also designed to aid in the reliability of financial records. The concept of reasonable assurance recognizes that the cost of a control should not exceed the benefits likely to be derived and that the evaluation of costs and benefits requires estimates and judgments by management. In developing and evaluating the City’s accounting system, great consideration is given to the adequacy of internal accounting controls. We believe that the City of Bozeman’s internal accounting controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. OTHER INFORMATION Independent Audit The State of Montana requires a biannual audit of the books of accounts, financial records, and transactions of all administrative departments of the City by independent certified accountants selected by the City Commission. It is the belief of the City Commission and Executive staff that an annual audit assures a higher level of financial management and fiscal responsibility. This policy, along with the legal requirements, has been complied with and the auditors' opinion of Anderson, ZurMuehlen & Co. P.C., has been included in this report. Awards The Government Finance Officers' Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Bozeman for its comprehensive annual financial report for the fiscal year ended June 30, 2017. This was the 34th consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. DRAFT 468 12 CITY OF BOZEMAN, MONTANA A Certificate of Achievement is valid for a period of one year only. We believe our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirement and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgements The preparation of the Comprehensive Annual Financial Report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. In closing, without the leadership and support of the governing body of the City, preparation of this report would not have been possible. Sincerely, Andrea Surratt Kristin Donald, MBA Brian LaMeres, CPA City Manager Director of Finance City ControllerDRAFT 469 13 CITY OF BOZEMAN, MONTANA GOVERNMENT FINANCE OFFICERS ASSOCIATION CERTIFICATE DRAFT 470 14 CITY OF BOZEMAN, MONTANA ORGANIZATIONAL CHART Fiscal Year 2018 DRAFT 471 15 CITY OF BOZEMAN, MONTANA CITY ELECTED OFFICIALS AND OFFICERS Fiscal Year 2018 ELECTED OFFICIALS Legislative Cynthia Andrus Mayor Christopher Mehl Deputy Mayor Jeffrey Krauss Commissioner I-Ho Pomeroy Commissioner Terence Cunningham Commissioner Judicial Karl Seel Colleen Herrington Municipal Judge Municipal Judge OFFICERS Executive Andrea Surratt Chuck Winn Anna Rosenberry Robin Crough City Manager Assistant City Manager Assistant City Manager City Clerk Department of Law Gregory Sullivan City Attorney Timothy A. Cooper Assistant City Attorney Kyla Murray Anna Saverud Karen Stambaugh Bekki Mclean Ed Hirsch Assistant City Attorney Assistant City Attorney Assistant City Attorney Assistant City Attorney Assistant City Attorney Department of Finance Kristin Donald, MBA Finance Director Brian LaMeres, CPA Controller Laurae Clark Treasurer DRAFT 472 16 CITY OF BOZEMAN, MONTANA CITY ELECTED OFFICIALS AND OFFICERS (CONTINUED) Fiscal Year 2018 Department of Economic Development Brit Fontenot Department of Information Technology Scott McMahan Department of Human Resources Bethany Jorgenson Department of Public Safety Director of Economic Development Information Technology Director Human Resources Director Steve Crawford Chief of Police Richard McLane Deputy Chief of Police Josh Waldo Michael Maltaverne Fire Chief Deputy Fire Chief of Operations Trisha Wolford Deputy Fire Chief – Fire Marshal Department of Public Service Craig Woolard Director of Public Service Rick Hixson City Engineer John Alston Superintendent of Water and Waste Water Operations John Van Delinder Superintendent of Street Operations Kevin Handelin Superintendent of Sanitation Operations Eric Campbell Superintendent of Water Treatment Plant Thomas Radcliffe Superintendent of Water Reclamation Facility Mike Gray Superintendent of Facilities Department of Public Welfare Mitch Overton Thomas White Jamie Saitta Elizabeth Hill Director of Parks & Recreation Superintendent of Parks & Cemetery Recreation Program Manager Aquatics Manager Susan Gregory Director of Bozeman Public Library Department of Planning and Community Development Martin Matsen Chris Saunders Brian Krueger Director of Planning and Community Development Community Development Manager Development Review Manager DRAFT 473 PART II FINANCIAL SECTION DRAFT 474 18 1019 E MAIN ST • SUITE 201 • BOZEMAN, MONTANA 59715 TEL: 406.556.6160 • FAX: 406.586.8719 • WEB: www.azworld.com ANDERSON ZURMUEHLEN & CO., P.C. • CERTIFIED PUBLIC ACCOUNTANTS & BUSINESS ADVISORS MEMBER: AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUDITOR’S REPORT Honorable Mayor, City Commissioners, and City Manager of the City of Bozeman, Montana Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Bozeman, Montana (the City), as of and for the year ended June 30, 2018, and related notes to the financial statements which collectively comprise the City’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. DRAFT 476 ANDERSON ZURMUEHLEN & CO., P.C CERTIFIED PUBLIC ACCOUNTANTS & BUSINESS ADVISORS 19 Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Bozeman, Montana, as of June 30, 2018, and the respective changes in financial position, and, where applicable, cash flows, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. Emphasis of Matter Change in Accounting Principle As described in Note 1 to the financial statements, in 2018, the City adopted new accounting guidance, GASB No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. Our opinion is not modified with respect to this matter. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, budgetary comparison information – General Fund and Special Revenue Major Funds, Schedule of Funding Progress - Other Postemployment Benefits (OPEB), and Schedule of Proportionate Share of Net Pension Liability and Schedule of Contributions be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise City of Bozeman’s basic financial statements. The introductory section, supplemental information, and statistical section, as listed in the table of contents, are presented for purposes of additional analysis and are not a required part of the basic financial statements. The other supplemental information, as listed in the table of contents, are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United DRAFT 477 ANDERSON ZURMUEHLEN & CO., P.C CERTIFIED PUBLIC ACCOUNTANTS & BUSINESS ADVISORS 20 States of America. In our opinion, the other supplemental information, as listed in the table of contents, are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated DATE, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Bozeman, Montana DATE DRAFT 478 A. MANAGEMENT’S DISCUSSION AND ANALYSIS DRAFT 480 22 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Our discussion and analysis of the City of Bozeman’s financial performance provides an overview of the City’s financial activities for the fiscal year ended June 30, 2018. Please read it in conjunction with the transmittal letter on page 1 and the City’s financial statements, which begin on page 38. USING THIS ANNUAL REPORT This annual report consists of a series of financial statements. The Statement of Net Position and the Statement of Activities (on pages 38 and 40) provide information about the activities of the City as a whole and present a longer-term view of the City’s finances. Fund financial statements start on page 41. For governmental activities, these statements tell how these services were financed in the short term as well as what remains for future spending. Fund financial statements also report the City’s operations in more detail than the government-wide statements by providing information about the City’s most significant funds. The remaining statements provide financial information about activities for which the City acts solely as a trustee or agent for the benefit of those outside of the government. Reporting the City as a Whole The Statement of Net Position and the Statement of Activities Our analysis of the City as a whole begins on page 24. One of the most important questions asked about the City’s finances is, “Is the City as a whole better off or worse off as a result of the year’s activities?” The Statement of Net Position and the Statement of Activities report information about the City as a whole and about its activities in a way that helps answer this question. These statements include all assets and liabilities using the accrual basis of accounting, which is similar to the accounting used by most private-sector companies. All of the current year’s revenues and expenses are taken into account regardless of when cash is received or paid. These two statements report the City’s net position and changes in net position. You can think of the City’s net position, the difference between assets, what the citizens own, and liabilities, what the citizens owe, as one way to measure the City’s financial health, or financial position. Over time, increases or decreases in the City’s net position are one indicator of whether its financial health is improving or deteriorating. You will need to consider other nonfinancial factors, however, such as changes in the City’s property tax base, income tax base, and the condition of the City’s capital assets (roads, buildings, water and sewer lines) to assess the overall health of the City. In the Statement of Net Position and the Statement of Activities, we divide the City into two kinds of activities: • Governmental activities—Most of the City’s basic services are reported here, including police, fire, public works, parks, and general administration. Property taxes, charges for services, state shared revenues, court fines, and recreation fees finance most of these activities. • Business-type activities—The City charges a fee to customers to help it cover all or most of the cost of certain services it provides. The City’s water, waste water, storm water, solid waste, and parking systems are reported here. DRAFT 482 23 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Reporting the City’s Most Significant Funds Fund Financial Statements Our analysis of the City’s funds begins on page 29. The fund financial statements begin on page 41 and provide detailed information about the most significant funds, not the City as a whole. Some funds are required to be established by State law and by bond covenants. However, the City Commission establishes many other funds to help it control and manage money for particular purposes (like Street Maintenance District Funds) or to show that it is meeting legal responsibilities for using certain taxes, grants, and other money (like grants received from the Office of Violence Against Women). The City’s two kinds of funds, governmental and proprietary, use different accounting approaches. Governmental funds--Most of the City’s basic services are reported in governmental funds, which focus on how money flows into and out of those funds and the balances left at year-end that are available for spending. These funds are reported using an accounting method called modified accrual accounting, which measures cash and all other financial assets that can readily be converted to cash. The governmental fund statements provide a detailed short-term view of the City’s general government operations and the basic services it provides. Governmental fund information helps you determine whether there are more or fewer financial resources that can be spent in the near future to finance the City’s programs. We describe the relationship (or differences) between governmental activities (reported in the Statement of Net Position and the Statement of Activities) and governmental funds in reconciliation on pages 43 and 45 of the fund financial statements. Proprietary funds--When the City charges customers for the services it provides, whether to outside customers or to other units of the City, these services are generally reported in proprietary funds. Proprietary funds are reported in the same way that all activities are reported in the Statement of Net Position and the Statement of Activities. In fact, the City’s enterprise funds (a component of the proprietary funds) are the same as the business-type activities we report in the government-wide statements but provide more detail and additional information, such as cash flows, for proprietary funds. We use internal service funds (the other component of proprietary funds) to report activities that provide supplies and services for the City’s other programs and activities, such as the Vehicle Maintenance Fund and Health Insurance Fund. Internal service fund activity is reported as governmental activity in the government-wide statements since this activity, the financing of goods and services for other funds of the government, is more governmental than business-type in nature The City as Trustee Reporting the City’s Fiduciary Responsibilities The City is the trustee, or fiduciary, for other funds, including the Municipal Court Fund, the Montana Arts Council Fund (Montana Ballet, Bozeman Symphony Orchestra, and Big Sky Association for the Arts), and the CMC Bozeman Asbestos Site Remediation Fund. It is also responsible for other assets that, because of a trust arrangement, can be used only for the trust beneficiaries. The guidelines for the administration of these funds are contained in applicable financial agreements and/or City ordinances. These documents contain the rules governing the receipt, expenditure, and management of the City’s fiduciary funds. All of the City’s fiduciary activities are reported in the Statement of Fiduciary Net Position on page 51 and in the Combining Statement of Changes in Assets and Liabilities-Agency Funds on page 191. As the statements reflect, the financial activity during the year for these funds is nominal. We exclude these activities from the City’s other financial statements because the City cannot use these assets to finance its operations. The City is responsible for ensuring that the assets reported in these funds are used for their intended purposes. DRAFT 483 24 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 THE CITY AS A WHOLE The City’s combined net position increased by $33.6 million this year as compared to a $19.7 million increase last year. The significantly larger increase this year was mainly due to a $15.6 million increase in total revenues offset by only a $3 million increase in total expenses. Additionally, last year there was a $2 million loss on the disposal of City property (the Mandeville farm property reported in the Solid Waste fund) while this year there were no similar special items with a negative impact. The increase in total revenues was mainly due to large increases in Charges for Services and in Restricted Grants & Contributions, which mainly consists of street, water, wastewater, and stormwater infrastructure provided by private developers. The specific contributing factors are outlined in the following discussion. Our analysis focuses on the net position (Table 1) and changes in net position (Table 2) of the City’s governmental and business-type activities. The net position of the City’s governmental activities increased by $15.7 million, or 10.3%, from $152.4 million last year compared to $168.1 million this year due to revenues exceeding expenses, the details of which are discussed below. Unrestricted net position for governmental activities, the part of net position that can be used to finance day-to-day operations without constraints established by debt covenants, enabling legislation or other legal requirements decreased by $0.7 million, or 14.6%, from negative ($4.8) million to negative ($5.5) million. The reason for this unrestricted net position being negative is GASB Statement 68 “Accounting and Financial Reporting for Pensions”, which required the City to record its share of employee retirement for the first time in fiscal year 2015. The net position of the City’s business-type activities increased by $17.8 million, or 7.2%, from $247.4 million to $265.2 million due primarily to a continuing trend of revenues provided by charges for services exceeding total expenses. Unrestricted Net Position increased by $4.1 million, or 45%, due to an increase in Restricted Capital Grants & Contributions (mainly water, wastewater, and stormwater infrastructure provided by private developers) combined with the effects of GASB 68 mentioned above. This net position cannot be used to make up for deficits reported by governmental activities in the event any such deficits were reported. The City generally can only use the net position of business-type activities to finance the continuing operations of the water, wastewater, solid waste, stormwater, and parking operations. 201820172018201720182017Current and Other Assets61.6$ 62.6$ 40.7$ 33.4$ 102.4$ 96.0$ Capital Assets157.4 136.5 274.9 263.3 432.3 399.8 Total Assets 219.0$ 199.1$ 315.7$ 296.7$ 534.7$ 495.8$ Deferred Outlflows of Resources6.5 5.4 1.8 1.4 8.3 6.8 Long-term Debt Outstanding (46.7) (44.1) (48.9) (46.9) (95.6) (91.0) Other Liabilities (9.7) (7.8) (3.1) (3.8) (12.8) (11.6) Total Liabilities (56.4)$ (51.9)$ (52.0)$ (50.7)$ (108.4)$ (102.6)$ Deferred Inflows of Resources (0.8) (0.2) (0.3) - (1.1) (0.2) Net Position:Net investment in capital assets137.1$ 115.7$ 239.3$ 229.4$ 376.4$ 345.1 Restricted for parking capital projects - - 0.3 0.3 0.3 0.3 Restricted for general government1.9 1.7 - - 1.9 1.7 Restricted for Public Safety4.4 3.8 - - 4.4 3.8 Restricted for Public Service13.6 15.2 - - 13.6 15.2 Restricted for Public Welfare5.9 5.4 - - 5.9 5.4 Restricted for capital projects3.7 7.8 9.3 5.4 13.0 13.2 Restricted for debt service7.0 7.1 3.1 3.1 10.1 10.2 Unrestricted(5.5) (4.8) 13.3 9.1 7.8 4.3 Total Net Position168.1$ 151.9$ 265.2$ 247.3$ 433.4$ 399.2$ Activities Activities Primary GovernmentTabl e 1Net Position(in Millions)Governmental Business-type TotalDRAFT484 25 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 The City’s total revenues (excluding special items) increased by 17.1%, or $15.6 million, from $91.2 million to $106.8 million, driven primarily by an $8.1 million increase in Charges for Services, (Utility Charges and Street/Tree/Arterial Collector District Assessments) combined with a $7.2 million increase in Restricted Capital Grants & Contributions (which includes water, wastewater, stormwater, road, and park infrastructure provided by private developers). Other revenues also increased modestly, including an $800,000 increase in Property Taxes and a $1.4 million increase in general revenues, which will be discussed later in more detail. The total cost of all programs and services increased by $3.1 million, or 4.5%, from $69.4 million last year to $72.5 million this year. Public Safety (Police, Fire, and Building Inspection) and Public Service (mainly Street Maintenance) saw increases of $1 million each with General Government and Non-major activities reporting increases of just under $500,000 each. Our analysis on the following pages separately considers the operations of governmental and business-type activities. Governmental Activities Revenues for the year from governmental activities increased by 16.8%, or $9.3 million, from $55 million to $64.3 million, while total expenses increased by 5.2%, or $2.3 million, from $45 million to $47.3 million. Property Tax 201820172018201720182017RevenuesProgram revenues:Charges for Services 22.5$ 17.6$ 29.8$ 26.6$ 52.3$ 44.2$ Restricted Operating Grants & Contributions3.0 2.7 0.1 0.2 3.2 2.9 Restricted Capital Grants & Contributions7.7 2.7 9.7 7.8 17.4 10.5 General Revenues- Property Taxes22.5 21.7 - - 22.5 21.7 Unrestricted Operating Grants & Contributions 6.2 8.4 - - 6.2 8.4 Other General Revenues2.4 1.9 2.5 1.6 4.9 3.5 Total Revenues 64.3 55.0 42.1 36.2 106.5 91.2 Program ExpensesGeneral Government 9.9 9.4 - - 9.9 9.4 Public Safety18.6 17.7 - - 18.6 17.7 Public Service8.6 7.9 - - 8.6 7.9 Public Welfare9.5 9.2 - - 9.5 9.2 Interest and Fiscal Fees0.7 0.8 - - 0.7 0.8 Water- - 9.8 9.8 9.8 9.8 Waste Water- - 8.5 8.6 8.5 8.6 Non-major activities- - 6.5 6.1 6.5 6.1 Total Expenses 47.3 45.0 24.9 24.5 72.3 69.5 Excess (deficiency) beforespecial items and transfers16.9 10.0 17.2 11.7 34.2 21.7 Sale of Capital Assets0.0 (0.1) - (2.0) 0.0 (2.1) Transfers(0.7) (0.7) 0.8 0.7 - - Increase (decrease) in net position16.3$ 9.2$ 18.0$ 10.4$ 34.3$ 19.6$ Net position - beginning151.9 142.7 247.3 236.9 399.2 379.6 Net position - ending168.2$ 151.9$ 265.3$ 247.3$ 433.4$ 399.2$ ActivitiesActivities Primary GovernmentTabl e 2Changes in Net Position(in Millions)Governmental Business-typeTotalDRAFT485 26 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 revenues increased by $800,000, or 3.8%, from $21.7 million to $22.5 million. Charges for services, which include Street Assessments and Fire and Street Impact Fees, realized a net increase of $4.9 million, or 27.8%, from $17.6 million to $22.5 million. Restricted Capital Grants and Contributions (developer- provided infrastructure reported under Program Revenues) increased $5 million, or 187%, from $2.7 million to $7.7 million. These and the other contributing factors listed below are primarily responsible for this year’s change in net position. Charges for services increased by $4.9 million, or 27.8%, from $17.6 million last year to $22.5 million this year. Street Impact Fees increased notably by $1.5 million, or 39%, from $4 million last year to $5.5 million due to increased development requiring expansion of the City’s transportation system. Street Maintenance District assessments and Arterial & Collector District assessments also each increased significantly due to rate increases approved by the City Commission pursuant to policy adopted to address deferred street infrastructure maintenance and to build a reserve for curb and sidewalk replacement. Arterial & Collector district revenues increased by $729,300, or 67%, from $1.1 million to $1.8 million. Street Maintenance revenue increased by $915,000, or 20%, from $4.5 million to $5.4 million. Fire impact fee revenues also increased significantly after reporting two years of stagnant and declining activity, increasing this year by $284,000, or 90%, from $316,000 to $600,000.e of $22,728 or 6.7%. Property Tax collections increased by nearly $800,000, or 3.8%, from $21.7 million last year to $22.5 million this year. The number of total property tax mills levied actually decreased by 17.97 mills from 205.3 to 187.33, or 8.6%, so the increase in revenues was instead fueled by a 13.3% increase in the mill value from $89,325 to $101,195 along with continued growth in the number of taxpayers. Property Tax revenues also increased in each of the City’s Tax Increment Financing (TIF) Districts, with the exception of the North 7th/Midtown District decreasing by 7.9%, or $51,000, from $652,000 to $601,000 as the results of the latest property reappraisal continued to take effect after the Montana Department of Revenue changed its appraisal cycle from every 6 years to every 2 years which also had the effect of shifting the tax burden from commercial to residential property owners. While property tax revenues did increase City-wide, it is important to note that this year’s tax levy was still 15.97 mills, or approximately $1,616,255 below the statutory maximum allowable tax rate. Restricted Capital Grants and Contributions (reported under Program Revenues) increased by $5 million, or 185%, from $2.7 million to $7.7 million, due to general infrastructure provided by developers being significantly greater this year than last. Contributed road/transportation infrastructure increased by $2.2 million, or 132%, from $1.7 million last year to $3.9 million this year. Increased development in the City also impacted dedicated parkland, where developer contributions increased significantly by $2 million, or 346%, from $583,000 last year to $2.6 million this year Program Expenses increased by 5.2%, or $2.3 million, from $45 million to $47.3 million with Public Safety and Public Service being the primary drivers of the increase at nearly $1 million each. Personnel costs for Public Safety accounted for $460,000 of this increase due to departments being closer to fully-staffed than in previous years, with Police, Fire and Building Inspection increasing 2%, 5%, and 2% respectively accounting for roughly $.5 million of this increase. Additional information about Police and Fire is available in the later discussion of the General Fund. Contracted Service expenses charged to the Building Inspection program also increased significantly by $368,500, or 218%, from $168,900 to $537,400 due mainly to a much heavier volume in the number of plan reviews being contracted out for third-party review. DRAFT 486 27 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Public Service expenses reported under Governmental Activities consist mainly of street maintenance and reconstruction activities. Personnel costs here increased by $306,250, or 22.3%, from $1.37 million last year to $1.67 million this year. Operational costs, including supplies and materials and non-construction contracted maintenance services such as seal-coating and pavement marking increased by $226,500, or 7.4% from $3.1 million to $3.3 million. The cost of all governmental activities this year was $47.3 million compared to $44.9 million last year. However, as shown in the Statement of Activities on page 40 under Net (Expense) Revenue for Total governmental activities, the amount that our taxpayers ultimately financed for these activities through City taxes and other general revenues was only $14,152,954 because some of the cost was paid by those who directly benefited from the programs ($22,498,750 in Charges for Services) or by other governments and organizations that subsidized certain programs with operating and capital grants and contributions ($3,021,399 plus $7,651,008 = $10,672,407). Table 3 presents the cost of each of the City’s six largest programs—Police, Fire, Public Service, Library, Parks and Recreation—as well as each program’s net cost (total cost less revenues generated by the activities). The net cost shows the financial burden that was placed on the City’s taxpayers by each of these functions. Business-Type Activities Total revenues of the City’s business-type activities (see Table 2) increased by $6.2 million, or 17.2% ($42.4 million this year compared to $36.2 million last year) while expenses increased by $0.4 million, or 1.6% ($24.9 million compared to $24.5 million last year). The increase in revenues was due to a $2.1 million increase in Restricted Capital Grants & Contributions, which consisted primarily of privately constructed water, wastewater, and stormwater infrastructure that was contributed to the City by developers. Additionally, there was a $3.2 million overall increase in charges for services revenue. The increase in expenses this year was due to overall increased personnel costs of $390,000. Specific factors driving these and other regular operating results include: Water The City’s water system operating revenue (charges for services) have steadily increased over the past decade as a result of both an increase in the customer base and due to regular rate increases. However, the City Commission voted to hold water rates steady in fiscal years 2014 and 2015 followed by 2.5% rate increases in each of fiscal years 2016 and 2017. This year’s water rate increase was 2%. These rate increases have allowed the City to continue its water distribution pipe replacement program and replace or rehabilitate aging infrastructure every year instead of every two years. 2018201720182017Police9.1$ 9.1$ 7.8$ 7.5$ Fire6.9 6.5 5.6 5.5 Public Service11.3 9.5 (3.4) (1.5) Library2.5 2.5 1.7 1.6 Parks2.0 1.8 1.7 1.8 Recreation1.6 1.5 1.1 1.0 All Others14.0 14.0 2.6 5.5 Totals 47.4$ 44.9$ 17.1$ 21.4$ of Services of ServicesTabl e 3Governmental Activities(in Millions)Total Cost Net CostDRAFT487 28 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 The City’s customer‐base growth grew by 491 customers, or 3.9%, from 12,361 average active customer accounts last year to 12,852 this year. This level of growth rate is trending more closely to the 5% growth experienced between 2005‐2008. As of three years ago, the cost of Public Works Administration has been recorded in the Water Fund instead of to the General Fund, and the Water Fund’s administrative overhead in turn is then charged out to the various departments that benefit from Public Works Administration. This resulted in $1,011,644 of administration reimbursement revenue being recorded as part of the $1,086,293 reported under “Other income”. Because of the increase in the water rates and in the number of utility customers, combined with a $556,302, or 89%, increase in cash-in-lieu-of-water-right revenue from $623,820 to $1,180,122 due to increased development, total water operating revenues increased by $876,067 or 9.4% from $9.3 million to $10.2 million. Additionally, the amount of infrastructure contributed by private developers increased this year. This amount, reported under Restricted Capital Grants and Contributions, increased by $994,300, or 31%, from $3.2 million to $4.2 million this year. Water impact fee revenues increased significantly by $872,442, or 46.3%, from $1,885,123 to $2,757,566 due to an increase in impact-fee qualifying construction during the year. Major collections included $480,500 for the South University District mixed-use residential/commercial complex, $221,000 for Bozeman High School, and $215,880 for The Springs Assisted Living Facility. Total operating expenses held steady this year, actually decreasing slightly by $12,100, or .1%, from $9,249,739 to $9,237,639. Amounts spent on major projects undertaken during the year include: $1.9 million on the Sourdough Storage Reservoir; $477,857 towards continued annual renovations & pipe replacement; $325,000 as the water system’s share of the shops Facility Expansion (1804 N. Rouse MDT Property), $305,797 for the Graf Street Extension; and $182,755 for engineering working on the planned expansion of Kagy Boulevard from Willson Avenue South 19th Avenue. Wastewater Revenues in the Wastewater Fund have generally been increasing over the past 10 years and are estimated at $9.6 million for the upcoming year. Seven years ago the City borrowed significantly to construct the new Water Reclamation Facility. This debt is being repaid by system users over the subsequent 20 years. Accordingly, the City Commission adopted a two-year rate resolution of a 6% increase for fiscal years 2012 and 2013 and 3% for fiscal years 2014 through fiscal year 2017, with a 2% increase this year. As a result of this rate increase, combined with the same customer growth experienced in the water system of 491 customers, operating revenues for the year increased by $309,124, or 3.5%, from $8,566,893 to $8,876,017 this year. Wastewater impact fee revenues increased by $709,000, or 64.3%, from $1.1 million last year to $1.8 million this year. The South University District mixed-use residential/commercial complex, Bozeman High School, and The Springs Assisted Living Facility projects listed previously under Water impact fee revenues were the same projects contributing to this increase. Wastewater operating expenses increased by $216,000, or 2.7%, from $8,045,210 last year to $8,261,333 driven mainly by a $118,000 increase in personnel costs and a $100,000 general increase in operating costs spread across material and supplies, repair and maintenance, and other expenses. DRAFT 488 29 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Spending on major projects during the year included $185,000 for the Peach Street project in the Northeast Urban Renewal Tax Increment Financing District project, $184,000 in planned annual pipe replacement, $167,500 for the reconstruction of East Olive Street, $94,000 for the wastewater infrastructure under the Graf Street extension and $547,000 in various “small works” projects. Solid Waste Operating revenues in the Solid Waste fund increased by $312,400, or 8.6%, from $3,613,721 to $3,926,123 due mainly to an increase in the customer base for both garbage and recycling. The number of garbage collection customers increased by 564, or 6%, from 9,744 last year to 10,308 this year. The number of recycling customers increased by 504, or 17%, from 3,009 last year to 3,513 this year. Operating expenses increased by $273,215, or 6.4%, from $4.26 million to $4.54 million driven mainly be a 38% increase in salaries and benefits expenses, which increased by $405,300 from $1.06 million to $1.46 million. Since the overall increase was only $273,215, this increase in personnel costs was offset by an actual decrease in expenses for supplies and materials, repair and maintenance, other expenses, and the expense recorded this year for the change in estimated post-closure costs of the city landfill. Additional information is available in Note 21 on page 125 and in Note 12 on page 82. Spending on major projects during the year included $576,000 for two new side-load garbage collection trucks and $73,000 for a new frontload container heavy- duty transport pickup truck. THE CITY’S FUNDS As the City completed the year, its governmental funds (as presented in the balance sheet on pages 41-42) reported a combined fund balance of $49,174,403. Included in this year’s total change in fund balance is a positive General Fund balance of $7,464,768, up 15% or $974,609 from $6,490,159. The following five separate categories of fund balance are recognized, based on the extent to which the government is bound to honor constraints on the specific purposes for which amounts can be spent: nonspendable fund balance, restricted fund balance, committed fund balance, assigned fund balance, and unassigned fund balance. The total of the last three categories, which include only resources without a constraint on spending or for which the constraint on spending is imposed by the government itself, is termed unrestricted fund balance. The Government Finance Officers Association’s recommends maintaining an unrestricted general fund balance of no less than two months of regular general fund operating revenues, or $5,319,255 for the end of this year. The City’s ending general fund balance of $7,464,768 exceeds this recommendation by $2,145,513. However, there are other significant assignments detailed below, and these other assignments combined with the minimum reserve requirement leave an Unassigned General Fund Balance of $0. The contributing factors to this year’s ending General Fund balance are explained after the table below, followed by an analysis of each of the City’s other Major Funds. DRAFT 489 30 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 The general fund balance of $7,464,768 has been assigned as shown: General Fund The City’s general fund balance increased significantly by $974,609, or 15%, from $6,490,159 last year to $7,464,768 this year. The City had budgeted for ending fund balance to actually decrease by $1.3 million, but actual revenues and other financing sources ended up exceeding budgeted expectations by $767,000 while actual expenditures and other financing uses were under budget by $1.5 million. Some of this budget savings is reflected in the unspent TOTAL CIP / CAPITAL CARRY-OVER ITEMS listed in the preceding table while other savings were realized through careful and conservative budgetary management practices implemented throughout all City departments. FY18 ENDING GENERAL FUND BALANCE - TOTAL: 7,464,768$ ASSIGNMENTS:1CIP / CAPITAL CARRY-OVER BUDGETED IN FY18 BUT NOT TO BE SPENT UNTIL FY19:City Clerk: Agenda Management Software 10,000$ City Clerk: Municode16,000$ Sustainability: Climate Vulnerability Assessment & Resiliency Strategy 25,000$ Facilities: GF103 ADA Compliance Improvements 2,200$ Facilities: GF203 Senior Center Exterior Envelope Improvements 64,750$ Facilities: GF273 Professional Building - Electrical Upgrade 71,525$ Facilities: GF274 City Hall - Bozeman Creek Improvements 18,633$ Facilities: GF244 Library Site Drainage 15,000$ Recreation: GF236 Beall Park Recreation Center Wood Floor Replacement 35,000$ TOTAL CIP / CAPITAL-CARRY OVER ITEMS: 258,108$ 216.67% MINIMUM RESERVE LEVEL REQUIRED BY CITY CHARTER (2 MONTHS OF REVENUES): 5,319,255$ 3FY19 BUDGET: FY18 YEAR-END FUND BALANCE NEEDED TO BALANCE FY19 BUDGET: 1,887,405$ TOTAL GENERAL FUND ASSIGNMENTS: 7,464,768$ UNASSIGNED GENERAL FUND BALANCE - FY18: 0$ 490 31 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Property tax revenues increased in the General Fund by $420,639 or 2.8%, from $15,268,625 to 15,689,264, although the number of total property tax mills levied actually decreased by 13.82 mills from 148.21 to 134.39, or 10.3%. Therefore the increase in property tax revenue was not driven by an increase in mills levied but instead fueled by a 13.3% increase in the mill value from $89,325 to $101,195 based on information provided by the Montana Department of Revenue, (which recently accelerated its appraisal cycle from every 6 years to every 2 years) in addition to continued growth in the number of taxpayers. This continues the trend reported last year, with a 3.2% increase in mill value compared to a 1.5% decrease two years ago due to the timing and nature of the appraisal cycle change. Intergovernmental revenues increased by $292,320, or 4%, from $7,393,702 last year to $7,686,022. Montana State Entitlement Share revenue accounted for $25,080 of this increase. Entitlement Share began in 2001 as a replacement to the City’s dedicated revenue sources from personal property tax reimbursements and taxes on motor vehicles, gaming, alcohol, and banking, among others. After several stagnant years of minimal or no change, Entitlement Share increased steadily over each of the past four years including a 4% increase last year, however this year’s increase from $4,299,752 to $4,324,831 was only less than .01%. The State of Montana’s share of City employee retirement (recorded as a revenue) was the primary driver of the increase in intergovernmental revenues. Revenues increased this year by over $246,000, or 10.3% from $2,400,348 to $2,646,501. $165,408 of this increase was due to a new “on-behalf” revenue recorded in the amount of $165,408 representing a contribution of Coal Severance Tax income by the State of Montana the Public Employee Retirement System (PERS) only. This revenue amount and the regular on-behalf State share of retirement contributions is a non-cash book-entry only on the City’s general accounting ledger, and is offset by an expenditure in the exact same amount (most of which is reported under Public Safety for the police and fire employees), so it increases revenues and expenditures by the same amount, resulting in no change to ending fund balance. Total general fund expenditures increased by $1,513,870, or 5.4%, from $27,989,671 to $29,503,543. The largest general fund expenditures continued to be in Public safety, with $8.5 million (29%) spent on Police and $6.5 million (22%) spent on Fire. Payroll expenditures across all functions (General government, Public safety, Public service, Public welfare) increased by $1.2 million, or 5.8% from $21,301,276 to $22,531,001. This increase was due in part to positions continuing to be filled pursuant to the public safety mill levy beginning in 2009. As the department moved closer to being fully staffed, police personnel costs (net of State Share of Retirement) increased by $120,429, or 2%, from $6,221,841 to $6,342,270. Fire Department personnel costs (net of State Share of Retirement) increased by $221,904, or 5%, from $4,463,750 last year to $4,685,654. Other factors contributing to increased expenditures in the General Fund include increased payroll costs for the Municipal Court of $100,500 (or 17.4%, from $578,900 to $679,400), $114,832 for the City Attorney’s Office (or 11.9%, from $961,500 to $1,076,300), $101,659 for Parks (or 12.3%, from $829,141 to $930,800) and $130,200 for the Library (or 9.2%, from $1,415,400 to $1,545,600). However, as stated, total expenditures were under budget by $1.5 million, so these increased personnel costs were offset by under-spending on operations and capital. Budgeted expenditures that remained unspent at year-end included $79,000 for the Veteran’s Court; $75,000 for the electrical upgrade of the Professional Building; $64,750 for improvements to the exterior of the Senior Center; $200,000 for the Cemetery irrigation project; and $347,600 for park improvements and parkland acquisition. A more comprehensive list is shown on page xx under General Fund Assignments: CIP / CAPITAL CARRY-OVER. DRAFT 491 32 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Notable expenditures in the general fund for the year included $237,435 for the upgrade of the Story Mill Park Community Center, $186,331 granted to the Streamline bus system, and $115,686 spent on new police patrol cars and related equipment. Also contributing to the strength and relative stability of the General Fund balance is the utilization of conservative budgetary practices. Conservative, yet realistic, revenue estimates, combined with departments operating within their original budgets, naturally has a favorable effect on the bottom line. Maintaining adequate reserves has several internal and external benefits. Internally, reserves can provide for cash flow needs until property tax revenues are received, reducing or eliminating the need for cash flow borrowing; provide funds to leverage state or federal grants; and provide for the unexpected. Externally, reserves tend to be viewed favorably by investors, rating agencies, and local banks with which we do business, thus benefiting rating and the potential need for lines of credit. The City’s General Fund balance was a primary focus of an upgrade in the City’s General Obligation Bond rating to Aa2 by Moody’s Investor Services. Previously Moody’s had assigned a debt rating of Aa3 in November of 2013 and a rating of Aa3 “Positive Outlook” in November of 2015 for the two issuances of Trails, Open Space and Parks general obligation bonds. This affirmed Moody’s rating assigned in May, 2012 of Aa3 to the City’s General Obligation Refunding Bonds, Series 2012, issued in the amount of $3.1 million. At the same time, Moody's also affirmed the Aa3 rating on the city's rated outstanding general obligation debt not being refunded by this issue, which included $.6 million outstanding for the 2003 refinancing of the City’s General Obligation Transportation Bonds and the remaining bonds issued in 2003 for the new Library. In each instance bond analysts looked favorably on the amount and trend of the General Fund balance in determining the City’s bond rating. The more-recent Moody’s Credit Opinion and Annual Comment are discussed further in the Debt section on page 35. As shown on page 145, variances in the General Fund between the original budget of $31,198,222 and the final budget of $31,820,764 netted to an overall amount of $622,542, with some functions reporting increases while others reported decreases to their original budget. Most of this was intentional and done in order to avoid confusing the public safety departments during the year by giving the impression that they had excess budget to spend, and it relates to the State’s Share of Retirement entry that is booked annually at fiscal year-end. The $2.3 million increase to the Public safety budget (from $13,098,829 to $15,322,329) and the $2.3 million decrease to Other (from $2,861,483 to $555,483) both relate to opposite sides of the same budget amendment made for the State of Montana’s share of Police officer and Firefighter retirement. By design, the $2.3 million of appropriation authority was initially budgeted under Other to avoid confusion throughout the year, and at year-end this amount is shifted to the Public Safety budget to cover the increase in reported expenditures required by this book entry. It is important to note that the entire amount of the State Share of Retirement book entry only/non-cash expenditure is offset (“reimbursed”) by intergovernmental revenue booked in the same amount. Street Impact Fees Special Revenue Fund balance decreased by $2.3 million, or 20%, from $11,649,618 last year to $9,349,249 this year due to a large increase in expenditures even in light of increased revenues. Total expenditures increased by $2.7 million, or 53.3%, from $5,103,238 to $7,824,644 this year. Notable expenditures this year included: $1.8 million for the extension of South 11th avenue from Kagy Boulevard to Graf Street, $1.3 million for the intersection of Oak Street and Davis Lane, $600,000 for intersection improvements at Babcock Street and Ferguson Avenue, $425,300 for the extension of Graf Street to South 19th Avenue, and $3.5 million on other critical road extensions and intersection improvements throughout the city, in addition to $312,000 on right-of-way acquisition for these various projects. Total revenues in the Street Impact fund increased by $1.4 million, or 35%, from $4.1 million last year to $5.5 million this year due to increased development and construction of projects which required an increase in capacity of the city’s transportation system. Street impact fee collections for the year included $513,000 for The Springs Assisted Living Facility, $332,000 for the South University District mixed-use residential/commercial complex, $221,000 for DRAFT 492 33 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Bozeman High School, and $286,000 for The Springs Assisted Living Facility, and over $173,000 paid by the City of Bozeman for Trail and Open Space Bond project improvements during the year. Street Maintenance Special Revenue Rebounding from last year’s decrease of $335,227, fund balance increased this year by $89,039 or 20.2%, from $439,721 to $528,761 due to actual revenues exceeding budgeted revenues and actual expenditures being less than budgeted. Total revenues increased by $1.1 million, or 24%, from $4,642,606 last year to $5,757,906 this year, over last year driven mainly by a 17% increase in street maintenance assessment rates combined with $173,172 in one-time miscellaneous revenues consisting mainly of reimbursements from the Montana Department of Environmental Quality for asbestos cleanup costs paid out of this fund in prior years in addition to a reimbursement from a developer to cover future maintenance costs caused by paving in cold weather. Actual street maintenance charges for services increased by $914,930, or 20.1%, from $4,545,407 to $5,460,337 due mainly to the 17% rate increase to fund operating increases and added pavement maintenance combined with an increase in the customer base. Other factors driving the rate increase include the continued expansion of the City’s Street Maintenance Assessment program to include major street reconstruction projects; the first being the reconstruction of South 8th Avenue three years ago, followed by Story Street and North Wallace Avenue two years ago, East Olive Street last year, and South Tracy Avenue this year. Transfers out of the Street Maintenance fund for these projects totaled $1,113,567 and included $613,800 for South Tracy and $700,000 for general street reconstruction. Debt service payments totaled $223,985 including $143,900 for repayment of the State of Montana Intercap loan for the reconstruction of South 8th Avenue. These projects demonstrate the City Commission’s focused goal of addressing deferred street and curb maintenance. Other major expenditures during the year included $244,531 booked for a new grader lease, $173,811 for a new asphalt patch truck, $115,045 for a new steel drum roller with trailer, and $134,204 spent on advertising street construction updates to the public. Projects budgeted for but not started by the end of the fiscal year include over $500,000 for mill & overlay and chip seal work on various streets. DRAFT 493 34 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 CAPITAL ASSET AND DEBT ADMINISTRATION Capital Assets As shown in Table 4, at the end of 2018 the City had $432.5 million invested in a broad range of capital assets, including police and fire equipment, buildings, park facilities, roads, and water and sewer lines. This amount represents a net increase (including additions and deductions) of roughly $32.8 million, or 8.2% over last year. Refer to capital assets disclosure Note 7 beginning on page 66 for more information. 2018 2017 2018 2017 2018 2017 Land 22.5$ 19.5$ 2.2$ 2.2$ 24.7$ 21.7$ Water Rights - - 2.1 2.1 2.1 2.1 Buildings 34.1 32.7 113.5 113.2 147.6 145.9 Other Structures and Improvements 1.1 1.1 30.5 30.5 31.6 31.6 Machinery & Equipment 13.3 12.5 10.2 9.1 23.5 21.6 Property under Capital Lease 0.8 0.5 0.5 0.5 1.3 1.0 Vehicle 3.8 3.7 2.2 2.1 6.0 5.8 Infrastructure 190.4 170.4 310.0 293.6 500.4 464.0 Subtotal 266.0 240.4 471.2 453.3 737.2 693.7 Accumulated Depreciation (108.5) (103.9) (196.3) (190.1) (304.8) (294.0) Total Capital Assets 157.5$ 136.5$ 274.9$ 263.2$ 432.5$ 399.7$ Activities Activities Total s Tabl e 4 Capital Assets at Year-end (in Millions) Governmental Business-type DRAFT 494 35 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Major additions and capital projects underway include the following expenditures made during this year: Debt At year-end, the City had $57.4 million in bonds and notes outstanding versus $56.1 million last year – an increase of $1.3 million, or 2.3%, as shown in Table 5. This increase was due to new debt issuances ($5.1 million) exceeding debt repayment for the year ($3.8 million) during the year. New debt included a $3.2 million for the 5.3 million gallon Sourdough water storage tank, $851,000 for the Northeast Urban Renewal Tax Increment Financing District project improvements, and $245,000 for the lease of a new road grader in the street department. Debt repayment included $1.1 million for the Water Reclamation Facility; $847,000 for the new Water Plant; $151,000 for the Stormwater-backed landfill mitigation system loan; $255,000 for the refinanced transportation General Obligation (GO) Bonds; $620,000 for the TOP GO Bonds; $210,000 for the Downtown TIF District Bonds to finance the Parking Facility; and $95,000 in Special Improvement District debt. General obligation debt still outstanding, which is reported under Governmental Activities, consists of $13 million for the TOP Bonds along with $795,000 million in Series 2012 Refunding Bonds issued to refinance both the Series 2003A Transportation Refunding bonds and the Series 2001A / Series 2003B Library Construction Project bonds. Trail and Open Space Bond: Sports Complex 3,713,523$ Sourdough Water Storage Reservoir 3,425,862$ South 11th Avenue construction: Kagy Boulevard to Graf Street 2,282,981$ Oak Street & Davis Lane Intersection Roundabout 1,583,310$ East Olive Street Reconstruction Special Improvement District 1,157,855$ Oak Street construction: New Holland Drive to Ferguson Avenue 1,023,475$ Northeast Urban Tax Increment Financing District construction: Peach Street 926,284$ Stormwater System Improvements & Equipment 889,821$ Baxter Lane construction: Ferguson Avenue to Cottonwood Street 767,453$ Street Improvements - Gas Tax: Mill & Overlay 747,924$ Trail and Open Space Bond: Story Mill Park 607,393$ Fire Department Equipment - Public Safety Mill Levy 601,041$ Babcock Street & Ferguson Avenue Intersection improvements 600,345$ Kagy Boulevard Engineering: Willson Avenue to South 19th Avenue 534,756$ Oak Street & Ferguson Avenue Intersection improvements 483,209$ DRAFT 495 36 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 Debt reported under Business-Type Activities includes $19.1 million of water revenue bonds and $16.4 million of wastewater revenue bonds issued to finance construction of the new Water Treatment Plant, Water Storage Tank, and Wastewater Reclamation Facility. 2018 2017 2018 2017 2018 2017 General obligation bonds (backed by the City)13.8$ 14.7$ -$ -$ 13.8$ 14.7$ Tax Increment Financing District (TIFD) bonds 5.0 4.4 - - 5.0 4.4 Special Improvement District Debt 0.3 0.5 - - 0.3 0.5 Notes Payable 0.8 0.9 - - 0.8 0.9 Lease Payable 0.5 0.3 - - 0.5 0.3 Water Revenue Bonds (backed by specific fee revenues)- - 19.1 15.8 19.1 15.8 Wastewater Revenue Bonds (backed by specific fee revenues)- - 16.4 17.9 16.4 17.9 Stormwater Revenue Bonds (backed by specific fee revenues)- - 1.3 1.4 1.3 1.4 Stormwater Lease Payable (backed by specific fee revenues)- - 0.2 0.3 0.2 0.3 Totals 20.4$ 20.8$ 37.0$ 35.4$ 57.4$ 56.1$ Activities Activities Totals Tabl e 5 Outstanding Debt, at Year-end (in Millions) Governmental Business-type Moody’s Investor Services assigned a debt rating of Aa3 in November of 2013 for the first issuance of TOP general obligation bonds. Moody’s views the city’s financial operations as sound, noting in their report that City officials have delivered operating surpluses in four of the last five audited financial years and that the City has a moderately-sized tax base that did not decline during the recession, in addition to a low debt burden. This affirmed the rating assigned by Moody’s in May, 2012 of Aa3 to the City’s General Obligation Refunding Bonds, Series 2012, issued in the amount of $3.1 million. Most recently Moody’s upgraded this rating to Aa2 from Aa3, stating in their Credit Opinion “The Aa2 rating reflects the city's fairly large, growing tax base anchored by Montana State University (Aa3/Stable), improved DRAFT 496 37 CITY OF BOZEMAN, MONTANA MANAGEMENT’S DISCUSSION AND ANALYSIS (CONTINUED) June 30, 2018 wealth measures, a trend of sound financial operations and healthy reserve levels, and a limited debt burden that is expected to remain at similar levels in the near-term”. Moody’s again affirmed this Aa2 rating in July of 2017. Additionally, Moody's expects the City to maintain a moderate debt position given current limited debt burden, above average principal payout, and expected tax base growth. More detailed information about the City’s long-term liabilities is presented in Note 9 to the financial statement. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES The City’s elected and appointed officials considered many factors when adopting the 2018-2019 budget for next fiscal year’s tax rates and for fees that will be charged for the business-type activities. Some of these factors include: capital improvements identified in the City’s Capital Improvement Program; inflation rates, the City’s collective bargaining units, the local economy, and the citizen’s ability to pay. For the year, inflation rates continued to remain at relatively low yet increasing levels. The Bureau of Labor Statistics of the U.S. Department of Labor reported the Consumer Price Index-Unadjusted for All Items at 2.11% for the last calendar year and over the last 12 months the all items index rose 2.5% (as of this report date and before seasonal adjustment), with energy index rising 2.4%. Inflation rates have historically had a significant impact on the cost of City capital projects. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, taxpayers, customers, and investors and creditors with a general overview of the City’s finances and to show the City’s accountability for the money it receives. If you have questions about this report or need additional information, contact the City’s Controller, Assistant Controller, or Finance Director at the City of Bozeman, 121 North Rouse Avenue, Bozeman, Montana 59715. DRAFT 497 B. BASIC FINANCIAL STATEMENTS DRAFT 499 GOVERNMENT-WIDE FINANCIAL STATEMENTS DRAFT 501 38 CITY OF BOZEMAN, MONTANA STATEMENT OF NET POSITION June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Business-type Activities Activities Total ASSETS Cash and investments 38,203,395$ 21,422,126$ 59,625,521$ Restricted cash and investments 16,084,122 16,650,301 32,734,423 Accrued interest 125,724 130,021 255,745 Receivables, net 6,263,147 2,528,360 8,791,507 Notes receivable 625,083 9,442 634,525 Prepaid expenses 312,375 - 312,375 61,613,846 40,740,250 102,354,096 Capital assets: Non-depreciable land and water rights 22,452,729 4,324,045 26,776,774 Other capital assets, net of depreciation 134,920,036 270,620,575 405,540,611 Total capital assets 157,372,765 274,944,620 432,317,385 Total assets 218,986,611 315,684,870 534,671,481 Deferred outflows of resources: Interlocal lease agreement 1,009,999 - 1,009,999 Pension plan contributions 5,440,721 1,817,229 7,257,950 Total deferred outflows of resources 6,450,720 1,817,229 8,267,949 Total assets and deferred outflows of resources 225,437,331$ 317,502,099$ 542,939,430$ DRAFT 503 39 CITY OF BOZEMAN, MONTANA STATEMENT OF NET POSITION (CONTINUED) June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Business-type Activities Activities Total LIABILITIES Accounts payable and accrued expenses 8,663,465$ 3,041,900$ 11,705,365$ Unearned revenue 56,343 - 56,343 Current portion of long-term liabilities: Compensated absences payable 1,427,400 368,612 1,796,012 Capital leases 68,250 85,346 153,596 Closure and post-closure care costs - 310,000 310,000 Bonds and notes 1,358,734 2,391,000 3,749,734 Long-term liabilities, due in more than one year: Compensated absences 1,077,396 231,095 1,308,491 Capital leases 395,286 129,541 524,827 Closure and post-closure care costs - 1,982,253 1,982,253 Pollution remediation obligations 16,874 1,568,001 1,584,875 Other post-employment health benefits - implicit rate subsidy 2,134,567 551,314 2,685,881 Due to other governments and other liabilities 1,009,999 185 1,010,184 Bonds and notes 18,812,436 34,376,927 53,189,363 Net pension liability 21,421,473 6,934,875 28,356,348 Total liabilities 56,442,223 51,971,049 108,413,272 DEFERRED INFLOWS OF RESOURCES Other post-employment health benefits - implicit rate subsidy 477,742 - 477,742 Unavailable revenues-special assessments - 105,596 105,596 Pension deferrals 368,162 177,231 545,393 Total deferred inflows of resources 845,904 282,827 1,128,731 NET POSITION Net investment in capital assets 137,133,345 239,254,236 376,387,581 Restricted: Restricted for parking capital projects - 344,465 344,465 Restricted for general government 1,927,674 - 1,927,674 Restricted for public safety 4,378,294 - 4,378,294 Restricted for public service 13,618,540 - 13,618,540 Restricted for public welfare 5,938,599 - 5,938,599 Restricted for capital projects 3,658,296 9,255,771 12,914,067 Restricted for debt service 7,000,792 3,102,477 10,103,269 Unrestricted (5,506,336) 13,291,274 7,784,938 Total net position 168,149,204$ 265,248,223$ 433,397,427$ DRAFT 504 40 CITY OF BOZEMAN, MONTANA STATEMENT OF ACTIVITIES Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Net (Expense) Revenue and Changes in Net Position Operating Capital Charges for Grants and Grants and Governmental Business-type Functions/Programs Expenses Services Contributions Contributions Activities Activities Total Primary Government Governmental activities: General government 9,890,842$ 3,139,427$ 123,161$ -$ (6,628,254)$ (6,628,254)$ Public safety 18,637,422 2,234,994 2,681,708 - (13,720,720) (13,720,720) Public service 8,607,457 15,531,304 35,568 7,566,008 14,525,423 14,525,423 Public welfare 9,469,583 1,593,025 180,962 85,000 (7,610,596) (7,610,596) Interest and fiscal fees 718,807 - - - (718,807) (718,807) Total governmental activities 47,324,111 22,498,750 3,021,399 7,651,008 (14,152,954) (14,152,954) Business-type activities: Water 9,832,508 12,915,454 59,029 4,874,798 8,016,773 8,016,773 Waste water 8,548,138 10,686,506 36,704 4,102,663 6,277,735 6,277,735 Solid waste 4,535,865 3,926,123 24,471 - (585,271) (585,271) Parking 1,133,777 958,378 6,020 - (169,379) (169,379) Stormwater 878,173 1,324,461 8,299 685,144 1,139,731 1,139,731 Total business-type activities 24,928,461 29,810,922 134,523 9,662,605 14,679,589 14,679,589 Total primary government 72,252,572$ 52,309,672$ 3,155,922$ 17,313,613$ (14,152,954) 14,679,589 526,635 General revenues Property taxes 22,532,724 - 22,532,724 Unrestricted grants and contributions 6,171,297 - 6,171,297 Investment earnings 64,058 3,389 67,447 Settlement income 1,000,000 - 1,000,000 Miscellaneous 1,320,536 2,529,824 3,850,360 Loss on sale of assets 28,861 10,005 38,866 Transfers (758,084) 758,084 - Total general revenues and transfers 30,359,392 3,301,302 33,660,694 Change in net position 16,206,438 17,980,891 34,187,329 Net position, beginning of the year 152,441,481 247,393,246 399,834,727 Restatement, other post-employment health benefits (498,715) (125,914) (624,629) Net position, beginning of the year as restated 151,942,766 247,267,332 399,210,098 Net position, end of the year 168,149,204$ 265,248,223$ 433,397,427$ Primary Government Program Revenues DRAFT 505 FUND FINANCIAL STATEMENTS DRAFT 507 GOVERNMENTAL FUND FINANCIAL STATEMENTS DRAFT 509 MAJOR GOVERNMENTAL FUNDS General Fund – This fund accounts for the financial operations of the City, which are not accounted for in any other Fund. Principal sources of revenue are property taxes, state and local shared revenues, licenses and permits, and charges for services provided to other Funds. Principal expenditures in the general fund are made for police and fire protection, public works, and general government. Street Impact Fees Special Revenue Fund – This special revenue fund accounts for the collection and expenditures associated with the street impact fees. Street Maintenance – This special revenue fund accounts for special assessment revenues levied, received, and expended for street maintenance provided to specific property owners. DRAFT 510 41 CITY OF BOZEMAN, MONTANA BALANCE SHEET GOVERNMENTAL FUNDS June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Street Street Other Total General Impact Fees Maintenance Governmental Governmental Fund Special Revenue Special Revenue Funds Funds ASSETS Cash and investments 9,130,838$ -$ 656,460$ 28,020,541$ 37,807,839$ Receivables: Property taxes 1,092,941 - - 471,504 1,564,445 Accrued interest 19,641 32,710 - 73,373 125,724 Customers, net 1,326,896 6,500 13,252 643,319 1,989,967 Special assessments - - 146,923 2,150,679 2,297,602 Other governments 43,253 - - 356,680 399,933 Due from other city funds 76,631 - - - 76,631 Advances to other city funds - - - 510,503 510,503 Prepaid expenditures - - - 312,375 312,375 Notes receivable - - - 625,083 625,083 Restricted cash and investments - 10,787,062 - 5,297,060 16,084,122 Total assets 11,690,200$ 10,826,272$ 816,635$ 38,461,117$ 61,794,224$ (continued) DRAFT 511 42 CITY OF BOZEMAN, MONTANA BALANCE SHEET (CONTINUED) GOVERNMENTAL FUNDS June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Street Street Other Total General Impact Fees Maintenance Governmental Governmental Fund Special Revenue Special Revenue Funds Funds LIABILITIES AND FUND BALANCES Liabilities Accounts payable 2,968,591$ 1,286,606$ 200,700$ 3,760,181$ 8,216,078$ Escheat property payable 73,027 - 678 20,052 93,757 Accrued employee benefits 8,934 - 1,521 3,280 13,735 Appearance bonds and other liabilities - 137,619 - 158,526 296,145 Advanced from other city funds - - - 518,129 518,129 Total liabilities 3,050,552 1,424,225 202,899 4,460,168 9,137,844 Deferred inflows of resources Unavailable revenue-property taxes 51,004 - - 17,607 68,611 Unavailable revenue-special assessments 6,500 52,798 84,976 2,151,716 2,295,990 Unavailable revenue-court fines 1,117,376 - - - 1,117,376 Total deferred inflows of resources 1,174,880 52,798 84,976 2,169,323 3,481,977 Fund balances Nonspendable - - - 1,623,816 1,623,816 Restricted - 9,349,249 528,760 24,525,735 34,403,744 Committed - - - 3,856,238 3,856,238 Assigned 7,739,020 - - 1,868,485 9,607,505 Unassigned (274,252) - - (42,648) (316,900) Total fund balances 7,464,768 9,349,249 528,760 31,831,626 49,174,403 Total liabilities, deferred inflows, and fund balances 11,690,200$ 10,826,272$ 816,635$ 38,461,117$ 61,794,224$ DRAFT 512 43 CITY OF BOZEMAN, MONTANA RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Amounts reported for governmental activities in the statement of net position are different because: Fund balances - total governmental funds 49,174,403$ Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the governmental funds Governmental capital assets 265,873,153$ Less: accumulated depreciation (108,500,388) 157,372,765 Internal service funds are used by management to charge the costs of certain activities to individual funds. The assets and liabilities of the internal service funds are included in governmental activities in the statement of net position. Net position 948,240 Less: capital assets included in governmental activities (1,681,112) Plus: accumulated depreciation included in governmental activities 605,578 Plus: compensated absences included in governmental activities 23,250 Plus: other post-employment health benefits included in governmental activities 34,038 Plus: net pension liability and related deferred outflows and inflows included in governmental activities 364,007 294,001 Deferred inflows of resources are not available to pay for current period expenditures and, therefore, are deferred in the funds.3,481,977 Deferred outflows of resources relating to pensions and other liabilities are not payable in the current period and, therefore, are not reported in the governmental funds.6,450,720 Pension plan deferrals are deferred inflows of resources on the Statement of Net Position.(368,162) (477,742) Bond premiums are other financing source revenue in the governmental funds. They are a liability for the statement of net position and amortized over the life of the issuance. Bond premium (269,154) Less: amortization 47,103 (222,051) Impact fee credits do not affect current financial resources and therefore are not reported in the governmental funds.(56,343) Long-term liabilities are not due and payable in the current period and therefore are not reported in the governmental funds. Bonds and notes payable, net of bond premium (19,949,119) Net pension liability (21,421,473) Capital lease obligations (463,536) Pollution remediation obligations (16,874) Other liabilities (1,009,999) Post-employment health benefits (2,134,567) Compensated absences (2,504,796) (47,500,364) Net position of governmental activities 168,149,204$ The assumption change gain in the total other post-employment benefits liability (TOL) is a deferred inflow of resources and is amortized over the expected future service life; therefore, the balance is deferred and not reported in governmental funds.DRAFT 513 44 CITY OF BOZEMAN, MONTANA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Street Street Other Total Impact Fees Maintenance Governmental Governmental General Special Revenue Special Revenue Funds Funds REVENUES Taxes 15,689,264$ -$ -$ 6,864,708$ 22,553,972$ Special assessments 93 - 71,497 1,065,513 1,137,103 Licenses and permits 395,107 - 17,407 2,129,213 2,541,727 Intergovernmental 7,686,022 - 35,494 1,697,588 9,419,104 Charges for services 2,760,256 5,523,020 5,460,336 4,141,917 17,885,529 Fines and forfeitures 1,093,742 - - 146,412 1,240,154 Interest on investments - - - 34,709 34,709 Interest on loans receivable - - - 25,827 25,827 Other 1,141,637 1,255 173,172 997,033 2,313,097 Total revenues 28,766,121 5,524,275 5,757,906 17,102,920 57,151,222 EXPENDITURES General government 6,922,180 - - 1,346,105 8,268,285 Public safety 14,961,342 - - 2,641,624 17,602,966 Public service 186,331 161,261 3,614,633 993,334 4,955,559 Public welfare 6,170,061 - - 1,805,293 7,975,354 Other 554,851 - - 100,681 655,532 Capital outlay 704,076 7,663,383 805,722 9,247,320 18,420,501 Debt service Principal payments 4,702 - 223,985 1,272,000 1,500,687 Interest and fiscal fees - - - 718,597 718,597 Total expenditures 29,503,543 7,824,644 4,644,340 18,124,954 60,097,481 Revenues over (under) expenditures (737,422) (2,300,369) 1,113,566 (1,022,034) (2,946,259) OTHER FINANCING SOURCES (USES) Transfers in 2,323,901 - 31,900 2,038,476 4,394,277 Transfers out (632,084) - (1,313,800) (3,206,477) (5,152,361) Issuance of long term debt 8,006 - 244,531 851,049 1,103,586 Sale of capital assets 12,208 - 12,842 10,094 35,144 Total other financing sources (uses)1,712,031 - (1,024,527) (306,858) 380,646 Net change in fund balances 974,609 (2,300,369) 89,039 (1,328,892) (2,565,613) FUND BALANCE, beginning of year 6,490,159 11,649,618 439,721 33,160,518 51,740,016 FUND BALANCE, end of year 7,464,768$ 9,349,249$ 528,760$ 31,831,626$ 49,174,403$ DRAFT 514 45 CITY OF BOZEMAN, MONTANA RECONCILIATION OF STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Amounts reported for governmental activities in the statement of activities are different because: Net change in fund balances - total governmental funds (2,565,613)$ Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of these assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays and donated infrastructure exceeded depreciation expense in the current period. Expenditures for capital assets 18,420,501$ Donated infrastructure 7,566,008 Less: current year depreciation (5,056,125) 20,930,384 Governmental funds report asset disposals as sale of capital assets for the cash received. In the statement of activities, those gains and losses must be adjusted by the assets basis, net of any depreciation.(6,250) The issuance of long-term debt (e.g. bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of premiums, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities, unless immaterial. This amount is the net effect of these differences in the treatment of long-term debt and related items.410,559 Some revenues reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as revenues in governmental funds. The change in deferred inflows of resources is presented in the statement of activities.(327,011) Governmental funds do not report a liability for compensated absences. The change in the liability is presented in the statement of activities.(791,264) Governmental funds do not report a liability for other post-employment health benefits. The change in the liability is presented in the statement of activities.(214,048) Contributions to the pension plans in the current fiscal year are deferred outflows in the Statement of Net Position The change in the deferred outflows for pension plan contributions presented in the statement of activities.(1,075,893) Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue of the internal service funds is reported in the governmental activities.(154,426) Change in net position of governmental activities 16,206,438$ DRAFT 515 PROPRIETARY FUND FINANCIAL STATEMENTS DRAFT 517 MAJOR PROPRIETARY FUNDS These funds are used to account for the financing, acquisition, operation and maintenance of water, sewer, and solid waste facilities, which are supported by user charges. Major Enterprise Funds – Water Fund – Accounts for the City’s water utility operations and to collect and administer water impact fees. Waste Water Fund – Accounts for the City’s sewer utility operations and to collect and administer waste water impact fees. Solid Waste Fund - Accounts for the City’s garbage collection service and recycling operations. Internal Service Funds – used to account for the goods and services provided by one department to other departments of the City on a cost- reimbursement basis. DRAFT 518 46 CITY OF BOZEMAN, MONTANA STATEMENT OF NET POSITION PROPRIETARY FUNDS June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Activities Waste Solid Nonmajor Internal Water Fund Water Fund Waste Fund Enterprise Funds Total Service Funds ASSETS Current assets Cash and investments 15,533,688$ 3,779,740$ 679,287$ 1,429,411$ 21,422,126$ 395,556$ Receivables: Accrued interest 83,680 46,341 - - 130,021 - Customers, net 715,195 1,228,110 331,343 236,844 2,511,492 11,200 Special assessments 16,733 - - 135 16,868 - Prepaid expenses - - - - - - Total current assets 16,349,296 5,054,191 1,010,630 1,666,390 24,080,507 406,756 Non-current assets Other assets: Notes receivable - - - 9,442 9,442 - Restricted cash and investments 10,214,329 5,855,965 180,211 399,796 16,650,301 - Total other assets 10,214,329 5,855,965 180,211 409,238 16,659,743 - Property, plant and equipment Nondepreciable: Land 573,847 1,097,947 228,673 303,436 2,203,903 - Water rights 2,120,142 - - - 2,120,142 - Depreciable: Buildings 40,573,387 60,341,231 746,509 11,840,479 113,501,606 1,424,215 Other structures and improvements 13,646,910 14,745,401 2,155,300 - 30,547,611 - Machinery and equipment 1,738,387 2,958,484 5,162,261 383,636 10,242,768 186,585 Vehicles 647,683 755,997 592,580 175,604 2,171,864 70,312 Infrastructure 186,126,106 121,224,625 118,081 2,517,289 309,986,101 - Property under capital lease - - - 519,943 519,943 - Accumulated depreciation and amortization (107,349,263) (78,066,264) (6,367,476) (4,566,315) (196,349,318) (605,578) Net property, plant and equipment 138,077,199 123,057,421 2,635,928 11,174,072 274,944,620 1,075,534 Total non-current assets 148,291,528 128,913,386 2,816,139 11,583,310 291,604,363 1,075,534 Deferred outflows of resources Pension plan contributions 786,410 501,166 334,130 195,523 1,817,229 122,004 Total assets and deferred outflows of resources 165,427,234$ 134,468,743$ 4,160,899$ 13,445,223$ 317,502,099$ 1,604,294$ continued Enterprise Funds Business-type Activities DRAFT 519 47 CITY OF BOZEMAN, MONTANA STATEMENT OF NET POSITION (CONTINUED) PROPRIETARY FUNDS June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Activities Waste Solid Nonmajor Internal Water Fund Water Fund Waste Fund Enterprise Funds Total Service Funds LIABILITIES Current liabilities Accounts payable and accrued expenses 1,307,097$ 541,002$ 890,815$ 302,986$ 3,041,900$ 44,672$ Compensated absences payable 206,821 35,064 91,085 35,642 368,612 23,581 Due to other city funds - - - - - 68,083 Capital lease obligations due in one year - - - 85,346 85,346 - Closure and post-closure care costs, current portion - - 310,000 - 310,000 - Bonds, notes, and loans payable 1,176,000 1,139,000 - 76,000 2,391,000 - Total current liabilities 2,689,918 1,715,066 1,291,900 499,974 6,196,858 136,336 Noncurrent liabilities Closure and post-closure care costs - - 1,982,253 - 1,982,253 - Revenue bonds due after one year 17,931,497 15,229,000 - 1,216,430 34,376,927 - Compensated absences payable 128,342 61,494 40,616 643 231,095 - Capital lease obligations - - - 129,541 129,541 - Other post-employment health benefits implicit rate subsidy 233,324 155,448 113,937 48,605 551,314 33,707 Appearance bond and other liabilities - - - 185 185 - Solvent site remediation liability - 1,568,001 - - 1,568,001 - Net pension liability 3,001,084 1,912,543 1,275,099 746,149 6,934,875 472,511 Total noncurrent liabilities 21,294,247 18,926,486 3,411,905 2,141,553 45,774,191 506,218 Total liabilities 23,984,165 20,641,552 4,703,805 2,641,527 51,971,049 642,554 Deferred inflows of resources Unavailable revenues-special assessments 52,798 52,798 - - 105,596 - Pension deferrals 75,526 50,203 35,422 16,080 177,231 13,500 Total deferred inflows of resources 128,324 103,001 35,422 16,080 282,827 13,500 NET POSITION Net investment in capital assets 118,969,702 106,689,421 2,635,928 10,959,185 239,254,236 1,075,534 Restricted for impact capital projects 5,313,531 3,942,240 - - 9,255,771 - Restricted for parking capital projects - - - 344,465 344,465 - Restricted for debt service 1,313,885 1,788,592 - - 3,102,477 - Unrestricted 15,717,627 1,303,937 (3,214,256) (516,034) 13,291,274 (127,294) Total net position 141,314,745 113,724,190 (578,328) 10,787,616 265,248,223 948,240 Total liabilities, deferred inflows of resources, and net position 165,427,234$ 134,468,743$ 4,160,899$ 13,445,223$ 317,502,099$ 1,604,294$ Enterprise Funds Business-type Activities DRAFT 520 48 CITY OF BOZEMAN, MONTANA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Activities Waste Solid Nonmajor Internal Water Fund Water Fund Waste Fund Enterprise Funds Totals Service Funds OPERATING REVENUES 10,157,888$ 8,876,017$ 3,926,123$ 2,282,839$ 25,242,867$ 6,070,606$ OPERATING EXPENSES Salaries and benefits 3,203,119 1,987,336 1,463,390 937,207 7,591,052 492,099 Materials and supplies 1,004,762 445,133 442,130 75,857 1,967,882 662,307 Repairs and maintenance 84,600 132,747 198,474 55,642 471,463 10,912 Utilities 296,123 683,934 556,477 34,930 1,571,464 26,238 Administrative charges 684,394 980,522 749,729 123,308 2,537,953 148,346 Insurance claims - - - - - 4,733,165 Other expenses 1,221,123 962,726 481,995 308,629 2,974,473 113,603 Depreciation and amortization 2,743,518 2,786,821 386,766 421,027 6,338,132 57,677 Changes in estimated closure and post-closure care costs - - 256,904 - 256,904 - Total operating expenses 9,237,639 7,979,219 4,535,865 1,956,600 23,709,323 6,244,347 Operating income (loss)920,249 896,798 (609,742) 326,239 1,533,544 (173,741) NON-OPERATING REVENUES (EXPENSES) Interest income 66 23 3,300 - 3,389 3,522 Interest expense (594,869) (568,919) - (55,350) (1,219,138) (210) Other income 1,086,293 1,413,035 17,857 12,639 2,529,824 7,439 Intergovernmental income 59,029 36,704 24,471 14,319 134,523 8,596 Impact fees 2,757,566 1,810,489 - - 4,568,055 - Gain (loss) on disposal of assets 5,970 1,007 - 3,028 10,005 (33) Total non-operating revenues (expenses)3,314,055 2,692,339 45,628 (25,364) 6,026,658 19,314 Income (loss) before contributions and transfers 4,234,304 3,589,137 (564,114) 300,875 7,560,202 (154,427) Contributions of infrastructure - developers 4,874,798 4,102,663 - 685,144 9,662,605 - Transfers in - - 368,084 390,000 758,084 - Transfers out - - - - - - Change in net position 9,109,102 7,691,800 (196,030) 1,376,019 17,980,891 (154,427) NET POSITION, beginning of year 132,258,910 106,068,499 (356,187) 9,422,024 247,393,246 1,110,482 Restatement, other post-employment benefits (53,267) (36,109) (26,111) (10,427) (125,914) (7,815) NET POSITION, beginning of year, restated 132,205,643 106,032,390 (382,298) 9,411,597 247,267,332 1,102,667 NET POSITION, end of year 141,314,745$ 113,724,190$ (578,328)$ 10,787,616$ 265,248,223$ 948,240$ Enterprise Funds Business-type Activities DRAFT 521 49 CITY OF BOZEMAN, MONTANA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Activities Waste Solid Nonmajor Internal Water Fund Water Fund Waste Fund Funds Total Service Funds CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers 10,268,346$ 8,456,876$ 3,942,272$ 2,288,814$ 24,956,308$ 6,129,750$ Receipts from others 1,086,293 1,413,035 17,857 12,639 2,529,824 16,035 Operating loans from other City funds - - - - - 56,382 Payments to suppliers (3,258,482) (3,035,476) (1,743,559) (417,439) (8,454,956) (775,271) Payments to employees (3,079,002) (1,990,040) (1,297,996) (798,687) (7,165,725) (5,225,940) Payments to internal service funds and administrative fees (684,394) (980,522) (749,729) (123,308) (2,537,953) (148,346) Net cash flows from operating activities 4,332,761 3,863,873 168,845 962,019 9,327,498 52,610 CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES Transfers in - - 368,084 390,000 758,084 - Receipts from grants and intergovernmental sources 64,999 37,711 24,471 14,319 141,500 - Net cash flows from non-capital financing activities 64,999 37,711 392,555 404,319 899,584 - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (4,677,096) (1,823,480) (798,055) (1,049,158) (8,347,789) - Principal paid on bonds, interfund loans, loans and leases (1,156,000) (1,488,000) - (150,651) (2,794,651) - Interest paid on bonds, interfund loans, loans and leases (594,869) (568,919) - (55,350) (1,219,138) (210) Proceeds from issuance of long-term debt 4,503,497 - - - 4,503,497 - Impact fees received 2,757,566 1,810,489 - - 4,568,055 - Proceeds from sale of property, plant and equipment - - - 3,028 3,028 (33) Net cash flows from capital and related financing activities 833,098 (2,069,910) (798,055) (1,252,131) (3,286,998) (243) CASH FLOWS FROM INVESTING ACTIVITIES Collections on notes - - - - - - Interest on investments (36,954) (19,329) 8,691 - (47,592) 3,522 Net cash flows from investing activities (36,954) (19,329) 8,691 - (47,592) 3,522 Net change in cash and investments 5,193,904 1,812,345 (227,964) 114,207 6,892,492 55,889 Cash and investments, beginning of year 20,554,113 7,823,360 1,087,462 1,715,000 31,179,935 339,667 Cash and investments, end of year 25,748,017$ 9,635,705$ 859,498$ 1,829,207$ 38,072,427$ 395,556$ Classified as: Cash and investments 15,533,688$ 3,779,740$ 679,287$ 1,429,411$ 21,422,126$ 395,556$ Restricted cash and investments 10,214,329 5,855,965 180,211 399,796 16,650,301 - Totals 25,748,017$ 9,635,705$ 859,498$ 1,829,207$ 38,072,427$ 395,556$ continued Business-type Activities Enterprise Funds DRAFT 522 50 CITY OF BOZEMAN, MONTANA STATEMENT OF CASH FLOWS (CONTINUED) PROPRIETARY FUNDS Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Governmental Activities Waste Solid Nonmajor Internal Water Fund Water Fund Waste Fund Funds Total Service Funds RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FROM OPERATING ACTIVITIES Operating income (loss)920,249$ 896,798$ (609,742)$ 326,239$ 1,533,544$ (173,741)$ Adjustments to reconcile operating income (loss) to net cash flows from operating activities Depreciation and amortization 2,743,518 2,786,821 386,766 421,027 6,338,132 57,677 Change in estimated closure and post-closure care costs - - (336,911) - (336,911) - Change in solvent site remediation obligation - (132,182) - - (132,182) - Other income 1,086,293 1,413,035 17,857 12,639 2,529,824 16,035 Change in assets and liabilities: (Increase) Decrease in: Accounts receivable 57,660 (471,939) 16,149 5,975 (392,155) 59,144 Prepaid expenses - - - - - - Increase (Decrease) in: Accounts payable (651,874) (678,754) 529,332 57,619 (743,677) (12,721) Due from other city funds - - - - - 56,382 Accrued employee benefits payable (1,339) (14,537) 29,503 15,118 28,745 (676) Deferred inflows - unavailable revenue 52,798 52,798 - - 105,596 - Net pension 125,456 11,833 135,891 123,402 396,582 50,510 Total adjustments 3,412,512 2,967,075 778,587 635,780 7,793,954 226,351 Net cash flows from operating activities 4,332,761$ 3,863,873$ 168,845$ 962,019$ 9,327,498$ 52,610$ SUPPLEMENTAL CASH FLOW INFORMATION Noncash transactions: Donated infrastructure 4,874,798$ 4,102,663$ -$ 685,144$ 9,662,605$ -$ Enterprise Funds Business-type Activities DRAFT 523 FIDUCIARY FUND FINANCIAL STATEMENTS DRAFT 525 FIDUCIARY FUNDS AGENCY FUNDS Agency Funds are used to account for assets held by the City as an agent for individuals, private organizations, other governments, and/or other funds. Municipal Court – Accounts for monies held for appearance bonds and restitution. CMC Bozeman Site Remediation – Accounts for pass-through monies provided by the State of Montana Department of Environmental Quality to Olive & Wallace, LLC, to reimburse the cost of work performed as part of the Voluntary Cleanup Plan of the CMC Asbestos Bozeman Facility. Tourism Business Improvement District – Accounts for amounts collected from hotels on behalf of the District, a special-purpose government, whose purpose is to enhance the economic vitality of Bozeman by promoting tourism through sales and marketing strategies. DRAFT 526 51 CITY OF BOZEMAN, MONTANA STATEMENT OF FIDUCIARY NET POSITION FIDUCIARY FUNDS June 30, 2018 The Notes to Financial Statements are an integral part of this statement. Agency Funds ASSETS Cash and cash equivalents 890,664$ Customer receivables 1,254 Special assessments 9,541 Total assets 901,459$ LIABILITIES Accounts payable 901,459$ Total liabilities 901,459$ DRAFT 527 NOTES TO FINANCIAL STATEMENTS DRAFT 529 52 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES The City of Bozeman of Gallatin County, Montana (the City) was incorporated as a municipal corporation in 1883. The present City Code of Ordinances was adopted October 3, 2011. Under the charter, the City is governed by a mayor and commission members who comprise the City Commission. The day-to-day affairs of the City are conducted under the supervision of the City Manager, who is appointed by and serves at the pleasure of a majority of the City Commission. The accompanying financial statements of the City have been prepared in conformity with generally accepted accounting principles (GAAP) as prescribed by the Governmental Accounting Standards Board (GASB), the accepted standard-setting body for establishing governmental accounting and financial reporting principles. In June 1999 the GASB issued Statement 34 Basic Financial Statements-and Management’s Discussion and Analysis-for State and Local Governments (GASB 34). This Statement establishes financial reporting requirements for state and local governments throughout the United States. The accompanying financial statements present the financial position of the City and the various funds and fund types, the results of operations of the City and the various funds and fund types, and the cash flows of the proprietary funds. The financial statements are presented as of June 30, 2018, and for the year then ended. The more significant accounting policies of the City are described below. New Accounting Pronouncements The City implemented the provisions of the following GASB pronouncements for the year ended June 30, 2018: • Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. This Statement replaces GASB Statement No. 45. It requires the government to recognize the unfunded OPEB obligation as a liability and more comprehensively and comparably measure the annual costs of OPEB benefits. The statement enhances the accountability and transparency through revised note disclosures and required supplemental information (RSI). This Statement is effective for fiscal years beginning after June 15, 2017. In accordance with this guidance, the City has reported a $624,629 restatement to unrestricted net position as of July 1, 2017. DRAFT 531 53 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) New Accounting Pronouncements (Continued) • Statement No. 85, Omnibus 2017. This statement addresses various issues that have been addressed during implementation and application of certain GASB Statements. One update applicable to the City is the recognition of on-behalf payments as revenue for pensions. Another update implemented by the City is that pension liabilities and expenditures recognized in financial statements prepared using the current financial resources measurement focus are now measured as of the reporting period. This statement is effective for fiscal years beginning after June 15, 2017. Reporting Entity The City has considered all potential component units for which it is financially accountable and other organizations for which the nature and significance of their relationship with the City are such that exclusion would cause the City’s financial statements to be misleading or incomplete. The Governmental Accounting Standards Board has set forth criteria to be considered in determining financial accountability in Statement 14 The Financial Reporting Entity and Statement 61, The Financial Reporting Entity: Omnibus – an Amendment of GASB Statements No. 14 and No. 34. These criteria include appointing a voting majority of an organization's governing body and (1) the ability of the City to impose its will on that organization or (2) the potential for the organization to provide specific financial benefits to, or impose specific financial burdens on the City. Although the following entities meet the requirements of Statement 61, they are strictly advisory in nature. Therefore, the government-wide financial statements do not include the financial information of the following entities and their omission does not cause the City’s financial statements to be misleading or incomplete. Should there develop a financial element at some point in the future, the City shall include these entities on its government-wide financial statements. Senior Center Advisory Council – This council is advisory in nature on senior issues and on how to run the City-owned Senior Center building. The City is responsible for the maintenance and operation of the building. Parking Commission – The City Commission appoints the governing board of the Parking Commission, which was created by ordinance. The City owns the parking lots, collects the rents, and assigns the lots to the individuals. City Planning Board – The agreement forming the City Planning Board holds that it will submit its budget to the City Commission for approval, and the City provides all accounting functions and is responsible for the issuance of debt. It is presented with the Special Revenue Funds. DRAFT 532 54 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Basis of Accounting/Measurement Focus The accounts of the City are organized on the basis of funds, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures, or expenses, as appropriate. Governmental resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. Government-Wide Financial Statements The Government-Wide Financial Statements (the Statement of Net Position and the Statement of Activities) present information of all the non- fiduciary activities of the primary government and its component units. These statements present summaries of Governmental and Business-Type Activities for the City accompanied by a total column. These statements are presented on an “economic resources” measurement focus and the accrual basis of accounting. Accordingly, all of the City’s assets and liabilities, including capital assets and long-term liabilities, are included in the accompanying Statement of Net Position. The City has retroactively included infrastructure in its assets. The Statement of Activities presents changes in Net Position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. The types of transactions reported as program revenues for the City are reported in three categories: 1) charges for services, 2) operating grants and contributions, and 3) capital grants and contributions. Certain eliminations have been made as prescribed by GASB 34 in regards to inter-fund activities, payables, and receivables. All internal balances in the Statement of Net Position have been eliminated, except those representing balances between the governmental activities and the business- type activities, which are presented as internal balances and eliminated in the total primary government column. In the Statement of Activities, internal service fund transactions have been eliminated; however, those transactions between governmental and business-type activities have not been eliminated. The City applies all applicable GASB pronouncements (including all National Council on Governmental Accounting Statements and Interpretations currently in effect) as well as the following pronouncements issued on or before November 30, 1989, unless those pronouncements conflict with or contradict GASB pronouncements: Financial Accounting Standards Board (FASB) Statements and Interpretations, Accounting Principles Board (APB) Opinions, and Accounting Research Bulletins (ARB) of the Committee on Accounting Procedure. DRAFT 533 55 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Basis of Accounting/Measurement Focus (Continued) Governmental Fund Financial Statements Governmental Fund Financial Statements include a Balance Sheet and a Statement of Revenues, Expenditures, and Changes in Fund Balances for all major governmental funds and nonmajor funds aggregated. An accompanying schedule is presented to reconcile and explain the differences in fund balances and changes in fund balances as presented in these statements to the net position and changes in net position presented in the Government-Wide Financial Statements. The City has presented all major funds that met those qualifications. All governmental funds are accounted for on a spending or “current financial resources” measurement focus and the modified accrual basis of accounting. Accordingly, only current assets and current liabilities are included on the Balance Sheets. The Statement of Revenues, Expenditures, and Changes in Fund Balances present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current position. Under the modified accrual basis of accounting, revenues are recognized in the accounting period in which they become both measurable and available to finance expenditures of the current period. Accordingly, revenues are recorded when received in cash, except that revenues subject to accrual (generally 60 days after year-end) are recognized when due. The primary revenue sources which have been treated as susceptible to accrual by the City are property taxes, intergovernmental revenues, and other taxes. Expenditures are recorded in the accounting period in which the related fund liability is incurred. The City has elected to apply the early recognition option of recognizing debt services expenditures provided by GASB Interpretation No. 6, Recognition and Measurement of Certain Liabilities and Expenditures in Governmental Fund Financial Statements. Under this option, an expenditure and a liability are recorded in debt service funds in the current year for amounts due early in the following year, for which resources have been provided during the current year. Proprietary Fund Financial Statements Proprietary Fund Financial Statements include a Statement of Net Position, a Statement of Revenues, Expenses, and Changes in Net Position, and a Statement of Cash Flows for each major proprietary fund. A column representing internal service funds is also presented with the Proprietary Fund Financial Statements. Internal service balances and activities, however, have been combined with the governmental activities in the Government-Wide Financial Statements. Proprietary funds are accounted for using the “economic resources” measurement focus and the accrual basis of accounting. Accordingly, all assets and liabilities (whether current or noncurrent) are included on the Statement of Net Position. The Statement of Revenues, Expenses, and Changes in Net Position present increases (revenues) and decreases (expenses) in total net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. Operating revenues in the proprietary funds are those revenues that are generated from the primary operations of the fund. All other revenues are reported as non-operating revenues. Operating expenses are those expenses that are essential to the primary operations of the fund. All other expenses are reported as non-operating expenses. DRAFT 534 56 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Basis of Accounting/Measurement Focus (Continued) Fiduciary Fund Financial Statements Fiduciary Fund Financial Statements include a Statement of Net Position. The City’s Fiduciary Funds represent Agency Funds, which are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. Therefore, Agency Funds do not have a measurement focus. These funds are accounted for using the accrual basis of accounting. The following Agency Funds are included in the Fiduciary Fund financial statements: Municipal Court – Accounts for monies held for appearance bonds and restitution related to criminal arrests and reimbursement for damage caused. CMC Bozeman Site Remediation Fund – Accounts for pass-through monies provided by the State of Montana Department of Environmental Quality to Olive & Wallace, LLC, to reimburse the cost of work performed as part of the Voluntary Cleanup Plan of the CMC Asbestos Bozeman Facility. Tourism Business Improvement District – Accounts for amounts collected from hotels on behalf of the District, a special-purpose government, whose purpose is to enhance the economic vitality of Bozeman by promoting tourism through sales and marketing strategies. Internal Service Funds Internal Service Funds are used to account for goods and services provided by one department to other departments of the City on a cost-reimbursement basis. These direct costs and certain indirect costs are included as part of the program expense reported for the individual functions and activities of these other departments. The following Internal Service Funds are included in the Proprietary Fund Financial Statements: Vehicle Maintenance Shop – Accounts for the maintenance and repair of vehicles used in the operation of City services. Medical Health Insurance – Accounts for insurance premium revenues received from the various City departments and retirees, and the related costs of health, vision, and dental insurance premiums incurred by City employees and retirees. DRAFT 535 57 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Funds As mentioned, the Governmental Fund Financial Statements include a Balance Sheet and a Statement of Revenues, Expenditures, and Changes in Fund Balances for all major governmental funds and nonmajor funds aggregated. The following major funds are presented in separate columns on the Governmental Funds Financial Statements, and the Proprietary Funds Financial Statements, respectively: Governmental Funds General Fund – this fund accounts for the financial operations of the City, which are not accounted for in any other fund. Principal sources of revenue are property taxes, state and local shared revenues, licenses and permits, and charges for services provided to other funds. Principal expenditures in the General Fund are made for police and fire protection, public welfare, and general government. Street Impact Fees Special Revenue Fund – on January 22, 1996, the City Commission adopted fire, street, water, and waste impact fees in Ordinance Number 1414. This fund accounts for the collection and expenditures associated with the street impact fees. Street Maintenance Special Revenue Fund – Accounts for special assessment revenues levied, received, and expended for street maintenance provided to specific property owners. Proprietary Funds Water Fund – Accounts for the City's water utility operations and to collect and administer water impact fees. Waste Water Fund – Accounts for the City's sewer utility operations and to collect and administer waste water impact fees. Solid Waste Fund – Accounts for the City’s garbage collection service and recycling operations. Use of Restricted/Unrestricted Net Position When an expense is incurred for purposes for which both restricted and unrestricted net position are available, the City’s policy is to apply restricted net position first. DRAFT 536 58 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Cash and Investments Cash and investments are under the management of the City's Treasurer and consist primarily of demand deposits and investments in U.S. Government Bonds. Interest income earned as a result of pooling of City deposits is distributed to the appropriate funds utilizing a formula based on the average balance of cash and investments of each fund. Montana State statutes authorize the City to invest in interest-bearing savings accounts, certificates of deposits, and time deposits insured up to $250,000 by the Federal Deposit Insurance Corporation or fully collateralized, U.S. government and U.S. agency obligations and repurchase agreements where there is a master repurchase agreement and collateral held by a third party. Restricted Cash and Investments Certain proceeds of enterprise fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the Balance Sheet because their use is limited by applicable bond covenants. Impact fees collected and line-oversizing fees are restricted for applicable use. Payments in lieu of parking are restricted by code for future parking related capital projects. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. Investments Fair Value The City categorizes its fair value measurements within the fair value hierarchy established by generally accepted accounting principles. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets (these investments are valued using prices quoted in active markets); Level 2 inputs are significant other observable inputs (these investments are valued using matrix pricing); Level 3 inputs are significant unobservable inputs (these investments are valued using consensus pricing). Eliminations and Reclassifications In the process of aggregating data for the Statement of Net Position and the Statement of Activities, some amounts reported as inter-fund activity and balances in the funds have been eliminated or reclassified. Internal service fund activity has also been eliminated in the Statement of Activities to remove the “doubling-up” effect. DRAFT 537 59 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Capital Assets The City’s assets are capitalized at historical cost or estimated historical cost. City policy has set the capitalization threshold for reporting capital assets at $5,000. Donated capital assets, donated works of art and similar items, and capital assets received in a service concession arrangement are reported at acquisition value. Depreciable capital assets are reported on the Statement of Net Position, net of applicable accumulated depreciation. Capital assets, which are not depreciable such as land, and construction in progress are reported separately. Depreciation expense is reported in the Statement of Activities and is calculated using the straight-line method based on the assets estimated useful life. Depreciation is recorded on a straight-line basis over the useful lives of the assets as follows: Vehicles 5 to 10 years Machinery and equipment 5 to 30 years Buildings 20 to 80 years Other structures and improvements 10 to 100 years Infrastructure 25 to 100 years In accordance with GASB 34, the City has recorded infrastructure assets prospectively from 2005, the date of implementation, and has included infrastructure acquired prior to implementation within the four-year required period. The City defines infrastructure as the basic physical assets that allow the City to function. These assets include the street system, comprised of roads, sidewalks, curbs, and street lights; the water purification and distribution system; the sewer collection and treatment system; park and recreation lands and related improvements; stormwater conveyance system; and buildings and site amenities, including parking and landscaped areas. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Improvements are capitalized and depreciated over the remaining useful lives of the related capital assets, as applicable. Compensated Absences Payable Earned but unpaid vacation and sick pay is included as a liability in the proprietary fund types and Government-Wide Financial Statements. The portion relating to the governmental fund types not expected to be paid with expendable, and available resources is not reported in the governmental fund statements unless the liability has matured (i.e., unused reimbursable leave still outstanding following an employee's resignation or retirement). DRAFT 538 60 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Inter-fund Receivables and Payables During the course of operations, numerous transactions occur between individual funds that may result in amounts owed between funds. Those short-term loans related to goods- and services-type transactions are classified as “due to and from other funds”. Long-term inter-fund loans (noncurrent portion) are reported as “advances to and from other funds.” Inter-fund receivables and payables between funds are eliminated in the Statement of Net Position. On-Behalf Payments for Fringe Benefits On-behalf payments for fringe benefits are direct payments made by one entity to a third-party recipient for the employees of another legally separate entity. On-behalf payments include pension plan contributions. The State's pension contribution is recorded as intergovernmental revenue with an offsetting public safety or general government expenditure in the Pension Special Revenue Fund. (See Note 14) Budgets Each year, the City Manager must submit to the City Commission a proposed operating budget for all budget units within the City for the fiscal year commencing July 1. This operating budget includes proposed expenditures and the means of financing them. Public hearings are conducted to obtain citizen comments on the proposed budget. The budget is then legally adopted through passage of the appropriation resolution by the City Commission. The City adopts a final budget each June and amends the budget in August if the initial taxable value estimates were significantly different from the final Certified Values received from the State. Budgets are legally required for all governmental fund types. These budgets are prepared on the same basis and using the same accounting practices as are used to account and prepare financial reports for the funds. Budgets presented in this report for comparison to actual amounts are presented in accordance with GAAP. Annual appropriated budgets are adopted for all funds and all appropriations lapse at year-end. The level of budgetary control (that is the level at which expenditures cannot legally exceed the appropriated amount) is established at the fund level. The City Commission may amend the budget during the course of the fiscal year. Montana state statute provides a number of different ways to amend the budget. The first involves a reallocation of existing appropriations among the line items within a specific fund. The second defines a series of scenarios where the governing body has authority to amend the budget without a hearing for donations, land sales, and fee‐based budgets. All other increases in appropriation authority that are not specifically permitted by statute must be approved through a public hearing process. DRAFT 539 61 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Budgets (Continued) Any accruing revenue of the municipality not appropriated and any balance at any time remaining after the purpose of an appropriation has been satisfied or abandoned, may from time to time be appropriated to other uses that do not conflict with any uses for which specifically the revenue was accrued. A public hearing is required for an overall increase in appropriation authority, except in the case of an emergency. In its annual appropriation resolution, the City Commission delegated budget amendment authority to the City Manager for the expenditure of funds from any or all of the following: debt service funds, enterprise funds, internal service funds, trust funds, federal and state grants accepted and approved by the governing body, special assessments, and donations. In all other funds, the City Manager may, without approval from the City Commission, make budget amendments as long as the total appropriation for the department is not exceeded. Spending control is established by the total amount of expenditures budgeted for the fund, but management may exercise control at budgetary line items. Fund Balance In accordance with GASB Statement 54, the City reports fund balance for governmental funds in two general classifications, nonspendable and spendable. Nonspendable represents the portion of fund balance that is not in spendable form, such as inventories, and, in the general fund, long-term notes and loans receivable. Spendable fund balance is further categorized as restricted, committed, assigned, and unassigned. The restricted fund balance category contains balances that can be spent only for the specific purposes stipulated by external parties or through enabling legislation. External parties include grantors, debt covenants, votes, and laws and regulations of other governments. The committed fund balance category includes amounts that can be used only for the specific purposes determined by a formal action of the government’s highest level of decision-making authority, the City Commission. The City Commission needs to formally adopt a Resolution in order to establish, modify, or rescind a fund balance commitment. Amounts in the assigned fund balance classification are intended to be used by the government for specific purposes but do not meet the criteria to be classified as restricted or committed. The City’s policy to authorize the assignment of fund balance is as follows: Assigned Fund Balance can be expressed and authorized directly by the City Commission or by an official to whom the Commission delegates the authority. The City Commission delegates this authority to the City Manager. DRAFT 540 62 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 1. SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) Fund Balance (Continued) On December 11, 2017, the Audit Committee accepted and approved the City Manager’s recommendation for the amount of General Fund balance presented on page 30 to be assigned this fiscal year for the specific purposes listed on page 24. Included in the assigned fund balance for the general fund are assignments for the portion of the current general fund balance that is projected to be used to fund expenditures and other cash outflows in excess of the expected revenues and other cash inflows projected for the next fiscal year. Similarly the City Manager exercised her delegated authority to assign the major Capital Projects Fund balances presented on pages 35 and 155 for the specific purposes listed on page 132. Unassigned fund balance is the residual classification for the government’s general fund and includes all spendable amounts not contained in the other classifications. In other funds, the unassigned classification should be used only to report a deficit balance resulting from overspending for specific purposes for which amounts had been restricted, committed, or assigned. When both restricted and unrestricted resources are available, spending will occur in the following order, for the identified fund types: General Fund: Restricted, Committed, Assigned, Unassigned Special Revenue Funds: Restricted, Committed, Assigned Debt Service Funds: Assigned, Committed, Restricted Capital Projects Funds: Restricted, Committed, Assigned Minimum General Fund – Fund Balance The City does not maintain a stabilization fund. However, the City’s Charter requires an established minimum level of “General Fund Unreserved Fund Balance,” in accordance with the Government Finance Officers’ Association (GFOA) Best Practices. The GFOA significantly changed their Best Practice Recommendation in October 2009. As a result, in May 2010, the Commission increased the required minimum from 12% to 16 2/3%, or 2 months’ worth of revenues. Net Position In funds other than governmental, net position represent the difference between assets and liabilities. Net investment in capital assets consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction, or improvement of those assets. Net position is reported as restricted when there are limitations imposed on its use either through enabling legislation or through external restrictions imposed by creditors, grantors, or laws and regulations of other governments. DRAFT 541 63 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 2. CASH AND INVESTMENTS At June 30, 2018, the carrying amount of the City's deposits in local banks and investments is $93,250,608. Interest bearing account balances are covered by the Federal Depository Insurance Corporation (FDIC) up to $250,000 per bank, per depositor. In additional, all noninterest bearing transaction account balances are fully insured by FDIC coverage. The remaining balances are covered by collateral held by the pledging bank's agent in the City's name. The City’s cash and investments are reported as follows: Unrestricted Restricted Total Governmental activities 38,203,395$ 16,084,122$ 54,287,517$ Business-type activities 21,422,126 16,650,301 38,072,427 Fiduciary funds 890,664 - 890,664 60,516,185$ 32,734,423$ 93,250,608$ Custodial credit risk for deposits is the risk that in the event of a financial institution failure, the City’s deposits may not be returned or the City will not be able to recover the collateral securities in the possession of the outside party. The City minimizes custodial credit risk by restrictions set forth in City policy and state law. The City’s policy requires deposits to be 104 percent secured by collateral valued at market value. The City Treasurer maintains a listing of financial institutions, which are approved for investment purposes. Types of securities that may be pledged as collateral are detailed in Section 17-6-103 of the Montana Code Annotated (MCA). City policy requires that specific safeguards against risk of loss be evidenced when the City does not physically hold the securities. On June 30, 2018, the following interest rate risks and valuation inputs were associated with the City’s deposits and investments. Credit Risk Investment Maturities Rating Fair Value Valuation Inputs Certificates of deposit August 2018-April 2021 NA 5,269,725$ Level 2 U.S. Government bonds September 2018 - June 2022 S&P AA+58,387,991 Level 2 U.S. Bank Municipal Investor Account N/A N/A 378,097 Level 2 State of Montana Short Term Investment Pool Account N/A N/A 28,000,000 Demand deposits N/A N/A 1,209,418 Petty cash N/A N/A 5,377 93,250,608$ DRAFT 542 64 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 2. CASH AND INVESTMENTS (CONTINUED) Credit risk is defined as the risk that an issuer or other counterpart to an investments will not fulfill its obligation. The above credit risk rating indicates the probability that the issuer may default in making timely principal and interest payments. The credit ratings presented in the previous tables are provided by Standard and Poor’s Corporation (S&P). The City’s investment policy is to hold investments to maturity with the contractual understanding that these investments are low risk, locked in to a guaranteed rate of return, and are, therefore, not impacted significantly by changes in short term interest rates. The City has no formal policy relating to interest risk and no formal policy relating to credit risk. The City voluntarily participates in the STIP (Short Term Investment Pool) administered by the Montana Board of Investments (MBOI). A local government’s STIP ownership is represented by shares, the prices of which are fixed at $1.00 per share, and participants may buy or sell shares with one business days’ notice. STIP administrative expenses are charged daily against the STIP income, which is distributed on the first calendar day of each month. Shareholders have the option to automatically reinvest their distribution income in additional shares. STIP is not registered with the Securities and Exchange Commission. STIP is not FDIC insured or otherwise insured or guaranteed by the federal government, the State of Montana, the Montana Board of Investments or any other entity against investment losses and there is no guaranteed rate of return on funds invested in STIP shares. The Montana Board of Investments maintains a reserve fund to offset possible losses and limit fluctuations in STIP’s valuation. The STIP investment portfolio consists of securities with maximum maturity of 2 years. Information on investments held in the STIP can be found in the Annual Report on the Montana Board of Investments website at http://investment.com/AnnualReportsAudits. NOTE 3. PROPERTY TAX AND SPECIAL ASSESSMENTS REVENUE AND RECEIVABLES Property Taxes Real property taxes are assessed and collected each fiscal year according to the following property tax calendar: Lien Date: December 1st for the 1st installment and June 1st for the 2nd installment Levy Date: November 1st Due Dates: November 30th for the 1st installment and May 31 for the 2nd installment Personal property taxes are assessed on January 1 of each year and billed in May, with payment due within thirty days. Gallatin County collects all property taxes on behalf of the City and remits collections, including penalties and interest, on a monthly basis. The County assesses a delinquency penalty of 2%. If taxes become delinquent, the County tax collector may sell the property to collect taxes due plus 0.83% per month interest. DRAFT 543 65 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 3. PROPERTY TAX AND SPECIAL ASSESSMENTS REVENUE AND RECEIVABLES (CONTINUED) Property Taxes (continued) In the fund financial statements, the City accrues as receivable all property taxes received during the first sixty (60) days of the new fiscal year from Gallatin County, in accordance with the modified accrual basis. In the government-wide financial statements, all taxes billed, but not yet collected are accrued in accordance with the full accrual basis of accounting, as described in Note 1. Special Assessments Special assessments receivable represent the uncollected amounts levied against benefited property for the cost of local improvements. Assessments are payable over a period of 18 to 20 years and bear interest of 2.5% to 5.75% per annum. Recognition of the revenues from these assessments has been deferred until both measurable and available in governmental funds. In the Government-Wide Financial Statements, however, these amounts are reported as revenues in the period they are levied. Once received, the monies will be used to meet the annual debt service requirements on related bonds and notes payable. NOTE 4. DEFERRED INFLOWS AND OUTFLOWS OF RESOURCES Deferred inflows of resources in the General Fund represent outstanding general property taxes at June 30, 2018. These amounts are reported as revenue in the Government-Wide Financial Statements in the period in which they are levied. Deferred inflows in Special Revenue Funds represent either revenues received but not considered earned or amounts to be received in the future that are recorded as receivables but not yet earned. The deferred inflows in Debt Service Funds represent future assessments to be received to meet the related debt obligation. Deferred inflows and outflows in the Government-Wide Financial Statements relate to payments made on pension plans after the measurement date for the calculated pension obligations. Deferred outflows in the Government-Wide Financial Statements also relate to payments that are to be made in the future for an interlocal agreement with Gallatin County for the purchase of radios. NOTE 5. PREPAID RENT (OPERATING LEASE) On October 22, 1992, the City signed a memorandum of understanding with Gallatin County, Montana, in which the City agreed to lease space from the County's Law and Justice Center for the City Police Department and Municipal Court. The City paid to the County $765,000 during the renovation of the building, which started 1993. The $765,000 constitutes rent for four rental terms of ten years each. During the term of the lease and renewal of the lease, the principal balance of $765,000 will be decreased by equal annual rental payments in the amount of $19,125. If the City and County mutually agree to terminate the lease after the second ten-year term, the County will refund $369,750, to the City for the unused portion of the rent. The lease began when renovations were complete on November 1, 1994. For the year ended June 30, 2018, rent expenditure was $19,125 regarding this lease. DRAFT 544 66 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 6. NOTES RECEIVABLE The City had the following notes receivable: Special Revenue Funds Economic Development Loan Fund 565,371$ Community Housing Fund 59,712 Enterprise Funds Parking Fund 9,442 NOTE 7. CAPITAL ASSETS In accordance with GASB 34, the City has reported all capital assets, with the exception of pre-July 1, 2001, infrastructure in the Government- Wide Statement of Net Position. For the year ended June 30, 2018, depreciation expense on capital assets was charged to the functions and programs as follows: Governmental Activities: General Government 288,250$ Public Safety 552,522 Public Services 3,344,598 Public Welfare 928,432 Total depreciation expense - governmental activities 5,113,802$ Business-type Activities: Parking 309,199$ Storm Water 111,828 Water 2,743,518 Waste Water 2,786,822 Solid Waste 386,765 Total depreciation expense - business-type activities 6,338,132$ DRAFT 545 67 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 7. CAPITAL ASSETS (CONTINUED) All capital assets of the City are depreciable with the exception of land, water rights, and construction in process, when applicable. Capital assets activity of the City for the year ended June 30, 2018, consisted of the following: June 30, 2017 Additions Disposals Transfers June 30, 2018 GOVERNMENTAL ACTIVITIES Non-depreciable: Land 19,513,699$ 2,939,030$ -$ -$ 22,452,729$ Depreciable: Buildings 32,733,733 1,344,891 - - 34,078,624 Other structures and improvements 1,145,215 - - - 1,145,215 Machinery and equipment 12,508,052 1,137,121 (383,175) - 13,261,998 Property under capital lease 518,614 252,537 - - 771,151 Vehicles 3,655,557 306,354 (179,474) - 3,782,437 Infrastructure 170,374,423 20,006,576 - - 190,380,999 Total 240,449,293 25,986,509 (562,649) - 265,873,153 Accumulated depreciation (103,942,985) (5,113,802) 556,399 - (108,500,388) Total governmental activities 136,506,308$ 20,872,707$ (6,250)$ -$ 157,372,765$ BUSINESS-TYPE ACTIVITIES Non-depreciable: Land 2,193,991$ 9,912$ -$ -$ 2,203,903$ Water rights 2,120,142 - - - 2,120,142 Depreciable: Buildings 113,182,099 319,507 - - 113,501,606 Other structures and improvements 30,547,611 - - - 30,547,611 Machinery and equipment 9,104,137 1,140,367 (3,824) - 10,240,680 Property under capital lease 519,943 - - - 519,943 Vehicles 2,141,341 139,938 (109,415) - 2,171,864 Infrastructure 293,585,433 16,400,668 - - 309,986,101 Total 453,394,697 18,010,392 (113,239) - 471,291,850 Accumulated depreciation (190,122,337) (6,338,132) 113,239 - (196,347,230) Total business-type activities 263,272,360$ 11,672,260$ -$ -$ 274,944,620$ Total capital assets 399,778,668$ 32,544,967$ (6,250)$ -$ 432,317,385$ DRAFT 546 68 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 7. CAPITAL ASSETS (CONTINUED) Changes in accumulated depreciation are as follows for the year ended June 30, 2018: June 30, 2017 Additions Disposals Transfers June 30, 2018 GOVERNMENTAL ACTIVITIES Buildings (15,974,313)$ (854,084)$ -$ -$ (16,828,397)$ Other structures and improvements (1,064,529) (22,238) - - (1,086,767) Machinery and equipment (8,573,007) (643,950) 383,175 - (8,833,782) Property under capital lease (120,052) (54,493) - - (174,545) Vehicles (2,747,824) (256,301) 173,224 - (2,830,901) Infrastructure (75,463,260) (3,282,736) - - (78,745,996) Total governmental activities (103,942,985)$ (5,113,802)$ 556,399$ -$ (108,500,388)$ BUSINESS-TYPE ACTIVITIES Buildings (16,470,870)$ (2,531,232)$ -$ -$ (19,002,102)$ Other structures and improvements (27,964,447) (451,909) - - (28,416,356) Machinery and equipment (6,611,431) (591,802) 3,824 - (7,199,409) Property under capital lease (129,985) (51,994) - - (181,979) Vehicles (1,796,145) (51,383) 109,415 - (1,738,113) Infrastructure (137,149,459) (2,659,812) - - (139,809,271) Total business-type activities (190,122,337) (6,338,132) 113,239 - (196,347,230) Total accumulated depreciation (294,065,322)$ (11,451,934)$ 669,638$ -$ (304,847,618)$ NOTE 8. COMPENSATED ABSENCES The City’s policy relating to compensated absences is described in Note 1. The current portion is that which is expected to be paid within one year. This amount is estimated based on past trends and expected upcoming events. Actual amounts could differ. Historically, compensated absences and pension liabilities have been liquidated primarily by the general fund and the proprietary funds. DRAFT 547 69 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 8. COMPENSATED ABSENCES (CONTINUED) Balance Balance June 30, 2017 Incurred Satisfied June 30, 2018 Compensated absences: Governmental activities 1,710,263$ 2,221,937$ (1,427,404)$ 2,504,796$ Business-type activities 515,581 533,887 (449,762) 599,706 Total compensated absences 2,225,844$ 2,755,824$ (1,877,166)$ 3,104,502$ Due within Due after one year one year Total Compensated absences: Governmental activities 1,427,400$ 1,077,396$ 2,504,796$ Business-type activities 368,612 231,095 599,707 Total compensated absences 1,796,012$ 1,308,491$ 3,104,503$ NOTE 9. LONG-TERM DEBT Governmental Activities Long-Term Debt The following is a summary of long-term debt transactions of the City’s governmental activities for the year ended June 30, 2018: Balance Issuances and Repayments Balance June 30, 2017 Restatement Additions and Deletions June 30, 2018 General obligation bonds 14,710,000$ -$ -$ (875,000)$ 13,835,000$ Tax increment financing bonds 4,425,000 - 851,049 (257,118) 5,018,931 Special assessment debt 501,000 - - (175,000) 326,000 Intercap notes payable 903,264 - - (134,076) 769,188 Subtotal bonds and notes 20,539,264 - 851,049 (1,441,194) 19,949,119 Bond premiums 235,509 - (13,458) 222,051 Compensated absences 1,710,263 - 2,221,937 (1,427,404) 2,504,796 Other post employment benefits liability 1,904,250 498,715 (268,398) - 2,134,567 Net pension liability 19,386,470 - 2,035,003 - 21,421,473 Totals 43,775,756$ 498,715$ 4,839,591$ (2,882,056)$ 46,232,006$ DRAFT 548 70 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Governmental Activities Long-Term Debt (Continued) The above long-term debt of the City’s governmental activities is presented in the accompanying Statement of Net Position as follows: Long-term Current Portion Portion (due within (due after Total one year) one year)Long-Term Debt General obligation bonds 895,000$ 12,940,000$ 13,835,000$ Tax increment financing bonds 279,638 4,739,293 5,018,931 Special assessment debt 29,500 296,500 326,000 Intercap notes payable 141,138 628,050 769,188 Bond premiums 13,458 208,593 222,051 Subtotal bonds and notes 1,358,734 18,812,436 20,171,170 Compensated absences 1,427,400 1,077,396 2,504,796 Other post employment benefits liability - 2,134,567 2,134,567 Net pension liability - 21,421,473 21,421,473 Totals 2,786,134$ 43,445,872$ 46,232,006$ General Obligation Bonds - The City issues general obligation bonds to provide funds for the acquisition and construction of major capital assets. General obligation bonds are direct obligations of the City and are backed by the full faith and credit of the City. General obligation bonds currently outstanding are as follows: Due within Interest Rate Amount one year General Obligation Refunding Bonds, series 2012 serial maturities through 2021 1.50%795,000$ 260,000$ General Obligation TOP Bonds, Series 2013 serial maturities through 2034 2.00% 8,465,000 420,000 General Obligation TOP Bonds, Series 2014 serial maturities through 2035 1.00% 4,575,000 215,000 Total general obligations bonds 13,835,000$ 895,000$ DRAFT 549 71 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Governmental Activities Long-Term Debt (Continued) Annual debt service requirements to maturity for general obligation bonds are as follows: Principal Interest Total Year ending June 30, 2019 895,000 464,038 1,359,038 2020 910,000 446,138 1,356,138 2021 925,000 426,863 1,351,863 2022 675,000 406,188 1,081,188 2023 690,000 388,750 1,078,750 2024-2028 3,790,000 1,617,900 5,407,900 2029-2033 4,570,000 838,600 5,408,600 2034-2035 1,380,000 69,400 1,449,400 13,835,000$ 4,657,877$ 18,492,877$ Tax Increment Financing Bonds - Tax Increment Financing (TIF) Bonds are not general obligations, but are special limited obligations of the City. The Series 2007 Bonds, the premium, and the interest thereon are not a charge against the general credit or taxing powers of the City. The bonds are payable solely, and equally and ratably from the tax increment revenues received by the City from its Downtown Bozeman Improvement District. If the incremental revenues are insufficient to pay the principal and interest due on the TIF bonds when due, such payment shortfall shall not constitute a default under the TIF agreement. If and when the incremental revenues are sufficient, the City shall pay the amount of any shortfall to the paying agent and registrar without any penalty interest or premium thereon. Due to the uncertainty of the future tax increment receipts, future payments on the TIF bonds may vary from the summary of debt service requirements. Annual debt services requirements to maturity for the TIF bonds are as follows: Principal Interest Total Year ending June 30, 2019 279,638 235,934 515,572 2020 292,108 224,114 516,222 2021 304,681 211,422 516,103 2022 317,360 197,942 515,302 2023 330,150 183,652 513,802 2024-2028 1,906,818 830,348 2,737,166 2029-2033 1,588,176 195,258 1,783,434 5,018,931$ 2,078,670$ 7,097,601$ DRAFT 550 72 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Governmental Activities Long-Term Debt (Continued) Special Assessment Debt - Special assessment bonds are payable from the collection of special assessments levied against benefited property owners within each special improvement district. To the extent that such special assessment collections are not sufficient to make the required debt service payments, the City is obligated to levy and collect a general property tax on all taxable property in the City to provide additional funding for the debt service payments. The cash balance in the SID Revolving Fund must equal at least 5% of the principal amount of bonds outstanding. If the cash balance is less than 5%, a levy is required to bring the cash balance to the required minimum. The City has issued various special assessment bonds with various maturities through 2025 at interest rates ranging from 2.5% to 5.75%. In addition, the City has issued two notes payable to finance special assessment projects. The following is a schedule of changes in special assessment debt: Balance Balance June 30, 2017 Issuances Repayments June 30, 2018 Special assessment bonds 270,000$ -$ (145,000)$ 125,000$ Note Payable to Department of Natural Resources and Conservation, #WRF-05067 54,500 - (6,000) 48,500 Note Payable to Department of Natural Resources and Conservation, #SRF-05132 176,500 - (24,000) 152,500 501,000$ -$ (175,000)$ 326,000$ Annual debt service requirements to maturity for special assessment notes payable are as follows: Notes Payable Principal Interest Total Year ending June 30, 2019 29,500$ 3,875$ 33,375$ 2020 32,000 3,270 35,270 2021 32,000 2,630 34,630 2022 34,000 1,980 35,980 2023 35,000 1,295 36,295 2024 38,500 590 39,090 201,000$ 13,640$ 214,640$ DRAFT 551 73 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Governmental Activities Long-Term Debt (Continued) Annual debt service requirements to maturity for special assessment bonds are as follows: Special Assessment Bonds Year ending June 30, 2019 55,000$ 2020 - 2021 - 2022 - 2023 - 2024-2028 70,000 125,000$ Substantially all special assessment bonds mature 18 to 20 years after the date of issuance but are redeemable at the option of the City whenever cash is available in the respective funds for each issue. The City follows the policy of early redemption on these bonds. Accordingly, a schedule of future interest payments through maturity of the bonds is deemed to be not meaningful and has been excluded. Intercap Loans – The City entered in a loan agreement with the Montana Board of Investments to partially finance the reconstruction of South Eighth Avenue. This intercap loan payable had a balance outstanding at June 30, 2018, as follows: Due within Due after one year one year Total 141,138$ 628,050$ 769,188$ Note payable to Montana Board of Investments in uneven semi-annual installments including interest at variable rates, as set by MBOI, up to 1.5% through August 2022 DRAFT 552 74 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Governmental Activities Long-Term Debt (Continued) The debt service requirements for the intercap loan at June 30, 2018, are as follows: Principal Interest Total Year ending June 30, 2019 141,138$ 16,635$ 157,773$ 2020 142,616 12,781 155,397 2021 144,109 8,889 152,998 2022 145,619 4,958 150,577 2023 79,957 992 80,949 2024-2028 72,116 - 72,116 2029-2031 43,633 - 43,633 769,188$ 44,255$ 813,443$ Business-type Activities Long-Term Debt Revenue Bonds - The City also issues bonds where the City pledges income derived from the acquired or constructed assets to pay debt service. Water Revenue Bonds Water revenue bonds outstanding at June 30, 2018, are as follows: Balance Repayments Balance Long-Term June 30, 2017 Issuances and Settlements June 30, 2018 Due in One Year Portion State Revolving Fund Revenue Bond - 12247 Series 2011A, serial maturities through 2032, 3% interest rate $ 7,856,000 $ - $ (440,000) $ 7,416,000 $ 453,000 6,963,000$ State Revolving Fund Revenue Bond - 13291 Series 2011B, serial maturities through 2033, 3% interest rate 7,904,000 - (422,000) 7,482,000 419,000 7,063,000 State Revolving Fund Revenue Bond - 17386 Series 2017, serial maturities through 2037, 2.5% interest rate - 4,503,497 (294,000) 4,209,497 304,000 3,905,497 15,760,000$ 4,503,497$ (1,156,000)$ 19,107,497$ 1,176,000$ 17,931,497$ The revenue bond ordinances specifies that the City shall establish various restricted asset accounts and distribute the net revenues for the water fund to the restricted asset accounts and set user rates at levels which will generate minimum net revenues, as defined. The revenue bond ordinances specify that City management and/or the City Commission shall take corrective actions to bring the City into compliance with the revenue bond ordinances, if necessary, and that bondholders shall have the right to institute proceedings, judicial or otherwise, to enforce the covenants of the revenue bond ordinances. The City is in compliance with applicable covenants as of June 30, 2018. DRAFT 553 75 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Business-type Activities Long-Term Debt (Continued) Water revenue bond debt service requirements to maturity are as follows: Principal Interest Total Year ending June 30, 2019 1,176,000$ 376,310$ 1,552,310$ 2020 1,210,000 352,620 1,562,620 2021 1,246,000 328,240 1,574,240 2022 1,282,000 303,150 1,585,150 2023 1,318,000 277,330 1,595,330 2024-2028 7,176,000 972,880 8,148,880 2029-2032 5,699,497 247,345 5,946,842 19,107,497$ 2,857,875$ 21,965,372$ Due within one year $ 1,176,000 Due after one year 17,931,497 19,107,497$ The revenue bond ordinance specifies that the City shall establish various restricted asset accounts and distribute the net revenues for the water fund to the restricted asset accounts and set user rates at levels that will generate minimum net revenues, as defined. The revenue bond ordinances specify that City management and/or the City Commission shall take corrective actions to bring the City into compliance with the revenue bond ordinances, if necessary, and that bondholder shall have the right to institute proceedings, judicial or otherwise, to enforce the covenants of the revenue bond ordinances. The City is in compliance with applicable covenants as of June 30, 2018. DRAFT 554 76 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Business-type Activities Long-Term Debt (Continued) Waste Water Revenue Bonds Waste Water revenue bonds outstanding at June 30, 2018, are as follows: Balance Repayments Balance Long-Term Interest Rate June 30, 2017 and Settlements June 30, 2018 Due in One Year Portion Waste Water State Revolving -10252 Series 2010B, serial maturities through 2030 1.75% $ 239,000 $ (18,000) $ 221,000 18,000 203,000$ Waste Water Reclamation Facility Revenue Bonds - 10230, Series 2010D, serial maturities through 2030 3.00% 6,653,000 (446,000) 6,207,000 459,000 5,748,000 Waste Water Reclamation Facility Revenue Bonds - 10262, Series 2010F, serial maturities through 2030 3.00% 589,000 (38,000) 551,000 39,000 512,000 Waste Water Reclamation Facility Revenue Bonds ARRA A- 10261, Series 2010E, serial maturities through 2030 0.00% 384,000 (384,000) - - - Waste Water Reclamation Facility Revenue Bonds - 11291, Series 2010C, serial maturities through 2031 3.00% 722,000 (44,000) 678,000 46,000 632,000 Waste Water Reclamation Facility Revenue Bonds - 11292, Series 2010G, serial maturities through 2031 3.00% 2,184,565 (125,565) 2,059,000 131,000 1,928,000 Waste Water Reclamation Facility Revenue Bonds - 11281 Series 2010H, serial maturities through 2031 3.00%7,085,000 (433,000) 6,652,000 446,000 6,206,000 17,856,565$ (1,488,565)$ 16,368,000$ 1,139,000$ 15,229,000$ DRAFT 555 77 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Business-type Activities Long-Term Debt (Continued) Waste Water Revenue Bonds (Continued) Waste water revenue bond debt service requirements to maturity are as follows: Waste Water Principal Interest Total Year ending June 30, 2019 1,139,000$ 335,059$ 1,474,059$ 2020 1,175,000 311,224 1,486,224 2021 1,211,000 286,669 1,497,669 2022 1,249,000 261,354 1,510,354 2023 1,287,000 235,239 1,522,239 2024-2028 7,066,000 746,545 7,812,545 2029-2031 3,241,000 73,121 3,314,121 16,368,000$ 2,249,211$ 18,617,211$ Due within one year $ 1,139,000 Due after one year 15,229,000 16,368,000$ Stormwater Revenue Bonds Waste Water revenue bonds outstanding at June 30, 2018, are as follows. No debt service schedule has been established, as there has only been one draw-down from the total approved amount of $1,815,000. Balance Repayments Balance Long-Term Interest Rate June 30, 2017 Issuances and Settlements June 30, 2018 Due in One Year Portion Stormwater System Revenue Bond, Series 2015 2.00% $ 1,367,430 $ - $ (75,000) $ 1,292,430 76,000$ 1,216,430$ DRAFT 556 78 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 9. LONG-TERM DEBT (CONTINUED) Industrial Revenue and Private Activity Bonds The City issues tax exempt industrial revenue and private activity bonds to finance construction of facilities within the City, which it sells on installment contracts to the facilities' users. The bonds and the interest payable thereon are not obligations of the City and do not constitute or give rise to a pecuniary liability or contingent liability of the City or a charge against the general credit or taxing power of the City. The bonds are issued under and collateralized by the indentures and are payable solely from the payments to be made pursuant to the loan agreements between the City and the facilities users. The bonds are not a lien on any of the City’s properties or revenues, other than the facilities for which they were issued. To provide financial assistance for the acquisition and improvements of the building occupied by a private elementary school, the City has issued a Private Activity Revenue Bond. This bond is secured by the property financed and is payable solely from payments received on the underlying mortgage loan. Upon repayment of the bond, ownership of the acquired facility transfers to the private-sector entity served by the bond issuance. Neither the City nor any political subdivision thereof is obligated in any manner for repayment of the bond. Accordingly, the bond is not reported as a liability in the accompanying financial statements. As of June 30, 2018, the Revenue Bond outstanding had an aggregate principal amount payable of $209,709 . NOTE 10. CAPITAL LEASE OBLIGATIONS On April 30, 2012, the City entered into a lease for an Elgin street sweeper. The lease term is five years payable in annual installments of $33,495 at 3.3%. The total amount capitalized of $185,530 represents the present value of the future lease payments. The payments for this obligation are being recorded in the street maintenance fund. In 2014, the City entered into a lease for a motor grader with Caterpillar. The lease term is six years payable in annual installments of $27,500 at 3.25%. The total amount capitalized of $234,300 represents the present value of the future lease payments. The payments for this obligation are being recorded in the street maintenance fund. DRAFT 557 79 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 10. CAPITAL LEASE OBLIGATIONS (CONTINUED) In 2015, the City entered into a lease for a copier. The lease term is five years payable in monthly installments of $300. The total amount capitalized of $15,907 represents the present value of the future lease payments. The payments for this obligation are being recorded in the general fund. In 2015, the City entered into a lease for an Elgin street sweeper. The lease term is five years payable in annual installments of $27,525 at 3.25%. The total amount capitalized of $152,570 represents the present value of the future lease payments. The payments for this obligation are being recorded in the stormwater fund. In 2015, the City entered into a lease for a Vactor vacuum truck. The lease term is six years payable in annual installments of $57,810 at 3.30%. The total amount capitalized of $367,373 represents the present value of the future lease payments. The payments for this obligation are being recorded in the stormwater fund. In 2016, the City entered into a lease for a RPMTECH Snow Blower with Caterpillar. The lease term is six years payable in six annual installments of $13,933 and one payment of $6,640 at 3.20%. The total amount capitalized of $82,877 represents the present value of the future lease payments. The payments for this obligation are being recorded in the street maintenance fund. In 2018, the City entered into a lease for a 12M3AWD Motor Grader with Caterpillar. The lease term is six years payable in five annual payments of $31,023 and one payment of $127,840 at 4.55%. The total amount capitalized of $244,531 represents the present value of the future lease payments. The payments for this obligation are being recorded in the street maintenance fund. In 2018, the City entered into a lease for a printer. The lease term is five years payable in monthly installments of $157. The total amount capitalized of $8,006 represents the present value of future lease payments. The payments for this obligation are being recorded in the general fund. DRAFT 558 80 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 10. CAPITAL LEASE OBLIGATIONS (CONTINUED) The capital lease balance outstanding at June 30, 2018, is as follows: Balance Balance June 30, 2017 Issuances Repayments June 30, 2018 Governmental Activities: Caterpillar 2014 $ 191,879 $ - $ (12,852) $ 179,027 Savin Copier 2015 9,669 - (3,203) 6,466 Snow Blower 2016 68,944 - (11,727) 57,217 Caterpillar 2018 - 244,531 (31,023) 213,508 Canon Printer 2018 - 8,006 (688) 7,318 $ 270,492 $ 252,537 $ (59,493) $ 463,536 Business-Type Activities: 2015 Street Sweeper $ 77,441 -$ $ (24,981) $ 52,460 2015 Vactor Vacuum Truck 213,097 - (50,670) 162,427 $ 290,538 -$ $ (75,651) $ 214,887 The following is a schedule, by year, of future minimum lease payments under capital leases, together with the present value of minimum lease payments at June 30, 2018: Governmental Business-Type Activities Activities Year ending June 30, 2019 $ 68,250 $ 85,346 2020 219,971 85,346 2021 46,839 57,809 2022 46,839 - 2023 135,421 - 2024 - - Less amount representing interest (53,784) (13,614) Present value of future minimum lease payments 463,536$ 214,887$ DRAFT 559 81 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 10. CAPITAL LEASE OBLIGATIONS (CONTINUED) The property under capital lease and the corresponding accumulated depreciation at June 30, 2018, is as follows: Governmental Business-Type Activities Activities Machinery and equipment 585,620$ 521,893$ Less: accumulated depreciation (72,504) (182,663) 513,116$ 339,230$ NOTE 11. CLASSIFICATION OF NET POSITION In the Government-Wide Financial Statements, net position are classified in the following categories: Net Investment in Capital Assets – This category groups all capital assets, including infrastructure in future years, into one component of net position. Accumulated depreciation and the outstanding balances of debt that are attributable to the acquisition, construction, or improvement of these assets reduce this category. Restricted Net Position – This category represents external restrictions imposed by creditors, grantors, contributors, or laws or regulations of other governments, and restrictions imposed by law through constitutional provision or enabling legislation. Net Position is presented as restricted by major purpose. Unrestricted Net Position – This category represents the net position of the City that are not restricted for any project or other purpose. In the Fund Financial Statements, commitments and assignments segregate portions of fund balance that are either not available or have been earmarked for specific purposes. The various commitments and assignments are established by actions of the City Commission and Management and can be increased, reduced, or eliminated by similar actions. Refer to Note 25 for a further disclosure related to net position classifications. DRAFT 560 82 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 12. DEFICIT FUND BALANCES At June 30, 2018, the following fund had a deficit fund balance: Solid Waste fund ($578,328). The deficit fund balance in the Solid Waste fund is due to the sale of city-owned property known as the Mandeville Farm for a $2,042,391 loss in fiscal year 2017. Additionally, in fiscal year 2018, there was an unanticipated expense of $256,904 to adjust the estimate for landfill post-closure costs. NOTE 13. DEFERRED COMPENSATION PLAN The City offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. In accordance with GASB Statement No. 32, the City does not report any balances related to the deferred compensation plan, as these amounts represent neither assets nor liabilities to the City, and the plan is administered by an independent third party. NOTE 14. EMPLOYEE BENEFIT PLANS Plan Description and Provisions All City of Bozeman full-time employees participate in one of three statewide, cost-sharing, multiple-employer, retirement benefit plans administered by the Public Employees Retirement Division (PERD). Contributions to the three plans are as required by State statute. Fiscal years 2018 and 2017 total payroll and covered payroll for all retirement plans were $23,497,688 and $22,299,750, respectively. Financial information for all three plans is reported in the Public Employees' Retirement Board's published Comprehensive Annual Financial Report for the fiscal year- end. It is available from the PERD at 100 North Park Avenue, Suite 220, P.O. Box 200131, Helena, MT 59620-0131. The authority to establish, amend, and provide cost of living adjustments to all three plans is assigned to the State legislature. The authority to establish and amend contribution rates to all three plans is also assigned to the State legislature. Public Employees' Retirement System (PERS) Plan Description The PERS-Defined Benefit Retirement Plan (DBRP), administered by the Montana Public Employee Retirement Administration (MPERA), is a multiple-employer, cost-sharing plan established July 1, 1945, and governed by Title 19, chapters 2 & 3, Montana Code Annotated (MCA). This plan covers the State, local governments, certain employees of the Montana University System, and school districts. DRAFT 561 83 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) All new members are initially members of the PERS-DBRP and have a 12-month window during which they may choose to remain in the PERS- DBRP or join the PERS-DCRP by filing an irrevocable election. Members may not be members of both the defined contribution and defined benefit retirement plans. All new members from the universities also have a third option to join the university system’s Montana University System Retirement Program (MUS-RP). The PERS-DBRP provides retirement, disability, and death benefits to plan members and their beneficiaries. Benefits are established by state law and can only be amended by the Legislature. Summary of Benefits Eligibility for benefit Service retirement: Hired prior to July 1, 2011: Age 60, 5 years of membership service; Age 65, regardless of membership service; or Any age, 30 years of membership service. Hired on or after July 1, 2011: Age 65, 5 years of membership services; Age 70, regardless of membership service. Early Retirement Early retirement, actuarially reduced: Hired prior to July 1, 2011: Age 50, 5 years of membership service; or Any age, 25 years of membership service. Hired on or after July 1, 2011: Age 55, 5 years of membership service. Second Retirement (requires returning to PERS-covered employer or PERS service): 1. Retire before January 1, 2016 and accumulate less than 2 years additional service credit or retire on or after January 1, 2016 and accumulate less than 5 years additional service credit: a) A refund of member’s contributions plus return interest (currently 0.77% effective July 1, 2017); b) No service credit for second employment; c) Start the same benefit amount the month following termination; and DRAFT 562 84 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Summary of Benefits (Continued) d) Guaranteed Annual Benefit Adjustment (GABA) starts again in the January immediately following the second retirement. 2. Retire before January 1, 2016 and accumulate at least 2 years of additional service credit; a) A recalculated retirement benefit based on provisions in effect after the initial retirement; and b) GABA starts on the recalculated benefit in the January after receiving the new benefit for 12 months. 3. Retire on or after January 1, 2016 and accumulate 5 or more years of service credit; a) The same retirement as prior to the return to service; b) A second retirement benefit as prior to the second of service based on laws in effect upon the rehire date; and c) GABA starts on both benefits in January after receiving the original and new benefit for 12 months. Vesting 5 years of membership service Member’s highest average compensation (HAC) Hired prior to July 1, 2011 – highest average compensation during any consecutive 36 months; Hired on or after July 1, 2011 – highest average compensation during any consecutive 60 months; Compensation Cap Hired on or after July 1, 2013 – 110% annual cap on compensation considered as a part of member’s highest average compensation. Monthly benefit formula Members hired prior to July 1, 2011: • Less than 25 years of membership service: 1.785% of HAC per year of service credit; • 25 years of membership service or more: 2% of HAC per year of service credit. Members hired on or after July 1, 2011: • Less than 10 years of membership service: 1.5% of HAC per year of service credit; • 10 years or more, but less than 30 years of membership service: 1.785% of HAC per year of service credit; • 30 years or more of membership service: 2% of HAC per year of service credit. DRAFT 563 85 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Summary of Benefits (Continued) Guaranteed Annual Benefit Adjustment (GABA)* After the member has completed 12 full months of retirement, the member's benefit increases by the applicable percentage (provided below) each January, inclusive of other adjustments to the member's benefit. • 3% for members hired prior to July 1, 2007 • 1.5% for members hired on or after July 1, 2007 • Members hired on or after July 1, 2013: (a) 1.5% for each year PERS is funded at or above 90%; (b) 1.5% is reduced by 0.1% for each 2% PERS is funded below 90%; and (c) 0% whenever the amortization period for PERS is 40 years or more. Overview of Contributions Member and employer contribution rates are specified by state law and are a percentage of the member’s compensation. Contributions are deducted from each member’s salary and remitted by participating employers. The Montana legislature has the authority to establish and amend contribution rates to the plan. Member and employer contribution rates are shown in the table below. State & Universities Fiscal Year Employer Employer State Employer State Hired <07/01/11 Hired >07/01/11 2018 7.900% 7.900% 8.570% 8.470% 0.100% 8.200% 0.370% 2017 7.900% 7.900% 8.470% 8.370% 0.100% 8.100% 0.370% 2016 7.900% 7.900% 8.370% 8.270% 0.100% 8.000% 0.370% 2015 7.900% 7.900% 8.270% 8.170% 0.100% 7.900% 0.370% 2014 7.900% 7.900% 8.170% 8.070% 0.100% 7.800% 0.370% 2012-2013 6.900% 7.900% 7.170% 7.070% 0.100% 6.800% 0.370% 2010-2011 6.900%7.170% 7.070% 0.100% 6.800% 0.370% 2008-2009 6.900%7.035% 6.935% 0.100% 6.800% 0.235% 2000-2007 6.900%6.900% 6.800% 0.100% 6.800% 0.100% Member School DistrictsLocal Government DRAFT 564 86 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Overview of Contributions (Continued) 1. Member contributions to the system of 7.9% of member’s compensation are temporary and will be decreased to 6.9% on January 1 following actuary valuation results that show the amortization period has dropped below 25 years and would remain below 25 years following the reduction of both the additional employer and additional member contribution rates. 2. Employer contributions to the system: a. Effective July 1, 2014, following the 2013 Legislative Session, PERS-employer contributions increase an additional 0.1% a year and will continue over 10 years through 2024. The additional employer contributions including the 0.27% added in 2007 and 2009, will terminate on January 1 following an actuary valuation that shows the amortization period of the PERS-DBRP has dropped below 25 years and remains below the 25 years following the reduction of both the additional employer and member contributions rates. b. Effective July 1, 2013, employers are required to make contributions on working retirees’ compensation. Member contributions for working retirees are not required. 3. Non Employer Contributions a. Special Funding i. The State contributes 0.1% of members’ compensation on behalf of local government entities. ii. The State contributes 0.37% of members’ compensation on behalf of school district entities. b. Not Special Funding i. The State contributes a portion of Coal Severance Tax income and earnings from the Coal Trust Severance Tax Fund. Stand-Alone Statements The financial statements of the Montana Public Employees Retirement Board (PERB) Comprehensive Annual Financial Report (CAFR) and the GASB 68 Report disclose the Plan’s fiduciary net position. The reports are available from the PERB at PO Box 200131, Helena, MT 59620-0131, (406) 444-3154 or the MPERA website at http://mpera.mt.gov. DRAFT 565 87 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Actuarial Assumptions The total pension liability (TPL) used to calculate the net pension liability (NPL) was determined by taking the results of the June 30, 2016, actuarial valuation and applying standard roll forward procedures to update the TPL to June 30, 2017. There were several significant assumptions and other inputs used to measure the total pension liability. The actuarial assumptions used in the June 30, 2017, valuation were based on the results of the last actuarial experience study, dated May 2017, for the six-year period July 1, 2010 to June 30, 2016. Among those assumptions were the following: • Investment Return (net of admin expense) 7.65% • Admin expense as a % of payroll 0.26% • General Wage Growth* 3.50% • *includes Inflation at 2.75% • Merit Increases 0% to 4.8% • Postretirement Benefit Increases Guaranteed annual Benefit Adjustment (GABA). After the member has completed 12 full months of retirement, the member’s benefit increases by the applicable percentage each January, inclusive of other adjustments to the members’ benefit. ° 3% for members hired prior to July 1, 2007 ° 1.5% for members hired between July 1, 2007 and June 30, 2013 ° Members hired on or after July 1, 2013: a) 1.5% for each year PERS is funded at or above 90%; b) 1.5% is reduced by 0.1% for each 2% PERS is funded below 90%; and c) 0% whenever the amortization period for PERS is 40 years or more. • Mortality assumptions among contributing members, service retired members and beneficiaries are based on RP 2000 Combined Employee and Annuitant Mortality Tables projected to 2020 with scale BB, males set back 1 year. • Mortality assumptions among disabled members are based on RP 2000 Mortality Tables with no projections. DRAFT 566 88 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Actuarial Assumptions (Continued) Discount Rate The discount rate used to measure the Total Pension Liability was 7.65%. The projection of cash flows used to determine the discount rate assumed that contributions from participating plan members, employers, and non-employer contributing entities would be made based on the Board’s funding policy, which establishes the contractually required rates under Montana Code Annotated. The State contributes 0.1% of salaries for local governments and 0.37% for school districts. In addition, the State contributes coal severance tax and interest money from the general fund. The interest was contributed monthly and the severance tax was contributed quarterly. Based on those assumptions, the Plan's fiduciary net position was projected to be adequate to make all the projected future benefit payments of current plan members through the year 2121. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the Total Pension Liability. A municipal bond rate was not incorporated in the discount rate. Target Allocations The long-term expected return on pension plan assets was reviewed as part of the regular experience study prepared for the Plan. The experience study, performed for the period of fiscal years 2010 through 2016, was outlined in a report dated May 2017 and can be located on the MPERA website. The long-term expected rate of return on pension plan investments was determined by considering information from various sources, including historical rates of return, rate of return assumptions adopted by similar public sector systems, and by using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges were combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the target asset allocation as of June 30, 2017, are summarized below. DRAFT 567 89 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Actuarial Assumptions (Continued) Target Asset Real Rate of Return Long-Term Expected Asset Class Allocation Arithmetic Basis Real Rate of Return (a)(b)(a) x (b) Cash Equivalents 2.60%4.00%0.10% Domestic Equity 36.00%4.55%1.64% Foreign Equity 18.00%6.35%1.14% Fixed Income 23.40%1.00%0.23% Private Equity 12.00%7.75%0.93% Real Estate 8.00%4.00%0.32% Total 100.00%4.37% Inflation 2.75% Portfolio Return Expectation 7.12% The long-term expected nominal rate of return above 7.12% is an expected portfolio rate of return provided by Board of Investments (BOI), which differs from the total long-term assumed rate of return of 7.65% in the experience study. The assumed investment rate is comprised of 2.75% inflation rate and a real rate of return of 4.90% Sensitivity Analysis As of 1.0% Decrease Current Discount 1.0% Increase Reporting Date at 6.65%Rate at 8.65% City of Bozeman Net Pension Liability $29,553,546 $20,291,988 $12,517,611 DRAFT 568 90 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Sensitivity Analysis (Continued) The sensitivity of the NPL to the discount rate is shown in the table above. A small change in the discount rate can create a significant change in the liability. The NPL was calculated using the discount rate of 7.65%, as well as what the NPL would be if it were calculated using a discount rate 1.00% lower or 1.00% higher than the current rate. Summary of Significant Accounting Policies The Montana Public Employee Retirement Administration (MPERA) prepares its financial statements using the accrual basis of accounting. The same accrual basis was used by MPERA for the purposes of determining the NPL; deferred inflows of resources and deferred outflows of resources related to pensions; pension expense; the fiduciary net position; and additions to or deductions from fiduciary net position. Member contributions are recognized in the period in which contributions are due. Employer contributions are recognized when due and the employer has made a formal commitment to provide the contributions. Revenues are recognized in the accounting period they are earned and become measurable. Benefit payments and refunds are recognized in the accounting period when due and payable in accordance with the benefit terms. Expenses are recognized in the period incurred. Investments are reported at fair value. MPERA adheres to all accounting principles generally accepted by the United States of America. MPERA applies all applicable pronouncements of the Governmental Accounting Standards Board (GASB). June 30, 2017 Measurement Date/ June 30, 2018 Reporting Date In accordance with GASB Statement 68, Accounting and Financial Reporting for Pensions, employers and the non-employer contributing entity are required to recognize and report certain amounts associated with their participation in the Public Employees’ System Defined Benefit Retirement Plan (the Plan). Employers are required to record and report their proportionate share of the collective Net Pension Liability (NPL), pension expense, and deferred inflows and deferred outflows of resources associated with pensions. These disclosures provide information using a June 30, 2017 measurement date for the 2018 reporting. Pension Amounts Employers are provided guidance in GASB Statement 68, paragraph 74, that pension amounts must be combined as a total or aggregate for reporting. This is true when employees are provided benefits through more than one pension, whether cost-sharing, single-employer, or agent plans. DRAFT 569 91 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Net Pension Liability The Total Pension Liability (TPL) minus the Fiduciary Net Position equals the Net Pension Liability (NPL). As GASB Statement 68 allows, a measurement date of up to 12 months before the employer’s fiscal year-end can be utilized to determine the Plan’s TPL. The basis for the TPL as of June 30, 2017 was determined by taking the results of the June 30, 2016 actuarial valuation and applying standard roll forward procedures. The roll forward procedure uses a calculation that adds the annual normal cost (also called the service cost), subtracts the actual benefit payments and refunds for the plan year, and then applies the expected investment rate of return for the year. The update procedures are in conformity with Actuarial Standards of Practice issued by the Actuarial Standards Board. Special Funding The state of Montana, as the non-employer contributing entity, paid to the Plan additional contributions that qualify as special funding. Those employers who received special funding are counties, cities & towns, school districts and high schools, and other governmental agencies. Not Special Funding Per Montana law, state agencies and universities paid their own additional contributions. These employer paid contributions are not accounted for as special funding for state agencies and universities but are reported as employer contributions. The state of Montana, as the non-employer contributing entity, also paid to the Plan coal tax contributions that are not accounted for as special funding for all participating employers. The proportionate shares of the employer’s and the state of Montana’s NPL for June 30, 2018 and 2017, are displayed below. The employer’s proportionate share equals the ratio of the employer’s contributions to the sum of all employer and non-employer contributions during the measurement period. The state’s proportionate share for a particular employer equals the ratio of the contributions for a particular employer to the total state contributions paid. The employer recorded a liability of $20,291,988 and the employer’s proportionate share was 1.0419 percent. As of Reporting Date Net Pension Liability as of 6/30/18 Net Pension Liability as of 6/30/17 Percent of Collective NPL as of 6/30/18 Percent of Collective NPL as of 6/30/17 Change in Percent of Collective NPL City of Bozeman Proportionate Share $ 20,291,988 $ 17,404,143 1.0419%1.0218%0.0201% State of Montana Proportionate Share associated 266,967 212,659 1.3606%1.3057%0.0549% Total 20,558,955$ 17,616,802$ 2.4025%2.3275%0.0750% DRAFT 570 92 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Changes in actuarial assumptions and methods: Effective July 1, 2017, the following assumption changes were used: • Lowered the interest rate from 7.75% to 7.65%. • Lowered the inflation rate from 3.00% to 2.75%. • Updated non-disabled mortality to the RP-2000 Combined Employee and Annuitant Mortality Table projected to 2020 using scale BB, males set back 1 year. • Increased rates of withdrawal. • Lowered the merit component of the total salary increase. • Lowered the wage base component of the total salary increase from 4.00% to 3.50%. • Decreased the administrative expense load from 0.27% to 0.26%. Effective July 1, 2017, the following method changes were used: • Administrative expenses are recognized by an additional amount added to the normal cost contribution rate for the System. This amount will vary from year to year based on the prior year’s actual administrative expenses. • To be consistent with the wage base growth change, the payroll growth assumption for amortization as a level percent of pay was reduced from 4.00% to 3.50%. Changes in benefit terms: Effective July 1, 2017, the following benefit changes were: • The interest rate credited to member accounts increased from 0.25% to 0.77%. • Lump sum payouts in all systems are limited to the member’s accumulated contributions rather than the present value of the member’s benefit. Changes in proportionate share: Between the measurement date of the collective NPL and the employer’s reporting date, there were no significant changes in proportion that had an effect on the employer’s proportionate share of the collective NPL. DRAFT 571 93 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Pension Expense As of reporting date Pension Expense as of 6/30/18 Pension Expense as of 6/30/17 City’s Proportionate Share 2,719,887$ 1,623,925$ Employer Grant Revenue - State of Montana 14,233 17,821 State of Montana Coal Tax for employer 290,280 304,925 Total 3,024,400$ 1,946,671$ At June 30, 2018 (reporting date), the employer recognized a pension expense of $2,719,887 for its proportionate share of the PERS’ pension expense and recognized grant revenue of $14,233 for the state of Montana proportionate share of the pension expense associated with the employer. Additionally, the employer recognized grant revenue of $290,280 from the Coal Severance Tax fund. Recognition of Deferred Inflows and Outflows At June 30, 2018, the employer reported its proportionate share of PERS’ deferred outflows of resources and deferred inflows of resources related to PERS from the following sources: As of Reporting Date Deferred Outflows of Resources Deferred Inflows of Resources Expected v. actual experience 499,728$ 29,371$ Projected investment earnings v. actual investment earnings - 136,282 Changes in assumptions 2,773,703 - Changes in proportion and differences between employer contributions and proportionate share of contributions 883,207 - Employer contributions subsequent to the measurement date 1,160,717 - Total 5,317,355$ 165,653$ DRAFT 572 94 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) Recognition of Deferred Inflows and Outflows Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in the employer’s pension expense as follows: Year ended June 30: Recognition of deferred outflows and deferred inflows in future years as an increase or (decrease) to pension expense 2019 718,792$ 2020 1,586,746$ 2021 1,234,144$ 2022 (431,906)$ 2023 -$ Thereafter -$ PERS disclosure for the defined contribution plan The City contributed to the state of Montanan Public Employee Retirement System Defined Contribution Retirement Plan (PERS-DCRP) for employees that have elected the DCRP. The PERS-DCRP is administered by the PERB and is reported as a multiple-employer plan established July 1, 2002, and governed by Title 19, chapters 2 & 3, MCA. All new PERS members are initially members of the PERS-DBRP and have a 12-month window during which they may choose to remain in the PERS-DBRP or join the PERS-DCRP by filing an irrevocable election. Members may not be participants of both the defined benefit and defined contribution retirement plans. Member and employer contribution rates are specified by state law and are a percentage of the member’s compensation. Contributions are deducted from each member’s salary and remitted by participating employers. The Montana Legislature has the authority to establish and amend contribution rates. DRAFT 573 95 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Public Employees' Retirement System (PERS) (Continued) PERS disclosure for the defined contribution plan (Continued) Benefits are dependent upon eligibility and individual account balances. Participants are vested immediately in their own contributions and attributable income. Participants are vested after 5 years of membership service for the employer’s contributions to individual accounts and the attributable income. Non-vested contributions are forfeited upon termination of employment per 19-3-2117(5), MCA. Such forfeitures are used to cover administrative expenses of the PERS-DCRP. At the plan level for the measurement period ended June 30, 2017, the PERS-DCRP employer did not recognize any net pension liability or pension expense for the defined contribution plan. Plan level non-vested forfeitures for the 300 employers that have participants in the PERS-DCRP totaled $396,650. Firefighters’ Unified Retirement System (FURS) Plan Description The Firefighters’ Unified Retirement System (FURS), administered by the Montana Public Employee Retirement Administration (MPERA), is a multiple-employer, cost-sharing defined benefit plan established in 1981, and governed by Title 19, chapters 2 & 13, MCA. This plan provides retirement benefits to firefighters employed by first- and second-class cities, other cities and rural fire district departments that adopt the plan, and to firefighters hired by the Montana Air National Guard on or after October 1, 2001. Benefits are established by state law and can only be amended by the Legislature. The FURS provides retirement, disability, and death benefits to plan members and their beneficiaries. Summary of Benefits Eligibility for benefit and benefit formulas Service Retirement • Hired on or after July 1, 1981, or has elected to be covered by GABA: o 20 years of membership service o 2.5% of HAC x years of service credit DRAFT 574 96 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters’ Unified Retirement System (FURS) (Continued) Summary of Benefits (Continued) Eligibility for benefit and benefit formulas (Continued) • Hired prior to July 1, 1981, and who had not elected to be covered by GABA, the greater of above, or: o If membership service is less than 20 years:  2% of the highest monthly compensation (HMC) x years of service credit and o If membership service is greater or equal to 20 years:  50% of HMC + 2% of HMC x years of service credit in excess of 20 Early Retirement • Age 50 with 5 years of membership service Vesting 5 years of membership service for all other rights Member’s compensation period used in benefit calculation Hired prior to July 1, 1981 and not electing GABA - highest monthly compensation (HMC) Hired after June 30, 1981 and those electing GABA – highest average compensation (HAC) during any consecutive 36 months (or shorter period of total service). Part-time firefighter: 15% of regular compensation of a newly confirmed full-time firefighter. Compensation Cap Hired on or after July 1, 2013 – 110% annual cap on compensation considered as part of a member’s highest average compensation. Guaranteed Annual Benefit Adjustment (GABA) Hired on or after July 1, 1997, or those electing GABA, and has been retired for at least 12 months – the member’s benefit increases by 3.0% each January. DRAFT 575 97 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters’ Unified Retirement System (FURS) (Continued) Summary of Benefits (Continued) Minimum Benefit Adjustment (non-GABA) If hired before July 1, 1997 and member did not elect GABA – the minimum benefit adjustment is provided equal to 50% of the current base compensation of a newly confirmed active firefighter of the employer that last employed the member as a firefighter. Overview of Contributions Member and employer contribution rates are specified by state law and are a percentage of the member’s compensation. Contributions are deducted from each member’s salary and remitted by participating employers. The Montana Legislature has the authority to establish and amend contribution rates to the plan. Member and employer contribution rates are shown in the table below. Stand-Alone Statements The financial statements of the Montana Public Employees Retirement Board (PERB) Comprehensive Annual Financial Report (CAFR) and the GASB 68 Report disclose the Plan’s fiduciary net position. The reports are available from the PERB at PO Box 200131, Helena, MT 59620-0131, (406) 444-3154 or the MPERA website at http://mpera.mt.gov. DRAFT 576 98 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Actuarial Assumptions The TPL used to calculate the NPL was determined by taking the results of the June 30, 2016, actuarial valuation and applying standard roll forward procedures to update the TPL to June 30, 2017. There were several significant assumptions and other inputs used to measure the TPL. The actuarial assumptions used in the June 30, 2017, valuation were based on the results of the last actuarial experience study, dated May 2017, for the six- year period July 1, 2010 to June 30, 2016. Among those assumptions were the following: • Investment Return 7.65% • Admin expense as a % of payroll 0.23% • General Wage Growth* 3.50% *includes Inflation at 2.75% • Merit Increases 0% to 6.30% • Postretirement Benefit Increases o Guaranteed Annual Benefit Adjustment (GABA) Members hired on or after July 1, 1997, or those electing GABA, and has been retired for at least 12 months, the member’s benefit increases by a maximum of 3% each January. o Minimum Benefit Adjustment (non-GABA) Members hired before July 1, 1997 and member did not elect GABA – the minimum benefit adjustment is provided equal to 50% of the current base compensation of a newly confirmed active firefighter of the employer that last employed the member as a firefighter. • Mortality assumptions among contributing members, terminated vested members, service retired members and beneficiaries are based on RP 2000 Combined Employee and Annuitant Mortality Tables projected to 2020 using Scale BB, males set back 1 year. • Mortality assumptions among disabled members are based on RP 2000 Combined Mortality Tables. Discount Rate The discount rate used to measure the TPL was 7.65%. The projection of cash flows used to determine the discount rate assumed that contributions from participating plan members, employers, and non-employer contributing entities will be made based on the Board’s funding policy, which establishes the contractually required rates under the Montana Code Annotated. The State contributes 32.61% of salaries paid by employers. Based on those assumptions, the Plan’s fiduciary net position was projected to be adequate to make all the projected future benefit payments of current plan members through the year 2124. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the TPL. A municipal bond rate was not incorporated in the discount rate. DRAFT 577 99 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Target Allocations The long-term expected return on pension plan assets is reviewed as part of the regular experience study prepared for the Plan. The experience study, performed for the period of fiscal years 2010 through 2016, was outlined in a report dated May 2017 and is located on the MPERA website. The long-term expected rate of return on pension plan investments was determined by considering information from various sources, including historical rates of return, rate of return assumptions adopted by similar public sector systems, and by using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges were combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class as of June 30, 2017, are summarized below. Target Asset Real Rate of Return Long-Term Expected Asset Class Allocation Arithmetic Basis Real Rate of Return (a)(b)(a) x (b) Cash Equivalents 2.60%4.00%0.10% Domestic Equity 36.00%4.55%1.64% Foreign Equity 18.00%6.35%1.14% Fixed Income 23.40%1.00%0.23% Private Equity 12.00%7.75%0.93% Real Estate 8.00%4.00%0.32% Total 100.00%4.37% Inflation 2.75% Portfolio Return Expectation 7.12% The long-term nominal rate of return above 7.12% is an expected portfolio rate of return provided by the Board of Investments (BOI), which differs from the total long-term assumed rate of return of 7.65% in the experience study. The assumed investment rate is comprised of a 2.75% inflation rate and a real rate of return of 4.90%. DRAFT 578 100 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Sensitivity Analysis The sensitivity of the NPL to the discount rate is shown in the table below. A small change in the discount rate can create a significant change the liability. The NPL was calculated using the discount rate of 7.65%, as well as what the NPL would be if it were calculated using a discount rate 1.00% lower or 1.00% higher than the current rate. As of 1.0% Decrease Current 1.0% Increase Reporting Date (6.65%)Discount Rate (8.65%) City of Bozeman's Net Pension Liability $4,412,573 $2,655,380 $1,235,660 Summary of Significant Accounting Policies MPERA prepared financial statements using the accrual basis of accounting. The same accrual basis was used by MPERA for the purposes of determining the NPL; Deferred Outflows of Resources and Deferred Inflows of Resources related to pensions; Pension Expense; the Fiduciary Net Position; and Additions to or Deductions from Fiduciary Net Position. Member contributions are recognized in the period in which contributions are due. Employer contributions are recognized when due and the employer has made a formal commitment to provide the contributions. Revenues are recognized in the accounting period they are earned and become measurable. Benefit payments and refunds are recognized in the accounting period in which they are due and payable in accordance with the benefit terms. Expenses are recognized in the period incurred. Investments are reported at fair value. MPERA adhered to all accounting principles generally accepted by the United States of America. MPERA applied all applicable pronouncements of the Governmental Accounting Standards Board (GASB). June 30, 2017 Measurement Date/ June 30, 2018 Reporting Date In accordance with GASB Statement 68, Accounting and Financial Reporting for Pensions, employers and the non-employer contributing entity are required to recognize and report certain amounts associated with their participation in the Firefighters’ Unified Retirement System (the Plan). Employers are required to record and report their proportionate share of the collective Net Pension Liability (NPL), pension expense, and deferred inflows and deferred outflows of resources associated with pensions. These disclosures provide information using a June 30, 2017 measurement date for the 2018 reporting. DRAFT 579 101 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Pension Amount Totals Employers are provided guidance in GASB Statement 68, paragraph 74, that pension amounts must be combined as a total or aggregate for reporting. This is true when employees are provided benefits through more than one pension, whether cost-sharing, single-employer, or agent plans. Net Pension Liability The Total Pension Liability (TPL) minus the Fiduciary Net Position equals the Net Pension Liability (NPL). As GASB Statement 68 allows, a measurement date of up to 12 months before the employer’s fiscal year-end can be utilized to determine the Plan’s TPL. The basis for the TPL as of June 30, 2017 was determined by taking the results of the June 30, 2016 actuarial valuation and applying standard roll forward procedures. The roll forward procedure uses a calculation that adds the annual normal cost (also called the service cost), subtracts the actual benefit payments and refunds for the plan year, and then applies the expected investment rate of return for the year. The update procedures are in conformity with Actuarial Standards of Practice issued by the Actuarial Standards Board. Special Funding The Plan has a special funding situation in which the state of Montana is legally responsible for making contributions directly to the Plan on behalf of the employers. Due to the existence of this special funding situation, the State is required to report a proportionate share of a local government’s collective NPL that is associated with the non-state employer. The proportionate shares of the employer’s and the state of Montana’s NPL for June 30, 2018 and 2017 are displayed below. The employer’s proportionate share equals the ratio of the employer’s contributions to the sum of all employer and non-employer contributions during the measurement period. The state’s proportionate share for a particular employer equals the ratio of the contributions for a particular employer to the total state contributions paid. The employer recorded a liability of $2,655,380 and the employer’s proportionate share was 2.3492 percent. DRAFT 580 102 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Net Pension Liability (Continued) As of Reporting Date NPL as of 6/30/18 NPL as of 6/30/17 Percent of Collective NPL as of 6/30/18 Percent of Collective NPL as of 6/30/17 Change in Percent of Collective NPL City Proportionate Share $ 2,655,380 $ 2,707,390 2.3492%2.3705%-0.0213% State of Montana Proportionate Share associated with Employer 6,030,078 6,134,093 5.3347%5.3707%-0.0360%Total 8,685,458$ 8,841,483$ 7.6839%7.7412%-0.0573% Changes in actuarial assumptions and methods: Effective July 1, 2017, the following assumption changes were used: • Lowered the interest rate from 7.75% to 7.65%. • Lowered the inflation rate from 3.00% to 2.75%. • Updated non-disabled mortality to the RP-2000 Combined Employee and Annuitant Mortality Table projected to 2020 using scale BB, males set back 1 year. • Increased the rates of withdrawal. • Lowered the wage base component of the total salary increase from 4.00% to 3.50%. • Increased the administrative expense load from 0.19% to 0.23%. Effective July 1, 2017, the following method changes were used: • Administrative expenses are recognized by an additional amount added to the normal cost contribution rate for the System. This amount varies from year to year based on the prior year’s actual administrative expenses. • To be consistent with the wage base growth change, the payroll growth assumption for amortization as a level percent of pay was reduced from 4.00% to 3.50%. Changes in benefit terms: Effective July 1, 2017, the following benefits were: • The interest rate credited to member accounts increased from 0.25% to 0.77%. • Working Retiree Limitations applies to retirement system members who return on or after July 1, 2017 to covered employment in the system from which they retired. DRAFT 581 103 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Changes in benefit terms (Continued): • Second Retirement Benefit applies to retirement system members who return on or after July 1, 2017 to active service covered by the system from which they retired. • Lump sum payouts in all systems are limited to the member’s accumulated contributions rather than the present value of the member’s benefit. Changes in proportionate share: Between the measurement date of the collective NPL and the employer’s reporting date there were no significant changes in proportion that had an effect on the employer’s proportionate share of the collective NPL. Pension Expense As of reporting date Pension Expense as of 6/30/18 Pension Expense as of 6/30/17 City’s Proportionate Share 388,062$ 343,924$ Employer Grant Revenue - State of Montana Proportionate Share for Employer 1,145,218 795,231 Total 1,533,280$ 1,139,155$ At June 30, 2018 reporting date, the employer recognized its proportionate share of the FURS’ pension expense of $388,062. The employer also recognized grant revenue of $1,145,218 for the support provided by the State of Montana for the proportionate share of the pension expense that is associated with the employer. Recognition of Deferred Inflows and Outflows At June 30, 2017, the employer reported its proportionate share of FURS' deferred outflows of resources and deferred inflows of resources related to FURS from the following sources: DRAFT 582 104 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Firefighters' Unified Retirement System (FURS) (Continued) Recognition of Deferred Inflows and Outflows (Continued) Deferred Outflows of Resources Deferred Inflows of Resources Expected v. actual experience 17,494$ 20,082$ Projected investment earnings v. actual investment earnings 2,190$ -$ Changes in assumptions 331,147$ -$ Changes in proportion and differences between employer contributions and proportionate share of contributions -$ 54,482$ Employer contributions subsequent to the measurement date 535,161$ -$ Total 885,992$ 74,564$ Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in Pension Expense as follows: For the Reporting Year ended June 30: Recognition of deferred outflows and deferred inflows in future years as an increase or (decrease) to pension expense 2019 26,828$ 2020 140,698$ 2021 91,603$ 2022 1,892$ Thereafter 69,728$ DRAFT 583 105 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers’ Retirement System (MPORS) Plan Description The Municipal Police Officers’ Retirement System (MPORS), administered by the Montana Public Employee Retirement Administration (MPERA), is a multiple-employer, cost-sharing defined benefit plan established in 1974 and governed by Title 19, chapters 2 & 9, MCA. This plan provides retirement benefits to all municipal police officers employed by first- and second-class cities and other cities that adopt the plan. Benefits are established by state law and can only be amended by the Legislature. The MPORS provides retirement, disability, and death benefits to plan members and their beneficiaries. Deferred Retirement Option Plan (DROP): Beginning July 2002, eligible members of MPORS can participate in the DROP by filing a one-time irrevocable election with the Board. The DROP is governed by Title 19, Chapter 9, Part 12, MCA. A member must have completed at least twenty years of membership service to be eligible. They may elect to participate in the DROP for a minimum of one month and a maximum of 60 months and may only participate in the DROP once. A participant remains a member of the MPORS, but will not receive membership service or service credit in the system for the duration of the member’s DROP period. During participation in the DROP, all mandatory contributions continue to the retirement system. A monthly benefit is calculated based on salary and years of service to date as of the beginning of the DROP period. The monthly benefit is paid into the member’s DROP account until the end of the DROP period. At the end of the DROP period, the participant may receive the balance of the DROP account in a lump-sum payment or in a direct rollover to another eligible plan, as allowed by the IRS. If the participant continues employment after the DROP period ends, they will again accrue membership service and service credit. The DROP account cannot be distributed until employment is formally terminated. Summary of Benefits Eligibility for benefit and benefit formulas Service retirement: • 20 years of membership service, regardless of age • Age 50, 5 years of membership service • 2.5% of FAC x years of service credit Second retirement: (applies to members re-employed in a MPORS position after July 1, 2017): 1) If the member works more than 480 hours in a calendar year and accumulates less than 5 years of service credit before terminating again, the member: a. Is not awarded service credit for the period of reemployment; DRAFT 584 106 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers’ Retirement System (MPORS) Summary of Benefits (Continued) Eligibility for benefit (Continued) b. Is refunded the accumulated contributions associated with the period of reemployment; c. Starting the first month following termination of service, receives the same retirement benefit previously paid to the member; and d. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a Guaranteed Annual Benefit Adjustment (GABA) in January immediately following second retirement. 2) If the member works more than 480 hours in a calendar year and accumulates at least 5 years of service credit before terminating again, the member: a. Is awarded service credit for the period of reemployment; b. Starting the first month following termination of service, receives: i. The same retirement benefit previously paid to the member, and ii. A second retirement benefit for the period of reemployment calculated based on the laws in effect as of the member’s rehire date; and c. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a GABA: i. On the initial retirement benefit in January immediately following second retirement, and ii. On the second retirement benefit starting in January after receiving that benefit for at least 12 months. 3) A member who returns to covered service is not eligible for a disability benefit. Vesting 5 years of membership service Member’s final average compensation (FAC) Hired prior to July 1, 1977 - average monthly compensation of final year of service; Hired on or after July 1, 1977 – final average compensation (FAC) for last consecutive 36 months. DRAFT 585 107 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Summary of Benefits (Continued) Compensation Cap Hired on or after July 1, 2013 – 110% annual cap on compensation considered as part of a member’s highest FAC. Guaranteed Annual Benefit Adjustment (GABA) Hired on or after July 1, 1997, or those electing GABA, and has been retired for at least 12 months, a GABA will be made each year in January equal to 3.0%. Minimum Benefit Adjustment (non-GABA) If hired before July 1, 1997 and member did not elect GABA, the minimum benefit adjustment provided is equal to 50% of the current base compensation of a newly confirmed police officer of the employer that last employed the member as a police officer. Overview of Contributions Member and employer contribution rates are specified by state law and are a percentage of the member’s compensation. Contributions are deducted from each member’s salary and remitted by participating employers. The State Legislature has the authority to establish and amend contribution rates. Member and employer contribution rates are shown in the table below. Fiscal Year Hired <7/1/75 Hired >6/30/75 Hired >6/30/79 Hired >6/30/97 GABA Employer State 2000-2018 5.800% 7.000% 8.500% 9.000% 14.410% 29.370% 1998-1999 7.800% 9.000% 10.500% 11.000% 14.410% 29.370% 1997 7.800% 9.000% 10.500%14.360% 29.370% Member Stand-Alone Statements The financial statements of the Montana Public Employees Retirement Board (PERB) Comprehensive Annual Financial Report (CAFR) and the GASB 68 Report disclose the Plan’s fiduciary net position. The reports are available from the PERB at PO Box 200131, Helena MT 59620-0131, (406) 444-3154 or both are available on the MPERA website at http://mpera.mt.gov. DRAFT 586 108 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Actuarial Assumptions The TPL used to calculate the NPL was determined by taking the results of the June 30, 2016, actuarial valuation and applying standard roll forward procedures to update the TPL to June 30, 2017. There were several significant assumptions and other inputs used to measure the TPL. The actuarial assumptions used in the June 30, 2017, valuation were based on the results of the last actuarial experience study, dated May 2017, for the six- year period July 1, 2010 to June 30, 2016. Among those assumptions were the following: • Investment Return (net of admin expense) 7.65% • Admin Expense as % of Payroll 0.24% • General Wage Growth* 3.50% *includes Inflation at 2.75% • Merit Increases 0% to 6.60% • Postretirement Benefit Increases i. Guaranteed Annual Benefit Adjustment (GABA) Hired on or after July 1, 1997, or those electing GABA, and has been retired for at least 12 months, a GABA will be made each year in January equal to 3%. ii. Minimum benefit adjustment (non-GABA) If hired before July 1, 1997 and member did not elect GABA, the minimum benefit adjustment provided is equal to 50% of the current base compensation of a newly confirmed police officer of the employer that last employed the member as a police officer. • Mortality assumptions among contributing members, service retired members and beneficiaries were based on RP 2000 Combined Employee and Annuitant Mortality Tables projected to 2020 using scale BB, set back one year for males. • Mortality assumptions among Disabled Retirees were based on RP 2000 Combined Mortality Tables. Discount Rate The discount rate used to measure the TPL was 7.65%. The projection of cash flows used to determine the discount rate assumed that contributions from participating plan members, employers, and non-employer contributing entities will be made based on the Board’s funding policy, which establishes the contractually required rates under the Montana Code Annotated. The State contributed 29.37% of salaries paid by employers. Based on those assumptions, the System’s fiduciary net position was projected to be adequate to make all the projected future benefit payments of current plan members through the year 2124. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the TPL. A municipal bond rate was not incorporated in the discount rate. DRAFT 587 109 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Target Allocations The long-term expected return on pension plan assets is reviewed as part of the regular experience study prepared for the Plan. The experience study, performed for the period of fiscal years 2010 through 2016, was outlined in a report dated May 2017 and can be located on the MPERA website. The long-term expected rate of return on pension plan investments was determined by considering information from various sources, including historical rates of return, rate of return assumptions adopted by similar public sector systems, and by using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges were combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and then adding expected inflation. Best estimates of arithmetic real rates of return for each major asset class included in the target asset allocation as of June 30, 2017, are summarized below. Target Asset Real Rate of Return Long-Term Expected Asset Class Allocation Arithmetic Basis Real Rate of Return (a)(b)(a) x (b) Cash Equivalents 2.60%4.00%0.10% Domestic Equity 36.00%4.55%1.64% Foreign Equity 18.00%6.35%1.14% Fixed Income 23.40%1.00%0.23% Private Equity 12.00%7.75%0.93% Real Estate 8.00%4.00%0.32% Total 100.00%4.37% Inflation 2.75% Portfolio Return Expectation 7.12% The long-term expected nominal rate of return above of 7.12% is an expected portfolio rate of return provided by the Board of Investments (BOI), which differs from the total long-term assumed rate of return of 7.65% in the experience study. The assumed investment rate is comprised of a 2.75% inflation rate and a real rate of return of 4.90%. Sensitivity Analysis The sensitivity of the NPL to the discount rate is shown in the table below. A small change in the discount rate can create a significant change in the liability. The NPL was calculated using the discount rate of 7.65%, as well as what the NPL would be if it were calculated using a discount rate 1.00% lower or 1.00% higher than the current rate. DRAFT 588 110 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Sensitivity Analysis (Continued) As of 1.0% Decrease Current 1.0% Increase Reporting Date (6.65%)Discount Rate (8.65%) City of Bozeman's Net Pension Liability $7,875,682 $5,408,979 $3,431,203 Summary of Significant Accounting Policies The Montana Public Employee Retirement Administration (MPERA) prepares its financial statements using the accrual basis of accounting. The same accrual basis was used by MPERA for the purposes of determining the NPL; deferred inflows of resources and deferred outflows of resources related to pensions; Pension Expense; the fiduciary net position; and additions to or deductions from fiduciary net position. Member contributions are recognized in the period in which contributions are due. Employer contributions are recognized when due and the employer has made a formal commitment to provide the contributions. Revenues are recognized in the accounting period they are earned and become measurable. Benefit payments and refunds are recognized in the accounting period when due and payable in accordance with the benefit terms. Expenses are recognized in the period incurred. Investments are reported at fair value. MPERA adheres to all applicable Governmental Accounting Standards Board (GASB) statements. June 30, 2017 Measurement Date/ June 30, 2018 Reporting Date In accordance with GASB Statement 68, Accounting and Financial Reporting for Pensions, employers and the non-employer contributing entity are required to recognize and report certain amounts associated with their participation in the Municipal Police Officers’ Retirement System (the Plan). Employers are required to record and report their proportionate share of the collective Net Pension Liability (NPL), pension expense, and deferred inflows and deferred outflows of resources associated with pensions. These disclosures provide information using a June 30, 2017 measurement date for the 2018 reporting. Pension Amount Totals Employers are provided guidance in GASB Statement 68, paragraph 74, that pension amounts must be combined as a total or aggregate for reporting. This is true when employees are provided benefits through more than one pension, whether cost-sharing, single-employer, or agent plans. DRAFT 589 111 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Net Pension Liability The Total Pension Liability (TPL) minus the Fiduciary Net Position equals the Net Pension Liability (NPL). As GASB Statement 68 allows, a measurement date of up to 12 months before the employer’s fiscal year-end can be utilized to determine the Plan’s TPL. The basis for the TPL as of June 30, 2017 was determined by taking the results of the June 30, 2016 actuarial valuation and applying standard roll forward procedures. The roll forward procedure uses a calculation that adds the annual normal cost (also called the service cost), subtracts the actual benefit payments and refunds for the plan year, and then applies the expected investment rate of return for the year. The update procedures are in conformity with Actuarial Standards of Practice issued by the Actuarial Standards Board. Special Funding The Plan has a special funding situation in which the state of Montana is legally responsible for making contributions directly to the Plan on behalf of the employers. Due to the existence of this special funding situation, the State is required to report a proportionate share of a local government or school district’s collective NPL that is associated with the non-state employer. The proportionate shares of the employer’s and the state of Montana’s NPL for June 30, 2018 and 2017 are displayed below. The employer’s proportionate share equals the ratio of the employer’s contributions to the sum of all employer and non-employer contributions during the measurement period. The state’s proportionate share for a particular employer equals the ratio of the contributions for a particular employer to the total state contributions paid. The employer recorded a liability of $5,408,979 and the employer’s proportionate share was 3.0402 percent. As of Reporting Date NPL as of 6/30/2018 NPL as of 6/30/2017 Percent of Collective NPL as of 6/30/2018 Percent of Collective NPL as of 6/30/2017 Change in Percent of Collective NPL City Proportionate Share 5,408,979$ 5,552,007$ 3.0402%3.0842%-0.0440% State of Montana Proportionate Share associated with Employer 11,024,418$ 11,020,975$ 6.1965%6.1223%0.0742% Total 16,433,397$ 16,572,982$ 9.2367%9.2065%0.0302% DRAFT 590 112 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Changes in actuarial assumptions and methods: Effective July 1, 2017, the following assumption changes were used: • Lowered the interest rate from 7.75% to 7.65%. • Lowered the inflation rate from 3.00% to 2.75%. • Updated non-disabled mortality to the RP-2000 Combined Employee and Annuitant Mortality Table projected to 2020 using scale BB, males set back 1 year. • Increased the rates of withdrawal. • Lowered the merit component of the total salary increase. • Lowered the wage base component of the total salary increase from 4.00% to 3.50%. • Increased the administrative expense load from 0.20% to 0.24%. Effective July 1, 2017, the following method changes were used: • Administrative expenses are recognized by an additional amount added to the normal cost contribution rate for the System. This amount varies from year to year based on the prior year’s actual administrative expenses. • To be consistent with the wage base growth change, the payroll growth assumption for amortization as a level percent of pay was reduced from 4.00% to 3.50%. Changes in benefit terms: Effective July 1, 2017, the following benefit changes were: • The interest rate credited to member accounts increased from 0.25% to 0.77%. • Working Retiree Limitations applies to retirement system members who return on or after July 1, 2017 to covered employment in the system from which they retired. • Second Retirement Benefit applies to retirement system members who return on or after July 1, 2017 to active service covered by the system from which they retired. • Lump sum payouts in all systems are limited to the member’s accumulated contributions rather than the present value of the member’s benefit. Changes in proportionate share: Between the measurement date of the collective NPL and the employer’s reporting date there were no changes in proportion that would have an effect on the employer’s proportionate share of the collective NPL. DRAFT 591 113 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Pension Expense As of reporting date Pension Expense as of 6/30/18 Pension Expense as of 6/30/18 City's Proportionate Share 657,460$ 629,731$ State of Montana Proportionate Share associated with the City 1,335,293 1,180,946 Total 1,992,753$ 1,810,677$ At June 30, 2018, the employer recognized its proportionate share of the MPORS’ pension expense of $657,460. The employer also recognized grant revenue of $1,335,293 for the support provided by the state of Montana for the proportionate share of the pension expense that is associated with the employer. Recognition of Deferred Inflows and Outflows At June 30, 2017, the employer reported its proportionate share of MPORS' deferred outflows of resources and deferred inflows of resources related to MPORS from the following sources: Deferred Outflows of Resources Deferred Inflows of Resources Expected v. actual experience -$ 184,557$ Projected investment earnings v. actual investment earnings 4,701 - Changes in assumptions 365,094 - Changes in proportion and differences between employer contributions and proportionate share of contributions 17,797 - Employer contributions subsequent to the measurement date 667,011 - Total 1,054,603$ 184,557$ DRAFT 592 114 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 14. EMPLOYEE BENEFIT PLANS (CONTINUED) Municipal Police Officers' Retirement System (MPORS) (Continued) Recognition of Deferred Inflows and Outflows (Continued) Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in Pension Expense as follows: For the Reporting Year ended June 30: Recognition of deferred outflows and deferred inflows in future years as an increase or (decrease) to pension expense 2019 (7,698)$ 2020 154,243$ 2021 118,463$ 2022 (79,770)$ 2023 -$ Thereafter -$ NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS In addition to providing a deferred compensation plan, the City provides other post-employment benefits (OPEB) allowing its retired employees to continue their medical, dental, and vision care coverage through the City's group health plan until death (Retiree Health Plan). The plan allows retirees to participate, as a group, at a rate that does not cover all of the related costs. This results in the reporting of an implied rate subsidy in the financial statements and footnotes. The City's contract with Allegiance Benefits details the plan eligibility. MMIA is the administrator of the benefit plan, which covers both active and retired members. In accordance with MCA 2-18-704, the City’s retirees may continue coverage for themselves and their covered eligible dependents, if they are eligible for public employees' retirement by virtue of their employment with the City of Bozeman. The City's current labor contracts do not include any obligations for payments to retirees. The City also allows terminated employees to continue their health care coverage for 18 months past the date of termination as required by the Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA). DRAFT 593 115 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (CONTINUED) OPEB is recorded on an accrual basis for all enterprise and internal service funds. OPEB is recorded on a modified accrual basis for the governmental funds. Plan contributions are recognized in the period in which the contributions are made. Benefits and refunds are recognized when due and payable in accordance with the terms of the plan. No assets are accumulated in a trust that meets the criteria in paragraph 4 of Statement 75. Funding Policy The plan is unfunded by the City and plan members receiving benefits contribute 100 percent of their cost of the benefits on a pay-as-you-go basis. The City plan’s administratively established retiree medical, dental, and vision premiums vary between $37 and $1,313 per month depending on the medical plan selected, family coverage, and Medicare eligibility. The plan provides different coinsurance amounts depending on whether members use preferred, non-preferred, or other hospitals. Depending on the plan, for a single individual, after an annual deductible of $500 to $2,700 for non-Medicare-eligible retirees, the plan reimburses 70% to 80% of allowed charges after deductible and up to the out-of-pocket maximum, and then 100%. Depending on the plan, for a family, after an annual deductible of $1,000 to $5,400 for non-Medicare-eligible retirees, the plan reimburses 70% to 80% of allowed charges after deductible and up to the out-of-pocket maximum, and then 100%. Employees Covered by Benefit Terms At June 30, 2018, the following employees were covered by the benefit terms: Category Count Active employees 435 Inactive employees entitled to but not yet receiving benefit payment 0 Inactive employees or beneficiaries currently receiving benefit payments 74 Total 509 Contributions Benefit contributions are paid by the City as they come due. Total OPEB Liability (TOL) The City’s total OPEB liability of $2,694,455 was measured as of June 30, 2017, and was determined by an actuarial valuation as of July 1, 2016. DRAFT 594 116 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (CONTINUED) Changes in the TOL for the year ended June 30, 2018 are as follows: Service cost 256,948$ Interest on net OPEB obligation 81,562 Employee contributions 431,737 Benefits paid (431,737) Changes in assumptions (662,285) Net changes in OPEB obligation (323,775) Net OPEB obligation - beginning of year 3,009,656 Net OPEB obligation - end of year 2,685,881$ There is sensitivity of the TOL to changes in the discount rate. The TOL of the City as well as what the City’s TOL would be if it were calculated using a discount rate that is one percentage point lower (2.13%) or one percentage point higher (4.13%) follows: 1% Decrease Discount Rate 1% Increase (2.13%) (3.13%) (4.13%) Total OPEB liability 2,972,805$ 2,694,455$ 2,447,164$ There is also sensitivity of the TOL to changes in the healthcare cost rates. The TOL of the City as well as what the City’s TOL would be if it were recalculated using healthcare cost trend rates that are one percentage point lower (6.35%) or one percentage point higher (9.50%) than the current healthcare cost trend rate follows: 1% Decrease Discount Rate 1% Increase (6.35%) (7.35%) (8.35%) Total OPEB liability 2,354,843$ 2,694,455$ 3,106,137$ DRAFT 595 117 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (CONTINUED) For the year ended June 30, 2018, the City recognized an OPEB expense of $283,158. At June 30 2018, the City reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Changes of assumptions -$ 598,359$ Total -$ 598,359$ Amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Year Ended June 30: 2019 (55,352)$ 2020 (55,352) 2021 (55,352) 2022 (55,352) 2023 (55,352) Thereafter (321,599) Total (598,359)$ DRAFT 596 118 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (CONTINUED) The June 30, 2018, year-end OPEB cost is reported in the City’s funds as follows: Functions/Programs Expenses PRIMARY GOVERNMENT Governmental activities: General government 47,627$ Public safety 82,059 Public service 15,517 Public welfare 72,715 Total governmental activities 217,918 Business-type activities: Water 27,693 Waste water 16,055 Solid waste 13,139 Parking 3,851 Storm water 4,502 Total business-type activities 65,240 Total primary government 283,158$ Actuarial Methods and Assumptions The City’s actuarial valuation is completed on a biennial frequency, provided no significant events have occurred warranting new measurement. The City completed the valuation for fiscal year 2016, with an estimate provided for fiscal year 2018. For fiscal year 2018, an estimated valuation was derived based on the 2016 actual costs and participants. As a result of this biennial valuation, we have marked the fields as “n/a” where actual financial data was not used to generate the estimate. As of July 1, 2016, the most recent valuation date, the City’s total OPEB liability was determined using the following actuarial assumptions: DRAFT 597 119 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 15. POST-EMPLOYMENT BENEFITS OTHER THAN PENSIONS (CONTINUED) The following key assumptions were chosen by the City: 1. Discount Rate: 3.13% for determining fiscal 2018 disclosure and estimated fiscal 2019 expense; 2.71% for determining fiscal 2017 liability and fiscal 2018 expense. 2. Inflation Rate: 2.5% long-term 3. Expected Real Rate of Return on Assets: N/A 4. Health Care Claim and Contribution Trend Rates: Updated from 7.35% initial in fiscal 2015 and 4.0% ultimate in fiscal 2035 to 7.35% initial in fiscal 2018 and 4.50% ultimate in fiscal 2037. Ultimate medical trend rate is based on 2.5% long-term inflation, 1.0% real GDP growth and 1.0% medical technology 5. Average Salary Increase: 3.00% 6. Retirement Rates: Updated according to the Fiscal Year 2017 Montana State Retirement System Valuation Assumptions 7. Retiree Participation Rate: 30% 8. Lapse Rate: 25% per year 9. Marriage Assumption: For future retirees, 60% of participants are assumed to be married, with husbands 3 years older than wives. 10. ACA Excise Tax: Results include an estimate of future ACA Excise Tax costs based on upon loading health care trend rates by 1% in fiscal years 2036 and beyond. For purposes of the estimated Excise Tax, the tax payer (i.e., health plan) is assumed to be non-taxable. Future premiums are assumed to include the estimated ACA Excise Tax. The discount rate was based on a yield or index rate for a 20-year, tax-exempt, general obligation municipal bond with an average rating of AA/Aa or higher. Rates were taken from the S&P municipal bond 20 year high rate index as of the measurement date. For police and fire employees, mortality rates were based on the SOA RP-204 Blue Collar Mortality, with adjustments for mortality improvements based on Scale MP-2017. All other occupations’ mortality rates were based on SOA RP-2014 Combined Healthy Mortality Table, with adjustments for mortality improvements based on Scale MP-2017. Projections of the sharing of benefit-related costs for financial reporting purposes are based on an established pattern of practice. This report constitutes the only analysis and presentation of the City’s post-employment benefit plan. There is no separate, audited GAAP-basis post-employment benefit plan report. DRAFT 598 120 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 16. JOINT VENTURE AGREEMENTS Joint ventures are legal entities or other organizations that result in a contractual arrangement and that are owned, operated, or governed by two or more participants. Each participant retains both an ongoing financial interest and an ongoing financial responsibility. As of June 30, 2018, the City has entered into joint venture contractual arrangements, as described below. 911 Communication Center The City and Gallatin County, Montana (the County) have entered into an inter-local agreement for the purposes of establishment of the operation and financing of a 911 communication services division (the Division) for dispatch and records services, to define the relationship of the Administrative Board with the City and County, and to establish the line of authority for personnel furnishing the communication services to the City and County and others who may contract for the services. The City has also entered into an inter-local agreement for the purpose of procuring equipment to upgrade the aforementioned 911 radio system. Under this agreement, the County has entered into a lease-purchase agreement for the system. The inter-local agreement requires the City to make two payments on November 30, 2018 and November 30, 2019 in the amount of $504,999, plus 2.99% interest from December 31, 2018 through December 31, 2019. The payments have been accrued as a liability and deferred outflow of resources in the governmental activities as of June 30, 2018. City-County Drug Forfeitures The City and County have entered into an inter-local agreement for the purposes of establishment of a joint drug forfeiture account funded from drug related forfeitures, seizures, and prosecutions of City and County law enforcement cases and to establish an equitable means of distributing those funds to continue drug interdiction activities. The goal of the agreement is to make the City and County Drug Enforcement operations less reliant on the general and public safety fund monies of the City and County. The original term of the agreement was for a period of one year, beginning September 20, 2004 and automatically renews for a period of one year until terminated by either party with written notice of intent to terminate. Financial information regarding the joint drug forfeiture account can be obtained by contacting the City of Bozeman Department of Finance, 411 East Main Street, Bozeman, MT 59715. The County and City have entered into various other joint venture contractual arrangements, memorandums of understanding and inter-local agreements to support the following programs and/or operations: Victim Witness, Hazardous Materials, Solid Waste (Disposal and Convenient Site), Fire Warden/Chief, Evidence Technician, Library Services, Board of Health, and rental of the Law and Justice Center. The financial interests are not material. DRAFT 599 121 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 16. JOINT VENTURE AGREEMENTS (CONTINUED) Montana Municipal Interlocal Authority The City and Montana Municipal Interlocal Authority (MMIA) have entered into a 20-year agreement in December 2012 to share up to $1 million in profits from the sale of city-owned property known as the Mandeville Farm. The agreement came about as part of a settlement on legal claims from the City of Bozeman vs. MMIA litigation. A “profit” shall occur only when the City has recovered its total investment in the property, which includes the original purchase price together with all “costs of development” as defined in the settlement agreement. NOTE 17. RESTRICTED NET POSITION At June 30, 2018, the balances of restricted net position for business-type activities are as follows: Waste Water Solid Waste Nonmajor Water Fund Fund Fund Enterprise Total Restricted by revenue bond covenants: For bond reserve 1,313,885$ 1,788,592$ -$ -$ 3,102,477$ Restricted by ordinance: Cash in lieu of parking - - - 393,434 393,434 Impact fees 5,313,531 3,942,240 - - 9,255,771 6,627,416$ 5,730,832$ -$ 393,434$ 12,751,682$ Business-Type Activities DRAFT 600 122 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 18. INTERFUND TRANSFERS AND ASSETS/LIABILITIES A summary of interfund transfers reported in the fund financial statements for the year ended June 30, 2018, follows: Street Street Nonmajor Nonmajor General Fund Impact Fee Maintenance Governmental Water Solid Waste Storm Water Enterprise Total General Fund -$ -$ -$ 2,323,901$ -$ -$ -$ -$ 2,323,901$ Street Impact Fees - - - - - - - - - Street Maintenance - - - 31,900 - - - - 31,900 Nonmajor Governmental 124,000 - 1,313,800 600,676 - - - - 2,038,476 Water Enterprise - - - - - - - - - Solid Waste Enterprise 368,084 - - - - - - 368,084 Nonmajor Enterprise 140,000 - - 250,000 - - - - 390,000 Total 632,084$ -$ 1,313,800$ 3,206,477$ -$ -$ -$ -$ 5,152,361$ Governmental Funds Transfers From Proprietary Funds Transfers are used to (1) move revenues from the fund that statute or budgets requires to collect them to the fund that statute or budgets require to expend them, (2) use unrestricted revenues collected in the general fund to finance various programs accounted for in other funds in accordance with budgetary authorizations, and (3) to transfer non-restricted interest income from the permanent fund to the general fund. DRAFT 601 123 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 18. INTERFUND TRANSFERS AND ASSETS/LIABILITIES (CONTINUED) A summary of advances and due from/to other funds at June 30, 2018, is as follows: Advances to Advances from other City funds other City funds Non-major Governmental Funds: SID Sinking Debt Service -$ 510,503$ SID Revolving Debt Service 510,503 - 510,503$ 510,503$ Due from Due to other City funds other City funds Major Funds: General fund 76,631$ -$ Non-major Governmental Fund: Housing Revolving Loan - 922 TIFD South Bozeman Technology - 7,626 Internal Service Fund: Vehicle Maintenance - 68,083 76,631$ 76,631$ Interfund balances reported as due from or due to other funds are usually a result of transfers for reporting purposes to cover negative cash balances within a fund. These transfers are reversed as cash becomes available in a fund where cash previously had been in a deficit. NOTE 19. RISK MANAGEMENT The City faces a considerable number of risks of loss, including a) damage to and loss of property and contents, b) employee torts, c) professional liability (i.e. errors and omissions), d) environmental damage, e) workers' compensation (i.e. employee injuries), and f) medical insurance cost of employees. A variety of methods are used to provide insurance for these risks. Commercial policies, transferring all risks of loss except for small deductible amounts, are purchased for property and content damage and professional liabilities. The City participates in two state-wide public risk pools operated by the Montana Municipal Interlocal Authority, for workers' compensation and for tort liability. Employee medical insurance is provided through a privately-administered, partially self-insured plan. Given the lack of coverage available, the City has no coverage for potential losses from environmental damages. DRAFT 602 124 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 19. RISK MANAGEMENT (CONTINUED) Commercial Policies Coverage limits and the deductibles on the commercial policies have stayed relatively constant for the last several years. The premiums for the policies are allocated between the City's Enterprise Funds and the General Fund. Premiums are subsidized through a special purpose property tax levy, based on total appropriations. Settled claims resulting from these risks did not exceed commercial insurance coverage during the three years ended June 30, 2018, 2017, and 2016. Public Entity Risk Pools In 1986, the City joined together with other Montana cities to form the Montana Municipal Interlocal Authority, which established a workers' compensation plan and a tort liability plan. Both public entity risk pools currently operate as common risk management and insurance programs for the member governments. The liability limits for damages in tort action are $750,000 per claim and $1.5 million per occurrence, and $12.5 million per occurrence for any claim that is not subject to the limitations on governmental liability, as described in Montana Code Annotated Section 2-9-108 (the Statute) or any successor statute, either as matter of law, by operation of the Statute, or by a judicial determination that the Statute is inapplicable or is otherwise invalid, with $11,250 deductible per occurrence. State tort law limits the City's liability to $1.5 million. The City pays premiums for its employee injury insurance coverage, which is allocated to the employer funds based on total salaries and wages. The agreements for formation of the pools provide that they will be self-sustaining through member premiums. The tort liability plan and workers' compensation program issued debt of $4.41 million and $6.155 million, respectively, to immediately finance the necessary insurance reserves. All members signed a contingent note for a pro rata share of this liability in case operating revenues were insufficient to cover the debt service; the debt was retired in 2011. The City also owns a policy with MMIA for loss or damage to property. This is an all-risk policy, essentially all property owned by the City being insured for 100% of replacement cost, subject to a $5,000 deductible per occurrence. MMIA reinsures their property insurance with a national municipal pool, Public Entities’ Property Insurance. DRAFT 603 125 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 20. CONTINGENCIES The City is involved with several lawsuits, which arise out of the normal course of operations by the City. Management of the City intends to vigorously defend each claim and believes no material losses will be incurred on such claims. NOTE 21. SOLID WASTE LANDFILL CLOSURE AND POST-CLOSURE CARE COSTS The City has a municipal solid waste landfill. State and Federal laws and regulations require the City to place a final cover on its landfill site when it stops accepting waste and to perform certain maintenance and monitoring functions at the site for 30 years after final closure. The City stopped accepting waste effective June 30, 2008. The final capping of the cells is still pending. The City has accrued a liability for $2,292,253, which is its estimate of future landfill closure and post-closure care costs as of June 30, 2018. This amount is based on a Corrective Measures Assessment completed in September 2014 by a third party engineering firm, from which a remediation plan has been adopted by the City and has been approved the Montana Department of Environmental Quality. The cost of post closure care is an estimate and is subject to changes resulting from inflation, deflation, technology, or changes in applicable laws or regulations. The Solid Waste Fund accounts for the City’s solid waste collection, recycling, and disposal utility operation – including assets, liabilities, and post-closure costs associated with the closed Story Mill landfill. Segment information for the landfill is as follows: Condensed Statement of Net Position Restricted cash and cash equivalents 180,211$ Capital assets, net of depreciation 933,836 Total assets 1,114,047$ Current liabilities 39,866$ Closure and post-closure care cost 2,292,253 Total liabilities 2,332,119 Restricted for debt service (1,218,072) Total net position (1,218,072) Total liabilities and net position 1,114,047$ DRAFT 604 126 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 21. SOLID WASTE LANDFILL CLOSURE AND POST-CLOSURE CARE COSTS (CONTINUED) Condensed Statement of Revenues, Expenses and Changes in Net Position Operating revenues and expenses: Operating revenues -$ Operating expenses Depreciation 61,764 Change in post closure cost estimate 256,904 Other operating 15,759 Total operating expenses 334,427 Operating loss (334,427) Non-operating revenues (expenses): Interest expense 2,914 Other income - Loss on the sale of assets - Transfers 368,084 Total non-operating revenues 370,998 Change in net position 36,571 Net position, beginning of year (1,254,644) Net position, end of year (1,218,073)$ DRAFT 605 127 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 22. SEGMENT INFORMATION FOR WATER ENTERPRISE FUND The City’s Water Fund accounts for the City’s water utility operations and collection and administration of water impact fees. Segment information for the utility operations, excluding impact fees, is as follows: Condensed Statement of Net Position Current assets 21,235,670$ Capital assets 136,848,070 Other assets 786,410 Total assets 158,870,150$ Current liabilities 2,185,684$ Non-current liabilities 21,744,486 Total liabilities 23,930,170 Net investment in capital assets 117,498,251 Restricted for debt service 1,517,560 Unrestricted 15,924,169 Total net position 134,939,980 Total liabilities and net position 158,870,150$ DRAFT 606 128 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 22. SEGMENT INFORMATION FOR WATER ENTERPRISE FUND (CONTINUED) Condensed Statement of Revenues, Expenses, and Changes in Net Position Operating revenues and expenses: Operating revenues 10,157,888$ Operating expenses: Depreciation 2,675,595 Other operating 6,389,828 Total operating expenses 9,065,423 Operating loss 1,092,465 Non-operating revenues (expenses) Interest income 4,010 Interest expense (586,656) Grant income 59,030 Gain on sale of assets 5,970 Contributions of infrastructure 4,874,798 Other income 1,082,690 Transfers - Total non-operating revenues 5,439,842 Change in net position 6,532,307 Net position, beginning of year 128,407,673 Net position, end of year 134,939,980$ Condensed Statement of Cash Flows Net cash provided by operating activities 4,667,166$ Net cash flows from capital and related financing activities (1,630,887) Net cash flows from noncapital and financing activities - Net cash flows from investing activities 410 Net change in cash flows 3,036,689 Beginning cash and equivalents 17,397,797 Ending cash and equivalents 20,434,486$ DRAFT 607 129 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 23. IMPACT FEES On January 22, 1996, the City Commission adopted fire, water, waste water and street impact fees in Ordinance number 1414. The impact fees were first effective on March 23, 1996. Impact fees were set at a percentage of the cost of the impact, as follows: Original, as of Change as of Change as of Change as of Change as of Change as of March 23, 1996 May 10, 1998 January 15, 1999 July 15, 1999 January 1, 2013 March 30, 2013 Fire impact fee 90%90%90%90%100%100% Water impact fee 35%50%90%90%100%100% Waste water impact fee 35%50%90%90%100%100% Street impact fee 10%10%75%90%90%100% An applicant may obtain an Impact Fee Credit by dedication of non-site-related land or construction of non-site-related improvements. Credits must be made before the beginning of improvement construction, must comply with the City’s Capital Improvements Program, and must be approved by the City Commission. Credits may be used only for like-type impact fees. The full provisions for impact fee credits are contained in Chapter 3.24 of the Bozeman Municipal Code. For proprietary type funds, the City records a liability for the impact fee credit and capitalizes the underlying asset. For governmental-type funds, the credits are only disclosed in the footnotes. For government-wide financial reporting, the outstanding credits are reported as unearned revenue. The Water Impact Fee Fund, Street Impact Fee Fund, and Waste Water Impact Fee Fund have recorded impact fee credits amounting to $33,232, $56,343, and $129,042, respectively, as of June 30, 2018. The Fire Impact Fee Fund does not have any outstanding credits. The following impact fee revenues were collected and expensed/expended during fiscal year 2018: Expenses, Beginning Expenditures, Balances Impact Fees Other Income and Transfers Ending Balances Fire 1,550,752$ 599,364$ -$ (44,984)$ 2,105,132$ Water 3,545,442 2,757,566 - (153,080) 6,149,928 Waste water 2,601,891 1,810,489 - (83,977) 4,328,403 Streets 11,649,617 5,523,019 1,255 (7,824,644) 9,349,247 Total 19,347,702$ 10,690,438$ 1,255$ (8,106,685)$ 21,932,710$ DRAFT 608 130 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 24. POLLUTION REMEDIATION OBLIGATIONS Jewel v. City of Bozeman / State of Montana v. City of Bozeman This action was filed in the United States District Court for the District of Montana. The multi-count complaint reduced itself to a cost recovery action under the Federal Superfund (CERCLA) and State Superfund (CECRA). On July 8, 1999, the City, Jewel Food Stores, Inc. and the other parties reached a final settlement agreement in this action. The settlement, in part, required Jewel Food Stores, Inc. to pay the City of Bozeman $1,200,000, the City and Jewel to extend alternative water supply to businesses and residents in the North 19th Avenue area of the City; and Jewel and the City to share specified remediation costs on an equal basis (50% each) up to a cumulative amount of $4,000,000, and for eligible costs in excess of that amount, to be shared 70% by Jewel and 30% by the City. The City is reimbursed by insurers for 23% of the City’s expenditures for these purposes. The Montana Department of Environmental Quality (MDEQ) issued the Record of Decision (ROD) for the Bozeman Solvent Site (BSS) in August 2011. The Administrative Order of Consent (AOC) was finalized in January 2012. The ROD and AOC specifically delineate the remediation to be completed for the BSS. The AOC serves as the legal mechanism for the implementation of the selected remedies identified in the ROD. Though remediation is currently underway and may be completed relatively quickly, monitoring of the site will continue for a period of up to 30 years. Tasman Geosciences, Inc. serves as the contractor for the potentially liable parties (the City of Bozeman and CVS Pharmacy, Inc.). Based on the selected remedies identified in the ROD, Tasman has completed a long-term cost projection for the project in February 2016. The long-term cost projection was reviewed in September 2017 and, at that time, it was determined it was still an accurate projection. This cost projection includes all remediation and monitoring cost, as well as, the MDEQ cost recovery associated with the BSS. The long-term cost projection for the City is $2,089,997 in remediation costs. Reduced by its insurer’s reimbursement, the amount is $1,700,183. This liability is recorded in the Waste Water Fund, is an estimate, and is subject to changes resulting from inflation, deflation, technology, or changes in applicable laws or regulations CMC Asbestos Bozeman CECRA Facility In 2001, the City purchased property located within the CMC Asbestos Bozeman Facility (the “Facility”), a former asbestos ore storage and processing, recycling/salvage yard. In 2002, contractors for the City, under the Montana Voluntary Cleanup and Redevelopment Act (VCRA), submitted a Voluntary Cleanup Plan (VCP), which was approved by the Department of Environmental Quality (DEQ). Remediation work on City-owned property was completed in October 2003. On December 21, 2006, the City agreed to complete remedial actions at the remainder of the Facility, which included adjacent, private properties. The City submitted an Addendum to its original VCP, and cleanup work under the approved Addendum was completed in June 2009. On October 20, 2010, the City received notice from the DEQ stating that no further action is required at the facility and that the DEQ proposes removing the Facility from the CECRA priority list. Pursuant to an August 2007 Stipulated Agreement between the City and all other involved parties, additional cleanup after issuance of the DEQ’s closure letter may be required by DEQ based upon property use changes, modification of structures, or other factors. DRAFT 609 131 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 24. POLLUTION REMEDIATION OBLIGATIONS (CONTINUED) CMC Asbestos Bozeman CECRA Facility (Continued) The City has an ongoing claim against the State orphan share for the orphan share funds’ proportional share of these post-closure clean-up costs. In addition, all other parties are still liable for their proportional share of the clean-up. The result is that should additional work be required at the Facility, the City will only be liable for 1% of the total post-closure clean-up costs. NOTE 25. SUBSEQUENT EVENT On June 11, 2018, the City Commission authorized the City Manager to sign a final $1.7 million loan agreement with First Security Bank at a later date when funds would be needed and issued for continued improvements to the Bozeman Sports Park, one of the projects identified for funding by the Trail and Open Space General Obligation Bond. The terms of the loan are as follows: • 3.74% Interest Rate • 20 year Term • $0 origination fee • Bi-annual payments • Interest only payments until June 2020 The Sports Park Foundation will provide the funding for the payments through their management of the Sports Park and debt agreements with the City. The City’s General Fund will take on this debt and make payments. The Revenue generated at the Sports Park Foundation will offset the payment. As of the report date, no funds have been issued pursuant to this loan agreement. On November, 6, 2018, voters approved the issuance of General Obligation Bonds for the Bozeman Public Safety Center in the amount of $36,965,000 for the purpose of paying, with other available funds of the City, the costs of designing, constructing, equipping and furnishing on City-owned land at the corner of East Oak Street and North Rouse Avenue a new Bozeman Public Safety Center, to include the City's Fire Station #1, Police Department Headquarters, Municipal Courts, Prosecution, Victim Services, other justice services, associated site improvements, and costs associated with the sale and issuance of the bonds for the Bozeman Public Safety Center. A lawsuit has been filed by local citizens challenging the fairness and legality of the election procedures followed by City officials. As of the report date this issue remains unresolved. DRAFT 610 132 CITY OF BOZEMAN, MONTANA NOTES TO FINANCIAL STATEMENTS (CONTINUED) June 30, 2018 NOTE 26. NET POSITION COMPOSITION The table presented below displays the City’s fund balances by major purpose as displayed on page 42 of the governmental funds balance sheet. Street Street Nonmajor Total General Impact Fees Maintenance Governmental Governmental Fund Special Revenue Special Revenue Funds Funds Nonspendable Prepaids -$ -$ -$ 312,375$ 312,375$ Cemetery perpetual care - - - 1,311,441 1,311,441 Total nonspendable - - - 1,623,816 1,623,816 Restricted General government-Planning - - - 1,515,730 1,515,730 General government-Health Insurance - - - 411,839 411,839 General government-other - - - 105 105 Public safety - Building Inspection - - - 1,782,768 1,782,768 Public safety-Fire Impact - - - 2,105,133 2,105,133 Public safety-Victim Witness - - - 383,546 383,546 Public safety-other - - - 106,847 106,847 Public service - 9,349,249 528,760 1,781,963 11,659,972 Public service - Gas Tax - - - 1,339,441 1,339,441 Public service - Community Transportation - - - 58,425 58,425 Public service - Lighting Districts - - - 532,069 532,069 Public welfare - Tax Increment Districts - - - 188,908 188,908 Public welfare - Econ Develop Loan Fund - - - 810,753 810,753 Public welfare - Tree Maint. District - - - 345,584 345,584 Public welfare - other - - - 4,593,354 4,593,354 Capital projects-Trail Open Space Parks - - - 3,658,296 3,658,296 Debt service-SID Sinking - - - 1,399,446 1,399,446 Debt service-SID Revolving Fund - - - 3,423,680 3,423,680 Debt service-GO Bonds - - - 87,848 87,848 Total restricted - 9,349,249 528,760 24,525,735 34,403,744 Committed Public safety - - - 970,808 970,808 Public welfare - - - 2,547,902 2,547,902 Capital projects - - - 337,528 337,528 Total committed - - - 3,856,238 3,856,238 Assigned General government 2,161,657 - - - 2,161,657 Public welfare - - - 1,200 1,200 Capital projects 258,108 - - 1,867,285 2,125,393 Budget ordinance minimum 16.67%5,319,255 - - - 5,319,255 Total assigned 7,739,020 - - 1,868,485 9,607,505 Unassigned (274,252) - - (42,648) (316,900) Total net position 7,464,768$ 9,349,249$ 528,760$ 31,831,626$ 49,174,403$ DRAFT 611 C. REQUIRED SUPPLEMENTARY INFORMATION OTHER THAN MANAGEMENT DISCUSSION AND ANALYSIS DRAFT 613 133 CITY OF BOZEMAN, MONTANA SCHEDULE OF CHANGES IN TOTAL OPEB LIABILITY & RELATED RATIOS Year Ended June 30, 2018 Assets are not accumulated in a trust that meets the criteria in GASB Statement No. 75, paragrpah 4 to pay related benefits. The total OPEB liability and ratio of OPEB liability as a percentage of covered-employee payroll as of June 30, 2018 is determined as follows: Total OPEB Liability 2018 Service cost 256,948$ Interest 81,562 Assumption changes (662,285) Employe contributions 431,737 Benefit payments (431,737) Net change in total OPEB liability (323,775) Total OPEB liability - beginning of year 3,009,656 Total OPEB liability - ending of year 2,685,881$ Covered-employee payroll 45,345,305$ Total OPEB liability as a percentage of covered-employee payroll 5.94% Assumption changes. Changes of assumptions reflect the effects of changes in the discount rate used each period. The following are the discount rates used for each period presented: DRAFT 615 134 CITY OF BOZEMAN, MONTANA SCHEDULE OF CHANGES IN TOTAL OPEB LIABILITY & RELATED RATIOS Year Ended June 30, 2018 Schedule of Proportionate Share of the Net Pension Liability: As of Reporting Date 2018 2017 2016 2015 Employer's proportion of the net pension liability (percentage)1.0419% 1.0218% 0.9588% 0.91505% Employer's net pension liability (amount) $ 20,291,988 $ 17,404,143 $ 13,403,285 $ 11,401,613 State's net pension liability (amount) $ 266,967 $ 212,659 $ 164,637 $ 139,231 Total $ 20,558,955 $ 17,616,802 $ 13,567,922 $ 11,540,844 Employer's covered payroll $ 12,924,792 $ 12,238,920 $ 11,189,797 $ 10,479,122 Employer's proportionate share as a percent of covered payroll 157.00% 142.20% 119.78% 111.22% Plan fiduciary net position as a percent of total pension liability 73.75%74.71%78.40% 79.9000% Schedule of Contributions: As of Reporting Date 2018 2017 2016 2015 Contractually required DB contributions $ 1,160,717 $ 1,081,810 $ 1,022,996 $ 922,084 Plan choice rate required contributions $ - $ - $ 28,892 $ 52,151 Contributions in relation to the contractually required contributions $ 1,160,717 $ 1,081,810 $ 1,051,888 $ 974,235 Contribution deficiency (excess) $ - $ - $ - $ - Employer's covered payroll $ 13,703,797 $ 12,924,792 $ 12,238,920 $ 11,189,797 Contributions as a percent of covered payroll 8.4700% 8.3700%8.59%8.71% PERS PERS *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. DRAFT 616 135 CITY OF BOZEMAN, MONTANA SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY AND SCHEDULE OF CONTRIBUTIONS Year Ended June 30, 2018 Schedule of Proportionate Share of the Net Pension Liability: As of Reporting Date 2018 2017 2016 2015 Employer's proportion of the net pension liability (percentage)1.0419% 1.0218% 0.9588% 0.91505% Employer's net pension liability (amount) $ 20,291,988 $ 17,404,143 $ 13,403,285 $ 11,401,613 State's net pension liability (amount) $ 266,967 $ 212,659 $ 164,637 $ 139,231 Total $ 20,558,955 $ 17,616,802 $ 13,567,922 $ 11,540,844 Employer's covered payroll $ 12,924,792 $ 12,238,920 $ 11,189,797 $ 10,479,122 Employer's proportionate share as a percent of covered payroll 157.00% 142.20% 119.78% 111.22% Plan fiduciary net position as a percent of total pension liability 73.75%74.71%78.40% 79.9000% Schedule of Contributions: As of Reporting Date 2018 2017 2016 2015 Contractually required DB contributions $ 1,160,717 $ 1,081,810 $ 1,022,996 $ 922,084 Plan choice rate required contributions $ - $ - $ 28,892 $ 52,151 Contributions in relation to the contractually required contributions $ 1,160,717 $ 1,081,810 $ 1,051,888 $ 974,235 Contribution deficiency (excess) $ - $ - $ - $ - Employer's covered payroll $ 13,703,797 $ 12,924,792 $ 12,238,920 $ 11,189,797 Contributions as a percent of covered payroll 8.4700% 8.3700%8.59%8.71% PERS PERS *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. DRAFT 617 136 CITY OF BOZEMAN, MONTANA SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY AND SCHEDULE OF CONTRIBUTIONS (CONTINUED) Year Ended June 30, 2018 Schedule of Proportionate Share of the Net Pension Liability: As of Reporting Date 2018 2017 2016 2015 Employer's proportion of the net pension liability (percentage)2.3492% 2.3705% 2.4336% 2.4192% Employer's net pension liability (amount) $ 2,655,380 $ 2,707,390 $ 2,489,054 $ 2,361,551 State's net pension liability (amount) $ 6,030,078 $ 6,134,093 $ 5,543,784 $ 5,327,544 Total $ 8,685,458 $ 8,841,483 $ 8,032,838 $ 7,689,095 Employer's covered payroll $ 3,511,860 $ 3,338,041 $ 3,270,451 $ 3,142,481 Employer's proportionate share as a percent of covered payroll 75.61%81.11%76.11%75.15% Plan fiduciary net position as a percent of total pension liability 77.77%75.48%76.90%76.70% Schedule of Contributions: As of Reporting Date 2018 2017 2016 2015 Contractually required contributions $ 535,161 $ 504,303 $ 477,250 $ 478,776 Contributions in relation to the contractually required contributions $ 535,161 $ 504,303 $ 477,250 $ 478,776 Contribution deficiency (excess) $ - $ - $ - $ - Employer's covered payroll $ 3,726,746 $ 3,511,860 $ 3,338,041 $ 3,270,451 Contributions as a percent of covered payroll 14.36%14.36%14.03%14.64% *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. FURS FURS *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. DRAFT 618 137 CITY OF BOZEMAN, MONTANA SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY AND SCHEDULE OF CONTRIBUTIONS (CONTINUED) Year Ended June 30, 2018 Schedule of Proportionate Share of the Net Pension Liability: 2018 2017 2016 2015 Employer's proportion of the net pension liability (percentage)3.0402% 3.0842% 2.9746% 3.0209% Employer's net pension liability (amount) $ 5,408,979 $ 5,552,007 $ 4,920,638 $ 4,746,933 State's net pension liability (amount) $ 11,024,418 $ 11,020,975 $ 9,969,680 $ 9,589,371 Total $ 16,433,397 $ 16,572,982 $ 14,890,318 $ 14,336,304 Employer's covered payroll $ 4,555,121 $ 4,353,897 $ 4,116,930 $ 4,053,265 Employer's proportionate share as a percent of covered payroll 118.75% 127.52% 119.52% 117.11% Plan fiduciary net position as a percent of total pension liability 68.34%65.62%66.90%67.01% Schedule of Contributions: 2018 2017 2016 2015 Contractually required contributions $ 667,011 $ 655,143 $ 637,789 $ 596,791 Contributions in relation to the contractually required contributions $ 667,011 $ 655,143 $ 637,789 $ 596,791 Contribution deficiency (excess) $ - $ - $ - $ - Employer's covered payroll $ 4,628,804 $ 4,555,121 $ 4,353,897 $ 4,116,930 Contributions as a percent of covered payroll 14.41%14.38%14.65%14.50% *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. MPORS MPORS *The amounts presented for each fiscal year were determined as of June 30. Schedule is intended to show information for 10 years. Additional years will be displayed as they become available. DRAFT 619 138 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS The following changes to the PERS, FURS, and MPORS plan provisions were made as identified: 2015 Legislative Changes – PERS: General Revisions – House Bill 101, effective January 1, 2016: >PERS Second Retirement Benefit 1) Applies to PERS members who return to active service on or after January 1, 2016. Members who retire before January 1, 2016, return to PERS- covered employment, and accumulate less than 2 years of service credit before retiring again: • Refund of each member’s contributions from second employment plus regular interest (currently 0.25%); • No service credit for second employment; • Start same benefit amount the month following termination; and • GABA starts again in the January immediately following second retirement. 2) For members who retire before January 1, 2016, return to PERS-covered employment and accumulate two or more years of service credit before retiring again: • Member receives a recalculated retirement benefit based on laws in effect at second retirement; and, • GABA stars in the January after receiving recalculated benefit for 12 months. 3) For members who retire on or after January 1, 2016 return to PERS-covered employment and accumulate less than 5 years of service credit before retiring again: • Refund of member’s contributions from second employment plus regular interest (currently 0.25%) • No service credit for second employment; • Start same benefit amount the month following termination; and, • GABA starts again in the January immediately following second retirement. 4) For members who retire on or after January 1, 2016, return to PERS-covered employment and accumulate five or more years of service credit before retiring again: • Member receives same retirement benefit as prior to return to service; • Member receives second retirement benefit for second period of service base on laws in effect at second retirement; and, • GABA starts on both benefits in January after member receives original and new benefit for 12 months. Revise DC Funding Laws – House Bill 107, effective July 1, 2015 Employer Contributions and the Defined Contribution Plan – for PERS and MUS-RP The PCR was paid off effective March 2016 and the contributions of 2.37%, 0.47%, and the 1.0% increase previously directed to the PCR are now directed to the Defined Contribution or MUS-RP member’s account. DRAFT 620 139 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – PERS: General Revisions – House Bill 101, effective July 1, 2017 Working Retiree Limitations – for PERS If a PERS retiree returns as an independent contractor to what would otherwise be PERS-covered employment, general contractor overhead costs are excluded from PERS working retiree limitations. Terminating Employers – Recovery of actuary costs – for PERS Employers who terminate participation in PERS must pay the actuarial liability associated with that termination. Starting July 1, 2017, the terminating employer must also pay for the cost of the actuarial study used to determine that liability. Refunds 1) Terminating members eligible to retire may, in lieu of receiving a monthly retirement benefit, refund their accumulated contributions in a lump sum. 2) Terminating members with accumulated contributions between $200 and $1,000 who wish to rollover their refund must do so within 90 days of termination of service. 3) Trusts, estates, and charitable organizations listed as beneficiaries are entitled to receive only a lump-sum payment. Family Law Orders If a Family Law Order (FLO) is silent regarding the apportionment of post-retirement benefit adjustments such as the Guaranteed Annual Benefit Adjustment (GABA), the FLO is presumed to require apportionment of the post-retirement benefit adjustment in the same percentage as the monthly retirement benefit is apportioned. Disabled PERS Defined Contribution (DC) Members PERS members hired after July 1, 2011 have a normal retirement age of 65. PERS DC members hired after July 1, 2011 who became disabled were previously only eligible for a disability benefit until age 65. Effective July 1, 2017, these individuals will be eligible for a disability benefit until they reach 70, thus ensuring the same 5-year time period available to PERS DC disabled members hired prior to July 1, 2011 who have a normal retirement age of 60 and are eligible for a disability benefit until age 65. PERS Statutory Appropriation – House Bill 648, effective July 1, 2017 Revenue from coal severance taxes and interest income from the coal severance tax permanent fund previously statutorily-appropriated to the PERS defined benefit trust fund will be replaced with the following statutory appropriations: DRAFT 621 140 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – PERS (Continued): 1) FY2018 - $31.386 million 2) FY2019 - $31.958 million 3) Beginning July 1, 2019 through at least June 30, 2025, 101% of the contribution from the previous year from the general fund to the PERS defined benefit trust fund, as follows: a. FY2020 - $32.277 million b. FY2021 - $32.6 million c. FY2022 - $32.926 million d. FY2023 - $33.255 million e. FY2024 - $33.588 million f. FY2025 - $33.924 million 2015 Legislative Changes - FURS: General Revisions – House Bill 101, effective January 1, 2016 1. If a PERS member transfers employment to a FURS covered position and fails to elect FURS membership within 90 days, the default is PERS membership. 2017 Legislative Changes – FURS: General Revisions – House Bill 101, effective July 1, 2017 Working Retiree Limitations – for FURS 1) Applies to retirement system members who return on or after July 1, 2017 to covered employment in the system from which they retired. 2) Members who return for less than 480 hours in a calendar year: a. May not become an active member in the system; and b. Are subject to a $1 reduction in their retirement benefit for each $3 earned in excess of $5,000 in the calendar year. 3) Members who return for 480 or more hours in a calendar year: a. Must become an active member of the system; b. Will stop receiving a retirement benefit from the system; and c. Will be eligible for a second retirement benefit if they earn 5 or more years of service credit through their second employment. 4) Employee, employer and state contributions, if any, apply as follows: a. Employer contributions and state contributions (if any) must be paid on all working retirees; DRAFT 622 141 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – FURS (Continued): b. Employee contributions must be paid on working retirees who return to covered employment for 480 or more hours in a calendar year. Second Retirement Benefit – for FURS 1) Applies to retirement system members who return on or after July 1, 2017 to active service covered by the system from which they retired. 2) If the member works more than 480 hours in a calendar year and accumulates less than 5 years of service credit before terminating again, the member: a. Is not awarded service credit for the period of reemployment; b. Is refunded the accumulated contributions associated with the period of reemployment; c. Starting the first month following termination of service, receives the same retirement benefit previously paid to the member; and d. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a Guaranteed Annual Benefit Adjustment (GABA) in January immediately following second retirement. 3) If the member works more than 480 hours in a calendar year and accumulates at least 5 years of service credit before terminating again, the member: a. Is awarded service credit for the period of reemployment; b. Starting the first month following termination of service, receives: i. The same retirement benefit previously paid to the member, and ii. A second retirement benefit for the period of reemployment calculated based on the laws in effect as of the member’s rehire date; and c. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a GABA: i. On the initial retirement benefit in January immediately following second retirement, and ii. On the second retirement benefit starting in January after receiving that benefit for at least 12 months. 4) A member who returns to covered service is not eligible for a disability benefit. Terminating Employers – Recovery of actuary costs – for FURS Employers who terminate participation in FURS must pay the actuarial liability associated with that termination. Starting July 1, 2017, the terminating employer must also pay for the cost of the actuarial study used to determine that liability. DRAFT 623 142 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – FURS (Continued): Refunds 1) Terminating members eligible to retire may, in lieu of receiving a monthly retirement benefit, refund their accumulated contributions in a lump sum. 2) Terminating members with accumulated contributions between $200 and $1,000 who wish to rollover their refund must do so within 90 days of termination of service. 3) Trusts, estates, and charitable organizations listed as beneficiaries are entitled to receive only a lump-sum payment. Family Law Orders If a Family Law Order (FLO) is silent regarding the apportionment of post-retirement benefit adjustments such as the Guaranteed Annual Benefit Adjustment (GABA), the FLO is presumed to require apportionment of the post-retirement benefit adjustment in the same percentage as the monthly retirement benefit is apportioned. Eligibility to Participate – for FURS Part-Paid Firefighters Part-paid firefighters become eligible to participate in FURS once they have earned $300 in a fiscal year. Previously, statute was unclear on whether the limit applied to a calendar year or a fiscal year. 2015 Legislative Changes - MPORS: General Revisions – House Bill 101, effective January 1, 2016: MPORS DROP Survivor Benefits Allow statutory beneficiary (spouse or dependent child) of a deceased DROP participant to receive a DROP benefit and a survivorship benefit rather than accumulated contributions or a lump sum payment. 19-9-1206(1), MCA. 2017 Legislative Changes – MPORS: General Revisions – House Bill 101, effective July 1, 2017 Working Retiree Limitations – for MPORS 1) Applies to retirement system members who return on or after July 1, 2017 to covered employment in the system from which they retired. 2) Members who return for less than 480 hours in a calendar year: a. May not become an active member in the system; and b. Are subject to a $1 reduction in their retirement benefit for each $3 earned in excess of $5,000 in the calendar year. 3) Members who return for 480 or more hours in a calendar year: DRAFT 624 143 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – MPORS (Continued): a. Must become an active member of the system; b. Will stop receiving a retirement benefit from the system; and c. Will be eligible for a second retirement benefit if they earn 5 or more years of service credit through their second employment. 4) Employee, employer and state contributions, if any, apply as follows: a. Employer contributions and state contributions (if any) must be paid on all working retirees; b. Employee contributions must be paid on working retirees who return to covered employment for 480 or more hours in a calendar year. Second Retirement Benefit – for MPORS 1) Applies to retirement system members who return on or after July 1, 2017 to active service covered by the system from which they retired. 2) If the member works more than 480 hours in a calendar year and accumulates less than 5 years of service credit before terminating again, the member: a. Is not awarded service credit for the period of reemployment; b. Is refunded the accumulated contributions associated with the period of reemployment; c. Starting the first month following termination of service, receives the same retirement benefit previously paid to the member; and d. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a Guaranteed Annual Benefit Adjustment (GABA) in January immediately following second retirement. 2017 Legislative Changes: 3) If the member works more than 480 hours in a calendar year and accumulates at least 5 years of service credit before terminating again, the member: a. Is awarded service credit for the period of reemployment; b. Starting the first month following termination of service, receives: i. The same retirement benefit previously paid to the member, and ii. A second retirement benefit for the period of reemployment calculated based on the laws in effect as of the member’s rehire date; and c. Does not accrue post-retirement benefit adjustments during the term of reemployment but receives a GABA: i. On the initial retirement benefit in January immediately following second retirement, and ii. On the second retirement benefit starting in January after receiving that benefit for at least 12 months. 4) A member who returns to covered service is not eligible for a disability benefit. DRAFT 625 144 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGE OF BENEFIT TERMS (CONTINUED) 2017 Legislative Changes – MPORS (Continued): Terminating Employers – Recovery of actuary costs – for MPORS Employers who terminate participation in MPORS must pay the actuarial liability associated with that termination. Starting July 1, 2017, the terminating employer must also pay for the cost of the actuarial study used to determine that liability. Refunds 1) Terminating members eligible to retire may, in lieu of receiving a monthly retirement benefit, refund their accumulated contributions in a lump sum. 2) Terminating members with accumulated contributions between $200 and $1,000 who wish to rollover their refund must do so within 90 days of termination of service. 3) Trusts, estates, and charitable organizations listed as beneficiaries are entitled to receive only a lump-sum payment. Family Law Orders If a Family Law Order (FLO) is silent regarding the apportionment of post-retirement benefit adjustments such as the Guaranteed Annual Benefit Adjustment (GABA), the FLO is presumed to require apportionment of the post-retirement benefit adjustment in the same percentage as the monthly retirement benefit is apportioned. DRAFT 626 145 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION - PENSION PLAN CHANGES Year Ended June 30, 2018 CHANGES IN ACTUARIAL ASSUMPTIONS AND METHODS Method and assumptions used in calculations of actuarially determined contributions The following Actuarial Assumptions were adopted from the June 30, 2017 actuarial valuation: PERS FURS MPORS General Wage Growth* 3.50% 3.50% 3.50% Investment Rate of Return* 7.65% 7.65% 7.65% *Includes inflation at 2.75% 2.75% 2.75% Merit increase 0% to 6.30% 0% to 6.30% 0% to 6.30% Asset valuation method 4-year smoothed market 4-year smoothed market 4-year smoothed market Actuarial cost method Entry age normal Entry age normal Entry age normal Amortization method Level percentage of pay, open Level percentage of pay, open Level percentage of pay, open Mortality (Healthy members) For Males & Females: RP 2000 Combined Employee and Annuitant Mortality Table projected to 2020 using Scale BB, males set back 1 year For Males & Females: RP 2000 Combined Employee and Annuitant Mortality Table projected to 2020 using Scale BB, males set back 1 year For Males & Females: RP 2000 Combined Employee and Annuitant Mortality Table projected to 2020 using Scale BB, males set back 1 year Mortality (Disabled members) For Males & Females: RP 2000 Combined Mortality Table For Males & Females: RP 2000 Combined Mortality Table For Males & Females: RP 2000 Combined Mortality Table Admin Expense as a % of Payroll 0.26% 0.23% 0.24% Administrative expenses are recognized by an additional amount added to the normal cost contribution rate for the System. This amount varies from year to year based on the prior year’s actual administrative expenses. DRAFT 627 146 CITY OF BOZEMAN, MONTANA SCHEDULE OF REVENUE, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET TO ACTUAL – GENERAL FUND Year Ended June 30, 2018 Variance with Actual Final Budget Original Final Amounts Positive (Negative) Budgetary fund balance, July 1 5,642,240$ 5,642,240$ 5,642,240$ -$ Resources (inflows): Taxes 15,760,641 15,760,641 15,689,264 (71,377) Special assessments - - 93 93 Licenses and permits 346,337 346,337 395,107 48,770 Intergovernmental 7,492,170 7,492,170 7,686,022 193,852 Charges for services 2,545,137 2,545,137 2,760,256 215,119 Fines and forfeitures 1,093,000 1,093,000 1,093,742 742 Sale of assets 15,000 15,000 12,208 (2,792) Interest on investments 45,000 45,000 - (45,000) Transfers from other funds 2,376,092 2,376,092 2,323,901 (52,191) Proceeds of long-term debt 563,746 563,746 8,006 Other 106,500 106,500 1,141,637 1,035,137 Amounts available for appropriation 35,985,863 35,985,863 36,752,476 1,322,353 Charges to appropriations (outflows): Current General government 6,859,883 7,288,273 6,922,180 366,093 Public safety 13,098,829 15,322,329 14,961,342 360,987 Public service 122,331 186,331 186,331 - Public welfare 6,223,066 6,283,005 6,170,061 112,944 Other 2,861,483 555,483 554,851 632 Capital outlay 1,284,996 1,433,509 704,076 729,433 Debt service 550 4,750 4,702 48 Transfers to other funds 747,084 747,084 632,084 115,000 Total charges to appropriations 31,198,222 31,820,764 30,135,627 1,685,137 Budgetary fund balance, June 30 4,787,641$ 4,165,099$ 6,616,849$ 3,007,490$ Budgeted Amounts DRAFT 628 147 CITY OF BOZEMAN, MONTANA SCHEDULE OF REVENUE, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET TO ACTUAL OTHER MAJOR FUNDS – STREET IMPACT FEES SPECIAL REVENUE Year Ended June 30, 2018 Variance with Actual Amounts Final Budget Original Final Budgetary Basis Positive (Negative) Budgetary fund balance, July 1 9,865,944$ 9,865,944$ 11,649,617$ 1,783,673$ Resources (inflows): Taxes - - - - Special assessments - - - - Licenses and permits - - - - Intergovernmental - - - - Charges for services 3,123,750 3,123,750 5,523,020 2,399,270 Fines and forfeitures - - - - Interest on investments 100,000 100,000 - (100,000) Transfers from other funds - - - - Proceeds from long-term debt - - - - Premium on bonds issued - - - - Proceeds from the sale of capital assets - - - - Other 960 960 1,255 295 Amounts available for appropriation 13,090,654 13,090,654 17,173,892 4,083,238 Charges to appropriations (outflows): Current General government - - - - Public safety - - - - Public service 95,000 161,300 161,261 39 Public welfare - - - - Capital outlay 7,651,245 7,826,245 7,663,383 162,862 Debt service - - - - Transfers to other funds - - - - Total charges to appropriations 7,746,245 7,987,545 7,824,644 162,901 Budgetary fund balance, June 30 5,344,409$ 5,103,109$ 9,349,248$ 4,246,139$ Budgeted Amounts DRAFT 629 148 CITY OF BOZEMAN, MONTANA SCHEDULE OF REVENUE, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET TO ACTUAL OTHER MAJOR FUNDS – STREET MAINTENANCE SPECIAL REVENUE Year Ended June 30, 2018 Variance with Actual Amounts Final Budget Original Final Budgetary Basis Positive (Negative) Budgetary fund balance, July 1 178,575$ 73,453$ 439,721$ 366,268$ Resources (inflows): Taxes - - - - Special assessments 21,950 21,950 71,497 49,547 Licenses and permits 17,500 17,500 17,407 (93) Intergovernmental - - 35,494 35,494 Charges for services 5,328,172 5,328,172 5,460,336 132,164 Fines and forfeitures - - - - Interest on investments 10,040 10,040 - (10,040) Transfers from other funds - - 31,900 31,900 Proceeds from long-term debt - - 244,531 244,531 Premium on bonds issued - - - Proceeds from the sale of capital assets - - 12,842 12,842 Other - - 173,172 173,172 Amounts available for appropriation 5,556,237 5,451,115 6,486,900 1,035,785 Charges to appropriations (outflows): Current General government - - - - Public safety - - - - Public service 3,155,901 3,585,401 3,614,633 (29,232) Public welfare - - - - Capital outlay 1,773,900 1,773,900 805,722 968,178 Debt service 295,207 295,207 223,985 71,222 Transfers to other funds 700,000 1,313,800 1,313,800 - Total charges to appropriations 5,925,008 6,968,308 5,958,140 1,010,168 Budgetary fund balance, June 30 (368,771)$ (1,517,193)$ 528,760$ 2,045,953$ Budgeted Amounts DRAFT 630 149 CITY OF BOZEMAN, MONTANA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION – BUDGETARY INFORMATION Year Ended June 30, 2018 Street General Impact Street Fund Fees Maintenance Sources/inflows of resources Actual amounts (budgetary basis) "available for appropriation" from the budgetary comparison schedule 36,752,476$ 17,173,892$ 6,486,900$ Differences - budget to GAAP: The fund balance at the beginning of the year is a budgetary resource but is not a current-year revenue for financial reporting purposes. (5,642,240) (11,649,617) (439,721) Transfers from other funds are inflows of budgetary resources but are not revenues for financial reporting purposes (2,323,901) - (31,900) The proceeds from the issuance of long-term debt are a budgetary resource but are a other financing source for financial reporting purposes (8,006) - (244,531) The proceeds from the sale of assets are budgetary resources but are regarded as a special item, rather than revenue, for financial reporting purposes (12,208) - (12,842) Total revenues as reported on the statement of revenues, expenditures, and changes in fund balances - governmental funds 28,766,121$ 5,524,275$ 5,757,906$ Uses/outflows of resources Actual amounts (budgetary basis) "total charges to appropriations" from the budgetary comparison schedule 30,135,627$ 7,824,644$ 5,958,140$ Differences - budget to GAAP: Transfers to other funds are outflows of budgetary resources but are not expenditures for financial reporting purposes.(632,084) - (1,313,800) Total expenditures as reported on the statement of revenues, expenditures, and changes in fund balances - governmental funds 29,503,543$ 7,824,644$ 4,644,340$ DRAFT 631 D. SUPPLEMENTAL INFORMATION DRAFT 633 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES DRAFT 635 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Departmental Special Revenues – Accounts for monies received and expended for projects relating to various City departments. Fire Impact Fees Special Revenues – Accounts for the collection and expenditures associated with the fire impact fees. City Planning Board – Accounts for monies received from various sources including property taxes, fees, and County revenues. Expenditures are for short-term and long-term planning of City and adjacent County zones. Section 76-1-102 MCA provides that the purpose of City planning is to encourage local governments to improve the present health, safety, convenience, and welfare of the citizens. Health-Medical Insurance – Accounts for property tax revenues received and transferred to the general fund for premiums and deductibles on group insurance coverage for City employees. Gas Tax Apportionment – Accounts for revenues from State gasoline taxes apportioned from the State of Montana Department of Highways. Drug Forfeitures – Accounts for monies received from fines and forfeitures of drug-related criminal prosecution, to be expended on drug law enforcement and education. City-County Drug Forfeitures – Accounts for monies received from fines and forfeitures of drug-related criminal prosecution, from an inter-local agreement with the County, to be expended on drug law enforcement and education. Victim/Witness Advocate – Accounts for monies collected through the Court system to assist with Victim and Witness Advocate Program. Tree Maintenance – Accounts for special assessment revenues levied, received, and expended for tree maintenance provided to specific property owners. Law and Justice Center – Accounts for the receipt and expenditure of monies earmarked by the City Commission for the City’s share of the Law and Justice Center renovation. Community Transportation – Accounts for federal funding for highways, mass transit, and alternative transportation programs as defined by the Intermodal Surface Transportation Efficiency Act (ISTEA). Money is distributed on a per-capita basis. Fire Department Equipment– Accounts for Public Safety mill levy tax revenues for fire department capital and equipment. Economic Development Revolving Loan Fund – Accounts for revenues received and expended relative to loans made in accordance with the Community Development Block Grant Program, for economic development purposes. Housing Revolving Loan Fund – Accounts for revenues received and expended relative to loans made in accordance with the Community Development Block Grant Program, for housing development purposes. Community Housing – Accounts for money set aside by the City Commission and related expenditure for the establishment of safe, decent, and affordable housing for low and moderate-income citizens. DRAFT 636 Downtown Improvement District – In November 1995, the City adopted an Urban Renewal Plan for the downtown area. This fund accounts for the revenue and expenditures associated with the district. Building Inspection Fund – Accounts for all activity related to enforcing the building regulation adopted by the City. It includes all the money and staff associated with executing any aspect of the code enforcement program. Street Arterial & Collector District – Accounts for special assessment revenues levied, received, and expended for necessary transportation infrastructure. Street Lighting – Accounts for special assessment revenues levied, received, and expended for street and public highway lighting provided to specific property owners. Park Land – Accounts for monies donated for the purpose of acquiring and developing City Parks. Municipal Court Restitution – Accounts for checks that were canceled on the restitution checking account, per MCA 46-18-250. TIF N.E. Urban Renewal – In August of 2005, the City created an Urban Renewal Plan for the Northeast Urban section of Bozeman. This fund accounts for the revenue and expenditures associated with the district. TIF N 7th Corridor - In August of 2005, the City created a Renewal Plan for the North 7th Avenue business district. This fund accounts for the revenue and expenditures associated with the district. TIF Mandeville/Wheat Dr. – In December 2006, the City created a tax increment financing district to encourage the attraction and retention of value-adding farming industries. This fund accounts for the revenue and expenditures associated with the district. TIF South Bozeman Technology – In December 2012, the City created a tax increment financing district to improve existing infrastructure deficiencies on property adjacent to Montana State University and the Innovation Campus. This fund accounts for the revenue and expenditures associated with the district. DEBT SERVICE FUNDS Special Improvement District (SID) Revolving – Accounts for property tax revenues received and expended for the payment of special improvement district bond principal and interest. Special Improvement District (SID) Sinking – Accounts for the accumulation of resources and payment of special assessment bond principal and interest related to general improvement, sidewalk, and curb construction projects. General Obligation Bonds Debt Service Fund – Accounts for the debt service payments associated with the Library and Transportation general obligation bonds. Tax Increment Financing Bonds Debt Service Fund – Accounts for the debt service payments associated with the Tax Increment Urban Renewal Revenue Bonds issued as partial funding for the construction of a Downtown Intermodal Parking Facility. DRAFT 637 CAPITAL IMPROVEMENT FUNDS General Improvements Capital Projects Fund – Accounts for the construction of general improvement projects financed by special assessments other than those financed by proprietary funds. PERMANENT FUNDS Perpetual Cemetery Care – Accounts for 15% maintenance fee received from the sale of City cemetery plots, which is to be used for perpetual care. The interest income from the trust is transferred to the general fund for use in maintaining the City’s cemetery. DRAFT 638 149 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS June 30, 2018 City Planning Health-Medical Community Departmental Board Insurance Transportation ASSETS Cash and cash equivalents 1,988,003$ 965,104$ 308,695$ 99,019$ Receivables: Property taxes 4,580 9,157 112,150 - Accrued interest - - - - Customers, net 1,647 - - - Special assessments - - - - Other governments 93,184 - - - Others - - - - Advances to other city funds - - - - Prepaid expenditures - - - - Notes receivable - - - - Restricted cash and cash equivalents 25,000 580,371 - - Total assets 2,112,414$ 1,554,632$ 420,845$ 99,019$ LIABILITIES Accounts payable 179,109$ 38,049$ -$ 40,594$ Appearance bonds and other liabilities - - - - Escheat property payable - - - - Accrued employee benefits payable (13) 121 - - Due to other funds - - - - Total liabilities 179,096 38,170 - 40,594 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes 365 732 9,006 - Unavailable revenue-special assessments - - - - Total deferred inflows of resources 365 732 9,006 - FUND BALANCES Nonspendable - - - - Restricted 188,908 1,515,730 411,839 58,425 Committed 1,786,693 - - - Assigned - - - - Unassigned (42,648) - - - Total fund balances 1,932,953 1,515,730 411,839 58,425 Total liabilities, deferred inflows of resources, and fund balances 2,112,414$ 1,554,632$ 420,845$ 99,019$ (continued) Special Revenue Funds DRAFT 640 150 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 Downtown Building Gas Tax Tree Fire Improvement Inspection Apportionment Maintenance Impact Fees District Fund ASSETS Cash and cash equivalents 1,075,945$ 369,962$ -$ 2,912,665$ 2,007,423$ Receivables: Property taxes - - - 208,940 - Accrued interest - - 7,570 - 7,391 Customers, net - - - - - Special assessments - 16,677 - 2,969 - Other governments 263,496 - - - - Others - - - - - Advances to other city funds - - - - - Prepaid expenditures - - - - - Notes receivable - - - - - Restricted cash and cash equivalents - - 2,155,288 - - Total assets 1,339,441$ 386,639$ 2,162,858$ 3,124,574$ 2,014,814$ LIABILITIES Accounts payable -$ 31,185$ 4,927$ 1,272,400$ 229,747$ Appearance bonds and other liabilities - - - - - Escheat property payable - - - - - Accrued employee benefits payable - 770 - - 2,299 Due to other funds - - - - - Total liabilities - 31,955 4,927 1,272,400 232,046 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - - - - - Unavailable revenue-special assessments - 9,100 52,798 - - Total deferred inflows of resources - 9,100 52,798 - - FUND BALANCES Nonspendable - - - - - Restricted 1,339,441 345,584 2,105,133 1,852,174 1,782,768 Committed - - - - - Assigned - - - - - Unassigned - - - - - Total fund balances 1,339,441 345,584 2,105,133 1,852,174 1,782,768 Total liabilities, deferred inflows of resources, and fund balances 1,339,441$ 386,639$ 2,162,858$ 3,124,574$ 2,014,814$ (continued) Special Revenue Funds DRAFT 641 151 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 Special Revenue Funds Economic Housing City-County Development Community Revolving Drug Drug Revolving Loan Housing Loan Fund Forfeitures Forfeitures ASSETS Cash and cash equivalents -$ 690,352$ 2,122$ 107,024$ 131,385$ Receivables: Property taxes - 13,445 - - - Accrued interest - - - - - Customers, net 245,382 - - 5,411 - Special assessments - - - - - Other governments - - - - - Others - - - - - Advances to other city funds - - - - - Prepaid expenditures - - - - - Notes receivable 565,371 59,712 - - - Restricted cash and cash equivalents - - - - - Total assets 810,753$ 763,509$ 2,122$ 112,435$ 131,385$ LIABILITIES Accounts payable -$ 1,500$ 922$ 5,485$ -$ Appearance bonds and other liabilities - - - - - Escheat property payable - - - - - Accrued employee benefits payable - - - 103 - Due to other funds - - - - - Total liabilities - 1,500 922 5,588 - DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - 800 - - - Unavailable revenue-special assessments - - - - - Total deferred inflows of resources - 800 - - - FUND BALANCES Nonspendable - - - - - Restricted 810,753 - - 106,847 - Committed - 761,209 - - 131,385 Assigned - - 1,200 - - Unassigned - - - - - Total fund balances 810,753 761,209 1,200 106,847 131,385 Total liabilities, deferred inflows of resources, and fund balances 810,753$ 763,509$ 2,122$ 112,435$ 131,385$ (continued) DRAFT 642 152 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 Special Revenue Funds Law and Street Arterial Justice and Collector TIF TIF N.E. TIF Mandeville/ TIFD South Boz Center District N 7th Corridor Urban Renewal Wheat Dr.Technology ASSETS Cash and cash equivalents -$ 1,872,501$ 1,649,290$ 318,944$ 54,744$ -$ Receivables: Property taxes - - 33,320 10,470 - - Accrued interest - - - - - - Customers, net - 272,624 - - - - Special assessments - 32,998 - - - - Other governments - - - - - - Others - - - - - - Advances to other city funds - - - - - - Prepaid expenditures 312,375 - - - - - Notes receivable - - - - - - Restricted cash and cash equivalents - - - 92,000 - - Total assets 312,375$ 2,178,123$ 1,682,610$ 421,414$ 54,744$ -$ LIABILITIES Accounts payable -$ 371,952$ 117,569$ 8,797$ -$ -$ Appearance bonds and other liabilities - 24,208 - - - - Escheat property payable - - - - - - Accrued employee benefits payable - - - - - - Due to other funds - - - - - 7,626 Total liabilities - 396,160 117,569 8,797 - 7,626 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - - 582 - - - Unavailable revenue-special assessments - - - - - - Total deferred inflows of resources - - 582 - - - FUND BALANCES Nonspendable 312,375 - - - - - Restricted - 1,781,963 1,564,459 412,617 54,744 (7,626) Committed - - - - - - Assigned - - - - - - Unassigned - - - - - - Total fund balances 312,375 1,781,963 1,564,459 412,617 54,744 (7,626) Total liabilities, deferred inflows of resources, and fund balances 312,375$ 2,178,123$ 1,682,610$ 421,414$ 54,744$ -$ (continued) DRAFT 643 153 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 Victim/Witness Fire Department Street Park Municipal Court Advocate Equipment Lighting Land Restitution Total ASSETS Cash and cash equivalents 402,543$ 822,561$ 564,000$ 716,986$ 21,157$ 17,080,425$ Receivables: Property taxes - 18,313 - - - 410,375 Accrued interest - - - - - 14,961 Customers, net 5,546 - - - - 530,610 Special assessments - - 7,196 - - 59,840 Other governments - - - - - 356,680 Others - - - - - - Advances to other city funds - - - - - - Prepaid expenditures - - - - - 312,375 Notes receivable - - - - - 625,083 Restricted cash and cash equivalents - - - - - 2,852,659 Total assets 408,089$ 840,874$ 571,196$ 716,986$ 21,157$ 22,243,008$ LIABILITIES Accounts payable 24,543$ -$ 39,127$ -$ 1,000$ 2,366,906$ Appearance bonds and other liabilities - - - - - 24,208 Escheat property payable - - - - 20,052 20,052 Accrued employee benefits payable - - - - - 3,280 Due to other funds - - - - - 7,626 Total liabilities 24,543 - 39,127 - 21,052 2,422,072 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - 1,451 - - - 12,936 Unavailable revenue-special assessments - - - - - 61,898 Total deferred inflows of resources - 1,451 - - - 74,834 FUND BALANCES Nonspendable - - - - - 312,375 Restricted 383,546 - 532,069 716,986 105 15,956,465 Committed - 839,423 - - .3,518,710 Assigned - - - - 1,200 Unassigned - - - - - (42,648) Total fund balances 383,546 839,423 532,069 716,986 105 19,746,102 Total liabilities, deferred inflows of resources, and fund balances 408,089$ 840,874$ 571,196$ 716,986$ 21,157$ 22,243,008$ (continued) Special Revenue Funds DRAFT 644 154 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 SID G.O.TIF SID Revolving Bonds Bonds Debt Service Total ASSETS Cash and cash equivalents 2,903,817$ 31,890$ -$ 1,912,051$ 4,847,758$ Receivables: Property taxes - 61,129 - - 61,129 Accrued interest 9,360 - - - 9,360 Customers, net - - - - - Special assessments - - - 2,090,839 2,090,839 Other governments - - - - - Others - - - - - Advances to other city funds 510,503 - - - 510,503 Prepaid expenditures - - - - - Notes receivable - - - - - Restricted cash and cash equivalents - - - - - Total assets 3,423,680$ 93,019$ -$ 4,002,890$ 7,519,589$ LIABILITIES Accounts payable -$ 500$ -$ 3,123$ 3,623$ Appearance bonds and other liabilities - - - - Escheat property payable - - - - - Accrued employee benefits payable - - - - - Due to other funds - - - 510,503 510,503 Total liabilities - 500 - 513,626 514,126 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - 4,671 - - 4,671 Unavailable revenue-special assessments - - - 2,089,818 2,089,818 Total deferred inflows of resources - 4,671 - 2,089,818 2,094,489 FUND BALANCES Nonspendable - - - - - Restricted 3,423,680 87,848 - 1,399,446 4,910,974 Committed - - - - - Assigned - - - - - Unassigned - - - - - Total fund balances 3,423,680 87,848 - 1,399,446 4,910,974 Total liabilities, deferred inflows of resources, and fund balances 3,423,680$ 93,019$ -$ 4,002,890$ 7,519,589$ (continued) Debt Service Funds DRAFT 645 155 CITY OF BOZEMAN, MONTANA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) June 30, 2018 Capital Permanent Total Projects Fund Nonmajor Perpetual Governmental Construction Cemetery Care Funds ASSETS Cash and cash equivalents 6,092,358$ -$ 28,020,541$ Receivables: Property taxes - - 471,504 Accrued interest 49,052 - 73,373 Customers, net 107,723 4,986 643,319 Special assessments - - 2,150,679 Other governments - - 356,680 Others - - - Advances to other city funds - - 510,503 Prepaid expenditures - - 312,375 Notes receivable - - 625,083 Restricted cash and cash equivalents 1,134,588 1,309,813 5,297,060 Total assets 7,383,721$ 1,314,799$ 38,461,117$ LIABILITIES Accounts payable 1,386,294$ 3,358$ 3,760,181$ Appearance bonds and other liabilities 134,318 - 158,526 Escheat property payable - - 20,052 Accrued employee benefits payable - - 3,280 Due to other funds - - 518,129 Total liabilities 1,520,612 3,358 4,460,168 DEFERRED INFLOWS OF RESOURCES Unavailable revenue-property taxes - - 17,607 Unavailable revenue-special assessments - - 2,151,716 Total deferred inflows of resources - - 2,169,323 FUND BALANCES Nonspendable - 1,311,441 1,623,816 Restricted 3,658,296 - 24,525,735 Committed 337,528 - 3,856,238 Assigned 1,867,285 - 1,868,485 Unassigned - (42,648) Total fund balances 5,863,109 1,311,441 31,831,626 Total liabilities, deferred inflows of resources, and fund balances 7,383,721$ 1,314,799$ 38,461,117$ DRAFT 646 156 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS Year ended June 30, 2018 City Planning Health-Medical Community Departmental Board Insurance Transportation REVENUES Taxes 100,931$ 201,857$ 2,469,553$ -$ Special assessments - - - - Licenses and permits - - - - Intergovernmental 216,210 136,688 - - Charges for services 25,610 884,628 - - Fines and forfeitures 1,374 - - - Interest on investments 198 - - 993 Interest on loans receivable - - - - Other 85,561 49,330 - - Total revenues 429,884 1,272,503 2,469,553 993 EXPENDITURES Current: General government 40,027 1,219,680 - - Public safety 171,603 - - - Public service 240 - - - Public welfare 166,396 - - - Other 100,681 - - - Capital outlay 20,479 - - - Debt service: Principal - - - - Interest and fiscal fees - - - - Total expenditures 499,426 1,219,680 - - Revenues over (under) expenditures (69,542) 52,823 2,469,553 993 OTHER FINANCING SOURCES (USES) Transfers in 35,000 106,750 - - Transfers out - - (2,407,104) - Sale of capital assets - - - - Issuance of long term debt - - - - Total other financing sources (uses)35,000 106,750 (2,407,104) - Net change in fund balance (34,542) 159,573 62,449 993 FUND BALANCES, beginning of year 1,967,495 1,356,157 349,390 57,432 FUND BALANCES, end of year 1,932,953$ 1,515,730$ 411,839$ 58,425$ (continued) Special Revenue Funds DRAFT 647 157 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Downtown Building Gas Tax Tree Fire Improvement Inspection Apportionment Maintenance Impact Fees District Fund REVENUES Taxes -$ -$ -$ 1,232,868$ -$ Special assessments - 2,094 - 126,386 - Licenses and permits - - - 1,750 2,127,463 Intergovernmental 971,627 8,575 - 56,050 72,228 Charges for services - 687,038 599,364 - 67 Fines and forfeitures - - - - - Interest on investments - 3,578 - - - Interest on loans receivable - - - - - Other - 7,031 - - 2 Total revenues 971,627 708,316 599,364 1,417,054 2,199,760 EXPENDITURES Current: General government - - - - - Public safety - - 44,984 - 2,118,822 Public service 502,278 - - - - Public welfare - 576,391 - 592,186 - Other - - - - - Capital outlay 635,164 124,773 - - - Debt service: Principal - - - - - Interest and fiscal fees - - - - - Total expenditures 1,137,442 701,164 44,984 592,186 2,118,822 Revenues over (under) expenditures (165,815) 7,152 554,380 824,868 80,938 OTHER FINANCING SOURCES (USES) Transfers in - - - - - Transfers out - - - (721,473) - Sale of capital assets - 10,094 - - - Issuance of long term debt - - - - - Total other financing sources (uses)- 10,094 - (721,473) - Net change in fund balance (165,815) 17,246 554,380 103,395 80,938 FUND BALANCES, beginning of year 1,505,256 328,338 1,550,753 1,748,779 1,701,830 FUND BALANCES, end of year 1,339,441$ 345,584$ 2,105,133$ 1,852,174$ 1,782,768$ (continued) Special Revenue Funds DRAFT 648 158 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Special Revenue Funds Economic Housing City-County Development Community Revolving Drug Drug Revolving Loan Housing Loan Fund Forfeitures Forfeitures REVENUES Taxes -$ 302,781$ -$ -$ -$ Special assessments - - - - - Licenses and permits - - - - - Intergovernmental - 500 - 111,431 - Charges for services - - - - - Fines and forfeitures - - - 72,985 - Interest on investments 1,549 - 21 784 1,362 Interest on loans receivable 21,737 398 7 - - Other - 20,000 - 10,616 - Total revenues 23,286 323,679 28 195,816 1,362 EXPENDITURES Current: General government - - - - - Public safety - - - 269,186 - Public service - - - - - Public welfare 37,783 131,168 - - - Other - - - - - Capital outlay - - - 1,500 - Debt service: Principal - - - - - Interest and fiscal fees - - - - - Total expenditures 37,783 131,168 - 270,686 - Revenues over (under) expenditures (14,497) 192,511 28 (74,870) 1,362 OTHER FINANCING SOURCES (USES) Transfers in - - - 111,453 - Transfers out - - - - - Sale of capital assets - - - - - Issuance of long term debt - - - - - Total other financing sources (uses)- - - 111,453 - Net change in fund balance (14,497) 192,511 28 36,583 1,362 FUND BALANCES, beginning of year 825,250 568,698 1,172 70,264 130,023 FUND BALANCES, end of year 810,753$ 761,209$ 1,200$ 106,847$ 131,385$ (continued) DRAFT 649 159 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Special Revenue Funds Law and Street Arterial Justice and Collector TIF TIF N.E. TIF Mandeville/ TIFD South Boz Center District N 7th Corridor Urban Renewal Wheat Dr.Technology REVENUES Taxes -$ -$ 600,687$ 144,461$ 56,063$ 14$ Special assessments - 4,895 - - - - Licenses and permits - - - - - - Intergovernmental - - 37,926 1,353 - - Charges for services - 1,821,677 - - - - Fines and forfeitures - - - - - - Interest on investments - - - 3,765 198 - Interest on loans receivable - - - - - - Other - 221,891 - - - - Total revenues - 2,048,463 638,613 149,579 56,261 14 EXPENDITURES Current: General government - - - - - - Public safety 19,125 - - - - - Public service - 34,181 - - - - Public welfare - - 184,331 19,987 4,721 79 Other - - - - - - Capital outlay - 1,707,236 397,951 - - - Debt service: Principal - - - 92,000 - - Interest and fiscal fees - - - - - - Total expenditures 19,125 1,741,417 582,282 111,987 4,721 79 Revenues over (under) expenditures (19,125) 307,046 56,331 37,592 51,540 (65) OTHER FINANCING SOURCES (USES) Transfers in - - 48,835 - - - Transfers out - - (36,000) (10,000) - - Sale of capital assets - - - - - - Issuance of long term debt - - - - - - Total other financing sources (uses)- - 12,835 (10,000) - - Net change in fund balance (19,125) 307,046 69,166 27,592 51,540 (65) FUND BALANCES, beginning of year 331,500 1,474,917 1,495,293 385,025 3,204 (7,561) FUND BALANCES, end of year 312,375$ 1,781,963$ 1,564,459$ 412,617$ 54,744$ (7,626)$ (continued) DRAFT 650 160 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Municipal Victim/Witness Fire Department Street Park Court Advocate Equipment Lighting Land Restitution Totals REVENUES Taxes -$ 403,725$ -$ -$ -$ 5,512,940$ Special assessments - - 425,319 - - 558,694 Licenses and permits - - - - - 2,129,213 Intergovernmental - - - - - 1,612,588 Charges for services - - - - - 4,018,384 Fines and forfeitures 72,053 - - - - 146,412 Interest on investments 4,084 - 5,929 - - 22,461 Interest on loans receivable - - - - - 22,142 Other - - - 187,145 - 581,576 Total revenues 76,137 403,725 431,248 187,145 - 14,604,410 EXPENDITURES Current: General government 81,500 - - - - 1,341,207 Public safety - 17,904 - - - 2,641,624 Public service - - 442,189 - - 978,888 Public welfare - - - 4,322 - 1,717,364 Other - - - - - 100,681 Capital outlay - 583,137 - - - 3,470,240 Debt service: Principal - - - - - 92,000 Interest and fiscal fees - - - - - - Total expenditures 81,500 601,041 442,189 4,322 - 10,342,004 Revenues over (under) expenditures (5,363) (197,316) (10,941) 182,823 - 4,262,406 OTHER FINANCING SOURCES (USES) Transfers in - - - - - 302,038 Transfers out - - (31,900) - - (3,206,477) Sale of capital assets - - - - - 10,094 Issuance of long term debt - - - - - - Total other financing sources (uses)- - (31,900) - - (2,894,345) Net change in fund balance (5,363) (197,316) (42,841) 182,823 - 1,368,061 FUND BALANCES, beginning of year 388,909 1,036,739 574,910 534,163 105 18,378,041 FUND BALANCES, end of year 383,546$ 839,423$ 532,069$ 716,986$ 105$ 19,746,102$ (continued) Special Revenue Funds DRAFT 651 161 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 SID G.O.TIF SID Revolving Bonds Bonds Debt Service Totals REVENUES Taxes -$ 1,351,768$ -$ -$ 1,351,768$ Special assessments - - - 506,819 506,819 Licenses and permits - - - - - Intergovernmental - - - - - Charges for services 5,095 - - 409 5,504 Fines and forfeitures - - - - - Interest on investments - 1,659 - 10,589 12,248 Interest on loans receivable 3,685 - - - 3,685 Other - - - - - Total revenues 8,780 1,353,427 - 517,817 1,880,024 EXPENDITURES Current: General government - - - - - Public safety - - - - - Public service - - - - - Public welfare 5,524 - - - 5,524 Other - - - - - Capital outlay - - - - - Debt service: Principal - 875,000 210,000 95,000 1,180,000 Interest and fiscal fees - 482,738 212,638 23,221 718,597 Total expenditures 5,524 1,357,738 422,638 118,221 1,904,121 Revenues over (under) expenditures 3,256 (4,311) (422,638) 399,596 (24,097) OTHER FINANCING SOURCES (USES) Transfers in - - 422,638 - 422,638 Transfers out - - - - - Sale of capital assets - - - - - Issuance of long term debt - - - - - Total other financing sources (uses)- - 422,638 - 422,638 Net change in fund balance 3,256 (4,311) - 399,596 398,541 FUND BALANCES, beginning of year 3,420,424 92,159 - 999,850 4,512,433 FUND BALANCES, end of year 3,423,680$ 87,848$ -$ 1,399,446$ 4,910,974$ (continued) Debt Service Funds DRAFT 652 162 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Capital Permanent Total Projects Fund Nonmajor Cemetery Governmental Construction Perpetual Care Funds REVENUES Taxes -$ -$ 6,864,708$ Special assessments - - 1,065,513 Licenses and permits - - 2,129,213 Intergovernmental 85,000 - 1,697,588 Charges for services - 118,029 4,141,917 Fines and forfeitures - - 146,412 Interest on investments - - 34,709 Interest on loans receivable - - 25,827 Other 415,457 - 997,033 Total revenues 500,457 118,029 17,102,920 EXPENDITURES Current: General government 4,898 - 1,346,105 Public safety - - 2,641,624 Public service 14,446 - 993,334 Public welfare 73,979 8,426 1,805,293 Other - - 100,681 Capital outlay 5,777,080 - 9,247,320 Debt service: Principal - - 1,272,000 Interest and fiscal fees - - 718,597 Total expenditures 5,870,403 8,426 18,124,954 Revenues over (under) expenditures (5,369,946) 109,603 (1,022,034) OTHER FINANCING SOURCES (USES) Transfers in 1,313,800 - 2,038,476 Transfers out - - (3,206,477) Sale of capital assets - - 10,094 Issuance of long term debt 851,049 - 851,049 Total other financing sources (uses)2,164,849 - (306,858) Net change in fund balance (3,205,097) 109,603 (1,328,892) FUND BALANCES, beginning of year 9,068,206 1,201,838 33,160,518 FUND BALANCES, end of year 5,863,109$ 1,311,441$ 31,831,626$ DRAFT 653 BUDGET TO ACTUAL SCHEDULES – NONMAJOR FUNDS DRAFT 655 163 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS Year Ended June 30, 2018 Special Revenue Funds Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes 92,915$ 100,931$ 8,016$ 185,830$ 201,857$ 16,027$ Special assessments 2,000 - 2,000 - - - Licenses and permits - - - - - - Intergovernmental 205,000 216,210 11,210 108,700 136,688 27,988 Charges for services 18,500 25,610 7,110 745,925 884,628 138,703 Fines and forfeitures - 1,374 1,374 - - - Interest on investments 16,195 198 (15,997) 6,000 - (6,000) Loan repayment - - - - - - Other 102,615 85,561 (17,054) 53,400 49,330 (4,070) Total revenues 437,225 429,884 (7,341) 1,099,855 1,272,503 172,648 EXPENDITURES - BUDGET UNIT 587,168 499,426 87,742 1,505,363 1,219,680 285,683 Revenues over (under) expenditures (149,943) (69,542) 80,401 (405,508) 52,823 458,331 OTHER FINANCING SOURCES (USES) Transfers in 150,000 35,000 (115,000) 124,284 106,750 (17,534) Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)150,000 35,000 (115,000) 124,284 106,750 (17,534) Revenues and other sources over (under) expenditures 57$ (34,542) (34,599)$ (281,224)$ 159,573 440,797$ FUND BALANCES, beginning of year 1,967,495 1,356,157 FUND BALANCES, end of year 1,932,953$ 1,515,730$ (continued) Departmental Special Revenues City Planning Board DRAFT 657 164 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Special Revenue Funds Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes 2,476,888$ 2,469,553$ (7,335)$ -$ -$ -$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - - - - - - Charges for services - - - - - - Fines and forfeitures - - - - - - Interest on investments - - - 1,660 993 (667) Loan repayment - - - - - - Other - - - - - - Total revenues 2,476,888 2,469,553 (7,335) 1,660 993 (667) EXPENDITURES - BUDGET UNIT - - - - - - Revenues over (under) expenditures 2,476,888 2,469,553 (7,335) 1,660 993 (667) OTHER FINANCING SOURCES (USES) Transfers in - - - - - - Transfers out (2,476,888) (2,407,104) 69,784 - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)(2,476,888) (2,407,104) 69,784 - - - Revenues and other sources over (under) expenditures -$ 62,449 62,449$ 1,660$ 993 (667)$ FUND BALANCES, beginning of year 349,390 57,432 FUND BALANCES, end of year 411,839$ 58,425$ (continued) Health-Medical Insurance Community Transportation DRAFT 658 165 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ -$ -$ -$ Special assessments - - - 1,350 2,094 744 Licenses and permits - - - - - - Intergovernmental 959,999 971,627 11,628 750 8,575 7,825 Charges for services - - - 682,373 687,038 4,665 Fines and forfeitures - - - - - - Interest on investments 7,000 - (7,000) 1,600 3,578 1,978 Loan repayment - - - - - - Other - - - 6,000 7,031 1,031 Total revenues 966,999 971,627 4,628 692,073 708,316 16,243 EXPENDITURES - BUDGET UNIT 1,138,500 1,137,442 1,058 706,937 701,164 5,773 Revenues over (under) expenditures (171,501) (165,815) 5,686 (14,864) 7,152 22,016 OTHER FINANCING SOURCES (USES) Transfers in - - - - - - Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - 10,094 10,094 Total other financing sources (uses)- - - - 10,094 10,094 Revenues and other sources over (under) expenditures (171,501)$ (165,815) 5,686$ (14,864)$ 17,246 32,110$ FUND BALANCES, beginning of year 1,505,256 328,338 FUND BALANCES, end of year 1,339,441$ 345,584$ (continued) Tree Maintenance Special Revenue Funds Gas Tax Apportionment DRAFT 659 166 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Special Revenue Funds Fire Impact Fees Special Revenue Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ - 1,813,350$ 1,232,868$ (580,482)$ Special assessments - - - 132,200 126,386 (5,814) Licenses and permits - - - - 1,750 1,750 Intergovernmental - - - 45,660 56,050 10,390 Charges for services 362,250 599,364 237,114 - - - Fines and forfeitures - - - - - - Interest on investments 10,000 - (10,000) 10,000 - (10,000) Loan repayment - - - - - - Other - - - 25,500 - (25,500) Total revenues 372,250 599,364 227,114 2,026,710 1,417,054 (609,656) EXPENDITURES - BUDGET UNIT 50,000 44,984 5,016 1,451,899 592,186 859,713 Revenues over (under) expenditures 322,250 554,380 232,130 574,811 824,868 250,057 OTHER FINANCING SOURCES (USES) Transfers in - - - - - - Transfers out - - - (721,473) (721,473) - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - (721,473) (721,473) - Revenues and other sources over (under) expenditures 322,250$ 554,380 232,130$ (146,662)$ 103,395 250,057$ FUND BALANCES, beginning of year 1,550,753 1,748,779 FUND BALANCES, end of year 2,105,133$ 1,852,174$ (continued) Downtown Improvement District DRAFT 660 167 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Special Revenue Funds Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ 278,745$ -$ (278,745)$ Special assessments - - - - - - Licenses and permits 1,749,800 2,127,463 377,663 - - - Intergovernmental - 72,228 72,228 - - - Charges for services 2,350 67 (2,283) - - - Fines and forfeitures - - - - - - Interest on investments 17,000 - (17,000) 3,000 1,549 (1,451) Loan repayment - - - 9,500 21,737 12,237 Other - 2 2 - - - Total revenues 1,769,150 2,199,760 430,610 291,245 23,286 (267,959) EXPENDITURES - BUDGET UNIT 39,000 2,118,822 (2,079,822) 324,400 37,783 286,617 Revenues over (under) expenditures 1,730,150 80,938 (1,649,212) (33,155) (14,497) 18,658 OTHER FINANCING SOURCES (USES) Transfers in - - - - - - Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - - - - Revenues and other sources over (under) expenditures 1,730,150$ 80,938 (1,649,212)$ (33,155)$ (14,497) 18,658$ FUND BALANCES, beginning of year 1,701,830 825,250 FUND BALANCES, end of year 1,782,768$ 810,753$ (continued) Building Inspection Fund Economic Development Revolving Loan Fund DRAFT 661 168 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Positive Budget Actual (Negative) REVENUES Taxes 278,745$ 302,781$ 24,036$ Special assessments - - - Licenses and permits - - - Intergovernmental - 500 500 Charges for services - - - Fines and forfeitures - - - Interest on investments 3,000 - (3,000) Loan repayment 9,500 398 (9,102) Other - 20,000 20,000 Total revenues 291,245 323,679 32,434 EXPENDITURES - BUDGET UNIT 324,400 131,168 193,232 Revenues over (under) expenditures (33,155) 192,511 225,666 OTHER FINANCING SOURCES (USES) Transfers in - - - Transfers out - - - Long-term debt issued - - - Sale of capital assets - - - Total other financing sources (uses)- - - Revenues and other sources over (under) expenditures (33,155)$ 192,511 225,666$ FUND BALANCES, beginning of year 568,698 FUND BALANCES, end of year 761,209$ (continued) Community Housing Special Revenue Funds DRAFT 662 169 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ -$ -$ -$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - - - 70,000 111,431 41,431 Charges for services - - - - - - Fines and forfeitures - - - 50,500 72,985 22,485 Interest on investments 50 21 (29) - 784 784 Loan repayment 5,275 7 (5,268) - - - Other - - - - 10,616 10,616 Total revenues 5,325 28 (5,297) 120,500 195,816 75,316 EXPENDITURES - BUDGET UNIT - - - 221,124 270,686 (49,562) Revenues over (under) expenditures 5,325 28 (5,297) (100,624) (74,870) 25,754 OTHER FINANCING SOURCES Transfers in - - - 111,512 111,453 (59) Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - 111,512 111,453 (59) Revenues and other sources over (under) expenditures 5,325$ 28 (5,297)$ 10,888$ 36,583 25,695$ FUND BALANCES, beginning of year 1,172 70,264 FUND BALANCES, end of year 1,200$ 106,847$ (continued) Housing Revolving Loan Fund Drug Forfeitures Special Revenue Funds DRAFT 663 170 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ -$ -$ -$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - - - - - - Charges for services - - - - - - Fines and forfeitures - - - - - - Interest on investments 1,000 1,362 362 - - - Loan repayment - - - - - - Other - - - - - - Total revenues 1,000 1,362 362 - - - EXPENDITURES - BUDGET UNIT - - - 19,125 19,125 - Revenues over (under) expenditures 1,000 1,362 362 (19,125) (19,125) - OTHER FINANCING SOURCES Transfers in - - - - - - Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - - - - Revenues and other sources over (under) expenditures 1,000$ 1,362 362$ (19,125)$ (19,125) -$ FUND BALANCES, beginning of year 130,023 331,500 FUND BALANCES, end of year 131,385$ 312,375$ (continued) City-County Drug Forfeitures Law and Justice Center Special Revenue Funds DRAFT 664 171 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ 700,000$ 600,687$ (99,313)$ Special assessments 2,000 4,895 2,895 - - - Licenses and permits - - - - - - Intergovernmental - - - - 37,926 37,926 Charges for services 1,816,250 1,821,677 5,427 - - - Fines and forfeitures - - - - - - Interest on investments 3,000 - (3,000) 8,800 - (8,800) Loan repayment - - - - - - Other - 221,891 221,891 - - - Total revenues 1,821,250 2,048,463 227,213 708,800 638,613 (70,187) EXPENDITURES - BUDGET UNIT 1,780,311 1,741,417 38,894 676,000 582,282 93,718 Revenues over (under) expenditures 40,939 307,046 266,107 32,800 56,331 23,531 OTHER FINANCING SOURCES Transfers in - - - - 48,835 48,835 Transfers out - - - (36,000) (36,000) - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - (36,000) 12,835 48,835 Revenues and other sources over (under) expenditures 40,939$ 307,046 266,107$ (3,200)$ 69,166 72,366$ FUND BALANCES, beginning of year 1,474,917 1,495,293 FUND BALANCES, end of year 1,781,963$ 1,564,459$ (continued) Street Arterial and Collector District TIF N 7th Corridor Special Revenue Funds DRAFT 665 172 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes 143,000$ 144,461$ 1,461$ 36,097$ 56,063$ 19,966$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - 1,353 1,353 - - - Charges for services - - - - - - Fines and forfeitures - - - - - - Interest on investments 1,800 3,765 1,965 - 198 198 Loan repayment - - - - - - Other - - - - - - Total revenues 144,800 149,579 4,779 36,097 56,261 20,164 EXPENDITURES - BUDGET UNIT 156,600 111,987 44,613 4,750 4,721 29 Revenues over (under) expenditures (11,800) 37,592 49,392 31,347 51,540 20,193 OTHER FINANCING SOURCES Transfers in - - - - - - Transfers out (10,000) (10,000) - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)(10,000) (10,000) - - - - Revenues and other sources over (under) expenditures (21,800)$ 27,592 49,392$ 31,347$ 51,540 20,193$ FUND BALANCES, beginning of year 385,025 3,204 FUND BALANCES, end of year 412,617$ 54,744$ (continued) TIF Mandeville/Wheat Dr. Special Revenue Funds TIF N.E. Urban Renewal DRAFT 666 173 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ 14$ 14$ -$ -$ -$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - - - - - - Charges for services - - - - - - Fines and forfeitures - - - 60,950 72,053 11,103 Interest on investments - - - 3,000 4,084 1,084 Loan repayment - - - - - - Other - - - - - - Total revenues - 14 14 63,950 76,137 12,187 EXPENDITURES - BUDGET UNIT 100 79 21 150,000 81,500 68,500 Revenues over (under) expenditures (100) (65) 35 (86,050) (5,363) 80,687 OTHER FINANCING SOURCES Transfers in - - - - - - Transfers out - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - - - - Revenues and other sources over (under) expenditures (100)$ (65) 35$ (86,050)$ (5,363) 80,687$ FUND BALANCES, beginning of year (7,561) 388,909 FUND BALANCES, end of year (7,626)$ 383,546$ (continued) TIFD South Boz Technology Victim/Witness Advocate Special Revenue Funds DRAFT 667 174 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes 371,660$ 403,725$ 32,065$ -$ -$ -$ Special assessments - - - 369,507 425,319 55,812 Licenses and permits - - - - - - Intergovernmental - - - - - - Charges for services - - - - - - Fines and forfeitures - - - - - - Interest on investments 2,500 - (2,500) 746 5,929 5,183 Loan repayment - - - - - - Other - - - - - - Total revenues 374,160 403,725 29,565 370,253 431,248 60,995 EXPENDITURES - BUDGET UNIT 601,250 601,041 209 442,233 442,189 44 Revenues over (under) expenditures (227,090) (197,316) 29,774 (71,980) (10,941) 61,039 OTHER FINANCING SOURCES Transfers in - - - - - - Transfers out - - - (31,900) (31,900) - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - (31,900) (31,900) - Revenues and other sources over (under) expenditures (227,090)$ (197,316) 29,774$ (103,880)$ (42,841) 61,039$ FUND BALANCES, beginning of year 1,036,739 574,910 FUND BALANCES, end of year 839,423$ 532,069$ (continued) Special Revenue Funds Street LightingFire Department Equipment DRAFT 668 175 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ -$ -$ -$ Special assessments - - - - - - Licenses and permits - - - - - - Intergovernmental - - - - - - Charges for services - - - - - - Fines and forfeitures - - - - - - Interest on investments - - - - - - Loan repayment - - - - - - Other - 187,145 187,145 - - - Total revenues - 187,145 187,145 - - - EXPENDITURES - BUDGET UNIT 4,500 4,322 178 - - - Revenues over (under) expenditures (4,500) 182,823 187,323 - - - OTHER FINANCING SOURCES Transfers in - - - - - - Transfers out - - - - - - Long-term debt issued - - - - - - Sale of capital assets - - - - - - Total other financing sources (uses)- - - - - - Revenues and other sources over (under) expenditures (4,500)$ 182,823 187,323$ -$ - -$ FUND BALANCES, beginning of year 534,163 105 FUND BALANCES, end of year 716,986$ 105$ (continued) Special Revenue Funds Park Land Municipal Court Restitution DRAFT 669 176 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Positive Budget Actual (Negative) REVENUES Taxes 6,377,230$ 5,512,940$ (864,290)$ Special assessments 507,057 558,694 51,637 Licenses and permits 1,749,800 2,129,213 379,413 Intergovernmental 1,390,109 1,612,588 222,479 Charges for services 3,627,648 4,018,384 390,736 Fines and forfeitures 111,450 146,412 34,962 Interest on investments 96,351 22,461 (73,890) Loan repayment 24,275 22,142 (2,133) Other 187,515 581,576 394,061 Total revenues 14,071,435 14,604,410 532,975 EXPENDITURES - BUDGET UNIT 10,183,660 10,342,004 (158,344) Revenues over (under) expenditures 3,887,775 4,262,406 374,631 OTHER FINANCING SOURCES Transfers in 385,796 302,038 (83,758) Transfers out (3,276,261) (3,206,477) 69,784 Long-term debt issued - - - Sale of capital assets - 10,094 10,094 Total other financing sources (uses)(2,890,465) (2,894,345) (3,880) Revenues and other sources over (under) expenditures 997,310$ 1,368,061 370,751$ FUND BALANCES, beginning of year 18,378,041 FUND BALANCES, end of year 19,746,102$ (continued) Special Revenue Funds Total DRAFT 670 177 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Debt Service Funds Variance Variance Positive Positive Budget Actual (Negative)Budget Actual (Negative) REVENUES Taxes -$ -$ -$ 1,356,538$ 1,351,768$ (4,770)$ Special assessments - - - - - - Intergovernmental - - - - - - Charges for services - 5,095 5,095 - - - Interest on investments 26,000 - (26,000) - 1,659 1,659 Loan repayment 5,000 3,685 (1,315) - - - Other - - - - - - Total revenue 31,000 8,780 (22,220) 1,356,538 1,353,427 (3,111) EXPENDITURES Other - 5,524 (5,524) - - - Debt service: Principal - - - 875,000 875,000 - Interest and fiscal fees - - - 482,738 482,738 - Total expenditures - 5,524 (5,524) 1,357,738 1,357,738 - Revenues over (under) expenditures 31,000 3,256 (27,744) (1,200) (4,311) (3,111) OTHER FINANCING SOURCES (USES) Transfers in - - - - - - Transfers out (1,588,781) - 1,588,781 - - - Total other financing sources (uses)(1,588,781) - 1,588,781 - - - Revenues and other sources over (under) expenditures (1,557,781)$ 3,256 1,561,037$ (1,200)$ (4,311) (3,111)$ FUND BALANCES, beginning of year 3,420,424 92,159 FUND BALANCES, end of year 3,423,680$ 87,848$ (continued) G.O. BondsSID Revolving DRAFT 671 178 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Variance Favorable Positive Budget Actual (Unfavorable) Budget Actual (Negative) REVENUES Taxes -$ -$ -$ -$ -$ -$ Special assessments - - - 616,449 506,819 (109,630) Intergovernmental - - - - - - Charges for services - - - - 409 409 Interest on investments - - - 9,940 10,589 649 Loan repayment - - - - - - Other - - - - - - Total revenue - - - 626,389 517,817 (108,572) EXPENDITURES Other - - - - - - Debt service: Principal 210,000 210,000 - 271,000 95,000 176,000 Interest and fiscal fees 212,638 212,638 - 108,800 23,221 85,579 Total expenditures 422,638 422,638 - 379,800 118,221 261,579 Revenues over (under) expenditures (422,638) (422,638) - 246,589 399,596 153,007 OTHER FINANCING SOURCES (USES) Transfers in 422,288 422,638 350 - - - Transfers out - - - (10,700) - 10,700 Total other financing sources (uses)422,288 422,638 350 (10,700) - 10,700 Revenues and other sources over (under) expenditures (350)$ - 350$ 235,889$ 399,596 163,707$ FUND BALANCES, beginning of year - 999,850 FUND BALANCES, end of year -$ 1,399,446$ (continued) TIF Bonds SID Debt Service Debt Service Funds DRAFT 672 179 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 DRAFT 673 180 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Positive Budget Actual (Negative) REVENUES Taxes 1,356,538$ 1,351,768$ (4,770)$ Special assessments 616,449 506,819 (109,630) Intergovernmental - - - Charges for services - 5,504 5,504 Interest on investments 35,940 12,248 (23,692) Loan repayment 5,000 3,685 (1,315) Other - - - Total revenue 2,013,927 1,880,024 (133,903) EXPENDITURES Other - 5,524 (5,524) Debt service: Principal 1,356,000 1,180,000 176,000 Interest and fiscal fees 804,176 718,597 85,579 Total expenditures 2,160,176 1,904,121 256,055 Revenues over (under) expenditures (146,249) (24,097) 122,152 OTHER FINANCING SOURCES (USES) Transfers in 422,288 422,638 350 Transfers out (1,599,481) - 1,599,481 Total other financing sources (uses)(1,177,193) 422,638 1,599,831 Revenues and other sources over (under) expenditures (1,323,442)$ 398,541 1,721,983$ FUND BALANCES, beginning of year 4,512,433 FUND BALANCES, end of year 4,910,974$ (continued) Total Debt Service Funds DRAFT 674 181 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Favorable Budget Actual (Unfavorable) REVENUES Taxes -$ -$ -$ Special assessments - - - Intergovernmental - 85,000 85,000 Charges for services - - - Interest on investments - - - Loan repayment - - - Other - 415,457 415,457 Total revenue - 500,457 500,457 EXPENDITURES Other 93,500 93,323 177 Capital outlay 5,777,175 5,777,080 95 Total expenditures 5,870,675 5,870,403 272 Revenues over (under) expenditures (5,870,675) (5,369,946) 500,729 OTHER FINANCING SOURCES (USES) Transfers in 2,886,581 1,313,800 (1,572,781) Transfers out - - - Long term debt issuance - 851,049 851,049 Sale of capital assets - - - Total other financing sources (uses)2,886,581 2,164,849 (721,732) Revenues and other sources over (under) expenditures (2,984,094)$ (3,205,097) (221,003)$ FUND BALANCES, beginning of year 9,068,206 FUND BALANCES, end of year 5,863,109$ (continued) Construction Capital Projects Funds DRAFT 675 182 CITY OF BOZEMAN, MONTANA SCHEDULES OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES – BUDGET TO ACTUAL NONMAJOR GOVERNMENTAL FUNDS (CONTINUED) Year Ended June 30, 2018 Variance Positive Budget Actual (Negative) REVENUES Intergovernmental -$ -$ -$ Charges for services 100,000 118,029 18,029 Interest on investments 6,000 - (6,000) Total revenues 106,000 118,029 12,029 EXPENDITURES - BUDGET UNIT - 8,426 (8,426) Revenues over (under) expenditures 106,000 109,603 3,603 OTHER FINANCING SOURCES (USES)- - - Revenues and other sources over (under) expenditures 106,000$ 109,603 3,603$ FUND BALANCES, beginning of year 1,201,838 FUND BALANCES, end of year 1,311,441$ Cemetery Perpetual Care Permanent Fund DRAFT 676 COMBINING NONMAJOR PROPRIETARY FUNDS DRAFT 677 NONMAJOR PROPRIETARY FUNDS Parking Fund – Accounts for the City’s parking enforcement and facilities operations. Stormwater Fund – Accounts for the City’s stormwater management and mitigation operations. DRAFT 678 182 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF NET POSITION NONMAJOR PROPRIETARY FUNDS June 30, 2018 Business-type Activities Enterprise Funds Parking Stormwater Fund Fund Total ASSETS Current assets Cash and investments 1,035,602$ 393,809$ 1,429,411$ Receivables: Customers, net 113,784 123,060 236,844 Special assessments - 135 135 Total current assets 1,149,386 517,004 1,666,390 Non-current assets Other assets: Notes receivable 9,442 - 9,442 Restricted cash and investments 344,465 55,331 399,796 Total other assets 353,907 55,331 409,238 Property, plant and equipment, net Nondepreciable: Land 303,436 - 303,436 Depreciable: Buildings 11,840,479 - 11,840,479 Other structures and improvements - - - Machinery and equipment 152,005 231,631 383,636 Vehicles 22,294 153,310 175,604 Infrastructure 47,058 2,470,231 2,517,289 Property under capital lease - 519,943 519,943 Accumulated depreciation and amortization (4,081,880) (484,435) (4,566,315) Net property, plant and equipment 8,283,392 2,890,680 11,174,072 Total non current assets 8,637,299 2,946,011 11,583,310 Deferred outflows of resources Pension plan contributions 82,200 113,323 195,523 Total assets 9,868,885$ 3,576,338$ 13,445,223$ (continued) DRAFT 679 183 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF NET POSITION NONMAJOR PROPRIETARY FUNDS (CONTINUED) June 30, 2018 Business-type Activities Enterprise Funds Parking Stormwater Fund Fund Total LIABILITIES Current liabilities Accounts payable and accrued expenses 83,619$ 219,367$ 302,986$ Compensated absences payable 12,701 22,941 35,642 Capital lease obligations payable in one year - 85,346 85,346 Bonds and leases payable in one year - 76,000 76,000 Total current liabilities 96,320 403,654 499,974 Noncurrent liabilities Closure and post-closure care costs - - - Capital lease obligations - 129,541 129,541 Revenue bonds due after one year - 1,216,430 1,216,430 Compensated absences payable - 643 643 Other post-employment health benefits 37,046 11,559 48,605 Appearance bond and other liabilities - 185 185 Net pension liability 313,689 432,460 746,149 Total noncurrent liabilities 350,735 1,790,818 2,141,553 Total liabilities 447,055 2,194,472 2,641,527 Deferred inflows of resources Pension deferrals 10,798 5,282 16,080 NET POSITION Net Investment in capital assets 8,283,392 2,675,793 10,959,185 Restricted for impact capital projects - - - Restricted for parking capital projects 344,465 - 344,465 Restricted for debt service - - - Unrestricted 783,175 (1,299,209) (516,034) Total net position 9,411,032 1,376,584 10,787,616 Total liabilities and net position 9,868,885$ 3,576,338$ 13,445,223$ DRAFT 680 184 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION NONMAJOR PROPRIETARY FUNDS Year Ended June 30, 2018 Parking Stormwater Fund Fund Totals OPERATING REVENUES 958,378$ 1,324,461$ 2,282,839$ OPERATING EXPENSES Salaries and benefits 389,114 548,093 937,207 Materials and supplies 41,477 34,380 75,857 Repairs and maintenance 49,717 5,925 55,642 Utilities 30,758 4,172 34,930 Administrative charges 61,842 61,466 123,308 Other expenses 242,533 66,096 308,629 Depreciation and amortization 309,199 111,828 421,027 Changes in estimated closure and post- closure care costs - - - Total operating expenses 1,124,640 831,960 1,956,600 Operating income (loss)(166,262) 492,501 326,239 NON-OPERATING REVENUES (EXPENSES) Interest income - - Interest expense (9,137) (46,213) (55,350) Other income 11,952 687 12,639 Intergovernmental income 6,020 8,299 14,319 Gain (loss) on sale of assets 3,028 - 3,028 Total non-operating revenues (expenses)11,863 (37,227) (25,364) Income (loss) before contributions and transfers (154,399) 455,274 300,875 Contributions of infrastructure - developers - 685,144 685,144 Transfers in 250,000 140,000 390,000 Transfers out - - - Change in net position 95,601 1,280,418 1,376,019 NET POSITION, beginning of year 9,324,030 97,994 9,422,024 Restatement (8,599) (1,828) (10,427) NET POSITION, beginning of year, restated 9,315,431 96,166 9,411,597 NET POSITION, end of year 9,411,032$ 1,376,584$ 10,787,616$ Business-type Activities Enterprise Funds DRAFT 681 185 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF CASH FLOWS - NONMAJOR PROPRIETARY FUNDS Year Ended June 30, 2018 Parking Stormwater Fund Fund Total CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers 967,405$ 1,321,409$ 2,288,814$ Receipts from others 11,952 687 12,639 Payments to suppliers (402,040) (15,399) (417,439) Payments to employees (334,712) (463,975) (798,687) Payments to internal service funds and administrative fees (61,842) (61,466) (123,308) Net cash flows from operating activities 180,763 781,256 962,019 CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES Transfers in 250,000 140,000 390,000 Receipts from grants and intergovernmental sources 6,020 8,299 14,319 Net cash flows from non-capital financing activities 256,020 148,299 404,319 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets (159,336) (889,822) (1,049,158) Principal paid on bonds, interfund loans, loans and leases - (150,651) (150,651) Interest paid on bonds, interfund loans, loans and leases (9,137) (46,213) (55,350) Proceeds from sale of property, plant and equipment 3,028 - 3,028 Net cash flows from capital and related financing activities (165,445) (1,086,686) (1,252,131) CASH FLOWS FROM INVESTING ACTIVITIES Collections on notes - - - Interest on investments - - - Net cash flows from investing activities - - - Net change in cash and investments 271,338 (157,131) 114,207 Cash and investments, beginning of year 1,108,729 606,271 1,715,000 Cash and investments, end of year 1,380,067$ 449,140$ 1,829,207$ (continued) DRAFT 682 186 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF CASH FLOWS - NONMAJOR PROPRIETARY FUNDS (CONTINUED) Year Ended June 30, 2018 Parking Stormwater Fund Fund Total Cash and investments classified as: Cash and investments 1,035,602$ 393,809$ 1,429,411$ Restricted cash and investments 344,465 55,331 399,796 Totals 1,380,067$ 449,140$ 1,829,207$ Noncash transactions: donated infrastructure -$ 685,144$ 685,144$ RECONCILIATION OF OPERATING LOSS TO NET CASH FROM OPERATING ACTIVITIES: Operating income (loss)(166,262)$ 492,501$ 326,239$ Adjustments to reconcile operating loss to net cash from operating activities: Depreciation and amortization 309,199 111,828 421,027 Change in estimated closure costs - - - Other income 11,952 687 12,639 Change in assets and liabilities: (Increase) decrease in: Accounts receivable 9,027 (3,052) 5,975 Increase (decrease) in: Accounts payable (37,555) 95,174 57,619 Accrued employee benefits payable 6,250 8,868 15,118 Net pension liabilities 48,152 75,250 123,402 Total adjustments 347,025 288,755 635,780 Net cash from operating activities 180,763$ 781,256$ 962,019$ DRAFT 683 INTERNAL SERVICE FUND STATEMENTS DRAFT 685 INTERNAL SERVICE FUNDS Internal Service Funds are used to account for the goods or services provided by one department to other departments of the City on a cost-reimbursement basis. Vehicle Maintenance Shop – Accounts for the maintenance and repair of vehicles used in operation of City services. Medical Health Insurance – Accounts for insurance premiums received from the various City departments and retirees, and the related costs of health and dental premiums paid to the City’s insurance provider. DRAFT 686 187 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF NET POSITION - INTERNAL SERVICE FUNDS Year Ended June 30, 2018 Vehicle Medical Maintenance Health Shop Insurance Total ASSETS Current assets Cash and equivalents -$ 395,556$ 395,556$ Customer receivables, net 91 11,109 11,200 Prepaid expenses - - - Total current assets 91 406,665 406,756 Property, plant, and equipment Machinery and equipment 186,585 - 186,585 Vehicles 70,312 - 70,312 Buildings 1,424,215 - 1,424,215 Less: accumulated depreciation (605,578) - (605,578) Net property, plant, and equipment 1,075,534 - 1,075,534 Deferred outflows of resources Pension plan contributions 122,004 - 122,004 Total assets and deferred outflows of resources 1,197,629$ 406,665$ 1,604,294$ LIABILITIES Current liabilities Accounts payable 43,297$ 1,375$ 44,672$ Compensated absences payable 23,581 - 23,581 Other post-employment health benefits 33,707 - 33,707 Due to other city funds 68,083 - 68,083 Total current liabilities 168,668 1,375 170,043 Non-current liabilities Net pension liability 472,511 - 472,511 Total liabilities 641,179 1,375 642,554 Deferred inflows of resources Pension deferrals 13,500 - 13,500 NET POSITION Net investment in capital assets 1,075,534 - 1,075,534 Unrestricted (532,584) 405,290 (127,294) 542,950 405,290 948,240 1,197,629$ 406,665$ 1,604,294$ DRAFT 687 188 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN NET POSITION - INTERNAL SERVICE FUNDS Year Ended June 30, 2018 Vehicle Medical Maintenance Health Shop Insurance Total OPERATING REVENUES 1,270,587$ 4,800,019$ 6,070,606$ OPERATING EXPENSES Salaries and benefits 492,099 - 492,099 Materials and supplies 662,307 - 662,307 Repairs and maintenance 10,912 - 10,912 Utilities 26,238 - 26,238 Administrative charges 148,346 - 148,346 Insurance claims - 4,733,165 4,733,165 Other expenses 32,303 81,300 113,603 Depreciation 57,677 - 57,677 Total operating expenses 1,429,882 4,814,465 6,244,347 Operating income (loss)(159,295) (14,446) (173,741) NON-OPERATING REVENUES (EXPENSES) Interest income - 3,522 3,522 Interest expense (210) - (210) Other income 737 6,702 7,439 Intergovernmental income 8,596 - 8,596 Loss on sale of assets (33) - (33) Total non-operating revenue (expenses)9,090 10,224 19,314 Income before transfers (150,205) (4,222) (154,427) Transfers in - - - Change in net position (150,205) (4,222) (154,427) NET POSITION, beginning of year 700,970 409,512 1,110,482 Restatement (7,815) - (7,815) NET POSITION, beginning of year, restated 693,155 409,512 1,102,667 NET POSITION, end of year 542,950$ 405,290$ 948,240$ DRAFT 688 189 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF CASH FLOWS - INTERNAL SERVICE FUNDS Year Ended June 30, 2018 Vehicle Medical Maintenance Health Shop Insurance Total CASH FLOWS FROM OPERATIONS Receipts from customers 1,270,496$ 4,859,254$ 6,129,750$ Receipts from others 9,333 6,702 16,035 Operating loans from other City funds 56,382 - 56,382 Payments to suppliers (694,847) (80,424) (775,271) Payments to employees (492,775) (4,733,165) (5,225,940) Payments to Internal Service Funds and administrative fees (148,346) - (148,346) Net cash flows from operating activities 243 52,367 52,610 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Additions to property, plant and equipment - - - Proceeds from sale of capital assets (33) - (33) Interest paid on bonds, interfund loans, loans and leases (210) - (210) Net cash flows from capital and related financing activities (243) - (243) CASH FLOWS FROM NON-CAPITAL FINANCING ACTIVITIES Transfers in - - - CASH FLOWS FROM INVESTING ACTIVITIES Interest on investments - 3,522 3,522 Net increase (decrease) in cash and cash equivalents - 55,889 55,889 CASH AND EQUIVALENTS, beginning of year - 339,667 339,667 CASH AND EQUIVALENTS, end of year -$ 395,556$ 395,556$ (continued) DRAFT 689 190 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF CASH FLOWS - INTERNAL SERVICE FUNDS (CONTINUED) Year Ended June 30, 2018 Vehicle Medical Maintenance Health Shop Insurance Total RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH FROM OPERATING ACTIVITIES Operating loss (159,295)$ (14,446)$ (173,741)$ Adjustments to reconcile operating income (loss) to net cash from operating activities: Depreciation 57,677 - 57,677 Other income 9,333 6,702 16,035 Changes in assets and liabilities: (Increase) decrease in: Customer receivables (91) 59,235 59,144 Prepaid expenses - - - Increase (decrease) in: Accounts payable (13,597) 876 (12,721) Due to other city funds 56,382 - 56,382 Compensated absences payable 3,269 - 3,269 Other post-employment health benefits (3,945) - (3,945) Net pension 50,510 - 50,510 Total adjustments 159,538 66,813 226,351 Net cash from operating activities 243$ 52,367$ 52,610$ DRAFT 690 AGENCY FUNDS STATEMENTS DRAFT 691 AGENCY FUNDS Agency Funds are used to account for assets held by the City as an agent for individuals, private organizations, or other governments. Municipal Court – Accounts for monies held for appearance bonds and restitution related to criminal arrests and reimbursement for damage caused. CMC Bozeman Site Remediation Fund – Accounts for pass-through monies provided by the State of Montana Department of Environmental Quality to Olive & Wallace, LLC, to reimburse the cost of work performed as part of the Voluntary Cleanup Plan of the CMC Asbestos Bozeman Facility. Tourism Business Improvement District – Accounts for amounts collected from hotels on behalf of the District, a special-purpose government, whose purpose is to enhance the economic vitality of Bozeman by promoting tourism through sales and marketing strategies. DRAFT 692 191 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF FIDUCIARY NET POSITION – AGENCY FUNDS June 30, 2018 CMC Tourism Total Municipal Bozeman Site Business Agency Court Remediation Improvement Funds ASSETS Cash and cash equivalents 413,967$ -$ 476,697$ 890,664$ Customer receivables 1,254 - - 1,254 Special assessments - - 9,541 9,541 Total assets 415,221$ -$ 486,238$ 901,459$ LIABILITIES Accounts payable 415,221$ -$ 486,238$ 901,459$ Total liabilities 415,221$ -$ 486,238$ 901,459$ DRAFT 693 192 CITY OF BOZEMAN, MONTANA COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES – AGENCY FUNDS Year Ended June 30, 2018 Balance Balance June 30, 2017 Additions Deletions June 30, 2018 ASSETS Cash and cash equivalents 335,967$ 78,000$ -$ 413,967$ Customer receivables 1,949 - (695) 1,254 Interfund receivable - - - - Total assets 337,916$ 78,000$ (695)$ 415,221$ LIABILITIES Accounts payable 337,916 78,000$ (695)$ 415,221$ Total liabilities 337,916$ 78,000$ (695)$ 415,221$ Court Municipal Balance Balance June 30, 2017 Additions Deletions June 30, 2018 ASSETS Cash and cash equivalents -$ -$ -$ -$ Customer receivables - - - - Total assets -$ -$ -$ -$ LIABILITIES Accounts payable -$ -$ -$ -$ Total liabilities -$ -$ -$ -$ Site Remediation CMC Bozeman Balance Balance June 30, 2017 Additions Deletions June 30, 2018 ASSETS Cash and cash equivalents 435,946$ 40,751$ -$ 476,697$ Special Assessments 50,072 - (40,531) 9,541 Total assets 486,018$ 40,751$ (40,531)$ 486,238$ LIABILITIES Accounts payable 486,018$ 40,751$ (40,531)$ 486,238$ Total liabilities 486,018$ 40,751$ (40,531)$ 486,238$ Site Remediation Tourism Business Improvement DistrictDRAFT 694 PART III STATISTICAL SECTION DRAFT 696 Statistical Section statements, note disclosures and required supplementary information says about the government's overall financial health. Contents Page Financial Trends These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time.193 Revenue Capacity These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax.198 Debt Capacity These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. 209 Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place.218 Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs.220 Sources: Unless otherwise noted, the information in these schedules is derived from the City of Bozeman comprehensive annual financial reports for the relevant year. This part of the City of Bozeman's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial DRAFT 697 FINANCIAL TRENDS SECTION DRAFT 698 193 CITY OF BOZEMAN, MONTANA NET POSITION BY COMPONENT Past Ten Fiscal Years 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Governmental activities Net investment in capital assets 83,707,824$ 84,113,904$ 88,844,404$ 88,500,437$ 89,081,484$ 89,267,076$ 93,409,850$ 104,342,191$ 115,696,956$ 137,133,345$ Restricted 7,699,511 8,082,181 20,962,038 20,797,365 27,255,029 35,621,803 41,755,126 42,829,320 41,583,992 36,522,195 Unrestricted 20,871,106 25,076,908 16,049,044 15,470,543 11,521,053 12,127,224 (5,137,642) (3,923,466) (4,839,467) (5,506,336) Total governmental activities 112,278,441$ 117,272,993$ 125,855,486$ 124,768,345$ 127,857,566$ 137,016,103$ 130,027,334$ 143,248,045$ 152,441,481$ 168,149,204$ Business-type activities Net investment in capital assets 188,077,778$ 189,965,189$ 188,180,889$ 192,485,459$ 199,394,551$ 205,501,357$ 211,419,777$ 221,385,655$ 229,372,281$ 239,254,236$ Restricted 19,775,588 9,044,280 12,660,466 11,446,886 3,098,125 3,372,927 4,977,984 4,990,635 8,866,951 12,702,713 Unrestricted 11,936,119 16,069,597 12,382,018 2,809,558 10,643,337 8,723,353 6,619,399 10,582,408 9,154,014 13,291,274 Total business-type activities 219,789,485$ 215,079,066$ 213,223,373$ 206,741,903$ 213,136,013$ 217,597,637$ 223,017,160$ 236,958,698$ 247,393,246$ 265,248,223$ Primary government Net investment in capital assets 271,785,602$ 274,079,093$ 277,025,293$ 280,985,896$ 288,476,035$ 294,768,433$ 304,829,627$ 325,727,846$ 345,069,237$ 376,387,581$ Restricted 27,475,099 17,126,461 33,622,504 32,244,251 30,353,154 38,994,730 46,733,110 47,819,955 50,450,943 49,224,908 Unrestricted 32,807,225 41,146,505 28,431,062 18,280,101 22,164,390 20,850,577 1,481,757 6,658,942 4,314,547 7,784,938 Total primary government net position 332,067,926$ 332,352,059$ 339,078,859$ 331,510,248$ 340,993,579$ 354,613,740$ 353,044,494$ 380,206,743$ 399,834,727$ 433,397,427$ Fiscal Years DRAFT 700 194 CITY OF BOZEMAN, MONTANA CHANGES IN NET POSITION Past Ten Fiscal Years (accrual basis of accounting) 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Net (Expense) / Revenue Governmental Activities (15,994,064)$ (20,683,495)$ (16,909,239)$ (26,105,696)$ (17,919,131)$ (16,715,266)$ (19,048,320)$ (18,285,579)$ (21,945,675)$ (16,975,316)$ Business-Type Activities (3,022,398) (4,531,209) (1,776,917) (6,522,809) 5,875,198 4,060,921 9,986,850 15,157,861 10,144,326 14,679,589 Total Primary Government Net Expense (19,016,462) (25,214,704) (18,686,156) (32,628,505) (12,043,933) (12,654,345) (9,061,470) (3,127,718) (11,801,349) (2,295,727) General Revenues and Other Changes in Net Position Governmental Activities: Taxes Property Taxes 14,629,230 15,501,316 16,342,053 15,716,055 16,429,959 17,561,022 20,203,718 21,234,288 21,708,812 22,532,724 Unrestricted Grants and Contributions 6,125,789 6,284,467 6,782,383 6,898,717 6,342,884 7,436,419 7,699,711 7,992,180 8,372,625 8,993,659 Investment Earnings 671,859 352,378 301,424 283,090 243,744 355,790 403,152 519,637 554,870 64,058 Miscellaneous 2,766,671 2,256,071 1,556,790 155,484 - 293,884 374,966 418,215 1,317,137 2,320,536 Sale of Capital Assets 68,057 761,952 (8,168) 4,414 1,765 236,688 - 123,934 (71,335) 28,861 Transfers of Capital Assets (6,311,324) - - (2,088) - - - - - Transfers (3,249,929) 521,863 517,250 (37,136) (10,000) (10,000) (410,016) 1,218,036 (742,999) (758,084) Extraordinary Items - - - - - - - - Total Governmental Activities 14,700,353 25,678,047 25,491,732 23,018,536 23,008,352 25,873,803 28,271,531 31,506,290 31,139,110 33,181,754 Business-Type Activities: Unrestricted Grants and Contributions 2,155 342,653 438,475 2,115 508,912 - - - - - Investment Earnings - - - - - - - - 304,231 3,389 Transfers of Capital Assets 6,311,324 - - 2,088 - - - - (2,013,292) 10,005 ARRA Debt Forgiveness - - - - - 390,700 - - - - Transfers 3,249,929 (521,863) (517,251) 37,136 10,000 10,000 380,347 (1,218,036) 742,999 758,084 Miscellaneous - - - - - - - - 1,256,284 2,529,824 Total Business-Type Activities 9,563,408 (179,210) (78,776) 41,339 518,912 400,700 380,347 (1,218,036) 290,222 3,301,302 Total Primary Government 24,263,761 25,498,837 25,412,956 23,059,875 23,527,264 26,274,503 28,651,878 30,288,254 31,429,332 36,483,056 Change in Net Position Governmental Activities (1,293,711) 4,994,552 8,582,493 (3,087,160) 5,089,221 9,158,537 9,223,211 13,220,711 9,193,435 16,206,438 Business-Type Activities 6,541,010 (4,710,419) (1,855,693) (6,481,470) 6,394,110 4,461,621 10,367,197 13,939,825 10,434,548 17,980,891 Fiscal Year DRAFT 701 195 CITY OF BOZEMAN, MONTANA CHANGES IN NET POSITION (CONTINUED) Past Ten Fiscal Years (accrual basis of accounting) 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Net (Expense) / Revenue Governmental Activities (15,994,064)$ (20,683,495)$ (16,909,239)$ (26,105,696)$ (17,919,131)$ (16,715,266)$ (19,048,320)$ (18,285,579)$ (21,945,675)$ (16,975,316)$ Business-Type Activities (3,022,398) (4,531,209) (1,776,917) (6,522,809) 5,875,198 4,060,921 9,986,850 15,157,861 10,144,326 14,679,589 Total Primary Government Net Expense (19,016,462) (25,214,704) (18,686,156) (32,628,505) (12,043,933) (12,654,345) (9,061,470) (3,127,718) (11,801,349) (2,295,727) General Revenues and Other Changes in Net Position Governmental Activities: Taxes Property Taxes 14,629,230 15,501,316 16,342,053 15,716,055 16,429,959 17,561,022 20,203,718 21,234,288 21,708,812 22,532,724 Unrestricted Grants and Contributions 6,125,789 6,284,467 6,782,383 6,898,717 6,342,884 7,436,419 7,699,711 7,992,180 8,372,625 8,993,659 Investment Earnings 671,859 352,378 301,424 283,090 243,744 355,790 403,152 519,637 554,870 64,058 Miscellaneous 2,766,671 2,256,071 1,556,790 155,484 - 293,884 374,966 418,215 1,317,137 2,320,536 Sale of Capital Assets 68,057 761,952 (8,168) 4,414 1,765 236,688 - 123,934 (71,335) 28,861 Transfers of Capital Assets (6,311,324) - - (2,088) - - - - - Transfers (3,249,929) 521,863 517,250 (37,136) (10,000) (10,000) (410,016) 1,218,036 (742,999) (758,084) Extraordinary Items - - - - - - - - Total Governmental Activities 14,700,353 25,678,047 25,491,732 23,018,536 23,008,352 25,873,803 28,271,531 31,506,290 31,139,110 33,181,754 Business-Type Activities: Unrestricted Grants and Contributions 2,155 342,653 438,475 2,115 508,912 - - - - - Investment Earnings - - - - - - - - 304,231 3,389 Transfers of Capital Assets 6,311,324 - - 2,088 - - - - (2,013,292) 10,005 ARRA Debt Forgiveness - - - - - 390,700 - - - - Transfers 3,249,929 (521,863) (517,251) 37,136 10,000 10,000 380,347 (1,218,036) 742,999 758,084 Miscellaneous - - - - - - - - 1,256,284 2,529,824 Total Business-Type Activities 9,563,408 (179,210) (78,776) 41,339 518,912 400,700 380,347 (1,218,036) 290,222 3,301,302 Total Primary Government 24,263,761 25,498,837 25,412,956 23,059,875 23,527,264 26,274,503 28,651,878 30,288,254 31,429,332 36,483,056 Change in Net Position Governmental Activities (1,293,711) 4,994,552 8,582,493 (3,087,160) 5,089,221 9,158,537 9,223,211 13,220,711 9,193,435 16,206,438 Business-Type Activities 6,541,010 (4,710,419) (1,855,693) (6,481,470) 6,394,110 4,461,621 10,367,197 13,939,825 10,434,548 17,980,891 Total Primary Government 5,247,299$ 284,133$ 6,726,800$ (9,568,630)$ 11,483,331$ 13,620,158$ 19,590,408$ 27,160,536$ 19,627,983$ 34,187,329$ Fiscal Year DRAFT 702 196 CITY OF BOZEMAN, MONTANA FUND BALANCE - GOVERNMENT FUNDS Past Ten Fiscal Years (modified accrual basis of accounting) 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 General Fund Reserved 63,000$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Unreserved 5,301,397 5,119,400 - - - - - - - - Nonspendable - - - - - - - - - - Restricted - - - - - - - - - - Committed - - - - - - - - - - Assigned - - 5,991,388 7,062,964 7,327,375 6,420,760 6,061,965 5,541,841 6,402,882 7,739,020 Unassigned - - 905,862 264,091 - 193,534 - 979,258 87,274 (274,252) Total general fund 5,364,397 5,119,400 6,897,250 7,327,055 7,327,375 6,614,294 6,061,965 6,521,099 6,490,156 7,464,768 All Other Governmental Reserved 2,660,918 6,597,569 - - - - - - - - Unreserved, reported in:- - - - - - - - - - Special revenue funds 12,516,240 14,916,152 - - - - - - - - Capital projects funds - 1,793,287 - - - - - - - - Debt service funds - - - - - - - - - - Nonspendable - - 999,464 1,113,484 1,193,530 1,269,557 2,061,790 1,426,575 1,533,338 1,623,816 Restricted - - 19,962,574 19,683,881 26,061,499 19,927,526 12,546,935 39,856,356 38,938,127 34,403,744 Committed - - 3,278,422 3,463,714 851,322 3,075,505 3,088,936 3,528,263 3,901,694 3,856,238 Assigned - - 58,419 - - 229,602 - 7,425,398 7,259,749 1,868,485 Unassigned - - - (51,586) 456,669 (184,101) (97,173) 914,535 107,103 (42,648) Total all other governmental funds 15,177,158$ 23,307,008$ 24,298,879$ 24,209,493$ 28,563,020$ 24,318,089$ 17,600,488$ 53,151,127$ 51,740,011$ 41,709,635$ Note: The City of Bozeman implemented the new standards for reporting fund balance GASB Statement 54 in fiscal year 2011 Fiscal Year DRAFT 703 197 CITY OF BOZEMAN, MONTANA CHANGES IN FUND BALANCES - GOVERNMENT FUNDS Past Ten Fiscal Years (modified accrual basis of accounting) 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Revenues Taxes 14,451,954$ 15,055,844$ 16,634,924$ 16,057,318$ 16,540,972$ 17,385,371$ 20,404,236$ 21,303,074$ 21,682,667$ 22,553,972$ Special assessments 1,633,896 1,643,500 1,866,272 1,898,007 1,752,615 2,011,944 1,578,855 1,265,954 1,163,275 1,137,103 Licenses and permits 1,140,831 958,590 1,308,378 1,214,705 1,629,744 1,784,282 1,827,842 2,112,090 2,092,673 2,541,727 Intergovernmental 7,102,049 7,900,176 8,299,803 7,697,637 7,586,007 8,208,770 8,562,937 8,920,424 8,956,044 9,419,104 Charges for service 6,468,006 5,790,382 6,629,507 6,891,594 8,806,969 9,656,123 10,629,791 12,283,683 13,743,830 17,885,529 Fines and forfeitures 1,597,236 1,518,481 1,441,383 1,364,617 1,394,652 1,411,162 1,305,166 1,253,705 1,256,525 1,240,154 Interest on investments 671,859 352,378 300,516 281,239 239,778 329,086 370,305 479,699 520,690 34,709 loan repayment 9,985 10,401 193,302 306,385 157,069 63,980 94,989 38,552 31,837 25,827 Other 2,766,671 2,256,071 1,556,790 155,484 394,677 287,089 363,274 415,646 1,307,668 2,313,097 Total revenues 35,842,487 35,485,823 38,230,875 35,866,986 38,502,483 41,137,807 45,137,395 48,072,827 50,755,209 57,151,222 Expenditures General government 5,946,355 5,690,488 5,939,771 6,266,566 7,276,839 6,138,575 6,594,474 7,318,539 7,643,886 8,268,285 Public safety 11,056,742 11,709,170 12,137,616 12,513,270 13,822,691 14,637,886 15,086,695 16,485,549 16,812,131 17,602,966 Public service 2,976,711 2,702,510 3,002,021 2,738,066 2,805,612 3,498,770 3,786,283 3,840,405 4,422,771 4,955,559 Public welfare 5,161,997 4,916,828 6,435,916 6,184,073 6,216,387 6,678,347 7,366,955 7,245,425 7,654,059 7,975,354 Other - - - - 15,776 1,046,712 1,113,340 418,431 506,169 655,532 Capital outlay 9,380,742 4,248,758 3,299,017 3,881,388 2,782,435 8,053,456 9,905,333 9,337,470 12,468,020 18,420,501 Debt service - Principal 1,138,051 1,194,819 1,611,087 3,235,664 1,826,126 1,482,142 1,121,593 1,345,250 1,422,555 1,500,687 Interest & Fiscal Fees 738,198 715,150 680,088 666,082 445,736 380,950 824,266 893,470 771,714 718,597 Total expenditures 36,398,796 31,177,723 33,105,516 35,485,109 35,191,602 41,916,838 45,798,939 46,884,539 51,701,305 60,097,481 Excess of revenues over (under) expenditures (556,309) 4,308,100 5,125,359 381,877 3,310,881 (779,031) (661,544) 1,188,288 (946,096) (2,946,259) Other Financing Sources (Uses) Proceeds from borrowing - - - - - - - - Transfers in 8,394,126 10,857,332 6,985,734 3,482,550 4,291,417 3,103,787 4,816,671 6,483,413 3,950,059 4,394,277 Transfers out (11,733,378) (11,033,925) (7,255,505) (3,821,010) (4,454,505) (3,113,787) (5,197,018) (5,496,492) (4,693,058) (5,152,361) Issuance of debt 177,346 890,000 - 3,357,798 1,203,279 10,012,647 5,619,361 47,406 234,702 1,103,586 Premium on Bonds Issued - - - - - - - - - - Payments to Refunded Bond Escrow Agent (3,120,000) - - - - - - Sales of capital assets 86,326 766,922 10,555 59,204 2,775 243,092 64,855 227,984 43,277 35,144 Total other financing sources (uses)(3,075,580) 1,480,329 (259,216) (41,458) 1,042,966 10,245,739 5,303,869 1,262,311 (465,020) 380,646 Extraordinary items Net change in fund balances (3,631,889)$ 5,788,429$ 4,866,143$ 340,419$ 4,353,847$ 9,466,708$ 4,642,325$ 2,450,599$ (1,411,116)$ (2,565,613)$ Debt service as a percentage of noncapital expenditures 6.9% 7.1% 7.7% 12.3% 7.0% 5.5% 5.4% 6.0% 5.6% 5.3% Fiscal Year DRAFT 704 REVENUE CAPACITY SECTION DRAFT 706 198 CITY OF BOZEMAN, MONTANA ASSESSED VALUE OF TAXABLE PROPERTY Past Ten Fiscal Years Fiscal Total Total Assessed Taxable Year Taxable Direct Total Value ** as a Ended Residential Commercial & Other Assessed Tax Market Percentage of June 30,Property Industrial Property Property Value **Rate Value *Total Market Value 2009 41,539,680 28,187,640 4,450,680 74,178,000 171.16 2,407,420,224 3.081% 2010 43,842,400 29,750,200 4,697,400 78,290,000 170.19 2,655,766,251 2.948% 2011 45,023,440 30,551,620 4,823,940 80,399,000 168.75 2,827,548,097 2.843% 2012 45,954,720 31,183,560 4,923,720 82,062,000 166.75 2,994,740,226 2.740% 2013 46,606,560 31,625,880 4,993,560 83,226,000 166.75 3,176,282,865 2.620% 2014 47,956,720 32,542,060 5,138,220 85,637,000 173.08 3,386,295,608 2.529% 2015 50,978,520 31,641,840 5,273,640 87,894,000 188.76 3,598,269,877 2.443% 2016 50,899,738 29,864,642 5,799,800 86,564,180 210.16 5,698,588,679 1.519% 2017 52,777,954 30,966,657 6,013,815 89,758,426 205.30 5,870,738,906 1.529% 2018 56,956,360 37,201,773 7,043,644 101,201,777 187.33 6,745,351,312 1.500% Source: Based on information provided by Gallatin County and Montana Department of Revenue Note: Property in Gallatin County is reassessed by the State Department of Revenue every two years. * Sales price of property is not public record in the State of Montana, so the Total Market Value was used instead ** Includes tax-exempt property DRAFT 708 199 CITY OF BOZEMAN, MONTANA CITY TAXABLE MARKET AND TAXABLE VALUES Past Ten Fiscal Years Fiscal Net Taxable Value Year Incremental Value (excludes Tax Taxable Value Ended Taxable Full for All Tax Increment Districts for Open Space June 30,Market Value Taxable Value Increment Districts Incremental Values)Purposes 2009 2,407,420,224 75,458,468 1,280,371 74,178,097 n/a * 2010 2,655,766,251 80,850,582 2,560,601 78,289,981 n/a * 2011 2,827,058,097 83,309,165 2,910,650 80,398,515 n/a * 2012 2,994,740,226 85,345,227 3,282,766 82,062,461 n/a * 2013 3,176,282,865 86,934,533 3,708,138 83,226,395 n/a * 2014 3,386,295,608 89,650,917 4,013,561 85,637,356 85,615,328 2015 3,598,269,877 92,081,322 4,186,781 87,894,541 90,735,030 2016 5,698,588,679 90,787,797 4,223,617 86,564,180 91,973,923 2017 5,870,738,906 94,102,761 4,344,335 89,758,426 93,212,816 2018 6,745,351,312 106,224,806 5,030,031 101,194,775 105,727,520 Source: Based on information provided by Gallatin County and Montana Department of Revenue Note: Property is assessed by the State Department of Revenue every two years. * No certified value available, first certification available for FY2014 DRAFT 709 200 CITY OF BOZEMAN, MONTANA TAX INCREMENT DISTRICT TAXABLE VALUATION DETAIL Past Ten Fiscal Years Fiscal Year Ended Base Incremental Total Base Incremental Total Base Incremental Total June 30,Taxable Taxable Taxable Taxable Taxable Taxable Taxable Taxable Taxable 2009 1,858,491 1,115,768 2,974,259 423,054 71,287 494,341 2,886,997 93,316 2,980,313 2010 1,328,695 1,947,249 3,275,944 423,054 104,987 528,041 2,886,997 450,625 3,337,622 2011 1,328,695 2,060,807 3,389,502 423,054 135,162 558,216 2,886,997 664,127 3,551,124 2012 1,328,695 2,251,286 3,579,981 423,054 133,197 556,251 2,886,997 840,137 3,727,134 2013 1,328,695 2,396,293 3,724,988 423,054 150,217 573,271 2,886,997 1,084,216 3,971,213 2014 1,328,695 2,586,963 3,915,658 423,054 172,608 595,662 2,886,997 1,193,297 4,080,294 2015 1,328,695 2,718,220 4,046,915 423,054 190,579 613,633 2,886,997 1,225,604 4,112,601 2016 1,328,695 2,898,551 4,227,246 423,054 214,470 637,524 2,886,997 1,055,385 3,942,382 2017 1,328,695 3,068,902 4,397,597 423,054 193,281 616,335 3,473,127 1,003,546 4,476,673 2018 1,328,695 3,769,917 5,098,612 423,054 223,765 646,819 3,507,723 948,746 4,456,469 Fiscal Year Ended Base Incremental Total Base Incremental Total Base Incremental Total June 30,Taxable Taxable Taxable Taxable Taxable Taxable Taxable Taxable Taxable 2009 - - - - - - 5,168,542 1,280,371 6,448,913 2010 12,059 57,740 69,799 - - - 4,650,805 2,560,601 7,211,406 2011 12,059 50,554 62,613 - - - 4,650,805 2,910,650 7,561,455 2012 12,059 58,146 70,205 - - - 4,650,805 3,282,766 7,933,571 2013 12,059 77,412 89,471 - - - 4,650,805 3,708,138 8,358,943 2014 12,059 60,693 72,752 417 - 417 4,651,222 4,013,561 8,664,783 2015 12,059 52,376 64,435 417 3 420 4,651,222 4,186,782 8,838,004 2016 12,059 55,211 67,270 417 - 417 4,651,222 4,223,617 8,874,839 2017 12,059 78,606 90,665 417 - 283 5,237,352 4,344,335 9,581,687 2018 12,059 87,633 99,692 417 - 305 5,271,948 5,030,061 10,302,009 Source: Based on information provided by Gallatin County and Montana Department of Revenue Note: Property is assessed by the State Department of Revenue every two years. MANDEVILLE FARM INDUSTRIAL BOZEMAN TECHNOLOGY TOTAL BOZEMAN DOWNTOWN NORTHEAST URBAN RENEWAL DISTRICT NORTH 7TH CORRIDOR DRAFT 710 201 CITY OF BOZEMAN, MONTANA DOWNTOWN BOZEMAN IMPROVEMENT DISTRICT & COMPARISON TO CITY TAXABLE VALUE Past Ten Fiscal Years Fiscal Taxable City Taxable Value The District's Year Market Value Taxable Value Incremental (Excluding ALL tax Incremental Taxable Ended of Property in of Property Taxable increment district Value as Percentage of June 30,the District in the District Value valuations)City's Taxable Value 2009 98,234,423$ 2,974,259$ 1,115,768$ 74,178,097$ 1.50% 2010 110,487,369 3,275,944 1,947,249 78,289,981 2.49% 2011 119,431,550 3,389,502 2,060,807 80,398,515 2.56% 2012 129,285,686 3,579,981 2,251,286 82,062,461 2.74% 2013 142,099,662 3,724,988 2,396,293 83,226,395 2.88% 2014 153,063,721 3,915,658 2,586,963 85,367,356 3.03% 2015 190,128,511 4,046,915 2,718,220 87,894,541 3.09% 2016 259,138,001 4,227,246 2,898,551 86,564,180 3.35% 2017 265,793,431 4,397,597 3,068,902 89,758,426 3.42% 2018 297,005,720 5,098,612 3,769,917 101,201,777 3.73% Source: Based on information provided by Gallatin County and Montana Department of Revenue Note: Property is assessed by the State Department of Revenue every two years. Downtown Bozeman Improvement District DRAFT 711 202 CITY OF BOZEMAN, MONTANA PROPERTY TAX LEVIES IN THE DOWNTOWN BOZEMAN IMPROVEMENT DISTRICT Past Ten Fiscal Years Taxing Entity 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Statewide School Equalization 40.00 40.00 40.00 40.00 40.00 40.00 40.00 40.00 40.00 40.00 Gallatin County Operating and Bond 79.78 85.19 89.94 88.69 87.40 88.38 89.55 99.77 100.41 91.23 Open Space Bond 4.63 5.81 6.14 5.99 4.89 4.90 4.95 5.03 5.85 5.13 County-Wide School 100.26 94.02 95.74 95.61 96.47 101.28 99.94 106.85 105.39 99.67 Bozeman High School District 71.40 69.05 75.34 73.48 71.81 73.16 72.97 76.76 77.25 73.10 Bozeman Elementary School District 141.13 130.49 121.55 123.38 131.45 145.25 143.70 151.15 154.81 146.92 City of Bozeman 171.16 170.19 168.75 166.75 166.75 173.08 188.76 210.16 205.30 187.33 TOTAL 608.36 594.75 597.46 593.90 598.77 626.05 639.87 689.72 689.01 643.38 Exempt from Tax Increment University Millage 6.00 6.00 6.00 6.00 6.00 6.00 6.00 6.00 6.00 6.00 Gallatin Conservation District 1.04 1.01 0.99 1.00 0.98 0.97 0.95 1.05 1.01 0.89 County-Wide Planning 2.58 2.50 2.40 2.40 2.39 2.39 2.35 2.39 2.39 2.48 Source: Based on information provided by Gallatin County and Montana Department of Revenue Note: Property is assessed by the State Department of Revenue every six years and beginning in 2017 every two years. Fiscal Year DRAFT 712 203 CITY OF BOZEMAN, MONTANA DIRECT AND OVERLAPPING PROPERTY TAX RATES Past Ten Fiscal Years (rate per $1,000 of assessed value) Fiscal General Total Year Obligation Direct Bozeman Ended Basic Debt Tax School Gallatin State of June 30,Rate Service Rate District County Montana 2009 160.59 10.57 171.16 212.53 210.14 46.00 2010 160.18 10.01 170.19 199.54 210.25 46.00 2011 158.96 9.79 168.75 196.89 217.21 46.00 2012 157.19 9.56 166.75 196.86 215.77 46.00 2013 158.38 8.37 166.75 203.26 215.10 46.00 2014 164.83 8.25 173.08 218.41 221.00 46.00 2015 177.52 11.24 188.76 216.67 215.78 46.00 2016 194.51 15.65 210.16 227.91 241.69 46.00 2017 190.17 15.13 205.30 232.06 241.69 46.00 2018 173.92 13.41 187.33 220.02 223.33 46.00 Source: Based on information provided by Gallatin County and Department of Revenue DRAFT 713 204 CITY OF BOZEMAN, MONTANA PRINCIPAL PROPERTY TAX PAYERS Current Year and Ten Years Ago Percentage Percentage Taxable of Total Total of Total Assessed City Taxable Assessed City Taxable Taxpayer Value Rank Assessed Value Value Rank Assessed Value Northwestern Energy - Transmission & Distribution 5,379,804$ 1 5.32%3,126,536$ 1 4.21% Verizon Wireless 583,961 2 0.58% Centurylink, Inc. (Qwest)524,350 3 0.52%1,138,418 2 1.53% Charter Communications Inc 498,174 4 0.49% NB Stadium View Distrcit 460,554 5 0.46% Harry Daum - Gallatin Mall 446,722 6 0.44%533,461 3 0.72% Stone Ridge Partners LLC 423,820 7 0.42%357,325 7 0.48% Mitchell Development & Investment LLC 376,921 8 0.37%326,043 10 0.44% Bridger Peaks Holding LLC 375,052 9 0.37% First Security Bank 352,421 10 0.35% Bozeman Deaconness Foundation 504,584 4 0.68% BVI/HJSI Bozeman LLC 402,806 5 0.54% Wal-Mart Stores 377,391 6 0.51% Celloco Partnership 344,823 8 0.46% Lowes HIW Inc.340,678 9 0.46% Total 9,421,779$ 9.31%7,452,065$ 10.05% Total City Taxable Assessed Value 101,201,777$ 74,178,000$ Source: Gallatin County Treasurer 2018 2009 DRAFT 714 205 CITY OF BOZEMAN, MONTANA PRINCIPAL PROPERTY TAX PAYERS IN DOWNTOWN BOZEMAN IMPROVEMENT DISTRICT Current Year and Prior Year Percentage Percentage Taxable of Total Taxable of Total Assessed City Taxable Assessed City Taxable Taxpayer Business Value Rank Assessed Value Value Rank Assessed Value G25 HOLDINGS LLC Property Investor/Developer 278,567$ 2 5.46%209,245$ 2 4.95% First Security Bank Bank 220,843 1 4.33%296,961 1 7.02% 5 West LLC Multi Tennant Commercial/Residential Buildling 132,329 3 2.60%N/A N/A N/A F&H, LLC Property Investor/Developer 126,764 4 2.49%119,590 3 2.83% Moose Point LP Commercial Property Developer 124,225 5 2.44%113,996 4 2.70% 777 Building Multi Tennant Office Retail Building 115,658 6 2.27%104,808 5 2.48% Downtowner Group LLC Business Support Services 96,034 7 1.88%89,618 6 2.12% Atlantic Financial Group Ltd.Bank 92,786 8 1.82%79,733 7 1.89% M & J Cowdrey LLC Property Investor/Developer 83,944 9 1.65%71,265 10 1.69% 702 LLC Property Investor/Developer 80,750 10 1.58%71,497 9 1.69% Total 1,351,900$ 26.52%1,156,713$ 27.36% Total Downtown BID Taxable Assessed Value 5,098,612$ 4,227,246$ Source: Gallatin County Treasurer 20172018 DRAFT 715 206 CITY OF BOZEMAN, MONTANA PROPERTY TAX LEVIES AND COLLECTIONS Past Ten Fiscal Years 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Type of Customer Residential 1,379,115 1,516,359 1,224,164 1,181,195 1,323,816 1,513,986 1,433,833 1,385,140 1,493,192 1,601,439 Government 49,623 66,253 51,168 48,228 49,349 59,589 52,448 53,165 51,923 56,956 MSU 260,232 254,891 228,789 227,019 235,965 233,484 213,698 210,107 208,618 225,394 Commercial 626,846 670,961 571,223 568,474 602,352 638,337 607,444 599,193 610,741 620,761 Total 2,315,816 2,508,464 2,075,343 2,024,916 2,211,481 2,445,396 2,307,423 2,247,605 2,364,473 2,504,550 Total direct rate 2,478.36$ 2,495.43$ 2,679.44$ 2,787.06$ 2,887.40$ 2,955.66$ 3,053.40$ 3,105.14$ 3,175.41$ 3,256.72$ per 1,000 HCF Source: City of Bozeman Finance Department Fiscal Year DRAFT 716 207 CITY OF BOZEMAN, MONTANA WATER SOLD BY TYPE OF CUSTOMER Past Ten Fiscal Years (in hundreds of cubic feet “HCF”) 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Type of Customer Residential 1,516,359 1,224,164 1,181,195 1,323,816 1,513,986 1,433,833 1,385,140 1,493,192 1,601,439 1,623,881 Government 66,253 51,168 48,228 49,349 59,589 52,448 53,165 51,923 56,956 75,001 MSU 254,891 228,789 227,019 235,965 233,484 213,698 210,107 208,618 225,394 217,967 Commercial 670,961 571,223 568,474 602,352 638,337 607,444 599,193 610,741 620,761 618,398 Total 2,508,464 2,075,343 2,024,916 2,211,481 2,445,396 2,307,423 2,247,605 2,364,473 2,504,550 2,535,247 Total direct rate 2,495.43$ 2,679.44$ 2,787.06$ 2,887.40$ 2,955.66$ 3,053.40$ 3,105.14$ 3,175.41$ 3,256.72$ 3,337.92$ per 1,000 HCF Source: City of Bozeman Finance Department Fiscal Year DRAFT 717 208 CITY OF BOZEMAN, MONTANA WATER AND SEWER RATES Past Ten Fiscal Years Fiscal Year Monthly Rate per Monthly Rate per Ended Base 1,000 Base 1,000 June 30,Rate Gallons Rate Gallons 2009 12.60$ 19.74$ 12.13$ 20.10$ 2010 13.00$ 20.37$ 13.37$ 22.15$ 2011 13.42$ 21.02$ 14.73$ 24.41$ 2012 14.02$ 21.96$ 15.61$ 25.87$ 2013 14.65$ 22.95$ 16.55$ 27.42$ 2014 14.65$ 22.95$ 17.56$ 29.10$ 2015 14.65$ 22.95$ 17.56$ 29.10$ 2016 15.02$ 23.53$ 18.09$ 29.98$ 2017 15.39$ 24.11$ 18.63$ 30.87$ 2018 15.70$ 24.60$ 19.01$ 31.50$ * For Residential Customers, using 5/8 inch meter size. Sources:City of Bozeman, Montana Commission Resolution 4043 City of Bozeman, Montana Commission Resolution 4184 City of Bozeman, Montana Commission Resolution 4185 City of Bozeman, Montana Commission Resolution 4327 City of Bozeman, Montana Commission Resolution 4328 City of Bozeman, Montana Commission Resolution 4454 City of Bozeman, Montana Commission Resolution 4626&4627 City of Bozeman, Montana Comission Resolution 4819 & 4820 Water Sewer DRAFT 718 DEBT CAPACITY DRAFT 720 209 CITY OF BOZEMAN, MONTANA RATIO OF OUTSTANDING DEBT BY TYPE Past Ten Fiscal Years Fiscal Year General Special Tax Increment Water Wastewater Stormwater Total Percentage Ended Obligation Notes Capital Assessment Financing Revenue State of MT Revenue Capital Primary of Personal Per June 30,Bonds Payable Leases Bonds Bonds Bonds RLF Loans Bond Leases Government Income Capita 2009 4,815,000$ -$ 360,127$ 5,211,000$ 5,850,000$ 56,615$ -$ -$ -$ 16,292,742$ 2.01%441.14$ 2010 4,275,000 851,071 291,237 4,819,000 5,695,000 28,992 7,902,127 - - 23,862,428 2.75%640.09$ 2011 3,710,000 509,705 214,016 4,351,500 5,535,000 - 24,017,080 - - 38,337,301 4.68%1,027.42$ 2012 3,080,000 306,727 203,860 2,269,500 5,370,000 182,577 23,853,427 - - 35,266,091 4.39%925.23$ 2013 2,445,000 1,198,823 149,892 1,659,500 5,195,000 13,751,878 22,501,119 - - 46,901,212 5.56%1,210.26$ 2014 11,685,000 1,086,396 94,176 1,185,500 5,015,000 18,140,000 21,025,565 - - 58,231,637 6.83%1,498.50$ 2015 16,320,000 963,274 295,912 890,500 4,825,000 17,365,000 19,972,565 229,750 434,598 61,296,599 7.22%1,471.35$ 2016 15,570,000 884,844 249,501 662,500 4,630,000 16,567,000 18,930,565 1,440,430 363,749 59,298,589 6.98%1,366.17$ 2017 14,710,000 902,500 270,492 501,000 4,425,000 15,760,000 17,856,000 1,367,430 290,538 56,082,960 6.11%1,239.40$ 2018 13,835,000 763,588 463,535 406,000 5,018,931 19,107,497 16,368,000 1,292,430 214,887 57,469,869 5.78%1,233.36$ Sources:City Manager's Final Adopted Budget City of Bozeman Finance Department Governmental Activities Business-Type Activities DRAFT 722 210 CITY OF BOZEMAN, MONTANA RATIO OF GENERAL BONDED DEBT OUTSTANDING Past Ten Fiscal Years Percentage of Fiscal Actual Year General Tax Increment Taxable Ended Obligation Financing District Value of Per June 30,Bonds Bonds Total Property Capita 2009 4,815,000$ 5,850,000$ 10,665,000$ 14.4% 288.77$ 2010 4,275,000 5,695,000 9,970,000 12.7% 267.44$ 2011 3,710,000 5,535,000 9,245,000 11.5% 247.76$ 2012 3,080,000 5,370,000 8,450,000 10.3% 221.69$ 2013 2,445,000 5,195,000 7,640,000 9.2% 197.15$ 2014 11,685,000 5,015,000 16,700,000 19.5% 429.75$ 2015 16,320,000 4,825,000 21,145,000 24.1% 507.56$ 2016 15,570,000 4,630,000 20,200,000 23.3% 465.38$ 2017 14,710,000 4,425,000 19,135,000 21.3% 422.87$ 2018 13,835,000 4,926,931 18,761,931 18.5% 402.65$ Source:City Manager's Final Adopted Budget General Bonded Debt Outstanding DRAFT 723 211 CITY OF BOZEMAN, MONTANA DIRECT & OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT Debt Estimated Outstanding Estimated Share of as of Percentage Overlapping June 30, 2018 Applicable (1)Debt Overlapping Bonded Indebtedness Gallatin County: Various issues outstanding 33,270,000$ 36%11,920,441$ Bozeman School District #7: Various issues outstanding 197,531,849$ 31%61,021,015$ Subtotal overlapping debt 72,941,456$ City of Bozeman, Montana Direct Debt 20,487,055$ 100%20,487,055$ (NOTE 9 & 10) Total Direct & Overlapping Debt 93,428,510 Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of Bozeman. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident, and therefore responsible for repaying the debt, of each overlapping government. (1) The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of another governmental unit's taxable assessed value that is within the City's boundaries and dividing it by each entity's total taxable assessed value. Sources: City of Bozeman Finance Department Gallatin County Assessor's Office Bozeman School District #7 DRAFT 724 212 CITY OF BOZEMAN, MONTANA LEGAL DEBT MARGIN INFORMATION Past Ten Fiscal Years 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Debt limit*60,185,000$ 66,375,000$ 70,688,000$ 74,875,000$ 76,450,000$ 84,657,000$ 84,500,000$ 142,464,717$ 147,500,000$ 168,633,783$ Total net debt applicable to limit (4,842,905) (4,295,240)$ (3,638,239)$ (3,386,727)$ (3,643,823)$ (12,771,396)$ (15,356,726)$ (16,454,841)$ (18,613,264)$ (14,598,588)$ Legal debt margin 55,342,095$ 62,079,760$ 67,049,761$ 71,488,273$ 72,806,177$ 71,885,604$ 69,143,274$ 126,009,876$ 128,886,736$ 154,035,195$ Total net debt applicable to the limit 8.0% 6.5% 5.1% 4.5% 4.8% 15.1% 18.2% 11.6% 12.6% 8.7% as a percentage of debt limit *2.5% of total market value of taxable property of $6.7 Billion Source: City Manager's Final Adopted Budget Fiscal Years DRAFT 725 213 CITY OF BOZEMAN, MONTANA PLEDGED REVENUE COVERAGE Past Ten Fiscal Years Fiscal Year Revenues Annual Ended Available Debt Service June 30,for Debt Service Payment Coverage 2008 585,839 416,223 1.41 2009 742,192 425,288 1.75 2010 1,209,378 424,288 2.85 2011 1,135,166 423,088 2.68 2012 1,266,104 421,688 3.00 2013 1,497,572 425,088 3.52 2014 1,644,960 423,088 3.89 2015 1,853,725 425,888 4.35 2016 2,066,749 423,288 4.88 2017 2,160,187 425,488 5.08 DRAFT 726 214 CITY OF BOZEMAN, MONTANA DEBT SERVICE REQUIREMENTS AND COVERAGE FOR TAX INCREMENT DISTRICTS Past Ten Fiscal Years Fiscal Year Revenues Annual Revenues Annual Ended Available Debt Service Available Debt Service June 30,for Debt Service Payment Coverage for Debt Service Payment Coverage 2009 742,192 425,288 1.75 - - - 2010 1,209,378 424,288 2.85 - - - 2011 1,135,166 423,088 2.68 - - - 2012 1,266,104 421,688 3.00 - - - 2013 1,497,572 425,088 3.52 - - - 2014 1,644,960 423,088 3.89 - - - 2015 1,853,725 425,888 4.35 - - - 2016 2,066,749 423,288 4.88 - - - 2017 2,160,187 425,488 5.08 - - - 2018 2,430,377 422,288 5.76 149,580 92,000 1.63 **$863,000 Bond issuance for the Northeast Urban Renewal District on 7/20/2017 DOWNTOWN IMPROVEMENT DISTRICT NORTHEAST URBAN RENEWAL DISTRICT DRAFT 727 215 CITY OF BOZEMAN, MONTANA SUMMARY OF OUTSTANDING SIDs Current Fiscal Year Bond Original Maturity Bonds Cash Assessments Delinquent Issue Amount Date Outstanding Balance Outstanding Assessments SID 669 1,160,000$ 7/1/2020 65,000 41,174 95,445 1,735 SID 683 1,372,000 7/1/2024 140,000 102,869 327,099 (3,114) SID 684 1,376,869 7/1/2025 - 249,902 383,256 (958) TOTAL 3,908,869$ 205,000$ 393,945$ 805,800$ (2,338)$ As of June 30, 2018 DRAFT 728 216 CITY OF BOZEMAN, MONTANA REVOLVING FUND BALANCE AND BOND SECURED THEREBY Past Ten Fiscal Years Fiscal Year Ended Revolving Fund Principal June 30,Cash Balance Amount of Debt 2009 647,235 5,211,000 2010 1,228,197 4,819,000 2011 3,160,685 4,351,500 2012 3,190,244 2,269,500 2013 2,443,769 1,803,029 2014 2,474,971 1,317,226 2015 2,948,129 1,295,224 2016 2,924,604 1,120,708 2017 2,874,013 1,040,533 2018 2,903,817 916,503 DRAFT 729 217 CITY OF BOZEMAN, MONTANA SPECIAL IMPROVEMENT DISTRICT ASSESSMENT BILLING AND COLLECTIONS Past Ten Fiscal Years Fiscal Assessment Total Annual Year Billing Collections 2009 951,885$ 1,022,641$ 2010 915,398 989,977 2011 871,180 1,134,049 2012 750,418 858,699 2013 741,886 820,090 2014 676,613 1,054,484 2015 538,697 586,116 2016 543,351 705,143 2017 528,622 558,988 2018 505,481 506,819.00 DRAFT 730 DEMOGRAPHIC AND ECONOMIC INFORMATION DRAFT 732 218 CITY OF BOZEMAN, MONTANA DEMOGRAPHIC AND ECONOMIC STATISTICS Past Ten Fiscal Years Fiscal Estimated Per Residents Year Annual %Capita Median with Bachelors K-12 Ended Change in Personal Personal Age Degree or School Unemployment June 30,Population Population Income Income (years)Higher Schooling Enrollment Rate 2009 36,933 2.7% 808,624,803$ 26,313$ 27.0 52.7%5,463 4.6% 2010 37,280 0.9% 866,396,960$ 25,909$ 26.0 50.6%5,509 5.8% 2011 37,314 0.1% 819,014,169$ 25,611$ 27.2 50.1%5,679 5.6% 2012 38,116 2.1% 803,487,262$ 24,709$ 27.2 53.9%5,810 5.2% 2013 38,753 1.6% 843,399,480$ 25,608$ 27.1 55.4%5,994 4.3% 2014 38,860 0.3% 852,165,042$ 26,427$ 26.8 53.3%6,216 3.5% 2015 41,660 6.7% 849,198,410$ 26,335$ 27.3 53.6%6,294 2.9% 2016 43,405 4.0% 849,682,100$ 26,350$ 27.5 54.4%6,533 2.8% 2017 45,250 4.1% 918,565,430$ 26,506$ 27.7 56.5%6,770 2.8% 2018 46,596 2.9% 993,940,022$ 28,748 27.9 55.6%6,908 2.8% Sources: Bozeman Public Schools U.S. Bureau of Labor Statistics U.S. Census Bureau DRAFT 734 219 CITY OF BOZEMAN, MONTANA PRINCIPAL EMPLOYERS FOR GALLATIN COUNTY Current Year and Ten Years Ago Private Employer Private Employer Employers Class Employers Class By Class Size By Class Size Bozeman Deaconess Hospital 9 Bozeman Deaconess Hospital 9 Oracle America 8 Right Now Technologies 7 Kenyon Noble Lumber & Hardware 7 Wal-Mart 7 Town Pump Convenience Stores 7 Albertsons 6 Wal Mart 7 Bozeman Daily Chronicle 6 Albertson's 6 Community Food Coop 6 Blackhawk Industries 6 Costco 6 Bridger Bowl 6 First Security Bank 6 Community Food Co-Op 6 Kenyon Noble Lumber & Hardware 6 Costco 6 Lowes 6 First Security Bank 6 Martel Construction 6 First Student 6 McDonald's 6 JC Billion 6 Murdoch's Ranch & Home Supply 6 McDonalds 6 Ressler Motor Co 6 Murdoch's Ranch & Home Supply 6 Ridge Athletic Club 6 Ressler Motor 6 Riverside Country Club 6 Simms Fishing Products 6 Rosauers Supermarket 6 Town & Country Foods 6 Simkins Hallin Lumber 6 Williams Plumbing & Heating 6 Town Pump 6 Zoot Enterprises 6 Zoot Enterprises 6 Public Employer Public Employer Employers Class Employers Class By Class Size By Class Size Montana State University 9 Montana State University 9 Belgrade School District 8 Bozeman School District 8 Bozeman School District 8 City of Bozeman 7 Gallatin County 8 Gallatin County 7 City of Bozeman 7 Class 6 - 100 to 249 Employees Class 7 - 250 to 499 Employees Class 8 - 500 to 999 Employees Class 9 - 1,000+ Employees Source: Montana Department of Labor & Industry 2018 2009 June June DRAFT 735 OPERATING INFORMATION DRAFT 736 220 CITY OF BOZEMAN, MONTANA FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION / PROGRAM Past Ten Fiscal Years 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 General Government City Commission 2.10 2.10 2.10 2.10 2.10 2.10 2.10 2.10 2.10 0.10 City Manager *10.50 11.50 11.50 8.00 8.00 5.00 5.00 6.00 6.00 9.00 Municipal Court 7.00 7.50 8.50 8.50 8.50 8.50 9.00 8.50 8.50 9.50 City Attorney 6.00 11.50 7.00 7.00 7.00 7.00 9.00 10.20 10.20 10.70 Administrative Services - - - - - 19.00 21.00 21.50 23.50 22.50 Finance *10.00 8.75 8.75 10.00 11.00 - - - - Information Technology *6.00 5.88 5.88 6.00 6.00 - - - - Community Development 13.70 12.20 12.20 8.75 9.00 8.00 12.60 11.60 13.00 13.00 Building Maintenance 3.55 3.55 3.55 3.00 3.50 3.50 3.50 3.50 3.50 4.50 Total General Government 58.85 62.98 59.48 53.35 55.10 53.10 62.20 63.40 66.80 69.30 Public SafetyPolice Department 62.75 71.75 71.75 71.25 72.75 72.75 72.25 71.70 72.70 72.70 Fire Department 45.25 41.75 41.75 41.75 43.75 45.75 45.00 46.00 46.00 46.00 Building Inspection 13.55 9.55 10.55 10.55 10.55 12.55 14.00 18.50 18.50 19.50 Parking 4.75 4.75 4.75 4.50 4.50 5.50 6.00 6.00 6.00 6.00 Total Public Safety 126.30 127.80 128.80 128.05 131.55 136.55 137.25 142.20 143.20 144.20 Public Services Public Services Administration / Engineering 8.15 8.15 8.15 10.00 10.00 12.00 6.58 10.25 11.50 11.50 Streets 17.62 17.62 17.62 17.62 17.62 18.62 16.20 18.85 19.85 21.85 Storm Water - - - - 1.00 1.00 4.00 6.25 6.50 7.50 Water Treatment Plant 9.27 9.27 9.27 9.77 9.77 11.27 12.75 10.50 10.50 10.00 Water Operations 16.62 15.62 15.62 15.62 15.62 15.62 17.33 14.45 14.45 12.00 Wastewater Operations 11.25 10.25 10.25 10.25 10.25 11.25 13.09 13.30 14.05 12.00 Wastewater Plant 15.87 15.87 15.87 15.87 16.37 17.47 15.50 14.75 14.75 15.00 Solid Waste Collection/Recycling 15.74 15.74 15.74 15.74 15.74 15.74 15.90 15.15 16.15 17.15 Solid Waste Disposal - - - - - - - - - - Vehicle Maintenance 4.00 5.00 5.00 5.00 5.00 5.00 5.00 6.50 6.50 7.50 Total Public Services 98.52 97.52 97.52 99.87 101.37 107.97 106.35 110.00 114.25 114.50 Public Welfare Cemetery (numerous short terms)5.75 5.75 5.75 3.33 3.33 3.33 4.90 5.04 5.04 4.75 Parks (numerous short terms)13.45 13.45 13.45 11.77 11.77 11.77 15.40 14.51 14.51 14.90 Forestry 4.60 4.60 4.60 4.60 4.60 4.60 5.95 5.65 6.65 5.20 Library 21.66 21.66 21.66 21.66 21.56 23.11 23.41 26.02 28.02 28.02 Recreation (numerous short terms)15.00 15.00 15.00 15.83 15.83 16.83 16.83 23.55 24.26 23.41 Community Services 1.00 2.00 2.00 2.00 2.00 4.00 3.50 3.50 3.50 2.00 Total Public Welfare 61.46 62.46 62.46 59.19 59.09 63.64 69.99 78.27 81.98 78.28 Total of all Funds 345.13 350.76 348.26 340.46 347.11 361.26 375.79 393.87 406.23 406.28 Source: City Manager's Final Adopted Budget * Administrative Services was created in fiscal year 2014 and consists of Finance, Information Technology and Human Resources Fiscal Years DRAFT 738 221 CITY OF BOZEMAN, MONTANA OPERATING INDICATORS BY FUNCTION / PROGRAM Past Ten Fiscal Years 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Finance SID Statements 15,000 15,816 16,000 16,000 16,200 16,424 16,506 16,893 17,200 17,463 Utility Bills 134,000 135,000 135,000 135,000 138,000 155,000 162,000 166,000 169,000 172,000 Accounts Payable Checks Processed 12,218 12,076 12,122 11,962 12,519 10,453 11,098 11,000 11,800 12,350 PoliceNumber of Officers 52 55 56 60 63 63 61 60 61 60 Calls for Service 45,145 43,385 45,131 45,358 47,361 48,542 46,290 47,400 48,200 49,257 Arrests 2,853 2,338 2,325 2,152 2,096 2,165 2,195 2,078 2,427 2,430 Misdemeanor Citations Issued - includes traffic **n/a 3,311 4,504 5,234 5,205 6,045 6,169 6,390 5,886 6,500 Traffic Stops **n/a 10,702 10,036 9,358 10,629 8,210 7,757 7,482 7,900 7,675 Traffic Crashes 1,302 1,194 1,486 1,264 1,320 1,469 1,601 1,792 1,850 2,047 Fire Fires, Hazardous Conditions & Rupture/Explosions 248 248 278 278 309 340 296 349 275 459 Emergency Medical Services/Rescue 1,441 1,441 1,483 1,483 1,941 2,051 2,032 2,424 1,584 2,504 Service Calls 145 145 187 187 145 212 202 244 250 349 Building InspectionCommercial Permits: Number 1,047 961 1,535 1,420 1,305 1,165 1,560 1,628 1,731 883 Value (Millions)140.50 70.41 106.90 95.03 69.64 $44.50 $98.02 $164.47 $65 $216Residential Permits: Number 1,571 1,543 3,613 2,421 2,338 2,911 2,836 3,937 3,905 3,222 Value (Millions)79.67 67.02 72.57 89.74 146.32 $130.68 $191.97 $200 $130 $340 Water New Service Main Taps 39 16 3 20 41 57 70 60 72 65Meter Replacement/Repair 368 650 467 279 113 479 1006 978 1500 994Water Main Breaks/Repairs 6 4 1 6 4 7 5 7 6 7WastewaterMain Line Flushing (in Miles)90 81 78.26 90 47 30 90 50 30.9 50 New Infrastructure TV (in Miles)1 1 1 1 2.6 2 8 2.6 9.9 7New Service Taps 15 5 4 4 17 37 44 20 30 30Solid Waste Collection & RecyclingResidential Accounts 6,957 7,130 7,092 7,240 7,470 7,869 8,369 8,878 9,378 9,843 Commercial Customers 262 268 271 281 265 258 265 461 516 300 Recycling Customers 881 965 970 1,000 1,135 1,601 2,100 2,663 3,300 3,700 Annual Tonnage Collected: Collections Program 10,397 10,657 10,920 11,248 10,695 10,960 11,457 11,691 12,490 13,600 Vehicle MaintenanceWork Orders Processed 870 1,005 1,435 1,473 1,646 1,717 1,549 1,453 1,509 2,592 Gallons of Oil Disposed 9,350 9,175 9,445 8,751 8,640 8,740 8,969 7,395 6,475 5,007 Parks Park Reservations 221 280 319 320 350 400 400 400 400 425 Sources: City Manager's Final Adopted Budget City of Bozeman Finance Department ** Not used as an operating indicator until 2010 Fiscal Year Ended June 30, DRAFT 739 222 CITY OF BOZEMAN, MONTANA CAPITAL ASSET STATISTICS BY FUNCTION / PROGRAM Past Ten Fiscal Years 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 Police Stations 1 1 1 1 1 1 1 1 1 1 Patrol Units (Cars)19 20 20 20 20 20 22 21 21 22 Patrol Units (Motorcycles)4 4 4 4 4 4 2 3 3 3 Fire Stations 3 3 3 3 3 3 3 3 3 3 Fire Trucks 5 6 6 6 6 7 7 7 7 7 Streets Street & Alley Mileage 243 247 255 255 256 252 253 254 274 280 Lane Miles Painted 35 40 40 41 37 35 49 50 50 52.0 Number of Signs Installed/Repaired 732 750 722 1,120 669 798 600 600 600 708 Water Water Mains (Miles)254 256 258 261 265 267 269 275 277 283.95 Fire Hydrants 2,274 2,308 2,324 2,351 2,388 2,406 2,419 2,511 2,573 2,618 Wastewater Sanitary Sewers (Miles)201 205 205 208 210 212 213 219 224 234.64 Number of Manholes 3,988 4,034 4,080 4,084 4,154 4,185 4,219 4,360 4,492 4,614 Solid Waste Number of Collection Vehicles 8 8 8 8 8 8 8 8 8 8 Number of Roll-off Trucks 4 4 4 4 4 4 4 4 4 5 Number of Recycling Trucks 1 1 1 1 1 2 2 2 2 2 Number of Compost Collection Trucks 2 2 2 2 2 2 2 2 2 1 Parks Formal Turf Acres 120 120 125 125 125 125 126 140 140 172 Natural Parkland Acres 205 205 210 220 220 220 220 220 220 323 Miles of Trails 50 54 55 55 55 61 63 63 63 63 Sources: City Manager's Final Adopted Budget City of Bozeman Finance Department City of Bozeman GIS Department City of Bozeman Police Department Fiscal Year Ended June 30, DRAFT 740 PART IV REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS – GOVERNMENT AUDITING STANDARDS DRAFT 742 223 1019 E MAIN ST • SUITE 201 • BOZEMAN, MONTANA 59715 TEL: 406.556.6160 • FAX: 406.586.8719 • WEB: www.azworld.com ANDERSON ZURMUEHLEN & CO., P.C. • CERTIFIED PUBLIC ACCOUNTANTS & BUSINESS ADVISORS MEMBER: AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Honorable Mayor, City Commissioners, and City Manager of the City of Bozeman, Montana We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of City of Bozeman, Montana (the City), as of and for the year ended June 30, 2018, which collectively comprise the City’s basic financial statements and have issued our report thereon, dated . Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City of Bozeman’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of City of Bozeman’s internal control. Accordingly, we do not express an opinion on the effectiveness of City of Bozeman’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. DRAFT 744 224 Compliance and Other Matters As part of obtaining reasonable assurance about whether City of Bozeman’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance, and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Bozeman, Montana DATE DRAFT 745 1019 E MAIN ST • SUITE 201 • BOZEMAN, MONTANA 59715TEL: 406.556.6160 • FAX: 406.586.8719 • WEB: www.azworld.comANDERSON ZURMUEHLEN & CO., P.C. • CERTIFIED PUBLIC ACCOUNTANTS & BUSINESS ADVISORS MEMBER: AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS To the Board of City Commissioners Bozeman, Montana We have audited the financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Bozeman (the City) for the year ended June 30, 2018. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards and Government Auditing Standards, as well as certain information related to the planned scope and timing of our audit. We have communicated such information in our letter to you dated July 13, 2018. Professional standards also require that we communicate to you the following information related to our audit. Significant Audit Matters Qualitative Aspects of Accounting Practices Management is responsible for the selection and use of appropriate accounting policies. The significant accounting policies used by the City are described in Note 1 to the financial statements. During 2018, the City adopted the following new accounting standards:  GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions  GASB Statement No. 85, Omnibus 2017 The application of existing policies was not changed during 2018. We noted no transactions entered into by the City during the year for which there is a lack of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting estimates are an integral part of the financial statements prepared by management and are based on management’s knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. The most sensitive estimates affecting the financial statements were: (i) valuation of the solvent site remediation liability in the waste water fund, which is based on an engineer’s projection of the long term costs; (ii) valuation of post-closure costs for the landfill, which is based on an engineer’s estimate of landfill post-closure care costs; (iii) depreciation expense, which is based on management’s estimate of useful lives of fixed assets; (iv) the liability for the other post-employment benefits which is based on an actuarial study; and (v) the liability for net pension costs which is based on actuarial studies of the respective plans. We evaluated the key factors and assumptions used to develop these estimates in determining that they are reasonable in relation to the financial statements taken as a whole. Certain financial statement disclosures are particularly sensitive because of their significance to financial statement users. The most sensitive disclosures affecting the financial statements were the disclosure of Pension in Note 14 to the financial statements and the disclosure of Other Post Employment Benefit in Note 15 to the financial statements. 746 - 2 - The financial statement disclosures are neutral, consistent, and clear. Difficulties Encountered in Performing the Audit We encountered no significant difficulties in dealing with management in performing and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that are clearly trivial, and communicate them to the appropriate level of management. The attached schedule summarizes uncorrected misstatements of the financial statements. Management has determined that their effects are immaterial, both individually and in the aggregate, to the financial statements taken as a whole. Disagreements with Management For purposes of this letter, a disagreement with management is a financial accounting, reporting, or auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial statements or the auditor’s report. We are pleased to report that no such disagreements arose during the course of our audit. Management Representations We have requested certain representations from management that are included in the management representation letter dated December 17, 2018. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a “second opinion” on certain situations. If a consultation involves application of an accounting principle to the City’s financial statements or a determination of the type of auditor’s opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the City’s auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Other Matters We applied certain limited procedures to the management’s discussion and analysis, the budgetary comparison – General Fund and Special Revenue Major Funds, Schedule of Funding Progress – Other Postemployment Benefits, and the Schedule of Proportionate Share of Net Pension Liability and Schedule of Contributions, and the related notes, which are required supplementary information (RSI) that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management’s responses to our 747 - 3 - inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. We were engaged to report on the combining fund statements and other budgetary comparison reports, which accompany the financial statements but are not RSI. With respect to this supplementary information, we made certain inquiries of management and evaluated the form, content, and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the financial statements or to the financial statements themselves. We were not engaged to report on the introductory or statistical sections, which accompany the financial statements but are not RSI. Such information has not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on it. Restriction on Use This information is intended solely for the use of the Board of City Commissioners and management of the City and is not intended to be, and should not be, used by anyone other than these specified parties. Bozeman, Montana December 17, 2018 748 City of Bozeman Schedule of Uncorrected Misstatements June 30, 2018 Account Description W/P Ref Debit Credit Government-Wide Passed Adjustment: Dr. Net Position 5510 465,037$ Cr. Public Safety Expenditures 5510 465,037$ Compensated absences were understated in the prior year for firefighters and corrected in the current year. This causes the current year expense to be overstated and the prior year expense to be understated. The above adjustment was proposed to move the prior year expense to the proper period. 749