HomeMy WebLinkAbout04- BLC Associates LLC; Loan Agreement & Promissory Note (copy)
LOAN AGREEMENT
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THIS LOAN AGREEMENT is made and entered into this !(;>'+-day of
ll(( J ;- l\ , 2cttj by and between BLC Associates, LLC, a Montana Limited Liability
Corporation, hereinafter referred to as "Borrower", and the City of Bozeman, hereinafter referred
to as the "Lender". Borrower agrees to pay to Lender the sum of One Hundred Fifty Thousand
Dollars ($150,000.00), plus interest in accordance with the terms of this agreement.
RECITALS
WHEREAS, the Lender has established an Affordable Housing Revolving Loan Fund for
the purpose of furthering development of affordable housing in the Bozeman jurisdictional area;
and
WHEREAS, the Borrower wishes to borrow funds from the Lender to develop certain
properties and provide more affordable housing to the residents of the City of Bozeman; and
WHEREAS, the Borrower has agreed to develop property within the City of Bozeman
meeting the City's guidelines for affordable housing and to provide housing for Bozeman's
senior citizens; and
WHERAS, this development project fits within the City's Affordable Housing Strategies.
NOW, THEREFORE, in consideration of the mutual covenants and conditions herein, the
parties agree as follows:
1. Amount of Loan
The Lender agrees under the terms and conditions of this Agreement, to make a loan for
equipment and working capital to the Borrower in the principal amount of $150,000, to be repaid
over a term of not more than one year. This loan is evidenced by a promissory note and secured
by a mortgage.
LOAN AGREEMENT
Page 2 of 11
2. Interest Rate and Repayment of Loan
The loan shall bear interest at four percent (4%) per annum. The term of the loan is one
(1) year being payable in full not later than March 10,2005. The loan shall commence accruing
interest from the date the funds are disbursed and shall be owed in full upon payment. Interest
upon payment shall be calculated according to standard accounting practices. While there will be
no penalty for prepayment of the loan, Borrower acknowledges his obligation to pay the interest
accrued. All pre-payments shall first be applied to interest owed and then to principal, according
to standard accounting practices.
3. Disbursement of Funds
Lender shall distribute the full amount of the loan to the Borrower immediately upon
receiving all signed documents from the Borrower.
4. Conditions of Loan
A. The Borrower will deliver to the Lender a fully executed and recordable Mortgage
granting to the Lender an interest in two lots located within Gallatin County as security for the
Loan.
B. Upon receipt of reasonable advance notice, the Borrower will permit representatives
of the Lender to inspect the Borrower's facilities and records, which are the subject ofthis loan.
C. This Agreement is non-assignable except upon the written consent of the Lender.
A request for consent to assignment must include a statement justifying the request and the
financial statement of the proposed assignee. This statement must be current to within 90 days of
the request. The Lender reserves the right to deny requests for assignment and to modify rates
and terms of the Loan Agreement and its exhibits as conditions of an assignment.
D. It is expressly understood that the proceeds of this loan are designated solely for
the purpose of the legitimate business establishment described on Page 1 of this Agreement.
LOAN AGREEMENT
Page 3 of 11
E. The Borrower waives any and all claims and recourse against the Lender,
including the right of contribution for loss and damage to persons or property arising from,
growing out of, or in any way connected with or incident to this Agreement. Further, the
Borrower will indemnify, hold harmless, and defend the Lender against any and all claims,
demands, damages, costs, expenses or liability arising out of the performance of the Borrower.
F. In the event that BLC Associates, LLC., is sold or transferred during the term of this
loan, the loan will become immediately due and payable.
G. The Borrower shall not remove the business activities or facilities for which the
loan is intended from the city limits of the City of Bozeman.
5. Security
A. As security for the payment of all loans now or in the future made under this
Agreement; prompt, full, and faithful performance by Borrower of all of the provisions to be
kept, preserved, or performed by the Borrower under this Agreement; and all other indebtedness
of the Borrower to the Lender, now existing or subsequently incurred, Borrower grants to Lender
a Mortgage in certain real property located in Gallatin County Montana more particularly
described as follows:
Lots 2 and 3 of Bridger Peaks Village Subdivision in Gallatin County, Montana according
to the official plat thereof on file and of record in the office of the County Clerk and
Recorder, Gallatin County, Montana. Plat Reference: J-3068. {Ref' Document Number
2132298, November 18, 2003}.
B. Mortgage referenced in paragraph SA above is further secured by a promissory
note attached hereto as Exhibit "A", and guarantee attached hereto as Exhibit "B".
C. Should the Borrower default in repayment of the loan, the Lender may resort to
the property described in paragraph SA above and/or engage in any remedies provided by the
LOAN AGREEMENT
Page 4 of 11
laws of Montana, including foreclosure, always holding the Borrower responsible for any
deficiency after sale of the property securing the loan.
E. The Borrower will advise the Lender of any sale of the property described in
paragraph SA above or any action upon said property which in any way may make the collateral
pledged under this Agreement worth less than its present value or to the extent the Lender could
not recover the outstanding principal balance of the loan from the existing assets pledged.
6. Living Wage
The Borrower agrees to pay all workers employed by the Borrower in the performance of
this loan, a living wage as provided by Chapter 2.96 of the Bozeman Municipal Code. The
Borrower agrees to make available for City inspection its payroll records relating to employees
providing services under this loan. If any payroll records of the Borrower contain any false,
misleading or fraudulent information, or if the Borrower fails to comply with any of the
provisions of Bozeman Municipal Code Chapter 2.96, the Borrower will be in default and the
City may withhold payments on the agreement, terminate, cancel or suspend the agreement in
whole, or in part in addition to any remedies contained herein or at law.
7. Default
A. The occurrence of anyone or more of the following events shall constitute a default
("event of default") by Borrower under this Agreement:
1. Any representation or warranty made by the Borrower in this Agreement
or in any request or certificate or other information furnished to the Lender hereunder
proves to have been incorrect in any material respect.
2. The Borrower fails in any material respect to carry out its obligations
under its proposal to the Lender for the loan provided hereunder.
LOAN AGREEMENT
Page S of 11
3. The Borrower fails to pay, when due, any indebtedness for any money
borrowed, for which Borrower is liable as principal obligor or becomes liable as
guarantor.
4. The Borrower applies for or consents to the appointment of a receiver,
trustee or liquidator, admits in writing to its inability to pay its debts as they become due,
makes a general assignment for the benefit of creditors, or invokes any relief under any
chapter of the United States Bankruptcy Code.
5. The Borrower fails to provide a recordable mortgage for the subject loan
in accordance with Section S, above.
6. The Borrower fails to pay all local real estate and personal property taxes
specified to the project funded by the proceeds of this loan, as applicable.
7. The Borrower removes the business activities for which the loan IS
intended from the Lender's jurisdictional area during the term of the loan.
8. The Borrower fails to execute any documents reasonably necessary to
make the Lender secure in its financial position as stated in this Agreement.
9. The Borrower sells, transfers, pledges or hypothecates its stock so as to
render the Lender insecure in its position of having the loan repaid.
10. The Borrower sells any asset described in paragraph SA above and fails to
use the proceeds of the sale of the asset to retire part of the outstanding principal balance
ofthe loan.
11. The Borrower violates any term, assurance, or conditions of this
Agreement.
12. The Borrower fails to provide to the Lender documented proof of the
existence of insurance as required under Section 10 of this Agreement.
13. Borrower fails to obtain all applicable City business licenses.
LOAN AGREEMENT
Page 6 of 11
B. In the event the Borrower fails to make timely payments under this Agreement or
perform any of the covenants on its part or any event of default occurs as stated above, the
Lender at any time thereafter may declare the Borrower to be in default and thereafter give the
Borrower written notice setting forth the action or inaction which constitutes the default and
giving the Borrower thirty (30) days in which to correct the default. If the Borrower fails to
correct the default within thirty (30) days of receipt of this notice, the Lender may notify the
Borrower in writing that the full balance due upon this Agreement is then due and payable in full
within thirty (30) days.
It is agreed by the parties hereto that the provisions of this Agreement provide for
reasonable and sufficient notice to be given to the Borrower in case of the Borrower's failure to
perform any of its covenants and that this notice is sufficient for the Borrower to rectify its
actions or inaction of default.
Any waiver by the Lender of any default by the Borrower does not constitute a waiver of
a continuing breach or a waiver of a subsequent breach. Any agreement contrary to this
Agreement is not binding upon either party hereto unless it is in writing and signed by both
parties.
On an event of default, Lender, in its own absolute discretion, may exercise anyone or
more of the rights and remedies accruing to a secured party under the Uniform Commercial Code
of the State of Montana and any other applicable law and default by the debtor. All of the
Lender's rights and remedies under this Agreement and the other agreements are cumulative and
nonexclusive.
8. Non-Discrimination
A. Civil Rights Act of 1964. The Borrower will abide by the provisions of Title VI
of the Civil Rights Act of 1964 which states that no person may, on the grounds of race, color, or
LOAN AGREEMENT
Page 7 of 11
national origin, be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving federal financial assistance.
B. Section 109 of the Housing and Community Development Act of 1974. In the
performance of this contract the Borrower will obey this provision which states that: "No person
in the United States may, on the grounds of race, color, national origin, or sex, be excluded from
participation in, be denied the benefits of, or be subjected to discrimination under any program or
activity funded in whole or in part with the funds made available under this title. Any
prohibition against discrimination on the basis of age under the Age Discrimination Act of 1974
or with respect to an otherwise qualified handicapped individual as provided in Section S04 of
the Rehabilitation Act of 1973 will also apply to any such program or activity."
9. Additional Assurances
The Borrower will rem am fully obligated under the proVISIOns of this Agreement
notwithstanding its designation of any third party or parties with written approval of the Lender
for the undertaking of all or any part of the program with respect to which assistance is being
provided under this Agreement. The Borrower will comply with all applicable laws, rules and
regulations of the Lender, the State of Montana, and the United States Government and with all
lawful requirements of the Lender so as to insure that this Agreement is carried out in accordance
with the obligations and responsibility of the Lender of the State of Montana.
10. Insurance
The Borrower agrees to provide fire and extended coverage insurance protection on
property serving as collateral for this loan in the sum of at least the value of loan and the amount
of Lender's interest in said property. However, the Borrower may, upon written approval of the
Lender, in the event of loss, apply insurance proceeds received towards the payment of the loan
or use the proceeds to replace the property destroyed. The Borrower will provide copies of all
insurance policies to the Lender within one (1) week of the signing of this agreement. During the
LOAN AGREEMENT
Page 8 of 11
term of this Loan Agreement, when the Borrower renews the insurance policy by payment of an
additional year's premium, the Borrower will provide proof of payment of the premium to the
Lender so as to keep the Lender advised at all times that the machinery, equipment, furniture and
fixtures are insured. Failure to so notify the Lender is an event of default of this Loan Agreement
for purposes of the default provisions of Section 6 above.
11. Litigation
The Borrower states that to the best of its knowledge and belief there are no suits or
proceedings pending or threatened against or affecting it which, if adversely determined, would
have a material adverse effect on its financial condition. In addition, to the knowledge of the
Borrower, there are no proceedings by or before any governmental commission, board, bureau or
other administrative agency pending, or threatened against the Borrower.
12. Attorney's Fees
In the event that either party incurs legal expenses, including the costs, expenses, salary
and fees of the in-house counsel, to include City Attorney, to enforce the terms and conditions of
this Agreement, the prevailing party is entitled to recover reasonable attorney's fees and other
costs and expenses, whether the same are incurred with or without suit, including fees on appeal.
13. Avoidance of Conflict of Interest
The Borrower covenants that no officer, member, agent, or employee of the Lender who
participates in the administration of this Agreement in other than a purely ministerial capacity
will have any personal interest, real or apparent, in the proceeds of the loan provided hereby. For
purposes of this covenant, an impermissible conflict of interest exists if the officer, member,
agent or employee; any member of his or her immediate family; his or her partner; or an
organization which employs, or is about to employ, any of the foregoing has a financial or other
interest in the proceeds hereof during his or her tenure or for one year thereafter. The Borrower
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LOAN AGREEMENT
Page 9 of 11
shall incorporate, or cause to be incorporated, in all contracts or subcontracts a provISIOn
prohibiting such interest pursuant to the purposes ofthis section.
14. Construction and Venue
This Agreement will be construed under and governed by the laws of the State of
Montana. In the event of litigation concerning it, venue is in the 18th Judicial District in and for
the County of Gallatin, State of Montana.
15. Modifications
Any amendments or modifications of this agreement, or any provisions herein shall be
made in writing and executed in the same manner as an original document and shall after
execution become part of this agreement.
16. Demand;
Any demand upon or notice to either party shall be by personal service or addressed and
mailed to the following addresses:
LENDER:
BORROWER:
City Manager
P.O. Box 1230
Bozeman, MT S9771
Tim Howard
300 West Broadway, Suite #1
Missoula, Montana 59802
Mailing shall be by certified mail, return receipt requested, and shall be effective when
served or three (3) days after deposit in the United States Mail, whichever occurs first.
17. Waiver
No waiver of any default shall constitute a waiver of any other default, nor shall such
waiver constitute a continuing waiver. No waiver of any term or condition of this Agreement
shall constitute a waiver of any other term or condition, whether or not similar, nor shall such
waiver constitute a continuing waiver.
,
LOAN AGREEMENT
Pagel00fll
18. Headings
The headings used in this Agreement are for reference purposes only.
19. Binder
This Agreement shall be binding upon the heirs, personal representatives, successors and
assigns of the Parties.
20. Authority
The undersigned Borrower affirms that he has the authority to enter into this agreement
on behalf of himself and the corporation, and to bind the undersigned Borrower and corporation
to this Agreement. I 1.
DATED THIS l:u tty Of\;\~~
, 20~f
BLC Associates, L\.C.
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Tim tiowaru - -
Managing Member
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STATE OF MONT ANA )
:ss
County of Gallatin )
On the 1t1ff!.aay of /v(a/clt ,2cYf.Jbefore me, a Notary Public for the State of
Montana, personally appeared Tim Howard, kn~;t to me to be the person described in and who
executed the foregoing Loan Agreement as the Managing Member of BLC Associates, LLC,
whose name is subscribed to the within instrument and acknowledged to me that he executed the
same for and on behalf of said Corporation.
.
LOAN AGREEMENT
Page 11 of 11
IN WITNESS WHEREOF, I have hereunto set my hand and affixed my seal on the day and
year first written ab ve.
an L. or
Notary ub' for State of Montana
Residing at:
My Commission Expires: August 3, 2006.
LENDER: CITY OF BOZEMAN
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Robin L. Sullivan
Clerk of the Commission
ST ATE OF MONT ANA )
:ss
County of Gallatin )
On the IcJfldayof !tIarr~, 2ra1before me, a Notary Public for the State of
Montana, personally appeared Ron Brey and Robin Sullivan, known to me to be the persons
described in and who executed the foregoing Loan Agreement as City Manager and Clerk of the
Commission of the City of Bozeman, whose names are subscribed to the within instrument, and
acknowledged to me that they executed the same for and on behalf of said City.
IN WITNESS WHEREOF, I have hereunto set
and year first written above.
L. rdal
Nota ublic for State of Montana
Printed Name
Residing at Bozeman, Montana
My Commission Expires: August 3,2006.
PROMISSORY NOTE
$IS0,000.00
March /D, 2004
FOR V ALUE RECEIVED, BLC Associates, LLC promises to pay to the order of the City of
Bozeman, 411 East Main, Bozeman Montana 59715, (or other address notified in writing) the sum of One
Hundred Fifty Thousand Dollars ($150,000.00) with interest at the rate of four percent (4%) per annum,
payable in full no later than March 10, 2005. All payments made hereunder shall be credited first to interest
and the balance, if any, to principal.
BLC Associates, LLC may make prepayments on account toward the unpaid principal balance,
together with interest accrued to date, due to the City of Bozeman, and may pay the whole of the unpaid
principal balance, together with interest accrued to the date of full prepayment, without penalty; provided,
however, that no partial prepayment on account toward the unpaid principal balance shall relieve him from
the obligation of paying the whole of the principal sum, plus accrued interest, until fully paid.
In case of default in the payment of the entire principal sum and accrued interest, the balance shall
at once become due and payable without notice at the option of the holder of this note. Failure to exercise
the option with relation to any default in payment shall not constitute a waiver of the right to exercise the
same subsequently.
BLC Associates, LLC hereby waives any presentment, demand, protest, and notice of nonpayment,
and any and all homestead or exemption rights and the benefit of any moratorium, valuation and
appraisement laws of any state or the federal government, and agrees to pay reasonable attorney fees and any
costs of collection of amounts due on this note or to foreclose the mortgage securing the payment of this note.
DATED this 1.&- t:\a-ay of March 2004, at Bozeman, Gallatin County, Montana.\
Tim Howard
s
STATE OF MONTANA )
) ss.
County of Gallatin )
On this l.1L-f!t.ray of March 2004, before me, the undersigned, a Notary Public for the State of
Montana, personally appeared Tim Howard, known to me to be the person described herein and who
executed the foregoing Promissory Note as the Managing Member of BLC Associates, LLC, whose name
is subscribed to the within instrument and acknowledged to me that he executed the same for and on behalf
of said Corporation.
IN WITNESS WHEREOF, I hav
in this certificate first above written
1 the day and year
(NOTARIAL SEAL)
nL.
Notary c for the State of Montana
Residing at Bozeman, Montana
My Commission expires: August 3, 2006
"
CORPORATE GUARANTEE OF
BLC ASSOCIATES, LLC, AND TIM HOWARD, MANAGING MEMBER
THIS IS AN AGREEMENT OF GUARANTEE by BLC Associates, LLC, and Tim Howard,
Managing Member ("Guarantors"), to the City of Bozeman, Municipal Corporation ("Obligor"), of
payment of any and all funds loaned to BLC Associates, LLC, from the City of Bozeman through
its revolving loan fund pursuant to a certain Loan Agreement with Obligee by BLC Associates, LLC,
("Obligor").
For value received, Guarantors guarantee to Obligee payments in full for any funds loaned
to BLC Associates, LLC, from Obligee pursuant to that certain contract of Obligor with Obligee,
described as Loan Agreement dated March 10, 2004, along with any and all promissory notes and
amendments, addenda, and modifications to the Loan Agreement.
Guarantors consent to any extension of time of performance and/or payment ofthe whole or
any part of the Loan Agreement or any addition or change of the Loan Agreement and waive notice
of that consent.
This guarantee and every part of it shall bind Guarantors' heirs, executors, administrators and
aSSIgns.
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DATED this&-dayofMarch, 2004.
GUARANTORS:
BLC Associate~, LLC
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\\ Guarantee BLC Associates p. J of 2
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STATE OF MONTANA )
) ss.
County of Gallatin )
On this JIi!Jay of March 2004, before me, the undersigned, a Notary Public for the State of
Montana, personally appeared Tim Howard, known to me to be the person described herein and who
executed the foregoing Promissory Note as the Managing Member of BLC Associates, LLC, whose name
is subscribed to the within instrument and acknowledged to me that he executed the same for and on behalf
of said Corporation.
IN WITNESS WHEREOF, I have
in this certificate first above written
n 1. ord
Notary P bI' or the State of Montana
Residing at Bozeman, Montana
My Commission expires: August 3, 2006
(NOTARIAL SEAL)
Guarantee BLC Associates p. 2 of 2
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MORTGAGE
This Mort9age, made a!1d entered into this /C:-,)J..day of March 2004, by and between BLC
Associates, LLC, lJim Howar~anaging Membe.9 located at 300 West Broadway, Suite #1,
Missoula, Montana S9802, MORTGAGOR, and the City of Bozeman, with offices at 411 East Main,
Bozeman, Montana S971S, (or other address notified in writing), MORTGAGEE.
The obligation secured by this mortgage is a promissory note to secure payment of a loan made by
the City of Bozeman to BLC Associates, LLC.
WITNESSETH: That the Mortgagor, for and in consideration of the sum of One Hundred Fifty
Thousand Dollars ($IS0,000.00) plus 4% interest, the amount ofa loan provided this date to BLC
Associates, LLC by City of Bozeman, the receipt of which is hereby acknowledged, does hereby
mortgage and confirm unto the Mortgagee, its heirs, executors, administrators and assigns forever
its interests in the hereinafter described Real Estate, particularly described as follows:
Lots 2 and 3 of Bridger Peaks Village Subdivision in Gallatin County, Montana according
to the official plat thereof on file and of record in the office of the County Clerk and
Recorder, Gallatin County, Montana. Plat Reference: J-3068. {Ref" Document Number
2132298, November 18, 2003}.
Together with all and singular the tenements, hereditaments and appurtenances, thereto, and
all reversions and remainders and all rents, issues and profits thereof, and all right, title and
interests of the Mortgagor therein, including easements and rights of way for access and all
other rights pertaining to its interest thereto, unto the Mortgagee and his heirs, executors,
administrators and assigns.
The Mortgagor represents to and covenants with the Mortgagee and its heirs, executors,
administrators and assigns that it will WARRANT and defend the premises against the lawful claims
of all persons whomsoever, and the Mortgagor hereby relinquishes all right of dower and all right
of homestead, accruing or to accrue, in and to all of the premises, and the Mortgagor hereby
covenants with the Mortgagee that it is lawfully "seized" and in possession of its interest in the
premises and the same is free from all encumbrances.
Provided that these presents are upon the express condition that ifthe Mortgagor, its heirs, executors,
administrators and assigns, shall payor cause to be paid to the Mortgagees and their heirs, executors,
administrators and assigns, the full sum to be agreed upon by the parties according to the tenure and
effect of that promissory note described above, information about which is available at the City of
Bozeman, P.O. Box 1230, Bozeman, Montana, S9771-1230, then these presents to be void,
otherwise to be and remain in full force and effect.
It is hereby agreed that if the Mortgagor or maker of the obligation secured by this indenture shall
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fail to pay the principal or any interest as the same becomes due, or any taxes or assessments or
insurance as required or otherwise fail to comply with any or all of the conditions ofthis mortgage,
then all of the debt secured hereby shall become due and collectible, and all rents and profits from
its interest in the property shall then immediately accrue to the benefit of the Mortgagee; and this
mortgage may be foreclosed for the full amount, together with costs, taxes, insurance, cost of abstract
title, attorney fees, and any and all other sums advanced or expense incurred on account of the
Mortgagor; for whatever purpose, and any and all advances shall draw interest at the rate of ten
percent per annum, and be liens under this indenture.
A release of this mortgage is to be made at the expense of Mortgagor, on full payment of
indebtedness secured thereby.
IN WITNESS WHEREOF, the Mortgagor has hereunto set his hand and seal the day and year first
above written.
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DATED this \/\} day of March 2004, at Gallatin County, Montana.
- \
MORTGA~R, BLC ~TES, Ll.(:j
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Tim Howard, .Managi Member
STATE OF MONTANA )
) ss.
County of Gallatin )
On this I~ay of March 2004, before me, the undersigned, a Notary Public for the State
of Montana, personally appeared Tim Howard, known to me to be the person described herein and
who executed the foregoing Mortgage as the Managing Member ofBLC Associates, LLC, whose
name is subscribed to the within instrument and acknowledged to me that he executed the same for
and on behalf of said Corporation.
IN WITNESS WHEREOF, I have hereu
and year in this certificate first above writt
et my hand and fixed my official seal the day
L.
Notary lie for the State of Montana
Residing at Bozeman, Montana
My Commission expires: August 3, 2006
(NOTARIAL SEAL)
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..
MORTGAGEE, CITY OF BOZEMAN
By:
ATTEST:
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Robin L. Sullivan, Clerk of the Commission
STATE OF MONTANA )
) ss.
County of Gallatin )
On this ~y of March 2004, before me, the undersigned, a Notary Public for the State
of Montana, personally appeared Ron Brey and Robin Sullivan, known to me to be the persons
described herein and who executed the foregoing Mortgage as the Acting City Manager and Clerk
ofthe Commission, respectively, of the City of Bozeman, whose names are subscribed to the within
instrument and acknowledged to me that they executed the same for and on behalf of said City.
IN WITNESS WHEREOF, I have hereunto set my hand and
and year in this certificate first above written
o 1
Not ic for the State of Montana
Residing at Bozeman, Montana
My Commission expires: August 3, 2006
(NOT AJUAL SEAL)
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